2013-07-10T14:50:16-05:00 2012-08-31 990 2011-09-01 135562308 NEW YORK UNIVERSITY NEWY 2129982955 105 E 17TH STREET - 4TH FLOOR NEW YORK NY 100039580 MARTIN DORPH 2129982955 2013-07-10 2011 2016-02-24 21:20:13Z X MARTIN DORPH 105 E 17TH ST 4TH FL NEW YORK NY 100039580 4733235095 0 X WWW.NYU.EDU X 1831 NY NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 44,000 STUDENTS IN 18 SCHOOLS AND INSTITUTES. 62 56 26791 4677 12503649 482328 701545471 857257738 2777285036 3040158613 88187167 81063770 75060026 38494278 3642077700 4016974399 331052970 361444188 0 0 1981443440 2340608572 756976 753341 35744491 1213254932 1260520854 3526508318 3963326955 115569382 53647444 7730797680 8038275299 3992143253 4267766192 3738654427 3770509107 X NYU IS A PRIVATE UNIVERSITY WITH APPROXIMATELY 44,000 MATRICULATING STUDENTS IN 18 SCHOOLS AND INSTITUTES. NYU'S PRIMARY MISSIONS ARE EDUCATION, PATIENT CARE, RESEARCH AND SCHOLARSHIP. NYU IS RECOGNIZED BOTH NATIONALLY AND INTERNATIONALLY AS A LEADER IN SCHOLARSHIP 0 0 1695766632 361444188 1753289000 EDUCATION: FOUNDED IN 1831, NYU IS THE LARGEST PRIVATE RESEARCH UNIVERSITY IN THE U.S., WITH 18 SCHOOLS AND INSTITUTES; AND APPROXIMATELY 4,000 FULL-TIME FACULTY MEMBERS AND 44,000 MATRICULATING STUDENTS. NYU ANNUALLY CONFERS OVER 13,000 UNDERGRADUATE, GRADUATE AND PROFESSIONAL DEGREES; AND PROVIDES OVER $190 MILLION PER YEAR IN INSTITUTIONAL GRANT AID TO UNDERGRADUATES. THE WORLD'S FIRST "GLOBAL NETWORK UNIVERSITY," NYU HAS AN UNPARALLELED INTERNATIONAL PRESENCE WITH DEGREE-GRANTING LIBERAL ARTS PORTAL CAMPUSES (NYU NEW YORK; NYU ABU DHABI; AND THE RECENTLY ANNOUNCED NYU SHANGHAI OPENING IN FALL 2013); 13 ACADEMIC SITES ON SIX CONTINENTS; SENDS MORE STUDENT TO STUDY ABROAD THAN ANY OTHER U.S. COLLEGE OR UNIVERSITY; AND IS ONE OF THE LEADING U.S. UNIVERSITIES IN ATTRACTING INTERNATIONAL STUDENTS. 847846918 843299163 PATIENT CARE: NYU'S MEDICAL ACADEMIC PROGRAMS ARE A MAJOR ELEMENT OF THE UNIVERSITY'S MISSION. THE NYU SCHOOL OF MEDICINE WAS ESTABLISHED IN 1841; FROM ITS EARLIEST YEARS, IT HAS BEEN AT THE FOREFRONT OF ADVANCING THE MEDICAL PROFESSION AND MEDICAL RESEARCH, INCLUDING PARTICIPATING IN THE PROCESS THAT LED TO THE ESTABLISHMENT OF NEW YORK CITY'S HEALTH DEPARTMENT, ESTABLISHING THE FIRST OUTPATIENT CLINIC, ESTABLISHING THE FIRST LABORATORY DEVOTED TO TEACHING AND RESEARCH IN BACTERIOLOGY AND PATHOLOGY, CREATING THE FIRST DEPARTMENT OF FORENSIC MEDICINE, CREATING THE FIRST DEPARTMENT OF PHYSICAL MEDICINE AND REHABILITATION IN THE U.S., AND ESTABLISHING ONE OF THE FIRST MD-PHD PROGRAMS. ITS FACULTY AND GRADUATES HAVE INCLUDED NOBEL LAUREATES, THE DISCOVERER OF THE MOSQUITO AS THE SOURCE OF TRANSMISSION OF YELLOW FEVER, BOTH CREATORS OF THE POLIO VACCINE, AND THE RESEARCHERS WHO FOUND THE LINKAGE BETWEEN KAPOSI'S SARCOMA AND IMMUNE DEFICIENCY IN A DISTINCT POPULATION OF GAY MEN (A KEY STEP IN IDENTIFYING AIDS), AMONG OTHER LEADERS IN MEDICINE. THROUGH AFFILIATION AGREEMENTS, THE DOCTORS AND STUDENTS AT NYU SCHOOL OF MEDICINE PLAY A CRUCIAL ROLE IN ENSURING TOP QUALITY CARE NOT ONLY AT THE NYU LANGONE MEDICAL CENTER, BUT ALSO AT THE MANHATTAN VA HOSPITAL AND BELLEVUE HOSPITAL (ARGUABLY THE FOREMOST PUBLIC HOSPITAL IN THE U.S.). THE NYU COLLEGE OF DENTISTRY, WHICH AS THE LARGEST DENTAL SCHOOL IN THE U.S. AND MOST COMPREHENSIVE ORAL HEALTH CENTER IN THE WORLD, CARES FOR SOME 50,000 POOR AND LOW INCOME NEW YORKERS EACH YEAR AND OPERATES A MOBILE DENTAL CARE PROGRAM WHICH TRAVELS TO UNDERSERVED AREAS OF NEW YORK STATE. IN ADDITION, NYU OFFERS MASTERS DEGREES IN PUBLIC HEALTH AND PROVIDES UNDERGRADUATE AND GRADUATE EDUCATION FOR OVER 1,200 NURSING STUDENTS. 595088239 483794417 RESEARCH AND SCHOLARSHIP: NYU IS A MAJOR RESEARCH INSTITUTION, WITH SIGNIFICANT SUPPORT FROM NIH, NSF AND OTHER FUNDERS. THE RESEARCH AND CREATIVE OUTPUT OF NYU'S SCHOLARS HAVE LED TO THE RECEIPT OF NOBEL PRIZES, ABEL PRIZES, PULITZER PRIZES, GUGGENHEIMS, THE NATIONAL MEDAL OF THE ARTS, THE NATIONAL MEDAL OF SCIENCE, NSF WATERMAN AWARDS, MAX PLANCK AWARDS, THE KAVLI PRIZE, ACADEMY AWARDS, AND TONY AWARDS, AMONG MANY OTHER HONORS FOR THE UNIVERSITY'S FACULTY. NYU FACULTY FINDINGS ARE REGULARLY PUBLISHED IN TOP JOURNALS ACROSS A BROAD RANGE OF SCHOLARLY DISCIPLINES. NYU HAS LEADING PROGRAMS IN ECONOMICS, MATHEMATICS (AND PARTICULARLY APPLIED MATHEMATICS), NEUROSCIENCE, GENOMICS, SOFT CONDENSED MATTER PHYSICS, SOCIOLOGY, AND PHILOSOPHY, AMONG MANY OTHER SCHOLARLY FIELDS. 452393836 443570450 STUDENT SERVICES; STUDENT AID; LIBRARY; AND OPERATION AND MAINTENANCE OF PLANT. 452393836 443570450 3591095625 1 1 0 1 0 0 1 1 0 1 1 1 0 0 1 0 0 1 1 1 1 0 1 1 1 0 0 1 1 1 1 1 0 0 0 0 1 1 1 1 1 1 1 0 0 0 1 1 1 1 0 1 X 7961 0 26791 1 1 1 1 AE AR AS BD CH CJ CY EI EZ FR GH GM GR IS IT MP PM SN SP UK VI 0 0 0 1 1 0 0 0 0 X 62 56 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AL AZ CA CO CT DE FL KY MA MD MI NH OH OK OR WA X KERRI TRICARICO 2129982913 105 E 17TH STREET 3RD FLOOR NEW YORK NY 100039345 RONALD D ABRAMSON 2.00 X 0 0 0 KHALDOON KHALIFA AL MUBARAK 2.00 X 0 0 0 RALPH ALEXANDER 2.00 X 0 0 0 PHYLLIS PUTTER BARASCH 2.00 X 0 0 0 MARIA BARTIROMO 2.00 X 0 0 0 MARC H BELL 2.00 X 0 0 0 WILLIAM R BERKLEY 2.00 X X 0 0 0 CASEY BOX 2.00 X 0 0 0 BILL BREWER 2.00 X 0 0 0 DANIEL J BRODSKY 2.00 X 0 0 0 HEATHER CANNADY 2.00 X 0 0 0 SHARON CHANG 2.00 X 0 0 0 EVAN R CHESLER 2.00 X 0 0 0 WILLIAM T COMFORT III 2.00 X 0 0 0 MICHAEL R CUNNINGHAM 2.00 X 0 0 0 FLORENCE A DAVIS 2.00 X 0 0 0 BARRY DILLER 2.00 X 0 0 0 GALE DRUKIER 2.00 X 0 0 0 JOEL S EHRENKRANZ 2.00 X 0 0 0 LAURENCE D FINK 2.00 X X 0 0 0 JAY M FURMAN 2.00 X 0 0 0 MARK FUNG 2.00 X 0 0 0 H DALE HEMMERDINGER 2.00 X 0 0 0 JONATHAN L HERMAN 2.00 X 0 0 0 CHARLES J HINKATY 2.00 X 0 0 0 NATALIE HOLDER-WINFIELD 2.00 X 0 0 0 MITCHELL JACOBSON 2.00 X 0 0 0 BORIS JORDAN 2.00 X 0 0 0 CHARLES KLEIN 2.00 X 0 0 0 KENNETH G LANGONE 2.00 X X 0 0 0 MARK LESLIE 2.00 X 0 0 0 MARTIN LIPTON 20.00 X X 0 0 0 JEFFREY H LYNFORD 2.00 X 0 0 0 KELLY KENNEDY MACK 2.00 X 0 0 0 HOWARD MEYERS 2.00 X 0 0 0 STEVENS S MILLER 2.00 X 0 0 0 CONSTANCE J MILSTEIN 2.00 X 0 0 0 DAVID C OXMAN 2.00 X 0 0 0 JOHN PAULSON 2.00 X 0 0 0 LESTER POLLACK 2.00 X 0 0 0 CATHERINE B REYNOLDS 2.00 X 0 0 0 BRETT B ROCHKIND 2.00 X 0 0 0 WILLIAM C RUDIN 2.00 X 0 0 0 SURESH SANI 2.00 X 0 0 0 CONSTANCE SILVER 2.00 X 0 0 0 LISA SILVERSTEIN 2.00 X 0 0 0 JAY STEIN 2.00 X 0 0 0 JOSEPH S STEINBERG 2.00 X 0 0 0 JUDY STEINHARDT 2.00 X 0 0 0 MICHAEL H STEINHARDT 2.00 X 0 0 0 CHANDRIKA TANDON 2.00 X 0 0 0 DANIEL R TISCH 2.00 X 0 0 0 JOHN L VOGELSTEIN 2.00 X 0 0 0 WENLIANG WANG 2.00 X 0 0 0 CASEY WASSERMAN 2.00 X 0 0 0 NINA WEISSBERG 2.00 X 0 0 0 ANTHONY WELTERS 2.00 X X 0 0 0 SHELBY WHITE 2.00 X 0 0 0 LEONARD A WILF 2.00 X X 0 0 0 FRED WILSON 2.00 X 0 0 0 CHARLES ZEGAR 2.00 X 0 0 0 JOHN E SEXTON 70.00 X X 1301620 0 172134 MICHAEL ALFANO 50.00 X 1121019 0 47021 ROBERT BERNE 50.00 X 1201982 0 36405 BONNIE BRIER 50.00 X 570973 0 36405 MARTIN DORPH 50.00 X 521196 0 41517 DAVID W MCLAUGHLIN 50.00 X 592925 0 36405 THOMAS J CAREW START 7111 50.00 X 222221 0 15521 ANDREW BROTMAN 30.00 X 666512 666512 24500 ROBERT GROSSMAN 30.00 X 1770471 1770471 606226 ALISON LEARY 50.00 X 318512 0 25887 TINA SURH 50.00 X 808029 0 49057 DEBRA LAMORTE 50.00 X 500900 0 35289 LINDA MILLS 50.00 X 441766 0 40725 MARILYN MCMILLAN 50.00 X 307886 0 30873 JAMES GRIFO MD 50.00 X 2356539 0 35277 JOHN G GOLFINOS 50.00 X 2712514 0 41777 ANTHONY K FREMPONG-BOADU 50.00 X 3497717 0 36684 STEVEN KOBREN 50.00 X 2100868 0 18585 CHANDRANATH SEN 50.00 X 2080582 0 12171 ROSEMARIE LOFFREDO END 83111 50.00 X 418073 0 29280 JESS BENHABIB END 7111 50.00 X 423920 0 36405 23936225 2436983 1408144 1882 1 1 0 COLLINS BUILDING SERVICES INC 1775 BROADWAY STE 1420 NEW YORK NY 10019 CLEANING SERVICE 50960254 STRUCTURE TONE INC 770 BROADWAY-9TH FL NEW YORK NY 10003 CONSTRUCTION 43658063 ARAMARK EDUCATIONAL SERVICES LLC 11 WEST 42ND STREET 4TH FL NEW YORK NY 10036 FACILITY MANAGEMENT SERVICES 34061846 CORAL LAFAYETTE LLC 400 BROOME STREET NEW YORK NY 10013 SPACE RENTAL 14671762 SIGAL CONSTRUCTION CORP 2231 CRYSTAL DR STE 200 ARLINGTON VA 22202 CONSTRUCTION 14146198 645 259188 4852849 483794417 368351284 8855275 857257738 TUITION & FEES 611600 1753289000 1753289000 PATIENT CARE 623990 843299163 843299163 HOUSING & DINING 721310 225874779 225874779 OTHER PROGRAM SERVICES 611600 217695671 217695671 3040158613 13298554 -503842 13802396 68541841 85510030 -16968189 -16968189 5500000 -22468189 669399292 601634076 67765216 67765216 67765216 2608776 4852849 1206704 1402072 1402072 36195000 27909886 8285114 1243855 7041259 OTHER AUX. ENTERPRISES 713940 28196268 6263636 21932632 INTERNAL INCOME 900099 17579013 17579013 45775281 4016974399 3040158613 12503649 107054399 529188 529188 320802836 320802836 40112164 40112164 9516960 9516960 11426801 11426801 1694486629 1562110352 112256036 20120241 309685192 280947531 25888288 2849373 218581359 208962864 7543190 2075305 96911631 92371122 3641761 898748 8161373 8161373 1186970 1186970 734793 734793 753341 753341 5249193 5249193 188566501 159286451 28604177 675873 5476340 5126960 62250 287130 136256980 122686779 9459389 4110812 34830535 11240289 23553119 37127 511155 511155 91199696 87637921 3486847 74928 84902967 78196363 6274440 432164 3425098 742061 542496 2140541 96260320 86209320 10051000 236630117 196250117 40380000 14435604 4008229 10427375 REPAIR AND MAINTENANCE 69727098 62613098 7114000 0 SERVICE CONTRACT 68977874 67664874 1313000 0 RENTAL OF EQUIPMENT 50563688 31357688 19206000 0 OTHER EXPENSES 42887966 34227497 7447814 1212655 120536586 106473869 13986464 76253 3963326955 3591095625 336486839 35744491 821321988 878963850 115052929 103439747 334239465 379828845 164347362 215312946 1158970 1161633 6283652 7154668 91242620 91370966 10058000 9642000 71167098 94072071 5507338224 2106200942 3310160469 3401137282 2764842759 2827092391 40922368 29098900 7730797680 8038275299 413650780 464138338 799365000 811579000 1800754000 1912900000 226865000 94551000 751508473 984597854 3992143253 4267766192 X 1831238622 1746004971 625315306 647459841 1282100499 1377044295 3738654427 3770509107 7730797680 8038275299 X 53647444 -21792764 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 2588 1 250 0 1 4369 1 700292 1 27294 0 734793 0 X 1 0.29 1 1 1 0 1 X X X X 0 2690369662 177795800 72055356 22281071 149033859 3151990 2765753898 2375939165 142888000 301857827 18645572 105415479 6254279 2690369662 2134635606 160162000 172386687 14219178 81135377 3040411 2368789327 2394484490 102440000 -258404408 21727000 78727904 3429572 2134635606 0.43000 0.57000 0 0 156621428 156621428 4470378694 1639827232 2830551462 568604102 466373710 102230392 311734000 311734000 3401137282 COLLATERAL FOR SECURITIES LOANED 5955804 F EQUITY SECURITIES 1285806784 F FIXED INCOME SECURITIES 347419695 F OTHER LONG - TERM INVESTMENTS 38020030 F OTHER SHORT - TERM INVESTMENTS 27410702 F OPPORTUNISTIC & CREDIT 856595184 F REAL ASSETS 265884192 F 2827092391 ACCRUED BENEFIT OBLIGATION 150362144 ACCRUED POSTRETIREMENT OBLIGATION 482011361 ASSET RETIREMENT OBLIGATION 119367068 FEDERAL GRANTS REFUNDABLE 70004397 SECURITY LOAN AGREEMENTS PAYABLE 5840973 TAXABLE BONDS 157011911 984597854 PART III, LINE 1A: THE UNIVERSITY DOES NOT ASSIGN VALUES TO COLLECTION ITEMS. COLLECTION ITEMS ARE GENERALLY HELD FOR EDUCATIONAL PURPOSES AND ARE NOT DISPOSED OF FOR FINANCIAL GAIN OR OTHERWISE ENCUMBERED IN ANY MANNER. PART III, LINE 4: COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH ACQUISITION AND MAINTENANCE OF THESE COLLECTIONS ARE RECORDED AS EXPENSES IN THE PERIOD IN WHICH THEY ARE INCURRED. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: NYU'S ENDOWMENT CONSISTS OF INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES SUCH AS: PROGRAM SUPPORT, FACULTY AND STAFF SALARIES, SCHOLARSHIPS AND FELLOWSHIPS, LIBRARY BOOKS, RESEARCH, BUILDINGS AND EQUIPMENT, AND STUDENT LOANS. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 ALL ADVERTISEMENTS AND MARKETING MATERIALS, INCLUDING ADVERTISEMENTS IN NEWSPAPERS, CONTAIN THE NYU NONDISCRIMINATORY POLICY STATEMENT. ADDITIONALLY, THE UNIVERSITY'S WEB-SITE (WWW.NYU.EDU) PROMINENTLY FEATURES INSTITUTIONAL POLICIES ON NONDISCRIMINATION AND EQUAL OPPORTUNITY. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL ASSISTANCE FROM VARIOUS FEDERAL, STATE & LOCAL AGENCIES. 1 CENTRAL AMERICA 1 1 EDUCATION/RESEARCH INSTRUCTION 185727 EAST ASIA AND THE PACIFIC 5 63 EDUCATION/RESEARCH INSTRUCTION 15801952 EUROPE 7 115 EDUCATION/RESEARCH INSTRUCTION 53807431 MIDDLE EAST AND NORTH AFRICA 4 330 EDUCATION/RESEARCH INSTRUCTION 76368095 SOUTH AMERICA 1 8 EDUCATION/RESEARCH INSTRUCTION 2074860 SUB-SAHARAN AFRICA 1 8 EDUCATION/RESEARCH INSTRUCTION 2049481 SOUTH ASIA 1 0 EDUCATION/RESEARCH INSTRUCTION 26586 CENTRAL AMERICA 0 0 INVESTMENTS 1233602869 EAST ASIA AND THE PACIFIC 0 0 INVESTMENTS 72580772 EUROPE 0 0 INVESTMENTS 68166534 SUB-SAHARAN AFRICA 0 0 INVESTMENTS 21770004 20 525 0 0 20 525 1383917001 162517310 1546434311 SCHOLARSHIPS, FELLOWSHIPS, GRANTS CENTRAL AMERICA AND THE CARIBBEAN 46 762941 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS EAST ASIA AND THE PACIFIC 520 13042988 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS EUROPE 353 9113642 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS MIDDLE EAST & NORTH AFRICA 96 2959236 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS NORTH AMERICA 156 3346775 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS RUSSIA-NEWLY INDEPENDENT 51 1523358 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS SOUTH AMERICA 151 3570745 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS. GRANTS SOUTH ASIA 163 3831703 CREDIT TO BURSAR ACCOUNTS SCHOLARSHIPS, FELLOWSHIPS, GRANTS SUB-SAHARAN AFRICA 72 1960776 CREDIT TO BURSAR ACCOUNTS 1 0 1 0 1 1 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS OUTSIDE THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS. X X X X X X X 1 RUFFALOCODY 65 KIRKWOOD N RD CEDAR RAPIDS IA 52406 PHONATHON 0 1560153 753341 806812 1560153 753341 806812 AL AK AZ AR CA CO CT FL GA HI IL KS KY LA MA ME MD MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV DC VIOLET BALL 4250935 4069685 181250 285145 HOSPITALITY LND INVEST CONF- 1806450 517450 1289000 518502 25 1404240 265714 1138526 403057 7461625 4852849 2608776 1206704 1206704 1402072 1 UNITED WAY OF NEW YORK CITY 2 PARK AVENUE NEW YORK NY 10016 132617681 501(C)(3) 24756 SUPPORT NATIONAL CENTER ON PHILANTHROPY AND THE LAW 110 WEST 3RD STREET - DAGOSTINO HALL NEW YORK NY 10012 133954405 501(C)(3) 270000 SUPPORT CARING COMMUNITY INC 20 WASHINGTON SQUARE NORTH NEW YORK NY 10011 132980755 501(C)(3) 24000 SUPPORT AND COMMUNITY GALA LOWER EASTSIDE GIRLS CLUB 56 EAST 1ST STREET NEW YORK NY 10003 272354919 501(C)(3) 5000 SUPPORT AND WALK-A-THON UNION SQUARE PARTNERSHIP 4 IRVING PL NEW YORK NY 10003 133004730 501(C)(3) 18000 HARVEST IN THE SQUARE/SUMMER IN THE SQUARE VILLAGE ALLIANCE 8 EAST 8TH STREET NEW YORK NY 10003 133743340 501(C)(3) 7500 TASTE OF THE VILLAGE VILLAGE CENTER FOR CARE FUND 154 CHRISTOPHER ST NEW YORK NY 10014 133471553 501(C)(3) 15000 VILLAGE CARE AND NEW YORK LEGENDS OF THE VILLAGE SPONSORSHIP NEW YORK BUILDING CONGRESS 44 WEST 28TH STREET NEW YORK NY 10001 131097030 501(C)(3) 8250 LEADERSHIP AWARDS LUNCHEON, RECOGNITION BUILDING BOWERY RESIDENTS COMMITTEE 131 WEST 25TH STREET NEW YORK NY 10001 132736659 501(C)(3) 14877 SUPPORT ASIAN AMERICAN FOR EQUALITY 111 DIVISION STREET NEW YORK NY 10002 133187792 501(C)(3) 7500 SUPPORT ANDREW GLOVER YOUTH PROGRAM INC 100 CENTRE STREET RM 1541 NEW YORK NY 10013 133267496 501(C)(3) 5000 SUPPORT NEW YORKER FOR PARKS 55 BROAD STREET NEW YORK NY 10004 136167879 501(C)(3) 15000 ANNUAL GALA CAPITOL PUBLISHING LLC 79 MADISON AVENUE NEW YORK NY 10016 264331728 501(C)(3) 5000 STATE OF THE CITY SPONSORSHIP 13 0 STUDENT FINANCIAL AID 17300 320802836 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANTS AND OTHER ASSISTANCE AWARDED TO INDIVIDUALS IN THE UNITED STATES REPRESENT STUDENT FINANCIAL AID. STUDENTS RECEIVING FINANCIAL AID ARE DETERMINED TO BE WORTHY BY THE UNIVERSITY'S ASSESSMENT ON THE BASIS OF ACADEMIC ACHIEVEMENT, FINANCIAL NEED AND OTHER SIMILAR STANDARDS. THE OFFICE OF FINANCIAL AID AND THE FINANCE OFFICE FOR EACH COLLEGE CONTINUOUSLY MONITOR STUDENT ELIGIBILITY FOR THESE AWARDS. X X X X X 1 1 X X X X X 0 1 0 1 0 0 0 1 0 JOHN E SEXTON 1241084 0 0 0 60536 0 101700 0 70434 0 1473754 0 0 0 MICHAEL ALFANO 546529 0 574490 0 0 0 35500 0 11521 0 1168040 0 0 0 ROBERT BERNE 1201982 0 0 0 0 0 24500 0 11905 0 1238387 0 0 0 BONNIE BRIER 570973 0 0 0 0 0 24500 0 11905 0 607378 0 0 0 MARTIN DORPH 500271 0 0 0 20925 0 24500 0 17017 0 562713 0 0 0 DAVID W MCLAUGHLIN 573463 0 0 0 19462 0 24500 0 11905 0 629330 0 0 0 THOMAS J CAREW START 7111 194011 0 0 0 28210 0 10792 0 4729 0 237742 0 0 0 ANDREW BROTMAN 466512 466512 200000 200000 0 0 12250 12250 0 0 678762 678762 0 0 ROBERT GROSSMAN 1036384 1036384 350000 350000 384087 384087 296688 296688 6425 6425 2073584 2073584 224293 224293 ALISON LEARY 318512 0 0 0 0 0 24500 0 1387 0 344399 0 0 0 TINA SURH 468585 0 339444 0 0 0 24500 0 24557 0 857086 0 0 0 DEBRA LAMORTE 500900 0 0 0 0 0 24500 0 10789 0 536189 0 0 0 LINDA MILLS 428266 0 13500 0 0 0 24500 0 16225 0 482491 0 0 0 MARILYN MCMILLAN 307886 0 0 0 0 0 24500 0 6373 0 338759 0 0 0 JAMES GRIFO MD 212986 0 2143553 0 0 0 22000 0 13277 0 2391816 0 0 0 JOHN G GOLFINOS 414409 0 2298105 0 0 0 24500 0 17277 0 2754291 0 0 0 ANTHONY K FREMPONG-BOADU 227717 0 3270000 0 0 0 23407 0 13277 0 3534401 0 0 0 STEVEN KOBREN 224114 0 1838149 0 38605 0 5308 0 13277 0 2119453 0 0 0 CHANDRANATH SEN 205999 0 1874583 0 0 0 0 0 12171 0 2092753 0 0 0 ROSEMARIE LOFFREDO END 83111 249073 0 169000 0 0 0 24500 0 4780 0 447353 0 0 0 JESS BENHABIB END 7111 329549 0 76971 0 17400 0 24500 0 11905 0 460325 0 0 0 PART I, LINE 1A ONE OFFICER RECEIVED REIMBURSEMENT FOR ACCOUNTING, FINANCIAL PLANNING AND LEGAL EXPENSES. ONE OFFICER, ONE KEY EMPLOYEE, AND ONE HIGHEST COMPENSATED EMPLOYEE TRAVELED FIRST CLASS. ONE KEY EMPLOYEE WAS PROVIDED TRAVEL FOR COMPANIONS, ON WHICH TAX WAS IMPUTED. ONE KEY EMPLOYEE RECEIVED A TAX GROSS-UP PAYMENT. ONE OFFICER AND ONE KEY EMPLOYEE RECEIVED UNIVERSITY HOUSING WITHOUT CHARGE. IN ONE CASE, THE HOUSING QUALIFIED FOR EXCLUSION FROM INCOME UNDER IRC 119. IN THE OTHER, TAX IN ITS ENTIRETY, WAS IMPUTED. ONE KEY EMPLOYEE HAD A CAR AND DRIVER AVAILABLE FOR USE, AND TAX WAS IMPUTED ON THE PERSONAL USE OF THE VEHICLE AND DRIVER. PART I, LINE 4B ROBERT GROSSMAN, MD - DEAN OF NYU SCHOOL OF MEDICINE- PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN DURING CALENDAR YEAR 2011. THE EMPLOYER CONTRIBUTION TO THIS PLAN WAS $568,875 FOR CALENDAR YEAR 2011. THIS AMOUNT IS REPORTED AS A SHARED COST BETWEEN NYU HOSPITALS CENTER AND NYU SCHOOL OF MEDICINE. THE SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN CONTRIBUTIONS WERE MADE PURSUANT TO A NEGOTIATED AGREEMENT WITH DR. GROSSMAN. PRESIDENT SEXTON IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2015, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $77,200 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU SCHOOL OF LAW (INCLUDING HIS SERVICES AS DEAN OF THE SCHOOL OF LAW AND AS PRESIDENT OF THE UNIVERSITY). THE $77,200 ALLOCABLE TO CALENDAR YEAR 2011 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. IN ADDITION, COMMENCING ON SEPTEMBER 1, 2011, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, PRESIDENT SEXTON WILL BE ENTITLED TO RECEIVE PAYMENTS FOR THE REMAINDER OF HIS LIFE (THE "SERP ANNUAL PAYMENTS") EQUAL TO $800,000 PER YEAR, ADJUSTED BY THE LOCAL CONSUMER PRICE INDEX SINCE SEPTEMBER 1, 2008, REDUCED BY RETIREMENT BENEFITS OTHERWISE PROVIDED BY THE UNIVERSITY. THE OBLIGATION TO MAKE THE SERP ANNUAL PAYMENTS HAS BEEN PREVIOUSLY DESCRIBED ON THE UNIVERSITY'S FORMS 990. PRESIDENT SEXTON'S SALARY - WHILE PRESIDENT OR IN ANY POST-PRESIDENT EMPLOYMENT WITH NYU - IS REDUCED BY THE SERP ANNUAL PAYMENTS. FOR EXAMPLE, SO LONG AS PRESIDENT SEXTON REMAINS AS PRESIDENT, HE WILL NOT RECEIVE ANY ECONOMIC BENEFIT FROM THE SERP ANNUAL PAYMENTS BECAUSE EVERY DOLLAR HE RECEIVES FROM THE SERP ANNUAL PAYMENTS WILL REDUCE HIS SALARY AS PRESIDENT. EXECUTIVE VICE PRESIDENT ALFANO IS ENTITLED TO RECEIVE A LENGTH OF SERVICE BONUS ON JANUARY 15, 2013, SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE, EQUAL TO $11,000 TIMES THE NUMBER OF YEARS HE HAS SERVED AS A FULL-TIME MEMBER OF THE NYU COLLEGE OF DENTISTRY (INCLUDING HIS SERVICES AS DEAN OF THE NYU COLLEGE OF DENTISTRY, A MEMBER OF THE FACULTY OF THE NYU COLLEGE OF DENTISTRY, AND/OR EVP OF NYU). THE $11,000 ALLOCABLE TO CALENDAR YEAR 2011 IS INCLUDED IN PART II, ABOVE, IN COLUMN C. PART I, LINE 5 ONE HIGHEST COMPENSATED EMPLOYEE RECEIVED COMPENSATION OVER A BASE SALARY BASED ON THE SURPLUS OF REVENUES AFTER EXPENSES FOR THE IVF FACULTY PRACTICE GROUP. PART I, LINE 7 TWO KEY EMPLOYEES RECEIVED COMPENSATION OVER BASE SALARY INCLUDING THE BONUS DETERMINED BY THE ORGANIZATION'S COMPENSATION COMMITTEE, DETERMINED AS REASONABLE. SUPPLEMENTAL INFORMATION PART III FORM 990, SCHEDULE J, PART II, COL. (F): DR. GROSSMAN'S OTHER REPORTABLE COMPENSATION (COL. (B)(III)) INCLUDES AMOUNTS THAT WERE REPORTED AS DEFERRED COMPENSATION IN A PRIOR FORM 990. DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 64983TF24 2004-09-09 154646150 SEE SUPPLEMENTAL INFORMATION 0 0 0 DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649903QP9 2007-07-12 129995163 SEE SUPPLEMENTAL INFORMATION 0 0 0 DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649903U66 2008-07-18 616076776 SEE SUPPLEMENTAL INFORMATION 0 0 0 DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649905VF0 2009-12-10 419957678 SEE SUPPLEMENTAL INFORMATION 0 0 0 98525000 172937356 13075261 1126137 1604166 155744844 1386949 2010 0 0 1 1 138199597 13768830 1043964 970225 116684628 977182 4754767 2010 0 0 0 1 12585000 618722218 28000894 98525000 3966386 484039612 4190326 2009 1 0 1 1 420485512 2518568 352904734 3356478 61705733 0 0 0 1 0 1 1 1 1 0 0.00010 0.00890 0.00900 1 0 1 1 1 1 0 0.03440 0.01770 0.05210 1 0 1 1 1 1 0 0.01920 0.00300 0.02220 1 0 1 1 1 1 0 0.00340 0.00350 0.00690 1 0 1 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 X PART I (F) - DESCRIPTION OF PURPOSE BOND NUMBER 1 (CUSIP # 64983TF24): TO: (I) PAY THE COSTS OF THE 2004 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY, (II) PAY CAPITALIZED INTEREST AND CAPITALIZED BROKER-DEALER FEES ON THE SERIES 2004 BONDS AND (III) PAY THE COSTS OF ISSUANCE OF THE SERIES 2004 BONDS. BOND NUMBER 2 (CUSIP # 649903QP9): TO: (I) PAY THE COSTS OF THE 2007A PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY, (II) PAY CAPITALIZED INTEREST ON THE SERIES 2007A BONDS, AND (III) PAY THE COSTS OF ISSUANCE OF THE SERIES 2007A BONDS. BOND NUMBER 3 (CUSIP # 649903U66): TO: (I) PAY THE COSTS OF THE 2008 PROJECT, CONSISTING OF THE FINANCING OR REIMBURSEMENT OF THE COSTS OF ACQUISITION, CONSTRUCTION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY (II) REPAY A LINE OF CREDIT USED TO CURRENT REFUND THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK, NEW YORK UNIVERSITY INSURED REVENUE BONDS, SERIES 2004B1 AND SERIES 2004B2 ISSUED ON 9/9/2004 (III) PAY CAPITALIZED INTEREST ON THE SERIES 2008 BONDS AND (IV) PAY THE COSTS OF ISSUANCE OF THE SERIES 2008 BONDS. BOND NUMBER 4 (CUSIP # 649905VF0): TO (I) PAY THE COSTS OF THE 2009 PROJECT, CONSISTING OF THE FINANCING, REIMBURSEMENT OF THE COSTS OF CONSTRUCTION, ACQUISITION, CAPITAL IMPROVEMENTS AND EQUIPMENT RELATING TO PROJECTS AT VARIOUS CAMPUS LOCATIONS OF THE UNIVERSITY AND (II) PAY THE COSTS OF ISSUANCE OF THE SERIES 2009A BONDS. BOND NUMBER 5 (CUSIP # 649905WC6): TO (I) REPAY A LINE OF CREDIT USED TO REPAY TAXABLE INDEBTEDNESS INCURRED IN CONNECTION WITH A FACILITY FOR THE SCHOOL OF MEDICINE, AND (II) PAY THE COST OF ISSUANCE OF THE 2009B BONDS. BOND NUMBER 6 (CUSIP # 649906TN4): TO (I) PAY, OR REIMBURSE THE UNIVERSITY FOR THE PAYMENT OF, COSTS OF THE 2012A PROJECT, (II) REFUND OR REIMBURSE THE UNIVERSITY FOR THE REFUNDING OF ALL OR A PORTION OF THE NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY CIVIC FACILITY REVENUE BONDS, SERIES 2001 AND THE AUTHORITY'S NEW YORK UNIVERSITY INSURED REVENUE BONDS, 2001 SERIES 2, (III) REPAY A LINE OF CREDIT THAT WAS USED TO PAY THE AUTHORITY'S NEW YORK UNIVERSITY INSURED REVENUE BONDS, SERIES 2003B, AND (IV) PAY CERTAIN COSTS OF ISSUANCE OF THE SERIES 2012A BONDS. BOND NUMBER 1 (CUSIP # 649906VS0): TO (I) FINANCE OR REFINANCE THE COST OF THE ACQUISITION, CONSTRUCTION, FURNISHING AND EQUIPPING OF THE SERIES 2012 PROJECT AND (II) TO PAY CERTAIN COSTS OF ISSUANCE OF THE SERIES 2012 BONDS. PART III - "PRIVATE BUSINESS USE;" BONDS NUMBER 1, 2, 3, 4, 5 & 6; LINE 3C: NEW YORK UNIVERSITY (THE "UNIVERSITY") OBTAINED A PRIVATE LETTER RULING IN 2001 REGARDING RESEARCH AGREEMENTS AND USES THE GUIDANCE IT OBTAINED TO MEASURE THE PERCENTAGE OF FINANCED PROPERTY TREATED AS USED IN A PRIVATE BUSINESS USE. PART III - "PRIVATE BUSINESS USE;" BONDS NUMBER 1, 2, 3, 4, 5 & 6; LINE 3C: THE UNIVERSITY IS ALLOCATING EQUITY ON A PRO-RATA BASIS FOR PURPOSES OF THIS TAX YEAR'S FORM 990, BUT THIS ALLOCATION DOES NOT PRECLUDE THE UNIVERSITY'S ABILITY TO USE OTHER EQUITY ALLOCATION METHODS IN THE FUTURE. PART IV - "ARBITRAGE;" BONDS NUMBER 1 & 3; LINE 2: THE SERIES 2004 BONDS ISSUED IN VARIABLE RATE FORM WERE REPAID WITH FUNDS DRAWN UNDER A LINE OF CREDIT IN 2008 AND THE LINE OF CREDIT WAS THEN REFINANCED BY THE 2008 SERIES BONDS. THE SERIES 2004 BONDS ISSUED IN FIXED RATE FORM WERE NOT REFINANCED AND ARE CURRENTLY OUTSTANDING. DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649905WC6 2009-12-10 65343341 SEE SUPPLEMENTAL INFORMATION 0 0 0 DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649906TN4 2012-04-26 232921461 SEE SUPPLEMENTAL INFORMATION 0 0 0 DORMITORY AUTHORITY OF THE STATE OF NEW YORK 146000293 649906VS0 2012-05-17 61224691 SEE SUPPLEMENTAL INFORMATION 0 0 0 65339488 64400000 402575 536913 2009 0 0 1 1 232921689 183180000 46144013 1653749 1943927 1 0 0 1 61225688 55035104 458570 5732013 0 0 0 1 0 1 0 1 0 0.00000 0.00000 0.00000 1 0 0 0 1 0 0.00000 0.00000 0.00000 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 JOHN E SEXTON X 549020 555800 0 1 1 MARTIN DORPH X 200000 105833 0 1 1 RICHARD REVESZ X 5525670 6421335 0 1 1 ANDREW BROTMAN X 100000 100000 0 1 1 CAROL A MANDEL X 100000 100000 0 1 1 MARY M BRABECK X 500000 500000 0 1 1 PETER HENRY X 150000 133333 0 1 1 JESS BENHABIB X 400000 400000 0 1 1 8316301 7722 SCHOLARSHIP LAURENCE D FINK TRUSTEE 284183 INV. MGT. 0 EROSENFIELD DAUGHTER OFFICER B.BRIER 11015 STUDENT EMP. 0 JOHN SAUNDERS SON IN LAW TRUSTEE B. BERKLEY 239651 EMPLOYEE 0 WILLIAM RUDIN TRUSTEE 1381440 LEASE SPACE 0 HARVEY DALE SPOUSE KEY EMPL. D.LAMORTE 201022 EMPLOYEE 0 CONSTANCE MILLSTEIN TRUSTEE 2103296 LEASE SPACE 0 R SALK DAUGHTER IN LAW OFFICER R. BERNE 53300 EMPLOYEE 0 LEONARD WILF TRUSTEE 370000 LEASE SPACE 0 0 X 6 83251 SEE SCHEDULE O X 637678 SEE SCHEDULE O X 34876 SEE SCHEDULE O X 1 3000000 X 40 246604 SEE SCHEDULE O X 5 22617 SEE SCHEDULE O X 20 4590526 SEE SCHEDULE O X CERTIFICATES 65 239723 SEE SCHEDULE O 10 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 1) MICHAEL STEINHARDT (TRUSTEE) AND JUDY STEINHARDT (TRUSTEE) HAD A FAMILY RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2012. 2) H. DALE HEMMERDINGER (TRUSTEE) AND SURESH SANI (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2012. 3) JAY FURMAN (TRUSTEE) AND JOHN SEXTON (TRUSTEE) HAD A BUSINESS RELATIONSHIP DURING THE YEAR ENDED AUGUST 31, 2012. FORM 990, PART VI, SECTION A, LINE 6 THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO DECLARE OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NYU LAW. FORM 990, PART VI, SECTION A, LINE 7A THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO DECLARE OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NYU LAW. FORM 990, PART VI, SECTION A, LINE 7B THE VOTING TRUSTEES ARE MEMBERS OF THE UNIVERSITY WHO HAVE THE POWER TO DECLARE OR APPOINT ONE OR MORE MEMBERS OF THE GOVERNING BODY AND CERTAIN OTHER POWERS PURSUANT TO NYU LAW. FORM 990, PART VI, SECTION B, LINE 11 THE FOLLOWING STEPS WERE TAKEN TO REVIEW THIS IRS FORM 990: 1. THE FORM 990 WAS REVIEWED AND APPROVED BY THE UNIVERSITY CONTROLLER. 2. THE FORM 990 WAS THEN REVIEWED AND APPROVED BY THE UNIVERSITY'S CHIEF FINANCIAL OFFICER AND GENERAL COUNSEL. 3. THE FORM 990 WAS THEN PRESENTED TO THE UNIVERSITY'S AUDIT COMMITTEE FOR REVIEW. 4. THE FORM 990 WAS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES FOR REVIEW. 5. THE COMPENSATION COMMITTEE OF BOARD OF TRUSTEES REVIEWED THE COMPENSATION SECTIONS OF THE FORM 990. 6. FOLLOWING THE REVIEW PERIOD, THE FORM 990 WAS ELECTRONICALLY FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE OFFICE OF GENERAL COUNSEL ANNUALLY SENDS OUT CONFLICT OF INTEREST QUESTIONNAIRES TO OFFICERS, TRUSTEES AND KEY EMPLOYEES, REVIEWS COMPLETED QUESTIONNAIRES AND CONSULTS WITH THOSE COMPLETING FORMS AS APPROPRIATE. IN ADDITION, QUESTIONS ARISE PERIODICALLY THROUGHOUT THE YEAR AND ARE HANDLED BY THE OFFICE OF GENERAL COUNSEL AS APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 THE PROPOSED COMPENSATION OF OFFICERS, TRUSTEES, KEY EMPLOYEES, DISQUALIFIED PERSONS AND CERTAIN OTHERS (EXCEPT THE PRESIDENT) IS REVIEWED ANNUALLY BY AN OUTSIDE CONSULTING FIRM AND THAT FIRM'S ANALYSIS IS PRESENTED TO THE COMPENSATION COMMITTEE OF THE BOARD FOR ITS REVIEW AND APPROVAL. WHEN IT IS PROPOSED TO CHANGE THE COMPENSATION OF THE PRESIDENT, THE BOARD CHAIRMAN ENGAGES A COMPENSATION CONSULTANT TO PREPARE A CUSTOM SURVEY FOR CONSIDERATION BY THE COMPENSATION COMMITTEE OF THE BOARD, WHICH THEN SETS HIS COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE ON NYU'S WEBSITE (WWW.NYU.EDU). CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -2,923,000. ADJUSTMENT TO BEGINNING OF YEAR NET ASSETS: -18,869,764. TOTAL TO FORM 990, PART XI, LINE 5: -21,792,764. FORM 990 PART III, LINE 1 - (CONTINUED FROM PAGE 2) AND IS A MEMBER OF THE DISTINGUISHED ASSOCIATION OF AMERICAN UNIVERSITIES. THE UNIVERSITY'S SCHOOLS AND INSTITUTES, EACH WITH ITS OWN TRADITIONS, PROGRAMS AND FACULTY, ARE IN ORDER OF FOUNDING DATE: COLLEGE OF ARTS AND SCIENCE, SCHOOL OF LAW, SCHOOL OF MEDICINE, COLLEGE OF DENTISTRY, GRADUATE SCHOOL OF ARTS AND SCIENCE, STEINHARDT SCHOOL OF CULTURE EDUCATION AND HUMAN DEVELOPMENT, LEONARD N. STERN SCHOOL OF BUSINESS, COURANT INSTITUTE OF MATHEMATICAL SCIENCES, SCHOOL OF CONTINUING AND PROFESSIONAL STUDIES, INSTITUTE OF FINE ARTS, ROBERT F.WAGNER GRADUATE SCHOOL OF PUBLIC SERVICE, POST-GRADUATE MEDICAL SCHOOL, SILVER SCHOOL OF SOCIAL WORK, TISCH SCHOOL OF THE ARTS, GALLATIN SCHOOL OF INDIVIDUALIZED STUDY, COLLEGE OF NURSING, AND THE INSTITUTE FOR THE STUDY OF THE ANCIENT WORLD. IN ADDITION, NYU OPERATES A DEGREE-GRANTING RESEARCH UNIVERSITY WITH A HIGHLY SELECTIVE UNDERGRADUATE LIBERAL ARTS AND SCIENCES COLLEGE IN ABU DHABI - NYU ABU DHABI - AS PART OF ITS GLOBAL NETWORK OF ACADEMIC PROGRAM SITES AND RESEARCH PROGRAMS IN OTHER PARTS OF THE U.S. AND ABROAD, AND WILL BE OPENING A DEGREE-GRANTING RESEARCH UNIVERSITY IN CHINA AS PART OF THE NETWORK IN FALL 2013 - NYU SHANGHAI. 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