2013-06-13T15:51:56-05:00 2012-07-31 263839190 BURR PILGER MAYER INC 600 CALIFORNIA STREET SUITE 1300 SAN FRANCISCO CA 94108 990 2011-08-01 942650833 MATHEMATICAL SCIENCES RESEARCH INSTITUTE MATH 5106420143 17 GAUSS WAY BERKLEY CA 94720 ROBERT BRYANT 5106420143 2013-06-13 1 MAGA KISRIEV P01008919 4154215757 2011 2016-02-24 21:20:13Z ROBERT BRYANT 17 GAUSS WAY BERKLEY CA 94720 11327235 0 X WWW.MSRI.ORG X 1980 CA MSRI FOSTERS MATHEMATICAL RESEARCH BY BRINGING TOGETHER THE FOREMOST MATHEMATICAL SCIENTISTS FROM AROUND THE WORLD IN AN ENVIRONMENT THAT PROMOTES CREATIVE AND EFFECTIVE COLLABORATION. 36 34 35 10 0 0 9233905 7500875 364150 416187 7415 -230941 10381 0 9615851 7686121 2259460 1316203 0 0 2301638 2023226 0 0 448186 4091631 4480013 8652729 7819442 963122 -133321 24884416 24861871 324596 598388 24559820 24263483 X THE MATHEMATICAL SCIENCES RESEARCH INSTITUTE (MSRI) EXIST TO FURTHER THE ADVANCEMENT AND COMMUNICATION OF FUNDAMENTAL KNOWLEDGE IN MATHEMATICS AND THE MATHEMATICAL SCIENCES, THE DEVELOPMENT OF HUMAN CAPITAL FOR THE GROWTH AND USE OF SUCH KNOWLEDGE, AND THE CULTIVATION IN THE LARGER SOCIETY OF AWARENESS AND APPRECIATION OF THE BEAUTY, POWER AND IMPORTANCE OF MATHEMATICAL IDEAS AND WAYS OF UNDERSTANDING THE WORLD. 0 0 4356910 897208 389990 SCIENTIFIC PROGRAMS: MSRI CONDUCTS BROADLY-BASED RESEARCH PROGRAMS IN THE MATHEMATICAL SCIENCES AND CLOSELY RELATED FIELDS.IN ANY GIVEN YEAR, MSRI CONDUCTS BETWEEN TWO AND FOUR THEMATIC RESEARCH PROGRAMS, EACH LASTING EITHER 5 MONTHS OR 10 MONTHS. EACH SUCH PROGRAM HOSTS 40-100 MATHEMATICAL SCIENTISTS FROM ALL OVER THE WORLD WHOSE RESEARCH CENTERS ON THE PROGRAM'S THEME, DURING WHICH TIME, THEY COLLABORATE ON RESEARCH, CONDUCT SEMINARS AND WORKSHOPS, AND TRAIN AND MENTOR POSTDOCTORAL FELLOWS IN THE DISCIPLINE.MSRI ALSO HOSTS, EACH YEAR, SEVERAL STAND-ALONE WORKSHOPS ON SPECIAL TOPICS, EACH ONE LASTING FOR A PERIOD BETWEEN ONE DAY AND TWO WEEKS AND BRINGING TO MSRI BETWEEN 40 AND 150 PARTICIPANTS. MSRI ALSO COLLABORATES WITH OTHER MATHEMATICS INSTITUTES IN SCIENTIFIC PROGRAMS AND IN ITS EFFORTS TO ENCOURAGE A DIVERSE POPULATION TO PARTICIPATE IN MATHEMATICS RESEARCH PROGRAMS. 1323748 418995 MATH AND SOCIETY PROGRAMS: MSRI SPONSORS A LARGE NUMBER OF PROGRAMS AND ACTIVITIES WHOSE GOAL IS TO ENHANCE K-12 MATHEMATICS EDUCATION AND TEACHER TRAINING. THESE INCLUDE SUPPORTING SEVERAL MATH CIRCLES (AFTERSCHOOL ACTIVITIES IN MATHEMATICS FOR SCHOOL CHILDREN) IN THE BAY AREA; THE NATIONAL ASSOCIATION OF MATH CIRCLES (WHICH PROMOTES A MATH CIRCLES NATIONWIDE; MATHEMATICS RELATED EVENTS FOR CHILDREN (JULIA ROBINSON MATHEMATICS FESTIVAL, THE BAY AREA MATHEMATICS OLYMPIAD); CIRCLE ON THE ROAD (A PROGRAM TO FOSTER ESTABLISHMENT OF NEW MATH CIRCLES); CRITICAL ISSUES IN MATHEMATICS EDUCATION (A FORUM FOR EXCHANGE OF IDEAS BETWEEN MATHEMATICS RESEARCHERS AND EDUCATORS); AND THE MATHEMATICS PROFESSIONAL DEVELOPMENT INSTITUTE (TRAINING FOR TEACHERS OF MATHEMATICS).IN ADDITION, EACH YEAR, A SERIES OF FILMS, AND PUBLIC LECTURES AND OTHER EVENTS ARE HOSTED AT MSRI FOR THE PUBLIC. THAT HELPS THE INTERESTED LAY PERSON TO UNDERSTAND THE IMPORTANCE OF MATHEMATICS AND ITS APPLICATIONS IN OUR SOCIETY AND CULTURE AND TO APPRECIATE THE SIGNIFICANT RECENT ADVANCES IN THE DISCIPLINE. 651479 COMPUTING AND COMMUNICATION: MSRI PROVIDES INFORMATION TECHNOLOGY (IT) RESOURCES AND SERVICES TO ITS RESEARCHERS AND THE BROADER MATH COMMUNITY WORLDWIDE. MSRI MAINTAINS AN IT PLATFORM THAT FEATURES THE MOST ADVANCED MATHEMATICAL SOFTWARE AND THAT GRANTS ACCESS TO AND SUPPORTS VIRTUAL COLLABORATIVE RESEARCH AMONGST MATHEMATICIANS AT THE INSTITUTE. MSRI DEVELOPS AND MAINTAINS A VMATH WEBSITE THAT STREAMS VIDEOS OF PAST PROGRAM LECTURES FOR MATHEMATICIANS AND THE GENERAL PUBLIC. ALSO, MSRI DEVELOPED AND CURRENTLY MAINTAINS AND PROMOTES THE NATIONAL ASSOCIATION OF MATH CIRCLES WEBSITE, ENABLING A NATIONWIDE NETWORK OF MATH CIRCLES TO SHARE ONLINE MATH RESOURCES AND TOOLS AND FOR USE IN MATH CIRCLE AFTER-SCHOOL PROGRAMS AND CHILDHOOD EDUCATION. IN ADDITION, MSRI PRODUCES AND DISTRIBUTES DIGITAL VERSIONS OF ITS MOST POPULAR SCIENTIFIC AND PUBLIC EVENTS. 26197 26197 6332137 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 160 0 1 35 1 0 0 0 0 0 0 0 0 0 0 X 36 34 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 1 1 1 0 AL AK AZ AR CA CT FL GA IL KS KY MA MD ME MI MN MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT VA WA WI WV X STEFANIE YURUS 5106429238 17 GAUSS WAY BERKELEY CA 947205070 EDWARD BAKER 1.00 X X 0 0 0 DEBORAH LOEWENBERG BALL 1.00 X 0 0 0 GEORGE BENKART 1.00 X 0 0 0 ELWYN BERLEKAMP 1.00 X 0 0 0 SUN-YUNG ALICE CHANG 1.00 X 0 0 0 RUTH CHARNEY 1.00 X 0 0 0 JENNIFER CHAYES 1.00 X 0 0 0 NEIL CHRISS 1.00 X 0 0 0 MAY CHU 1.00 X 0 0 0 DAVID EISENBUD 1.00 X 0 0 0 CHARLES FEFFERMAN 1.00 X 0 0 0 JERRY FIDDLER 1.00 X 0 0 0 DAN FREED 1.00 X 0 0 0 JEFF GOODBY 1.00 X 0 0 0 PHILLIP G GRIFFITHS 1.00 X X 0 0 0 SANFORD GROSSMAN 1.00 X 0 0 0 MARIA M KLAWE 1.00 X 0 0 0 MARK KLEIMAN 1.00 X 0 0 0 HENRY LAUFER 1.00 X 0 0 0 TOM LEIGHTON 1.00 X 0 0 0 DUSA MCDUFF 1.00 X 0 0 0 PRABHAKAR RAGHAVAN 1.00 X 0 0 0 PETER SARNAK 1.00 X 0 0 0 JAMES H SIMONS 1.00 X 0 0 0 HUGO SONNENSCHEIN 1.00 X 0 0 0 ROGER A STRAUCH 1.00 X X 0 0 0 SANDOR STRAUS 1.00 X 0 0 0 KAREN UHLENBECK 1.00 X 0 0 0 ANDREW VITERBI 1.00 X 0 0 0 ANDREI OKOUNKOV 1.00 X 0 0 0 RICK SCHOEN 1.00 X 0 0 0 MORRIS KALKA 1.00 X 0 0 0 VICTOR MOLL 1.00 X 0 0 0 DAVID SCOTT 1.00 X 0 0 0 JOSE SCHEINKMAN 1.00 X 0 0 0 ROBERT BRYANT 40.00 X X 68497 0 8961 HELENE BARCELO 40.00 X X 185081 0 35476 DAVID AUCKLY 40.00 X 132177 0 26319 PHYLLIS CARTER 40.00 X 130875 0 18471 516630 0 89227 3 0 1 0 0 4731888 2768987 164498 7500875 ACADEM.SVC FEES&OTHER 900099 416187 416187 416187 176667 176667 3233506 3641114 -407608 -407608 -407608 7686121 416187 0 -230941 91973 91973 1224230 1224230 605857 308338 224494 73025 1111643 565747 411908 133988 69498 56114 7199 6185 236228 100761 93876 41591 25086 800 24286 51108 51108 108117 2750 15079 90288 12464 9642 941 1881 71250 25371 14838 31041 112569 99094 12356 1119 95171 83973 4302 6896 633986 557908 69738 6340 18303 16107 2013 183 PROGRAM ORGANIZER AND P 901805 901805 POSTDOCTORAL FELLOWSHIP 634943 634943 PURCHASED SERVICES 613760 607092 5400 1268 WORKSHOP EXPENSES 444843 378433 22757 43653 756608 667056 78824 10728 7819442 6332137 1039119 448186 2071622 2260964 2710496 1523560 15293 9921 21030 18518 17031295 5604987 11397445 11426308 8668530 9622600 24884416 24861871 324596 482528 115860 324596 598388 X 12411155 11532702 1797358 721957 10351307 12008824 24559820 24263483 24884416 24861871 X -133321 -163016 X X 0 1 1 X 1 1 X 9376734 3563559 2668794 9233905 7500875 32343867 9376734 3563559 2668794 9233905 7500875 32343867 6180773 26163094 246078 112726 84024 82123 176667 701618 33045485 3717372 0.79170 0.77550 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 10739579 1682517 -394371 2000 12025725 8515267 2207723 150534 10873524 8386968 86633 44561 2895 8515267 6863715 44561 73190 6981466 0.99860 0.00140 0 0 12895671 3310905 9584766 4135624 2294082 1841542 11426308 7686121 7819442 -133321 -163016 -163016 -296337 7592125 -163016 69020 -93996 7686121 0 7686121 7888462 69020 69020 7819442 0 7819442 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENTS ARE HELD TO SUPPORT THE WORK OF RESEARCH PROFESSORS,POSTDOCTORAL SCHOLARS, AND MATHEMATICS CIRCLE PROGRAMS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: FOLLOWING THE ACCOUNTING GUIDANCE FOR UNCERTAIN TAX POSITIONS, MANAGEMENT CONCLUDED THERE ARE NO UNCERTAIN TAX POSITIONS AT JULY 31, 2012 AND 2011. SCHEDULE D, PART V, LINE 1, COLUMN (A): THE BALANCE WAS ADJUSTED TO REFLECT THE RECLASSIFICATION IN THE AUDITED FINANCIAL STATEMENTS IN AMOUNT OF $133,945. 1 X STIPENDS, PER DIEM AND TRAVEL REIMBURSMENT 480 1224230 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: MSRI REGUIRES SUBMISSION OF TRAVEL RECEIPTS BEFORE REIMBURSING THE GRANTEES' EXPENSES. IN ADDITION, FOR NATIONAL SECURITY GRANTS, VERIFICATION OF THE RECEPIENTS' UNITED STATES CITIZENSHIP IS OBTAINED. X X X 0 0 X X X X 0 0 0 0 0 0 0 0 0 HELENE BARCELO 185081 0 0 0 0 0 19100 0 16376 0 220557 0 0 0 DAVID AUCKLY 132177 0 0 0 0 0 11620 0 14699 0 158496 0 0 0 SUPPLEMENTAL INFORMATION PART III MSRI OFFERS A MONETARY HOUSE ALLOWANCE AND A TRAVEL ALLOWANCE TO INCENT SUCCESSFUL JOB CANDIDATES TO ACCEPT THEIR OFFER. THE COST OF LIVING IS VERY HIGH IN THE CA BAY AREA. THE ANNUAL VALUE OF THE HOUSING ALLOWANCE RECEIVED FOR THE DEPUTY DIRECTOR AND ASSOCIATE DIRECTOR POSITIONS WERE $18,000 AND $21,600, RESPECTIVELY. THE ANNUAL COST OF TRAVEL ALLOWANCE WAS $10,000 AND THE AMOUNT OCCASIONALY USED FOR SPOUSAL TRAVEL WAS $1,470. X 10000 138300 FMV X BOOKS 1057 26198 FMV 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): ORGANIZATION REPORTS A NUMBER OF ITEMS RECEIVED ON SCHEDULE M. FORM 990, PART VI, SECTION A, LINE 2 SOME OF THE DIRECTORS HAVE CAREERS AS INVESTORS AND FELLOW DIRECTORS HOLD INVESTMENTS IN FUNDS THEY MANAGE. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS DISTRIBUTED TO THE FINANCE COMMITTEE FOR REVIEW. COMMITTEE MEMBERS PROVIDE FEEDBACK AND CHANGES TO CONTENT IN THE FORM 990 DIRECTLY TO THE CONTROLLER. ALL CHANGES ARE REFLECTED IN THE FORM 990 BY THE CONTROLLER PRIOR TO FILING THE FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12 CONFLICT OF INTEREST STATEMENTS ARE PROVIDED TO THE BOARD OF TRUSTEES AT THE ANNUAL TRUSTEE MEETING. THE BOARD OF TRUSTEES SIGN AND RETURN THE COMPLETED FORMS FOR REVIEW. CONFLICTS OF INTERESTED THAT ARE IDENTIFIED ARE ADDRESSED AT THAT TIME. FORM 990, PART VI, SECTION B, LINE 15 THE CONTROLLER PREPARES AND SUBMITS A COMPARATIVE SALARY ANALYSIS FOR EACH OFFICER LEVEL POSITION TO THE COMPENSATION COMMITTEE FOR REVIEW. BASED ON REVIEW, THE STEERING COMMITTEE SUBMITS A RECOMMENDATION FOR APPROVAL OF OFFICER COMPENSATION BY THE BOARD OF TRUSTEE. KEY EMPLOYEE COMPENSATION IS AUTHORIZED BY THE DIRECTOR AND APPROVED BY THE BOARD OF TRUSTEES IN THE ANNUAL BUDGETING PROCESS. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -163,016. FORM 990, PART XII, LINE 2C NO CHANGE IN THE AUDIT COMMITTEE'S OVERSIGHT PROCESS.