2013-07-01T07:48:56-05:00 2012-12-31 161131146 BONADIO & CO LLP 7936 SENECA TURNPIKE CLINTON NY 13323 990 2012-01-01 150532074 UNITED WAY OF THE VALLEY & GREATER UTICA AREA INC UNIT 3157334691 201 LAFAYETTE STREET NO 201 UTICA NY 13502 BRENDA EPISCOPO 3157334691 2013-06-19 1 RICHARD ZWEIFEL P00085938 3157977781 2012 2016-02-24 21:20:13Z BRENDA EPISCOPO 201 LAFAYETTE STREET NO 201 UTICA NY 13502 2261055 0 X WWW.UNITEDWAYGU.ORG X 1921 NY TO PROMOTE INDIVIDUAL WELL BEING, STRENGTHEN FAMILIES, AND IMPROVE THE QUALITY OF LIFE IN OUR COMMUNITY 26 25 14 1100 0 0 2858414 2158705 2076 0 -116388 1284 61621 80074 2805723 2240063 2038670 1907258 0 0 432148 547340 0 0 300724 236821 234255 2707639 2688853 98084 -448790 3815138 3459908 652901 660648 3162237 2799260 X TO PROMOTE INDIVIDUAL WELL BEING, STRENGTHEN FAMILIES, AND IMPROVE THE QUALITY OF LIFE IN OUR COMMUNITY. 0 0 2160638 1907258 75498 THE MISSION OF UWVGU IS TO MOBILIZE THE CARING POWER OF THE VALLEY & GREATER UTICA AREA BY CONNECTING PEOPLE, RESOURCES AND IDEAS TO CREATE A THRIVING COMMUNITY. COMMUNITY INVESTMENT FUNDING INCLUDES COLLABORATIVE PARTNERSHIPS AND COALITIONS, ASSESSMENT OF COMMUNITY NEEDS AND FUND DISTRIBUTION TO SUPPORT PROGAMS. THE UWVGU FUNDED 32 AGENCIES IN 2012. OUR FOCUS AREAS ARE HEALTH, EDUCATION, INCOME AND COMMUNITY SAFETY NET. COMMUNITY IMPACT FUNDING-IMPROVING LIVES BY MOBILIZING COMMUNITIES TO CREATE SUSTAINED CHANGES IN THE COMMUNITY CONDITIONS. COMMUNITY IMPACT FUNDING INCLUDES BUILDING COMMUNITY PARTNERSHIPS AND COALITIONS, ASSESSMENT OF COMMUNITY NEEDS, AND FUND DISTRIBUTION. THE UNITED WAY FUNDED 30 AGENCIES IN 2011. 2160638 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 3 0 1 14 0 0 0 0 0 0 0 0 0 0 0 X 26 25 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 NY X X X SANDRA HOYLAND 3157334691 201 LAFAYETTE STREET UTICA NY 13502 ELIZABETH SOGGS 1.00 X X 0 0 0 AMBER J CLARKE 1.00 X X 0 0 0 BURT DANOVITZ 1.00 X X 0 0 0 FRED D MATT 1.00 X 0 0 0 SYMEON TSOUPELIS 1.00 X 0 0 0 ANTHONY J SCIBELLI 1.00 X X 0 0 0 JAMES H BROCKWAY 1.00 X 0 0 0 EVE VAN DEWAL 1.00 X 0 0 0 KENNETH M TOMPKINS 1.00 X 0 0 0 FRED CMONACO II 1.00 X X 0 0 0 JOHN H HOBIKA JR 1.00 X 0 0 0 JAMES WALLACE 1.00 X X 0 0 0 DONALD CARBONE 1.00 X X 0 0 0 ANTHONY COLON 1.00 X 0 0 0 PATRICK JOHNSON 1.00 X 0 0 0 PATRICK J COSTELLO 1.00 X 0 0 0 MAIMUN N KHAN 1.00 X 0 0 0 DR ANN MARIE MURRAY 1.00 X 0 0 0 MICHAEL PAPARONE 1.00 X 0 0 0 DAVID S SHERLINE 1.00 X 0 0 0 GENO DECONDO 1.00 X X 0 0 0 BRENDA EPISCOPO 40.00 X X 92736 0 0 SAMANTHA DERISO 1.00 X 0 0 0 GREGORY M MORRA 1.00 X 0 0 0 ALLISON DAMIANO-DETRAGLIA 1.00 X X 0 0 0 ALICIA M BROCKWAY 1.00 X X 0 0 0 92736 0 0 0 0 0 0 0 2055965 102740 2158705 4124 4124 12909 13545 2204 -636 -2204 -2840 -2204 -636 7615 5243 2372 2372 MANAGEMENT FEES 561000 54751 54751 LITERACY COALITION 561000 20750 20750 MISCELLANEOUS OTHER IN 561000 2201 2201 77702 2240063 75498 0 5860 1907258 1907258 85915 33190 21238 31487 348115 134448 86071 127596 19248 6198 5996 7054 49965 18224 16751 14990 44097 17035 10901 16161 2719 2719 13000 13000 2213 2213 3951 564 2787 600 21805 4433 6295 11077 82471 19800 29682 32989 2713 678 543 1492 6868 2528 2184 2156 23286 5356 9314 8616 8001 2001 2800 3200 5849 1559 1983 2307 CAMPAIGN SUPPLIES 36971 957 3997 32017 VEHICLE & RELATED 12322 3080 4313 4929 MEMBERSHIP DUES & SUBSC 8247 1329 3711 3207 RECOGNITION & OTHER AWA 2846 2000 846 993 993 2688853 2160638 227491 300724 223168 233934 934458 1314508 1474770 1143197 17813 12220 55639 35002 6614 20637 6974 1908 509675 0 641666 733504 3815138 3459908 23293 46833 629608 613815 652901 660648 X 1408369 1359482 1484919 1164805 268949 274973 3162237 2799260 3815138 3459908 -448790 89228 -3415 0 X X 0 1 X 1 0 X 3134739 3332665 2332613 2858414 2158705 13817136 3134739 3332665 2332613 2858414 2158705 13817136 13817136 52501 23499 9153 8038 4124 97315 60046 66029 62408 57063 77702 323248 14237699 102884 0.97050 0.97110 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 416613 6024 55727 478364 396627 22242 -2256 416613 359630 20 36977 396627 281547 913 77170 359630 387625 -106078 281547 0.00000 0.57480 0.42520 1 0 48924 29630 19294 6715 5372 1343 20637 INTEREST IN ASSETS HELD BY THIRD PARTY 733504 733504 CAMPAIGN DESIGNATIONS PAYABLE 612456 REFUNDABLE ADVANCES 1359 613815 X 1696620 89228 89228 1607392 632671 632671 2240063 2059597 0 2059597 629256 629256 2688853 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUNDS ARE CURRENTLY HELD BY THE COMMUNITY FOUNDATION OF HERKIMER & ONEIDA COUNTIES, INC. THESE FUNDS CONSIST OF DONOR-RESTRICTED CONTRIBUTIONS AND AMOUNTS DESIGNATED BY THE BOARD OF DIRECTORS TO FUNCTION AS ENDOWMENTS. THE BOARD DESIGNATED PORTION ALONG WITH EARNINGS ARE USED TO COVER OPERATING OR OTHER COSTS AS NEEDED AT THE DISCRETION OF THE BOARD OF DIRECTORS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE UNITED WAY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IN ADDITION, THE UNITED WAY QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170(B)(1)(A) AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A)(1). THE UNITED WAY REVIEWS THE COMPONENTS OF REVENUES, GAINS AND OTHER SUPPORT AND ANALYZES WHETHER THE POSITION THAT THE ORGANIZATION TAKES WITH REGARD TO A PARTICULAR ITEM OF INCOME WOULD MEET THE DEFINITION OF AN UNCERTAIN TAX POSITION UNDER GAAP. THE UNITED WAY FILES INFORMATION RETURNS IN THE U.S. FEDERAL AND NEW YORK JURISDICTIONS. THE TAX YEARS THAT REMAIN SUBJECT TO EXAMINATION BY TAXING AUTHORITIES ARE GENERALLY THE PREVIOUS THREE YEARS. PART XI, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATED CONTRIBUTIONS 629,256. INVESTMENT EXPENSES 3,415. PART XII, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATED CONTRIBUTIONS 629,256. 1 AIDS COMMUNITY RESOURCES 627 W GENESEE STREET SYRACUSE NY 13204 36240 FUNDED PARTNER AMERICAN RED CROSS OF THE MOHAWK VALLEY 1415 GENESEE STREET UTICA NY 13502 103375 FUNDED PARTNER BOY SCOUTS OF AMERICAREV TRAIL COUNCIL 1401 GENESEE STREET UTICA NY 13501 31000 FUNDED PARTNER BOYS' AND GIRLS' CLUB OF THE MOHAWK VALLEY 755 LANSING STREET UTICA NY 13502 65000 FUNDED PARTNER CATHOLIC CHARITIES OF HERKIMER COUNTY 61 WEST STREET ILION NY 13357 56750 FUNDED PARTNER CATHOLIC CHARITIES OF ONEIDA AND MADISON COUNTIES 1408 GENESEE STREET UTICA NY 13502 45192 FUNDED PARTNER CENTER FOR FAMILY LIFE & REC 502 COURT STREET SUITE 401 UTICA NY 13502 20000 FUNDED PARTNER CORNELL COOPERATIVE 121 SECOND STREET ORISKANY NY 13424 7500 FUNDED PARTNER COUNTRY PANTRY (KIRKLAND) 5476 EUREKA ROAD ROME NY 13440 5000 FUNDED PARTNER FAXTON ST LUKES HEALTHCARE 1676 SUNSET AVENUE UTICA NY 13502 75000 FUNDED PARTNER FOOD BANK OF CENTRAL NY 7066 INTERSTATE ISLAND ROAD SYRACUSE NY 13209 11786 FUNDED PARTNER HOSPICE AND PALLIATIVE CARE INC 4277 MIDDLE SETTLEMENT ROAD NEW HARTFORD NY 13413 40000 FUNDED PARTNER JOHN BOSCO HOUSE INC 425 LAFAYETTE STREET UTICA NY 13502 20000 FUNDED PARTNER JOHNSON PARK CENTER 26 JOHNSON PARK UTICA NY 13501 88250 FUNDED PARTNER LEARNING DISABILITY ASSOCIATION OF THE MV 401 COLUMBIA STREET UTICA NY 13502 30000 FUNDED PARTNER LEGAL AID SOCIETY OF MID-NEW YORK 255 GENESEE STREET UTICA NY 13501 46000 FUNDED PARTNER MOHAWK VALLEY COMMUNITY ACTION 9882 RIVER ROAD MARCY NY 13403 26000 FUNDED PARTNER MULTI-CULTURAL ASSOC FOR MED INTERPRET 309 GENESEE STREET UTICA NY 13501 17000 FUNDED PARTNER NEIGHBORHOOD CENTER OF UTICA 293 GENESEE STREET UTICA NY 13501 59773 FUNDED PARTNER PARKWAY SENIOR CENTER 220 MEMORIAL PARKWAY UTICA NY 13501 30609 FUNDED PARTNER PETER MAURIN HOUSE INC 130 EAGLE STREET UTICA NY 13501 15000 FUNDED PARTNER RESOURCE CENTER FOR INDEPENDENT LIVING 409 COLUMBIA STREET UTICA NY 13502 151000 FUNDED PARTNER RICHFIELD SPRINGS YOUTH MINISTRY 17 CHURCH STREET RICHFIELD SPRINGS NY 13439 4000 FUNDED PARTNER SALVATION ARMY OF HERKIMER 431 N PROSPECT ST HERKIMER NY 13350 13500 FUNDED PARTNER SALVATION ARMY OF UTICA 14 CLINTON PLACE UTICA NY 13501 13500 FUNDED PARTNER SAMARITAN COUNSELING CENTER 1643 GENESEE STREET UTICA NY 13501 37749 FUNDED PARTNER THE PEACEMAKER PROGRAM 502 COURT STREET SUITE 234 UTICA NY 13502 45000 FUNDED PARTNER THEA BOWMAN HOUSE 731 LAFAYETTE STREET UTICA NY 13502 102000 FUNDED PARTNER UPSTATE CEREBRAL PALSY 1020 MARY STREET UTICA NY 13501 30000 FUNDED PARTNER YMCA OF THE MOHAWK VALLEY 83 E MAIN ST MOHAWK NY 13407 29500 FUNDED PARTNER YOUR NEIGHBORS 108 UTICA ROAD CLINTON NY 13323 10000 FUNDED PARTNER YWCA OF THE MOHAWK VALLEY 1000 CORNELIA STREET UTICA NY 13502 119500 FUNDED PARTNER FORM 990, PART VI, SECTION B, LINE 11 LINE 11A EXPLANATION - AUDIT COMMITTEE REVIEWS THE UNITED WAY'S 990 WITH MANAGEMENT AND THEN THE BOARD OF DIRECTORS WILL REVIEW AND APPROVE PRIOR TO FILING AND RELEASING IT TO THE PUBLIC. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, ALL STAFF, BOARD MEMBERS AND VOLUNTEERS ARE REQUIRED TO DISCLOSE ANY CONFLICT OF INTEREST BY SIGNING "CODE OF ETHICS" QUESTIONNAIRES. THE AUDIT COMMITTEE CHAIR THEN REVIEWS THE QUESTIONNAIRES FOR CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 OUR COMPENSATION PHILOSOPHY STATEMENT STATES THAT THE POLICY OF THE UNITED WAY OF THE VALLEY & GREATER UTICA AREA IS TO PROVIDE COMPENSATION THAT IS FAIR, REASONABLE AND CONSISTENT WITH COMPENSATION PAID IN THE NON-PROFIT SECTOR FOR POSITIONS OF COMPARABLE WORTH, COMPLEXITY AND RESPONSIBILITY. THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS SHALL DETERMINE THE COMPENSATION OF THE EXECUTIVE DIRECTOR UNDER THE GUIDELINES SET FORTH IN THE COMPENSATION POLICY USING THE FOLLOWING PROCESS: 1) ANNUAL BENCHMARKING 2) SALARY RANGES - THREE BROADBAND LEVELS A) DIRECTOR LEVEL B) PROFESSIONAL/SUPPORT LEVEL C) ADMINISTRATIVE 3) PERFORMANCE REVIEWS OUR COMPENSATION PHILOSOPHY STATEMENT STATES THAT THE POLICY OF THE UNITED WAY OF THE VALLEY & GREATER UTICA AREA IS TO PROVIDE COMPENSATION THAT IS FAIR, REASONABLE AND CONSISTENT WITH COMPENSATION PAID IN THE NON-PROFIT SECTOR FOR POSITIONS OF COMPARABLE WORTH, COMPLEXITY AND RESPONSIBILITY. THE HR COMMITTEE SHALL RECOMMEND TO THE BOARD OF DIRECTORS THE COMPENSATION OF EMPLOYEES UNDER THE GUIDELINES SET FORTH IN THE COMPENSATION POLICY USING THE FOLLOWING PROCESS: 1) ANNUAL BENCHMARKING 2) SALARY RANGES - THREE BROADBAND LEVELS A) DIRECTOR LEVEL B) PROFESSIONAL/SUPPORT LEVEL C) ADMINISTRATIVE 3) PERFORMANCE REVIEWS 4) SPECIAL CIRCUMSTANCES FORM 990, PART VI, SECTION C, LINE 19 THE UNITED WAY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST AT THE UNITED WAY OFFICES. IN ADDITION, THE FINANCIAL STATEMENTS AS FILED WITH THE CHARITIES BUREAU ARE AVAILABLE ON THAT AGENCY'S WEB SITE AND THE UNITED WAY'S WEBSITE. AUDIT COMMITTEE PART XII, LINE 2C THE ORGANIZATION HAS AN AUDIT COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT.