2013-05-15T15:38:06-05:00 2012-06-30 PricewaterhouseCoopers LLP 300 Madison Avenue New York NY 10017 990 2011-07-01 135598093 THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK % RENOTTA YOUNG DEP CONTROLL TRUS 2128544684 615 WEST 131ST STREET MC 8741 NEW YORK NY 100277922 ANNE SULLIVAN 2013-05-14 true 6464713000 2011 2016-02-24 21:20:13Z Lee C Bollinger 615 West 131st St MC 8741 New York NY 100277922 7149808012 false X www.columbia.edu X 1754 NY SEE STATEMENT 1 23 16 31577 8167 -8486699 -15085962 1969196418 1419840375 2016494653 2164623741 570158034 419888453 154118767 156131305 4709967872 4160483874 496039784 543943633 0 0 2079131206 2125734457 628224 531810 93261800 1005589666 1022660158 3581388880 3692870058 1128578992 467613816 13495243044 13627251849 2936540974 3069444413 10558702070 10557807436 X COLUMBIA UNIVERSITY IS ONE OF THE WORLD'S MOST IMPORTANT CENTERS OF RESEARCH AND AT THE SAME TIME A DISTINCTIVE AND DISTINGUISHED LEARNING ENVIRONMENT FOR UNDERGRADUATES AND GRADUATE STUDENTS IN MANY SCHOLARLY AND PROFESSIONAL FIELDS. THE UNIVERSITY RECOGNIZES THE IMPORTANCE OF ITS LOCATION IN NEW YORK CITY AND SEEKS TO LINK ITS RESEARCH AND TEACHING TO THE VAST RESOURCES OF A GREAT METROPOLIS. IT SEEKS TO ATTRACT A DIVERSE AND INTERNATIONAL FACULTY AND STUDENT BODY, TO SUPPORT RESEARCH AND TEACHING ON GLOBAL ISSUES, AND TO CREATE ACADEMIC RELATIONSHIPS WITH MANY COUNTRIES AND REGIONS. IT EXPECTS ALL AREAS OF THE UNIVERSITY TO ADVANCE KNOWLEDGE AND LEARNING AT THE HIGHEST LEVEL AND TO CONVEY THE PRODUCTS OF ITS EFFORTS TO THE WORLD. false false 1236986607 379509877 1084831000 COLUMBIA UNIVERSITY IS A PRIVATE, NONSECTARIAN, NONPROFIT INSTITUTION OF HIGHER EDUCATION WHOSE ACTIVITIES ARE CONCENTRATED AT TWO LOCATIONS IN NEW YORK CITY BUT EXTEND ACROSS THE GLOBE. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SIXTEEN UNDERGRADUATE, GRADUATE, AND PROFESSIONAL SCHOOLS. IT OPERATES A VARIETY OF RESEARCH INSTITUTES AND A LIBRARY SYSTEM TO SUPPORT ITS TEACHING AND LEARNING, BASIC AND APPLIED RESEARCH, PATIENT CARE, AND PUBLIC SERVICE ACTIVITIES. THE UNIVERSITY ENROLLS APPROXIMATELY 28,221 FULL-TIME AND PART-TIME STUDENTS AND EMPLOYS APPROXIMATELY 30,000 FULL-TIME AND PART-TIME EMPLOYEES, INCLUDING 5,459 FULL-TIME FACULTY MEMBERS. 714052099 6369935 842367540 THE UNIVERSITY, THROUGH THE COLUMBIA UNIVERSITY MEDICAL CENTER AND ITS MEDICAL FACULTY PRACTICE PLAN, PROVIDES DIRECT PATIENT CARE AND OTHER CLINICAL AND EDUCATIONAL SERVICES TO HOSPITALS AND OTHER HEALTH CARE INSTITUTIONS THROUGH CONTRACTUAL AGREEMENTS FOR SERVICES. THE CLINICAL FACULTY HANDLED APPROXIMATELY 1.8 MILLION OUTPATIENT AND EMERGENCY ROOM VISITS AND PARTICIPATED IN INSTRUCTION AND SUPERVISION OF 660 UNIVERSITY MEDICAL STUDENTS AND 950 RESIDENTS AND FELLOWS AT NEW YORK PRESBYTERIAN HOSPITAL AND OTHER AFFILIATED HOSPITALS. 578151000 152194831 105932788 THE UNIVERSITY PERFORMS RESEARCH, TRAINING, AND OTHER SERVICES UNDER GRANTS AND CONTRACTS WITH AGENCIES OF THE FEDERAL GOVERNMENT AND OTHER SPONSORING ORGANIZATIONS. 61700000 0 0 LIBRARY 224614000 0 0 CAMPUS OPERATIONS 210091000 0 0 INSTITUTIONAL SUPPORT 92604000 0 121687000 AUXILIARY ENTERPRISES 150565789 5868990 9805413 OTHER SOURCES 739574789 5868990 131492413 3268764495 true false false true false true false true false true true true false false true false false true true true true true true true true false false true true true true false true false false false true false true true true true true false false true true true true false false true X 42855 0 true 31577 true true true true false false false true true false false false false false false false X 23 16 true false false false false false false true true false false true true true true true true true true false CA X RENOTTA YOUNG DEP CONTROLL 2128544684 615 W 131ST MC 8749 New York NY 10027 LEE C BOLLINGER 60.0 X X 1209992 0 1117352 KENNETH A FORDE MD 3.0 X 789000 0 2592 ROLANDO T ACOSTA 3.0 X 0 0 0 ARMEN A AVANESSIANS 3.0 X 0 0 0 A'LELIA BUNDLES 3.0 X 0 0 0 JOSE A CABRANES 3.0 X 0 0 0 WILLIAM V CAMPBELL 3.0 X 0 0 0 LISA CARNOY 3.0 X 0 0 0 FIONA DRUCKENMILLER 3.0 X 0 0 0 NOAM GOTTESMAN 3.0 X 0 0 0 JOSEPH A GREENAWAY JR 3.0 X 0 0 0 JAMES HARDEN 3.0 X 0 0 0 ANN F KAPLAN 3.0 X 0 0 0 MARK E KINGDON 3.0 X 0 0 0 JONATHAN LAVINE 3.0 X 0 0 0 GERRY LENFEST 3.0 X 0 0 0 PAUL J MADDON 3.0 X 0 0 0 PHILIP MILSTEIN 3.0 X 0 0 0 VIKRAM PANDIT 3.0 X 0 0 0 MICHAEL B ROTHFELD 3.0 X 0 0 0 JONATHAN D SCHILLER 3.0 X 0 0 0 ESTA STECHER 3.0 X 0 0 0 KYRIAKOS TSAKOPOULOS 3.0 X 0 0 0 FAYE WATTLETON 3.0 X 0 0 0 RICHARD E WITTEN 3.0 X 0 0 0 STEPHEN H CASE 3.0 X 0 0 0 SAVIO W TUNG 3.0 X 0 0 0 JANE E BOOTH 60.0 X 513240 0 63316 JOHN COATSWORTH 60.0 X 499362 0 38773 JEROME DAVIS 60.0 X 291988 0 41047 ROBERT KASDIN 60.0 X 687724 0 66107 ANNE R SULLIVAN 60.0 X 444342 0 45729 NICHOLAS B DIRKS 60.0 X 458676 0 63617 DR LEE GOLDMAN MD 60.0 X 1263829 0 474823 PETER HOLLAND 60.0 X 2772507 0 2280292 JOSEPH A IENUSO 60.0 X 407137 0 102280 NIRMAL NARVEKAR 60.0 X 3082826 0 2534544 FREDERICK M VAN SICKLE 60.0 X 497052 0 69889 EMILE BACHA 60.0 X 1573005 0 110194 JEFFREY W MOSES 60.0 X 3087952 0 75014 JAN MODEST QUAEGEBEUR 60.0 X 1479936 0 69255 DAVID N SILVERS 60.0 X 5181749 0 40311 CRAIG R SMITH 60.0 X 2122382 0 69715 ALAN BRINKLEY 60.0 X 467994 0 75938 CLAUDE M STEELE 60.0 X 399776 0 173892 SUSAN K FEAGIN 60.0 X 1032960 0 33991 28263429 0 7548671 4089 true true false LEND LEASE US CONSTRUCTION LMB CONSTRUCTION 53552058 DAVIS BRODY BOND LLP ARCHITECTURAL 13687586 HELLMAN CONSTRUCTION CO INC CONSTRUCTION 13635502 NEXTSOURCE INC MANAGEMENT CONSULT 12263500 STRUCTURE TONE CONSTRUCTION 9210831 278 5588110 857587000 556665265 17969206 1419840375 TUITION & FEES 611600 1084831000 1084831000 OTHER EDUCATION & RESEARCH 541700 105932788 105932788 PATIENT CARE REVENUE 621110 842367540 842367540 AUXILIARY ENTERPRISES 900099 121687000 115748807 5938193 OTHER SOURCES 900099 8388417 8388417 1416996 1416996 2164623741 43176561 43176561 0 83262875 83262875 148251937 132032464 16219473 16219473 27952 16191521 3231878804 2855166912 376711892 376711892 376711892 922623 5588110 2124762 -1202139 -1202139 0 0 PARTNERSHIP INCOME 900099 57851096 -14452844 72303940 57851096 4160483874 2158685548 -8486699 590444650 105084965 105084965 379272707 379272707 59585961 59585961 0 14673691 0 14673691 2862179 335687 2526492 1720100591 1552714562 122655465 44730564 103191349 91940528 8444129 2806692 194082458 141517375 37633473 14931610 90824189 80606344 7757635 2460210 0 24666413 22343393 2160261 162759 2445665 0 2445665 0 449140 0 449140 0 531810 531810 8831389 0 8831389 0 56272607 40786247 12330344 3156016 4408437 2269989 968132 1170316 310044335 269754706 32273042 8016587 15828338 7374184 8050846 403308 0 127249144 121509874 4429189 1310081 55773108 52159275 1309458 2304375 0 16383669 11947893 807580 3628196 57116608 53324065 3198530 594013 0 191278000 178564366 10722342 1991292 40920063 34393186 6306262 220615 LIBRARY 24135348 24135348 0 0 EMPLOYEE EDUCATION 9744362 9061381 576947 106034 DUES & SUBSCRIPTIONS 9080126 6908032 1880191 291903 UNRELATED BUS INCOME TAX EXP 408855 0 408855 0 67624551 23174427 40004705 4445419 3692870058 3268764495 330843763 93261800 0 0 598858292 825719295 998758000 1039384000 226569456 241100795 1475000 1475000 0 0 107456084 111108803 1885000 1547000 34444148 41433948 5928927759 2209968486 3507786755 3718959273 3195965939 2737609594 4352804825 4455342462 0 0 0 0 469239545 453571679 13495243044 13627251849 248844974 227280816 0 0 196898000 239703597 1423861000 1333131000 0 0 0 0 0 0 115299000 202769000 951638000 1066560000 2936540974 3069444413 X 4736075673 4634928039 3681110000 3646550000 2141516397 2276329397 10558702070 10557807436 13495243044 13627251849 X 467613816 -468508450 X X false true true X true true X false true false false false true 13752 true 85588 false true 349800 449140 false SUPPLEMENTAL INFORMATION SCHEDULE C LINE 1A - VOLUNTEERS: N/A LINE 1B - PAID STAFF OR MANAGEMENT: THE UNIVERSITY HAS OFFICES OF GOVERNMENT AND COMMUNITY AFFAIRS AT BOTH ITS MORNINGSIDE AND MEDICAL CENTER CAMPUSES WHOSE FUNCTION IS TO KEEP THE UNIVERSITY COMMUNITY INFORMED ABOUT NATIONAL, STATE AND LOCAL LEGISLATION AND POLICY THAT HAS AN IMPACT ON THE UNIVERSITY AND, WHEN APPROPRIATE, TO ADVOCATE FOR THE UNIVERSITY'S INTERESTS WITH RESPECT TO THIS POLICY. EMPLOYEES REGULARLY INVOLVED IN THESE ACTIVITIES INCLUDE: EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS PROJECT, COORDINATOR FOR STATE AND FEDERAL RELATIONS, DEPUTY VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER. LINE 1C - MEDIA ADVERTISEMENTS: NONE LINE 1D - MAILINGS TO MEMBERS, LEGISLATORS OR THE PUBLIC: NONE LINE 1E - PUBLICATIONS, OR PUBLISHED OR BROADCAST STATEMENTS: NONE LINE 1F - GRANTS TO OTHER ORGANIZATIONS FOR LOBBYING PURPOSES: THE UNIVERSITY BELONGS TO CERTAIN HIGHER EDUCATION TRADE ASSOCIATIONS. A SMALL PORTION OF THE MEMBERSHIP FEES PAID TO SOME OF THOSE ORGANIZATIONS GOES TO SUPPORT LOBBYING-RELATED ACTIVITIES. THESE FEES ARE REGULARLY REPORTED ON THE UNIVERSITY'S LOBBYING DISCLOSURE FILINGS. LINE 1G - DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, GOVERNMENT OFFICIALS, OR A LEGISLATIVE BODY: THE PRESIDENT, THE SENIOR EXECUTIVE VICE PRESIDENT, THE EXECUTIVE VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT RELATIONS, THE PROJECT COORDINATOR FOR STATE AND FEDERAL RELATIONS CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR POLICY STAFFS ON HIGHER EDUCATION ISSUES. THE EXECUTIVE VICE PRESIDENT FOR HEALTH SCIENCE, THE DEPUTY VICE PRESIDENT AND ASSOCIATE DEAN FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, AND THE ASSISTANT VICE PRESIDENT FOR GOVERNMENT AND COMMUNITY AFFAIRS, COLUMBIA UNIVERSITY MEDICAL CENTER, CONTACTED FEDERAL, STATE AND LOCAL LEGISLATORS AND THEIR POLICY STAFFS ON HIGHER EDUCATION ISSUES, HEALTH SCIENCES ISSUES AND OTHER ISSUES AFFECTING ACADEMIC MEDICAL CENTERS. THE AMOUNTS SHOWN ON LINE 1G REFLECT PAID STAFF AND MANAGEMENT ACTIVITIES. LINE 1H - RALLIES, DEMONSTRATIONS, SEMINARS, CONVENTIONS, SPEECHES, LECTURES OR ANY OTHER MEANS: N/A LINE 1I - OTHER ACTIVITIES: DURING THE REPORTING PERIOD, THE UNIVERSITY RETAINED OUTSIDE FIRMS FOR ADVOCACY AT THE FEDERAL, STATE AND LOCAL LEVELS. THE AMOUNTS SHOWN ON LINE 1I INCLUDE AMOUNTS PAID TO SUCH OUTSIDE FIRMS FOR ALL ACTIVITIES CONDUCTED BY SUCH FIRMS, INCLUDING CERTAIN OF THE ACTIVITIES DESCRIBED ABOVE AND GENERAL ADVISORY SERVICES TO THE UNIVERSITY IN CONNECTION WITH ITS LOBBYING ACTIVITIES. 6 0 1519000 23130769 true true 0 2621325 X X X X true false false 7789579000 183419000 161239000 84742000 363392000 31951000 7654152000 6516512000 202175000 1503257000 71786000 329582000 30998000 7789578000 5892798000 159335000 946146321 72771000 387564000 21432321 6516512000 7345226000 159922000 -1138085412 81367000 365444000 27453588 5892798000 0.39000 0.61000 0.00000 true false 442353000 442353000 1050001278 4067912481 2018769486 3099144273 368661000 191199000 177462000 3718959273 GLOBAL EQUITIES 336559229 F ABSOLUTE RETURN STRATEGIES 1076465543 F PRIVATE EQUITY 1765603492 F REAL ESTATE ASSETS 1276714198 F 4455342462 0 LIABILITY FOR SECURITIES PURCH 10026000 SECURITIES LOAN AGRMT PAYABLE 30536000 CAPITAL LEASE OBLIGATIONS 114421000 COND'L ASSET RETIREMENT OBLIGA 106282000 ACCRUED EMPLOYEE BENEFIT LIAB. 229928000 FEDERAL STUDENT LOAN FUNDS 79603000 ACTUARIAL LIAB- SPLIT INT AGRM 41444000 OTHER LONG TERM LIABILITIES 454320000 1066560000 DETAIL OF UNIVERSITY COLLECTIONS/TEXT OF AUDIT FOOTNOTE SCHEDULE D, PART III, LINES 1A, 2A & 4 COLLECTIONS AT THE UNIVERSITY INCLUDE WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES, AND ARTIFACTS THAT ARE MAINTAINED IN THE UNIVERSITY'S GALLERIES, LIBRARIES, AND BUILDINGS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE AND, THEREFORE, ARE NOT RECOGNIZED AS ASSETS ON THE CONSOLIDATED BALANCE SHEET. COSTS ASSOCIATED WITH PURCHASING ADDITIONS AND MAINTAINING THESE COLLECTIONS ARE RECORDED AS OPERATING EXPENSES IN THE PERIOD IN WHICH THE ITEMS ARE ACQUIRED. FOUR OF THE CONTRIBUTIONS OF ARTWORK REPORTED IN SCHEDULE M, PART I, LINE 1 (VALUED AT APPROXIMATELY $15 MILLION) WERE RECEIVED IN PARTIAL SATISFACTION OF A PLEDGE THAT WAS RECOGNIZED FOR GAAP PURPOSES DURING THE YEAR ENDED JUNE 30, 2011. WHILE THESE ITEMS WERE HELD FOR SALE, AND SOME WERE SOLD DURING THE YEAR ENDED JUNE 30, 2012, THERE WAS NO CONTRIBUTION REVENUE ASSOCIATED WITH THE GIFTS DURING THE CURRENT REPORTING PERIOD. INTENDED USE OF ENDOWMENT FUNDS SCHEDULE D, PART V, LINE 4 COLUMBIA UNIVERSITY'S ENDOWMENT FUNDS SUPPORT A RANGE OF PURPOSES IN ACCORDANCE WITH THE UNIVERSITY'S MISSION, INCLUDING: FINANCIAL AID; FACULTY SALARIES AND SUPPORT; RESEARCH; CAPITAL PROJECTS; GENERAL SUPPORT OF THE UNIVERSITY, SCHOOLS, DEPARTMENTS, INSTITUTES AND CENTERS. PART X, LINE 2 (FIN 48) THE UNIVERSITY BELIEVES THAT ITS TAX POSITIONS AS THEY RELATE TO THE IMPACT ON THE FINANCIAL STATEMENTS OF FIN 48 ARE HIGHLY CERTAIN. true true true true true true true false false false false false false false false true false true SCHEDULE E, LINE 3 COLUMBIA UNIVERSITY CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND THE WORLD. ITS EDUCATIONAL PROGRAMS SEEK A BROAD CROSS-SECTION OF STUDENTS FROM THE METROPOLITAN AREA. IT FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY OF ADMISSION AND INCLUDES A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY TOWARDS STUDENTS IN ALL SCHOOL AND PROGRAM BULLETINS. IT ALSO REFERS TO THIS POLICY IN ALL WRITTEN ADVERTISING. IT THEREFORE MEETS THE CRITERIA UNDER REV. PROC. 75-50, SECTION 4.03-2(B)FOR EXEMPTION FROM THE PUBLICITY REQUIREMENTS OF SECTION 4.03-1. SCHEDULE E, LINE 6A COLUMBIA UNIVERSITY RECEIVES FEDERAL, STATE AND LOCAL GOVERNMENTAL FUNDING THAT SUPPORTS ITS CORE INSTRUCTIONAL AND RESEARCH PROGRAMS. true Central America and the Caribbean 2 692 Program Services EDUC/RESEARCH/OUTREACH 720214 Central America and the Caribbean Grantmaking 380437 Central America and the Caribbean Fundraising 477 Central America and the Caribbean Investments 3272962500 East Asia and the Pacific 6 1498 Program Services EDUC/RESEARCH/OUTREACH 7512600 East Asia and the Pacific Grantmaking 3725142 East Asia and the Pacific Fundraising 121031 East Asia and the Pacific Investments 335381902 Europe (Including Iceland and Greenland) 11 3045 Program Services EDUC/RESEARCH/OUTREACH 13814761 Europe (Including Iceland and Greenland) Grantmaking 6915716 Europe (Including Iceland and Greenland) Fundraising 686171 Europe (Including Iceland and Greenland) Investments 530148556 Middle East and North Africa 4 573 Program Services EDUC/RESEARCH/OUTREACH 2066315 Middle East and North Africa Grantmaking 250256 Middle East and North Africa Fundraising 7468 North America 5 728 Program Services EDUC/RESEARCH/OUTREACH 2078730 North America Grantmaking 3503602 North America Fundraising 12194 North America Investments 24918047 Russia and the Newly Independent States 0 128 Program Services EDUC/RESEARCH/OUTREACH 2162175 Russia and the Newly Independent States Grantmaking 67678 Russia and the Newly Independent States Fundraising 4751 South America 0 786 Program Services EDUC/RESEARCH/OUTREACH 2236263 South America Grantmaking 720238 South America Fundraising 33827 South Asia 3 401 Program Services EDUC/RESEARCH/OUTREACH 2295734 South Asia Grantmaking 684373 South Asia Fundraising 33165 South Asia Investments 6492556 Sub-Saharan Africa 31 1293 Program Services EDUC/RESEARCH/OUTREACH 145901915 Sub-Saharan Africa Grantmaking 51154234 Sub-Saharan Africa Fundraising 1479 Sub-Saharan Africa Investments 33073464 28 6536 34 2608 62 9144 4180275878 269792093 4450067971 Sub-Saharan Africa EDUC/RESEARCH 57609 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 10000 CHECK/WIRE N/A N/A South America EDUC/RESEARCH 154146 CHECK/WIRE N/A N/A South Asia EDUC/RESEARCH 9030 CHECK/WIRE N/A N/A Europe/Iceland/Greenland REIMBURSEMENT 16721 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 117078 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 32260 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 317742 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 44820 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 145224 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 29983 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 19574 CHECK/WIRE N/A N/A East Asia/Pacific RESEARCH 176505 Wire Transfe N/A N/A Sub-Saharan Africa EDUC/RESEARCH 26498 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 13605 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 70000 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 11880 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 120396 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 37000 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 14651 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 136066 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 220327 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 45910 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 197287 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 83345 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 58760 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 1032597 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 854668 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 763893 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 60000 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 197961 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 7560 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 200883 CHECK/WIRE N/A N/A South Asia EDUC/RESEARCH 11000 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 115790 CHECK/WIRE N/A N/A Sub-Saharan Africa FELLOWSHIPS 29571 Wire Transfe N/A N/A East Asia/Pacific EDUC/RESEARCH 45760 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 71589 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 9145 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 627051 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 4396191 CHECK/WIRE N/A N/A North America EDUC/RESEARCH 13965 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 1798835 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 274297 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 14136 CHECK/WIRE N/A N/A East Asia/Pacific EDUC/RESEARCH 56700 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 276064 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 151333 CHECK/WIRE N/A N/A South America DONATION 5010 Wire Transfe N/A N/A Europe/Iceland/Greenland TUITION 14312 Wire Transfe N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 12960 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 38930 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 274362 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 43157 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 248010 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 132906 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 363006 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 24446 CHECK/WIRE N/A N/A East Asia/Pacific EDUC/RESEARCH 80283 CHECK/WIRE N/A N/A Sub-Saharan Africa FUNDS TO SUPPORT 13568 Wire Transfe N/A N/A Sub-Saharan Africa EDUC/RESEARCH 301141 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 101547 CHECK/WIRE N/A N/A East Asia/Pacific EDUC/RESEARCH 55890 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 433170 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 412925 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 1232244 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 2946364 CHECK/WIRE N/A N/A South Asia EDUC/RESEARCH 22500 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 795795 CHECK/WIRE N/A N/A East Asia/Pacific EDUC/RESEARCH 20430 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 114847 CHECK/WIRE N/A N/A South Asia EDUC/RESEARCH 154277 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 151977 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 155467 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 15781 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 98752 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 59663 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 150579 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 26909 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 214105 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 17199 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 18261 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 8804 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 27311 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 126685 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 25347 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 6052 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 165204 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 83320 CHECK/WIRE N/A N/A North America EDUC/RESEARCH 150471 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 69121 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 97200 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 22624 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 10387 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 107440 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 15390 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 224991 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 41350 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 21953 CHECK/WIRE N/A N/A North America EDUC/RESEARCH 25000 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 27800 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 491369 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 11048 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 46952 CHECK/WIRE N/A N/A East Asia/Pacific EDUC/RESEARCH 92500 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 272916 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 6489 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 108630 CHECK/WIRE N/A N/A East Asia/Pacific EDUC/RESEARCH 160380 CHECK/WIRE N/A N/A North America EDUC/RESEARCH 5500 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 74405 CHECK/WIRE N/A N/A Sub-Saharan Africa GENERAL SUPPORT 28747 Check N/A N/A Sub-Saharan Africa EDUC/RESEARCH 1898360 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 909808 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 671843 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 495862 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 590288 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 2295250 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 18685 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 97679 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 118012 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 75504 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 42842 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 30056 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 493806 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 130740 CHECK/WIRE N/A N/A South Asia EDUC/RESEARCH 15150 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 648273 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 50149 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 11250 CHECK/WIRE N/A N/A East Asia/Pacific EDUC/RESEARCH 12373 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 308326 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 26554 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 355579 CHECK/WIRE N/A N/A South Asia EDUC/RESEARCH 51552 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 2184165 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 15257 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 763525 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 608566 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 92931 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 552546 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 54246 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 574996 CHECK/WIRE N/A N/A North America EDUC/RESEARCH 9169 CHECK/WIRE N/A N/A South Asia EDUC/RESEARCH 20000 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 1213466 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 92657 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 1201443 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 14876 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 17156 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 54715 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 36612 CHECK/WIRE N/A N/A North America EDUC/RESEARCH 52200 CHECK/WIRE N/A N/A Russia EDUC/RESEARCH 36000 CHECK/WIRE N/A N/A Europe/Iceland/Greenland GENERAL SUPPORT 40410 Wire Transfe N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 7135 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 63825 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 76270 CHECK/WIRE N/A N/A South Asia EDUC/RESEARCH 12504 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 5890 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 333148 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 10800 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 12129 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 144088 CHECK/WIRE N/A N/A South America EDUC/RESEARCH 76228 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 13500 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 44793 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 522368 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 50289 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 26840 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 84400 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 49049 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 42000 CHECK/WIRE N/A N/A North America EDUC/RESEARCH 138908 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 46298 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 78867 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 75296 CHECK/WIRE N/A N/A South America EDUC/RESEARCH 72646 CHECK/WIRE N/A N/A South Asia EDUC/RESEARCH 18600 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 14040 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 119249 CHECK/WIRE N/A N/A East Asia/Pacific EDUC/RESEARCH 79011 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 11290 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 17912 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 780103 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 265490 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 25003 CHECK/WIRE N/A N/A East Asia/Pacific EDUC/RESEARCH 556540 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 113948 CHECK/WIRE N/A N/A North America EDUC/RESEARCH 88862 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 12800 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 68268 CHECK/WIRE N/A N/A North America EDUC/RESEARCH 177930 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 790839 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 10000 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 15017 CHECK/WIRE N/A N/A Europe/Iceland/Greenland EDUC/RESEARCH 10800 CHECK/WIRE N/A N/A Sub-Saharan Africa FELLOWSHIPS 18507 Wire Transfe N/A N/A Sub-Saharan Africa FELLOWSHIPS 31235 Wire Transfe N/A N/A Sub-Saharan Africa EDUC/RESEARCH 263069 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 1511258 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 44617 CHECK/WIRE N/A N/A East Asia/Pacific EDUC/RESEARCH 40618 CHECK/WIRE N/A N/A Sub-Saharan Africa FELLOWSHIPS 21357 Wire Transfe N/A N/A Sub-Saharan Africa EDUC/RESEARCH 332966 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 14888 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 412370 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 24212 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 36586 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 22885 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 19981 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH 14957 CHECK/WIRE N/A N/A Sub-Saharan Africa EDUC/RESEARCH N/A 36884 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 55185 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 35254 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 35254 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 35254 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 35254 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 42788 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 33000 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 1704716 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH n/a 301845 equipment nbv Sub-Saharan Africa EDUC/RESEARCH N/A 310182 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 35254 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 41100 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 64989 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 9009 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 18000 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 18000 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 27112 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 88901 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 7931 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 62472 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 35254 EQUIPMENT NBV. Sub-Saharan Africa EDUC/RESEARCH N/A 9009 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 23891 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH n/a 11800 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 11800 equipment nbv. Sub-Saharan Africa EDUC/RESEARCH n/a 11800 equipment nbv Sub-Saharan Africa EDUC/RESEARCH N/A 53298 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 77189 equipment nbv Sub-Saharan Africa EDUC/RESEARCH N/A 23600 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH n/a 181308 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 35254 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 8220 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 187898 equipment nbv. Sub-Saharan Africa EDUC/RESEARCH n/a 18000 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 18000 equipment nbv. Sub-Saharan Africa EDUC/RESEARCH N/A 98489 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 88034 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 99880 EQUIPMENT NBV. Sub-Saharan Africa EDUC/RESEARCH N/A 5707 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 40833 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 14209 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 28000 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 11500 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 11965 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 48690 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 52608 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 20775 EQUIPMENT NBV. Sub-Saharan Africa EDUC/RESEARCH N/A 63256 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 67869 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 83186 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 28880 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 29270 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 31723 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 96237 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 35256 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 106708 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 119380 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH n/a 121066 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 123530 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 49000 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 49000 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 52261 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 52603 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 54750 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 55557 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 180065 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 203010 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 69126 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 227755 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 76117 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 78742 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 88071 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 105292 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 324564 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 109500 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 127750 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 132000 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 397033 equipment nbv Sub-Saharan Africa EDUC/RESEARCH n/a 147627 equipment nbv Sub-Saharan Africa EDUC/RESEARCH N/A 14209 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 48690 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 18800 EQUIPMENT NBV Sub-Saharan Africa EDUC/RESEARCH N/A 22439 EQUIPMENT NBV 296 0 Research Cent. America/Caribbean 2 5892 Check N/A N/A Scholarships Cent. America/Caribbean 8 374545 Check N/A N/A Dissertation East Asia/Pacific 4 41200 Check N/A N/A Fellowships East Asia/Pacific 2 100000 Check N/A N/A General Support East Asia/Pacific 2 6102 Check N/A N/A Honorarium East Asia/Pacific 4 5707 CHECK N/A N/A Internship Award East Asia/Pacific 4 12000 Check N/A N/A PhD Grant East Asia/Pacific 6 116250 DIRECT DEPOS N/A N/A Prize East Asia/Pacific 13 8750 Check N/A N/A Prize East Asia/Pacific 4 18334 Cash N/A N/A Research East Asia/Pacific 17 125252 Check N/A N/A Scholarships East Asia/Pacific 42 1664773 Check N/A N/A Stipend East Asia/Pacific 18 30370 Check N/A N/A Study Abroad East Asia/Pacific 7 32000 Check N/A N/A Travel East Asia/Pacific 74 67789 check N/A N/A Travel East Asia/Pacific 54 119625 DIRECT DEPOS N/A N/A Conference Europe/Iceland/Greenland 34 7991 Check N/A N/A General Support Europe/Iceland/Greenland 19 56868 Check N/A N/A Honorarium Europe/Iceland/Greenland 38 40658 Check N/A N/A Internship Award Europe/Iceland/Greenland 3 9200 Check N/A N/A PhD Grant Europe/Iceland/Greenland 3 33500 DIRECT DEPOS N/A N/A Prize Europe/Iceland/Greenland 15 30424 Check N/A N/A Research Europe/Iceland/Greenland 25 147434 Check N/A N/A Scholarships Europe/Iceland/Greenland 51 1673624 Check N/A N/A Stipend Europe/Iceland/Greenland 47 117091 Check N/A N/A Travel Europe/Iceland/Greenland 88 92005 check N/A N/A Travel Europe/Iceland/Greenland 23 62600 DIRECT DEPOS N/A N/A General Support Middle East/North Africa 2 9230 Check N/A N/A Honorarium Middle East/North Africa 4 5450 Check N/A N/A PhD Grant Middle East/North Africa 1 16750 Check N/A N/A Research Middle East/North Africa 35 88520 Check N/A N/A Scholarships Middle East/North Africa 4 65002 Check N/A N/A Stipend Middle East/North Africa 19 42859 Check N/A N/A Travel Middle East/North Africa 14 14445 CHECK N/A N/A Travel Middle East/North Africa 1 8000 DIRECT DEPOS N/A N/A PhD Grant North America 2 30500 DIRECT DEPOS N/A N/A Prize North America 4 5855 Check N/A N/A Scholarships North America 75 2760734 Check N/A N/A Stipend North America 7 7292 Check N/A N/A Travel North America 15 11566 Check N/A N/A Travel North America 6 25650 DIRECT DEPOS N/A N/A Research Russia 2 18338 Check N/A N/A Travel Russia 12 13340 CHECK N/A N/A Prize South America 2 13000 Check N/A N/A General Support South America 23 64535 Check N/A N/A PhD Grant South America 1 20250 DIRECT DEPOS N/A N/A Research South America 2 7783 Check N/A N/A Scholarships South America 8 216800 Check N/A N/A Travel South America 17 32197 DIRECT DEPOS N/A N/A Travel South America 46 38780 CHECK N/A N/A Travel South America 4 18863 WIRE N/A N/A General Support South Asia 3 6720 Check N/A N/A Research South Asia 7 62225 Check N/A N/A Scholarships South Asia 17 245461 Check N/A N/A Stipend South Asia 7 10621 Check N/A N/A Travel South Asia 25 24833 CHECK N/A N/A Travel South Asia 9 19900 DIRECT DEPOS N/A N/A Fellowships Sub-Saharan Africa 1 50000 Check N/A N/A General Support Sub-Saharan Africa 14 45910 Check N/A N/A Internship Award Sub-Saharan Africa 6 14800 Check N/A N/A PhD Grant Sub-Saharan Africa 1 18250 DIRECT DEPOS N/A N/A Research Sub-Saharan Africa 5 28383 Check N/A N/A Scholarships Sub-Saharan Africa 21 1050185 Check N/A N/A Stipend Sub-Saharan Africa 6 10448 Check N/A N/A Travel Sub-Saharan Africa 15 12358 CHECK N/A N/A Travel Sub-Saharan Africa 1 13228 DIRECT DEPOS N/A N/A true true true true true true SUPPLEMENTAL INFORMATION SCHEDULE F, PART I, LINE 2 ORGANIZATION'S PROCEDURES FOR MONITORING GRANT FUNDS THE UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF ALL SPONSORED PROJECT GRANT FUNDING. THIS POLICY IS CONTAINED IN THE "SPONSORED PROJECTS HANDBOOK". THE POLICY STATES THAT THE PRIMARY OBLIGATION FOR THE DAY-TO-DAY MANAGEMENT OF SPONSORED PROJECTS AND INSURING COMPLIANCE WITH FEDERAL AND OTHER SPONSOR REGULATIONS IS THE RESPONSIBILITY OF THE PRINCIPAL INVESTIGATOR SUPPORTED, AS NECESSARY, BY HIS OR HER ADMINISTRATIVE STAFF. ADDITIONALLY, THE POLICY SPECIFIES THE FOLLOWING MONITORING PROCEDURES: - MONTHLY ACCOUNT RECONCILIATION - REVIEW OF SALARY AND BENEFIT CHARGES - REVIEW OF VENDOR INVOICES - REVIEW OF CHARGES INITIATED BY SERVICE OR RECHARGE CENTERS - REVIEW OF FACILITIES AND ADMINISTRATIVE CHARGES - MONITORING OF SUB-AWARDS THROUGH REVIEW OF CHARGES AND TECHNICAL PERFORMANCE REPORTS, CONDUCTING PERIODIC ONSITE VISITS, AND INITIATING AUDITS/REVIEWS WHEN NECESSARY EXPENDITURES RELATED TO FOREIGN ACTIVITY EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. EXPENDITURES RELATED TO FOREIGN ACTIVITY ARE GENERATED FROM A NUMBER OF SCHOOLS AND CENTERS AS WELL AS THROUGH CERTAIN CENTRAL ADMINISTRATIVE ACTIVITY. MOST OF THE ACTIVITY RELATES TO U.S. GOVERNMENT FUNDED PROGRAM SERVICES. OTHER ACTIVITY INCLUDES FACULTY AND STAFF TRAVEL FOR EDUCATIONAL, RESEARCH, FUNDRAISING AND OTHER PROGRAM SERVICES. NOT ALL OF THE OVERSEAS EXPENDITURES ARE SEPARATELY TRACKED AS FOREIGN ACTIVITY. THE AMOUNTS REPRESENTED ON SCHEDULE F REPRESENT THE UNIVERSITY'S GOOD FAITH EFFORTS TO CAPTURE FOREIGN ACTIVITY. -------------------------------------------------------------- FORM 990, SCHEDULE F, PART I THE AMOUNTS LISTED ON SCHEDULE F, PART I AS TOTAL EXPENDITURES FOR INVESTMENTS FOR CERTAIN REGIONS INCLUDES BOTH THE BOOK VALUE OF INVESTMENTS AND SEPARATELY TRACKED INVESTMENT EXPENDITURES IN THAT REGION. THE BREAKOUT OF THE AMOUNTS ARE AS FOLLOWS: 1) CENTRAL AMERICA AND THE CARIBBEAN - BOOK VALUE $3,272,962,500 2) EAST ASIA AND THE PACIFIC - BOOK VALUE $335,213,619 AND EXPENDITURES $168,283 3) EUROPE - BOOK VALUE $529,907,784 AND EXPENDITURES $240,772 4) NORTH AMERICA - BOOK VALUE $24,915,038 AND EXPENDITURES $3,009 5) SOUTH ASIA - EXPENDITURES $9,961 6) SUB-SAHARAN AFRICA - BOOK VALUE $39,556,059 ------------------------------------------------------------ X X X X X X X true RUFFALO CODY AND ASSOCIATES PO Box 3018 CEDAR RAPIDS IA 52406 CONSULTING false 1139454 466397 673057 MARILYN SILVERSTEIN 24 Merril Road WATERTOWN MA 02472 CONSULTING false 19047211 65413 18981798 20186665 531810 19654855 NY ANNUAL DINNER 966250 824800 141450 0 0 0 253455 0 20276 AWARDS DINNER 573997 384797 189200 0 6575 3484 163666 0 162708 48 4970486 4378513 591973 0 0 0 0 0 1514598 6510733 5588110 922623 0 6575 3484 417121 0 1697582 2124762 -1202139 true ACTION AGAINST HUNGER 247 WEST 37TH STREET 10TH FLOOR NEW 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RESEARCH WENDY HILLIARD FOUNDATION 550 WEST 155TH STREET NEW YORK NY 10025 133879321 501(C)(3) 10000 N/A N/A SUPPLIES AND EQUIP WEST HARLEM ENVIRONMENTAL ACTION 1854 AMSTERDAM AVENUE NEW YORK NY 10031 133800068 501(C)(3) 108798 N/A N/A RESEARCH WEST SIDE CAMPAIGN AGAINST HUNGER 263 WEST 86TH STREET NEW YORK NY 10024 710908184 501(C)(3) 10000 N/A N/A FOOD AND EQUIPMENT WESTERN ENVIRONMENTAL TECH LAB 16326 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 931072453 501(C)(3) 145745 N/A N/A RESEARCH WILLIAM S MIDDLETON MEM VETERANS HOSPITAL ATTN LOU ELLEN WILLIAMS MADISON WI 53705 741612229 501(C)(3) 11743 N/A N/A RESEARCH WINTHROP UNIVERSITY HOSPITAL 259 FIRST STREET MINEOLA NY 11501 111633486 501(C)(3) 5670 N/A N/A RESEARCH WOODS HOLE OCEANOGRAPHIC INST ACCOUNTS RECEIVABLE MS 14 569 WOODS HOLE ROAD WOODS HOLE MA 02543 042105850 501(C)(3) 285740 N/A N/A RESEARCH WOODS HOLE RES CTR 149 WOODS HOLE ROAD FALMOUTH MA 02540 043005094 501(C)(3) 11550 N/A N/A RESEARCH WORLD VISION INC 34834 WEYERHAEUSER 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UNIVERSITY MAINTAINS A WRITTEN POLICY THAT GOVERNS THE MONITORING OF THE USE OF SPONSORED PROJECT GRANT FUNDING BY SUBRECIPIENTS. THE POLICY MANDATES MONITORING IN TWO AREAS: (A) SUBRECIPIENT INSTITUTION COMPLIANCE WITH THE AUDITING REQUIREMENTS OF OMB CIRCULAR A-133, AND (B) SUBRECIPIENT INSTITUTION'S APPROPRIATE MANAGEMENT OF SUBAWARD. THE UNIVERSITY'S SPONSORED PROJECTS FINANCE GROUP COLLECTS A-133 REPORTS FROM SUBRECIPIENT INSTITUTIONS, AND THE PRINCIPAL INVESTIGATORS CARRY OUT THE SECOND TYPE OF MONITORING, PRINCIPALLY BY: - ROUTINELY GATHERING AND REVIEWING TECHNICAL PERFORMANCE REPORTS; - ROUTINELY REVIEWING INVOICES AND EXPENSES RELATIVE TO BUDGET; - CONDUCTING PERIODIC ON-SITE VISITS, WHEN NECESSARY; AND - INITIATING AUDITS, WHEN NECESSARY. X X X X true true X X X X X false true false true false false false true true true EMILE BACHA 1487005 0 0 0 86000 0 27835 0 82359 0 1683199 0 0 0 LEE C BOLLINGER 988668 0 0 0 221324 0 747285 0 370067 0 2327344 0 0 0 JANE E BOOTH 513240 0 0 0 0 0 25285 0 38031 0 576556 0 0 0 ALAN BRINKLEY 427994 0 0 0 40000 0 37535 0 38403 0 543932 0 0 0 JOHN COATSWORTH 458216 0 0 0 41146 0 20635 0 18138 0 538135 0 0 0 JEROME DAVIS 291988 0 0 0 0 0 25285 0 15762 0 333035 0 0 0 NICHOLAS B DIRKS 458676 0 0 0 0 0 26535 0 37082 0 522293 0 0 0 SUSAN K FEAGIN 512760 0 520200 0 0 0 25285 0 8706 0 1066951 0 0 0 KENNETH A FORDE MD 789000 0 0 0 0 0 0 0 2592 0 791592 0 0 0 DR LEE GOLDMAN MD 948468 0 240000 0 75361 0 457285 0 17538 0 1738652 0 0 0 PETER HOLLAND 744110 0 2028397 0 0 0 2249837 0 30455 0 5052799 0 1530903 0 JOSEPH A IENUSO 407127 0 0 0 10 0 25285 0 76995 0 509417 0 0 0 ROBERT KASDIN 687724 0 0 0 0 0 25285 0 40822 0 753831 0 0 0 JEFFREY W MOSES 3087952 0 0 0 0 0 27064 0 47950 0 3162966 0 0 0 NIRMAL NARVEKAR 825878 0 2256948 0 0 0 2499745 0 34799 0 5617370 0 1703398 0 JAN MODEST QUAEGEBEUR 1479936 0 0 0 0 0 34521 0 34734 0 1549191 0 0 0 DAVID N SILVERS 2997215 0 2184534 0 0 0 30064 0 10247 0 5222060 0 0 0 CRAIG R SMITH 2072382 0 50000 0 0 0 34387 0 35328 0 2192097 0 0 0 CLAUDE M STEELE 399664 0 0 0 112 0 25285 0 18801 0 443862 0 0 0 ANNE R SULLIVAN 444342 0 0 0 0 0 25285 0 20444 0 490071 0 0 0 FREDERICK M VAN SICKLE 497052 0 0 0 0 0 25285 0 44604 0 566941 0 0 0 SUPPLEMENTAL COMPENSATION INFORMATION NOTES TO PART I, LINE 1A TRAVEL FOR COMPANIONS IN CERTAIN CIRCUMSTANCES, THE SPOUSE OF THE PRESIDENT OR OTHER KEY EMPLOYEE MAY TRAVEL FOR UNIVERSITY PURPOSES. EXAMPLES OF SUCH TRAVEL INCLUDE ATTENDANCE AT FUNDRAISING OR ALUMNI EVENTS, AS WELL AS REPRESENTING THE UNIVERSITY AT AWARDS PRESENTATIONS OR INAUGURATIONS. IN ACCORDANCE WITH APPLICABLE LEGAL STANDARDS, THE UNIVERSITY WILL PAY FOR SPOUSAL TRAVEL AS A REGULAR BUSINESS EXPENSE IF THE SPOUSAL TRAVEL SERVES A "BONA FIDE BUSINESS PURPOSE" OF THE UNIVERSITY. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS AS APPROVED BY THE BOARD OF TRUSTEES, THE UNIVERSITY PAID CERTAIN MEDICAL, DENTAL AND DISABILITY INSURANCE PREMIUMS AND PROFESSIONAL FEES ON THE PRESIDENT'S BEHALF, INCLUDING A TAX GROSS-UP ON THOSE AMOUNTS. THE TOTAL AMOUNT FOR PREMIUMS, FEES AND THE TAXES THEREON $221,324 IS SHOWN IN COLUMN (B)(III) AS OTHER REPORTABLE COMPENSATION. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE/PERSONAL SERVICES AS A CONDITION OF EMPLOYMENT, THE PRESIDENT IS REQUIRED TO LIVE IN A HOME ON THE UNIVERSITY'S CAMPUS WHICH IS FURNISHED AND MAINTAINED AT THE UNIVERSITY'S EXPENSE. THE PRESIDENT'S HOUSING HAS BEEN VALUED AT $342,285 AND IS REPORTED AS A NON-TAXABLE BENEFIT. THE UNIVERSITY ALSO PROVIDES A CAR AND DRIVER TO BE USED BY THE PRESIDENT IN CONNECTION WITH HIS DUTIES. THE PRESIDENT IS RESPONSIBLE FOR ANY PERSONAL USE OF THE HOUSEHOLD STAFF OR CAR AND DRIVER AND OTHER PERSONAL EXPENSES. PERSONAL SERVICES OTHER REPORTABLE COMPENSATION INCLUDES $5,761 IMPUTED TO DR. GOLDMAN WITH RESPECT TO PERSONAL USE OF A CAR AND DRIVER PROVIDED BY THE UNIVERSITY (SEE PART I, COLUMN (B)(III)). NOTE TO PART I, LINE 4B THE UNIVERSITY HAS AGREED TO PROVIDE PRESIDENT BOLLINGER WITH SUPPLEMENTAL RETIREMENT INCOME BASED ON CUMULATIVE ANNUAL CREDITS INCLUDING AMOUNTS FOR ACHIEVING PERFORMANCE MEASURES, SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICES TO THE UNIVERSITY. CREDITS AWARDED DURING THE CALENDAR YEAR REPORTING PERIOD $722,000 ARE INCLUDED AS DEFERRED COMPENSATION. NOTE TO PART I, LINE 5A DR. DAVID SILVERS' COMPENSATION IS COMPRISED OF BASE COMPENSATION AND INCENTIVE COMPENSATION DETERMINED FROM HIS PERFORMANCE OF, AND REVENUES FROM, CLINICAL DUTIES IN THE UNIVERSITY'S DERMATOPATHOLOGY PRACTICE WHERE HE IS THE DIRECTOR, AND IS SUBJECT TO A CAP FOR EACH ACADEMIC YEAR. NOTE TO PART I, LINE 7 NOTE TO N.P. NARVEKAR AND PETER HOLLAND'S COMPENSATION THE UNIVERSITY HAS IMPLEMENTED A BONUS PROGRAM UNDER WHICH MR. NARVEKAR AND MR. HOLLAND ARE AWARDED PERFORMANCE-BASED BONUSES, A PORTION OF WHICH IS PAID CURRENTLY AND A PORTION OF WHICH IS SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICE WITH THE UNIVERSITY. BONUS AMOUNTS AWARDED AND DEFERRED FROM PREVIOUS PERIODS WITH EARNINGS THEREON PAID DURING THE CALENDAR YEAR REPORTING PERIOD ARE INCLUDED AS BONUS AND INCENTIVE COMPENSATION IN COLUMN B(II). AMOUNTS AWARDED DURING THE CALENDAR YEAR REPORTING PERIOD BUT SUBJECT TO VESTING ARE INCLUDED AS DEFERRED COMPENSATION IN COLUMN C. COLUMN (F): COMPENSATION REPORTED IN PRIOR FORM 990. THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E), PART II. THEREFORE, THE NUMBER IN COLUMN E REPRESENTS SOME DOUBLE REPORTING. THE ACTUAL AMOUNT EARNED DURING THE CALENDAR YEAR REPORTING PERIOD (CALCULATED BY SUBTRACTING COLUMN F FROM COLUMN E) IS $3,913,972 FOR MR. NARVEKAR AND $ 3,521,896 FOR MR. HOLLAND. PART I, LINES 8 AND 9: THE APPOINTMENT OF PROVOST CLAUDE STEELE WAS ELIGIBLE FOR TREATMENT UNDER THE INITIAL CONTRACT EXCEPTION DESCRIBED IN IRS REGULATIONS 53.4958-4(A)(3), AND THE UNIVERSITY ALSO FOLLOWED THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN IRS REGULATIONS SECTION 53.4958-6(C). NOTE TO PROVOST BRINKLEY'S COMPENSATION PROVOST BRINKLEY STEPPED DOWN ON AUGUST 30, 2010. NOTE TO MS. FEAGIN'S COMPENSATION MS. FEAGIN STEPPED DOWN AS EXECUTIVE VICE PRESIDENT ON DECEMBER 31, 2010 AND BECAME SPECIAL ADVISOR TO THE PRESIDENT EFFECTIVE JANUARY 1, 2011. THE AMOUNT SHOWN IN COLUMN (B)(iii) REFLECTS A ONE-TIME BONUS IN CONNECTION WITH THE SUCCESSFUL COMPLETION OF COLUMBIA'S CAPITAL CAMPAIGN. NOTE TO DR. GOLDMAN'S COMPENSATION THE UNIVERSITY HAS AGREED TO PROVIDE DR. GOLDMAN WITH SUPPLEMENTAL RETIREMENT INCOME BASED ON CUMULATIVE ANNUAL CREDITS INCLUDING AMOUNTS FOR ACHIEVING PERFORMANCE MEASURES, SUBJECT TO SATISFYING VESTING CONDITIONS RELATED TO CONTINUING SERVICES TO THE UNIVERSITY. CREDITS AWARDED FOR THE CALENDAR YEAR REPORTING PERIOD ($432,000) ARE INCLUDED AS DEFERRED COMPENSATION. NOTE TO MR. VAN SICKLE'S COMPENSATION MR. VAN SICKLE BECAME EXECUTIVE VICE PRESIDENT ON JANUARY 1, 2011. NOTE TO KENNETH FORDE'S COMPENSATION KENNETH FORDE'S REPORTED BASE COMPENSATION WAS PAID FROM A DEFERRED COMPENSATION AGREEMENT IN EFFECT WHEN DR. FORDE WAS A PROFESSOR OF SURGERY AT THE UNIVERSITY AND THE REPORTED NON-TAXABLE BENEFITS REFLECT BENEFITS FROM PARTICIPATION IN A RETIREE BENEFITS PLAN. DR. FORDE IS RETIRED FROM HIS UNIVERSITY POSITION AND RECEIVES NO COMPENSATION OR OTHER BENEFITS FOR HIS DUTIES AS A TRUSTEE. NOTE TO DR. MOSES', DR. SMITH'S, DR. BACHA'S, & DR. QUAEGEBEUR'S COMPENSATION THE COMPENSATION OF DR. MOSES, DR. SMITH, DR. BACHA, AND DR. QUAEGEBEUR IS SUPPORTED BY THEIR CLINICAL ACTIVITIES, GRANTS, AND SUPPORT FROM THE UNIVERSITY'S HOSPITAL AFFILIATES. NOTE ON TRUSTEES TRUSTEES' TIME DEVOTED TO POSITION (3 HOURS PER WEEK) REPRESENTS AN AVERAGE FOR ALL TRUSTEES BASED ON ATTENDANCE AT QUARTERLY MEETINGS AND REGULARLY SCHEDULED TELEPHONIC CONFERENCES THROUGHOUT THE YEAR. BOARD OFFICERS, COMMITTEE CHAIRS AND OTHER TRUSTEES MAY DEVOTE SIGNIFICANTLY MORE TIME TO THE POSITION. DORMITORY AUTHORITY OF STATE OF NEW YORK 2003A&B 146000293 649901R49 2003-03-05 122696491 FUND NEW QUALIFIED PROJECTS true false false DORMITORY AUTHORITY OF STATE OF NEW YORK 2004A 146000293 64983TSW4 2004-06-08 75547466 REFUND 1994A BONDS false false false DORMITORY AUTHORITY OF STATE OF NEW YORK 2004B&C 146000293 64983TZD8 2004-06-30 158627817 FUND NEW QUALIFIED PROJECTS false false false DORMITORY AUTHORITY OF STATE OF NEW YORK 2006A 146000293 64983QUE7 2006-01-18 239661669 FUND NEW QUALIFIED PROJECTS false false false 24655000 63120000 123718793 0 0 0 802880 0 0 122097219 818694 0 2004 false false true true 51010000 0 75547466 0 0 0 0 0 0 0 75547466 0 true false true true 30880000 0 159406375 0 0 0 1020611 0 0 157343063 1042701 0 2007 false false true true 27920000 0 246367334 0 0 0 1516885 0 0 243286427 1564052 0 2009 false false true true false true true true true true 0.00000 0.00000 0.00000 true 0 false true true true true true 0.00000 0.00000 0.00000 true false true true true true true 0.00060 0.00170 0.00230 true false true false 0 false 0 false true false false false 0 false 0 false false false false false 0 false 0 false true false false false 0 false 0 false true X SEE SCHEDULE O 0 DORMITORY AUTHORITY OF STATE OF NEW YORK 2006B 146000293 64983QUE7 2006-01-18 167228781 REFUND 1998A, 2000A & 2002B BONDS false false false DORMITORY AUTHORITY OF STATE OF NEW YORK 2008A 146000293 649903ZN4 2008-04-23 293606826 FUND NEW QUALIFIED PROJECTS true false false DORMITORY AUTHORITY OF STATE OF NEW YORK 2009A 146000293 649905DF0 2009-05-14 117000000 FUND NEW QUALIFIED PROJECTS false false false DORMITORY AUTHORITY OF STATE OF NEW YORK 2011A 146000293 649906AV6 2011-02-16 312102192 FUND NEW QUALIFIED PROJECTS false false false 21560000 0 167228781 0 0 40124206 1095577 0 0 0 126008998 0 false true true true 0 82715000 295785662 0 0 0 1641578 0 0 292178836 1965248 0 2009 false false true true 0 0 117067254 0 0 0 823388 0 0 115269253 974613 0 2009 false false true true 0 0 312102192 0 0 0 1678394 0 0 307849790 2574008 0 false false false true 0 false true true true true true 0.00000 0.00000 0.00000 true false true true true true true 0.00000 0.00000 0.00000 true false true true true true true 0.00000 0.00000 0.00000 true false false false 0 false 0 false false true false false 0 false 0 false true false true false 0 false 0 false true false false false 0 false 0 false true DORMITORY AUTHORITY OF STATE OF NEW YORK 2012A 146000293 649906F33 2012-06-07 174118498 REFUNDING AND FUND NEW PROJECTS false false false 0 0 174118498 0 0 88304928 738570 0 0 0 75000 85000000 false true false true false true true true true true 0.00000 0.00000 0.00000 true false false false 0 false 0 false true JCOATSWORTH HOUSING X 1475000 1475000 false true true 1475000 EVANGELINE MORPHOS SPOUSE OF FORMER OFFICER 68755 EMPLOYMENT false JANAKI BAKHLE SPOUSE OF KEY EMPLOYEE 143145 EMPLOYMENT false JILL S GOLDMAN SPOUSE OF KEY EMPLOYEE 88184 EMPLOYMENT false CITIGROUP TRUSTEE IS OFFICER 377812 RENT/INTEREST PMTS TO UNIV false CITIGROUP TRUSTEE IS OFFICER 53587 CARD PAYMENTS/ACCOUNT FEES false GOLDMAN SACHS TRUSTEES ARE OFFICER/DIR 7694305 CONTRACTS, FEES & COMMISSIONS false GOLDMAN SACHS TRUSTEES ARE OFFICER/DIR 2174697 DISTRIBUTIONS AND INTEREST false APPLE COMPUTER TRUSTEE IS DIRECTOR 2615579 PURCHASE OF GOODS false BAIN CAPITAL AFFILIATES TRUSTEE IS OFFICER/DIR 5221571 INVESTMENT FEES false BAIN CAPITAL AFFILIATES TRUSTEE IS OFFICER/DIR 66507194 INVESTMENT DISTRIBUTIONS false NOTES TO SCHEDULE L UNLESS NOTED, ALL AMOUNTS SHOWN ON SCHEDULE L REPRESENT PAYMENTS BY THE UNIVERSITY TO THE INTERESTED PERSON. THE SPOUSES OF KEY EMPLOYEES/OFFICERS LISTED IN SCHEDULE L WERE EMPLOYEES OF THE UNIVERSITY DURING THE REPORTING PERIOD. THEIR COMPENSATION REPORTED ON SCHEDULE L WAS DETERMINED IN ACCORDANCE WITH THE UNIVERSITY'S REGULAR COMPENSATION PRACTICES APPLICABLE TO SIMILARLY SITUATED EMPLOYEES. ALL OF THE BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS DESCRIBED IN SCHEDULE L, PART IV WERE CONDUCTED IN THE ORDINARY COURSE OF BUSINESS AND AT ARM'S LENGTH. NO UNIVERSITY OFFICIAL WHO WAS ALSO AN OFFICER OR DIRECTOR OF AN INTERESTED PERSON PARTICIPATED IN OR INFLUENCED THE UNIVERSITY'S DECISION ABOUT ANY TRANSACTION. SCHEDULE L, PART II THE LOAN REPORTED IN PART II IS INTEREST BEARING AND SECURED BY AN INTEREST IN THE RESIDENCE. X 5 0 X 5 314035 COST/SALES PRICE X 334 17655171 COST/SALES PRICE X 4 0 X 41 0 X EQUIPMENT 4 0 0 X PERSONAL PAPERS 6 0 0 X BOOKS 5 0 0 X OTHER EVENTS 1 0 0 X HOUSEHOLD GOODS 2 0 0 X SOFTWARE 3 0 0 26 false true true DESCRIPTION OF CONTRIBUTED PROPERTY FOR WHICH REVENUES ARE NOT REPORTED SCHEDULE M, PART I LINE 33 UNDER FAS 116, CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. BECAUSE THE UNIVERSITY UTILIZES CONTRIBUTIONS OF ART AND HISTORICAL TREASURES IN FURTHERANCE OF PUBLIC SERVICE, THESE CONTRIBUTIONS ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. IN ADDITION, MINOR GIFTS, SUCH AS FOOD OR SUPPLIES, ARE CONSIDERED DE MINIMUS. FOUR OF THE CONTRIBUTIONS OF ARTWORK REPORTED IN SCHEDULE M, PART I, LINE 1 (VALUED AT APPROXIMATELY $15 MILLION) WERE RECEIVED IN PARTIAL SATISFACTION OF A PLEDGE THAT WAS RECOGNIZED FOR GAAP PURPOSES DURING THE YEAR ENDED JUNE 30, 2011. WHILE THESE ITEMS WERE HELD FOR SALE, AND SOME WERE SOLD DURING THE YEAR ENDED JUNE 30, 2012, THERE WAS NO CONTRIBUTION REVENUE ASSOCIATED WITH THE GIFTS DURING THE CURRENT REPORTING PERIOD. NUMBER OF CONTRIBUTIONS SCHEDULE M, PART I, COLUMN (B) THE FIGURES IN COLUMN (B) REPRESENT THE NUMBER OF CONTRIBUTIONS RECEIVED. USE OF THIRD PARTIES SCHEDULE M, PART I, LINE 32 ON OCCASION, THE UNIVERSITY ENGAGES THIRD PARTIES TO ASSIST IN THE SALE OF DONATED PROPERTIES. DURING THE YEAR ENDED JUNE 30, 2012, THE UNIVERSITY HIRED A MAJOR AUCTION HOUSE TO FACILITATE THE SALE OF CONTRIBUTED ARTWORK, AS NOTED ABOVE. THE AUCTION HOUSE IS UNRELATED TO THE UNIVERSITY AND THE ARRANGEMENTS WERE CONDUCTED IN THE ORDINARY COURSE OF BUSINESS AND AT ARM'S LENGTH. SUPPLEMENTAL DISCLOSURES FORM 990, PART I, LINE 4 AND PART VI, LINE 1B DETAIL REGARDING THE NUMBER OF INDEPENDENT VOTING MEMBERS THE UNIVERSITY'S PRESIDENT, A VOTING MEMBER OF THE BOARD, IS NOT COUNTED AS INDEPENDENT BECAUSE HE IS AN EMPLOYEE OF THE UNIVERSITY. IN ACCORDANCE WITH THE FORM 990 REPORTING INSTRUCTIONS, THE UNIVERSITY HAS ALSO NOT COUNTED AS INDEPENDENT FOR THE PURPOSES OF THIS QUESTION THE FIVE TRUSTEES WHO SERVE AS OFFICERS OR DIRECTORS OF ENTITIES LISTED AS INTERESTED PERSONS ON SCHEDULE L, NOR THE TRUSTEE LISTED ON SCHEDULE J WHO IS RETIRED FROM THE UNIVERSITY AND RECEIVED PREVIOUSLY-ACCRUED COMPENSATION DURING THE REPORTING PERIOD BASED UPON HIS PRIOR UNIVERSITY EMPLOYMENT. ------------------------------------------------------------- FORM 990, PART I, LINE 6 DETAIL REGARDING THE NUMBER OF VOLUNTEERS THE NUMBER SHOWN IS AN ESTIMATE OF ALUMNI VOLUNTEERS WHO WORK WITH THE UNIVERSITY'S CENTRAL ALUMNI OFFICE. ADDITIONAL VOLUNTEERS WORK IN MANY OF THE UNIVERSITY'S SCHOOLS, CENTERS AND OTHER PROGRAMS. ------------------------------------------------------------- FORM 990, PART V, LINE 4B FOREIGN COUNTRY LIST BANGLADESH BRAZIL CHILE CHINA CONGO DR ETHIOPIA FRANCE GERMANY INDIA ITALY COTE D'IVOIRE (IVORY COAST) JAPAN JORDAN KAZAKHSTAN KENYA KYRGYZSTAN LESOTHO MALAWI MALI MOZAMBIQUE NIGERIA RWANDA SOUTH AFRICA SWAZILAND TAJIKISTAN TANZANIA TURKEY UNITED KINGDOM (ENGLAND, NORTHERN IRELAND, SCOTLAND, AND WALES) ZAMBIA ------------------------------------------------------------- FORM 990, PART V, LINES 7G AND 7H CONTRIBUTIONS OF CERTAIN TYPES OF PROPERTY DURING THE YEAR ENDED JUNE 30, 2012, THE UNIVERSITY DID NOT RECEIVE ANY CONTRIBUTIONS OF QUALIFIED INTELLECTUAL PROPERTY, CARS, BOATS, AIRPLANES, OR OTHER VEHICLES. AS A RESULT, THE UNIVERSITY WAS NOT REQUIRED TO FILE FORMS 8899 OR 1098-C TO REPORT SUCH CONTRIBUTIONS. ------------------------------------------------------------- FORM 990, PART VI, LINE 2 DETAIL OF FAMILY/BUSINESS RELATIONSHIPS ARMEN AVANESSIANS AND ESTA STECHER - BUSINESS RELATIONSHIP ANN KAPLAN AND ESTA STECHER - BUSINESS RELATIONSHIP ------------------------------------------------------------- FORM 990, PART VI, LINE 11B PROCESS USED BY MANAGEMENT AND/OR GOVERNING BODY TO REVIEW 990 A SUBCOMMITTEE COMPRISED OF MEMBERS OF TRUSTEES AUDIT COMMITTEE REVIEWED THE FORM 990. FOLLOWING THAT REVIEW, THE FORM 990 WAS MADE AVAILABLE TO ALL TRUSTEES VIA A SECURE WEBSITE AND THEN PRESENTED TO THE FULL BOARD OF TRUSTEES AT A MEETING ON MAY 8, 2013. CHANGES MADE SUBSEQUENT TO THE MAY 8, 2013 MEETING WERE REPORTED TO THE SUBCOMMITTEE, AND ALL TRUSTEES WERE NOTIFIED OF THE CHANGES VIA ELECTRONIC MAIL. THE REVISED FORM WAS POSTED ON THE SECURE WEBSITE FOR TRUSTEE REVIEW PRIOR TO FILING. ------------------------------------------------------------- FORM 990, PART VI, LINE 12C DESCRIPTION OF PROCESS TO MONITOR TRANSACTIONS FOR CONFLICTS OF INTEREST ALL TRUSTEES ARE SUBJECT TO THE "STATEMENT OF CONFLICT OF INTEREST POLICY FOR THE TRUSTEES OF COLUMBIA UNIVERSITY." WHEN A TRUSTEE BECOMES AWARE OF AN EXISTING OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE HAS A DUTY TO: (A) DISCLOSE THE CIRCUMSTANCES TO THE BOARD CHAIR OR OTHERS, AS APPROPRIATE, (B) REFRAIN FROM ACTING TO INFLUENCE ANY DECISION WHICH MIGHT IN IMPROPERLY BENEFIT THE TRUSTEE OR A FAMILY MEMBER; AND (C) RECUSE HIMSELF OR HERSELF FROM PARTICIPATION IN ANY DISCUSSIONS OR DECISIONS ABOUT THE POTENTIAL TRANSACTION OR ACTIVITY. IN ADDITION, ALL TRUSTEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THE DISCLOSURES ARE REVIEWED FOR APPROPRIATE ACTION. ALL OFFICERS AND KEY EMPLOYEES ARE SUBJECT TO THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST," AND ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT COULD GIVE RISE TO CONFLICTS. THESE DISCLOSURES ARE REVIEWED THROUGH A FORMAL ADMINISTRATIVE PROCESS. ANY DISCLOSURES THAT COULD GIVE RISE TO CONFLICTS AS IDENTIFIED THROUGH SUCH REVIEW ARE REPORTED TO AN APPROPRIATE SENIOR OFFICER. ANY SUBSTANTIVE CONCERNS ARE ALSO REPORTED OT THE CHAIR OF THE BOARD OF TRUSTEES. ------------------------------------------------------------- FORM 990, PART VI, LINES 15A AND 15B COMPENSATION PROCESS THE UNIVERSITY FOLLOWS THE REVIEW PROCESS DESCRIBED BELOW FOR ALL OFFICERS AND KEY EMPLOYEES. THIS PROCESS HAS BEEN IN PLACE SINCE AT LEAST 2000. THE COMPENSATION FOR THE ORGANIZATION'S PRESIDENT IS REVIEWED BY A COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES AND APPROVED BY THE INDEPENDENT TRUSTEES ON THE FULL BOARD. THE COMPENSATION OF OTHER OFFICERS AND KEY EMPLOYEES IS REVIEWED AND APPROVED BY THE COMPENSATION COMMITTEE OF INDEPENDENT TRUSTEES. IN CONNECTION WITH THE PRESIDENT'S COMPENSATION, THE COMPENSATION COMMITTEE AND THE BOARD REVIEW COMPARABILITY DATA AND MINUTES OF DELIBERATIONS ARE RECORDED CONTEMPORANEOUSLY WITH ANY ACTION. WITH RESPECT TO OTHER OFFICERS AND KEY EMPLOYEES, THE COMMITTEE FOLLOWS THE SAME PROCESS FOR REVIEW OF COMPARABILITY DATA AND CONTEMPORANEOUS DOCUMENTATION OF ITS ACTIONS. IN THE CASE OF THE ORGANIZATION'S PRESIDENT AND CERTAIN OTHER OFFICERS AND KEY EMPLOYEES, THE ORGANIZATION HAS ALSO CONSULTED WITH INDEPENDENT COMPENSATION CONSULTANTS IN DETERMINING COMPENSATION. THE COMPENSATION OF THE PRESIDENT AND THE EXECUTIVE VICE PRESIDENT OF THE INVESTMENT MANAGEMENT COMPANY IS ALSO REVIEWED AND APPROVED BY A COMPENSATION COMMITTEE OF THE INVESTMENT MANAGEMENT COMPANY'S BOARD OF MANAGERS. SUCH COMPENSATION COMMITTEE IS COMPRISED OF INDEPENDENT MEMBERS OF THE BOARD MANAGERS. "INDEPENDENT TRUSTEE" OR "INDEPENDENT MEMBER" AS USED IN THIS FOOTNOTE MEANS WITHOUT A CONFLICT OF INTEREST WITHIN THE MEANING OF PARAGRAPH (c)(1)(iii) OF REGULATION 53.4958-6 OF THE INTERNAL REVENUE CODE. IN ACCORDANCE WITH THE FORM 990 INSTRUCTIONS, PART VI, LINE 1B ABOVE USES A DIFFERENT DEFINITION. ------------------------------------------------------------- FORM 990, PART VI, QUESTION 19 DOCUMENTS AVAILABILITY TO PUBLIC THE ORGANIZATION'S CHARTER AND STATUTES, FINANCIAL STATEMENTS AND THE "STATEMENT OF UNIVERSITY POLICY ON CONFLICTS OF INTEREST" ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AT WWW.COLUMBIA.EDU. ------------------------------------------------------------- FORM 990, PART VIII DETAIL REGARDING ROYALTY INCOME/EXPENSE THE UNIVERSITY PERIODICALLY FUNDS AND DEVELOPS PATENTS FOR CERTAIN TECHNOLOGIES, THEN LICENSES THE USAGE OF THESE PATENTS TO COMPANIES OVER SEVERAL YEARS. THE REVENUE, NET OF PAYMENTS DUE TO THIRD PARTIES, IS RECORDED IN "REVENUE FROM OTHER EDUCATIONAL AND RESEARCH ACTIVITIES" IN THE CONSOLIDATED STATEMENT OF ACTIVITIES. COSTS INCURRED WITH DEVELOPING AND MAINTAINING THESE PATENTS ARE EXPENSED AS INCURRED SO THAT WHILE ROYALTIES ARE PAID TO FACULTY AND OTHERS IN CERTAIN CIRCUMSTANCES THESE AMOUNTS ARE NOT REFLECTED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART VIII, LINE 8 AND SCHEDULE G, PART II DESCRIPTION OF ACCOUNTING FOR FUNDRAISING EVENTS AMOUNTS REPORTED FOR FUNDRAISING EVENTS REPRESENT REVENUE AND EXPENSES THAT ARE SEPARATELY TRACKED. THE REVENUE AND EXPENSES FROM ADDITIONAL FUNDRAISING ACTIVITIES ARE NOT SEPARATELY TRACKED AND ARE INCLUDED WITHIN CONTRIBUTION REVENUE AND FUNDRAISING EXPENSES. ------------------------------------------------------------- FORM 990, PART IX, LINE 11F INVESTMENT MANAGEMENT FEES THE INVESTMENT MANAGEMENT FEES REPORTED ON THE STATEMENT OF FUNCTIONAL EXPENSES REPRESENT FEES TO THIRD PARTY INVESTMENT MANAGERS AND INCLUDE MANAGEMENT FEE AND PERFORMANCE FEE EXPENSES ASSOCIATED WITH SEPARATELY MANAGED ACCOUNTS. INVESTMENT MANAGEMENT FEES ASSOCIATED WITH FUND INVESTMENTS ARE REPORTED NET AGAINST INVESTMENT INCOME AND THEREFORE ARE NOT INCLUDED IN THE STATEMENT OF FUNCTIONAL EXPENSES. ------------------------------------------------------------- FORM 990, PART IX FUNCTIONAL EXPENSES FORM 990, PART IX FUNCTIONAL EXPENSE TOTALS REFLECT THE ELIMINATION OF DEPARTMENTAL OVERHEAD RECOVERIES INCURRED BY PROGRAMMATIC BUSINESS UNITS. THE MAJORITY OF RECOVERED EXPENSES ARE SHOWN IN LINE 24F, OTHER EXPENSES. ------------------------------------------------------------- FORM 990, PART X, LINE 7 LOANS RECEIVABLE FROM STUDENTS TOTAL $94,633,000. LOANS RECEIVABLE FROM NON-KEY EMPLOYEES TOTAL $19,145,804. THE LOANS FROM NON-KEY EMPLOYEES HAVE VARIOUS INTEREST RATES RANGING FROM 1.95% TO 6.5%, WITH MATURITY DATES RANGING FROM 2012 THROUGH 2042. THE OUTSTANDING BALANCES RANGE FROM $5,928 TO $2,492,203 AND ARE GENERALLY SECURED BY A PRINCIPAL RESIDENCE. LOANS RECEIVABLE FROM OTHER 501(C)(3) ORGANIZATIONS TOTAL $1,410,719. ------------------------------------------------------------------------ FORM 990, PART X BEGINNING BALANCES CERTAIN PRIOR YEAR BALANCE SHEET ITEMS HAVE BEEN RESTATED TO CONFORM TO CURRENT YEAR GAAP PRESENTATION. -------------------------------------------------------------------------- FORM 990, PART XI, LINE 5 OTHER CHANGES IN NET ASSETS OR FUND BALANCE PRIOR PERIOD ADJUSTMENT (1,080,604) UNREALIZED LOSSES (399,061,846) CHANGE IN FUNDS HELD BY OTHER IN PERPETUITY (8,088,000) PRESENT VALUE ADJUSTMENT TO SPLIT INTEREST AGREEMENTS 2,907,000 CHANGES IN PENSION AND POST-RETIREMENT OBLIGATIONS (56,415,000) OTHER NON-OPERATING ACTIVITIES (6,770,000) -------------- TOTAL OTHER CHANGES IN NET ASSETS (468,508,450) ------------------------------------------------------------------------ FORM 990, PART XII, LINE 2 AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS THE CONSOLIDATED FINANCIAL STATEMENTS OF THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK ARE AUDITED BY PRICEWATERHOUSECOOPERS, AN INDEPENDENT AUDITOR. THE UNCONSOLIDATED FINANCIAL STATEMENTS REFLECTED IN THIS RETURN REPRESENT APPROXIMATELY 99% OF THE NET ASSETS OF THE CONSOLIDATED GROUP. THE UNIVERSITY'S BOARD OF TRUSTEES HAS AN AUDIT COMMITTEE, COMPRISED OF INDEPENDENT TRUSTEES, WHICH IS RESPONSIBLE FOR OVERSIGHT OF THE AUDIT, REVIEW, AND COMPILATION OF THE FINANCIAL STATEMENTS AND SELECTION OF THE INDEPENDENT AUDITOR. ----------------------------------------------------------------------- SCHEDULE K, PART II, LINE 3 DIFFERENCES IN AMOUNTS ENTERED IN PART I, COLUMN (E) AND PART II, LINE 3 REPRESENT INVESTMENT EARNINGS. -------------------------------------------------------------- SCHEDULE K, PART II, LINE 11 OTHER SPENT PROCEEDS AMOUNTS REPORTED ON SCHEDULE K, PART II, LINE 11 REPRESENT THE NEW YORK STATE BOND TAX ASSOCIATED WITH EACH ISSUE WITH THE EXCEPTION OF THE 2012A BOND ISSUE. ------------------------------------------------------------- SCHEDULE K, PART II, LINE 13 YEAR OF SUBSTANTIAL COMPLETION, LINE 13, HAS BEEN LEFT BLANK FOR SERIES 2004A AND 2006B ISSUES SINCE THESE WERE REFUNDING ISSUES AND AS SUCH NO PROJECTS WERE ASSOCIATED WITH THE BONDS. -------------------------------------------------------------- SCHEDULE K, PART III, LINES 4-5 FOR ALL ISSUES, THE UNIVERSITY HAS ALLOCATED EQUITY INVESTED IN THE FINANCED PROPERTIES TO SOURCES OF PRIVATE BUSINESS USE, WITH THE EXCEPTION OF ISSUANCE COSTS, WITHIN THE REQUIRED TIME FRAME AND HAS CAREFULLY MANAGED THE TYPES OF ACTIVITIES CONDUCTED IN BOND-FINANCED FACILITIES. AS SUCH, THE UNIVERSITY HAS REPORTED 0% PRIVATE BUSINESS USE FOR THE SERIES 2003A&B, SERIES 2004B&C, SERIES 2009A, SERIES 2011A AND SERIES 2012A ISSUES AND MINIMAL PRIVATE BUSINESS USE FOR THE REMAINING ISSUES ON SCHEDULE K. -------------------------------------------------------------- SCHEDULE K, PART I, COLUMN (G) COLUMN (G) OF PART I HAS BEEN ANSWERED YES FOR THE 2003A&B AND 2008A BOND ISSUES. THE 2003A BOND ISSUE WAS FULLY DEFEASED AND THE 2008A BOND ISSUE WAS PARTIALLY DEFEASED. 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TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM I, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO FPCM INFLATION-LINKED OPPORTUNITIES FUND, LIMITED AS REPORTED IN SCHEDULE R, PART IV. THE SHARES OWNED BY CIM I ARE NON-VOTING SHARES. --------------------------------------------------------------------- SCHEDULE R, PART I, COLUMNS (D) AND (E) INCOME AND ASSETS ATTRIBUTABLE TO CERTAIN DISREGARDED ENTITIES COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM V, LLC, WHICH IS THE SOLE MEMBER OF CONQUEST MANAGED FUTURES SELECT FUND II, LLC. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM V, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CONQUEST MANAGED FUTURES SELECT FUND II, LLC, AS REPORTED IN SCHEDULE R, PART I. COLUMBIA UNIVERSITY IS THE SOLE MEMBER OF CIM XIII, LLC, WHICH OWNS A 100% INTEREST IN THE PROFITS, LOSSES AND CAPITAL OF HAMILTON FORESTS, LP. HAMILTON FORESTS, LP IS THE SOLE MEMBER OF CIM PARENT, LLC WHICH IS THE SOLE MEMBER OF CIM TIMBER, LLC. TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO CIM XIII, LLC REPRESENT A 100% SHARE OF TOTAL INCOME AND END-OF-YEAR ASSETS ATTRIBUTABLE TO HAMILTON FORESTS, LP, WHICH INCLUDES 100% SHARE OF TOTAL INCOME AND END OF YEAR ASSETS ATTRIBUTABLE TO CIM PARENT, LLC AND CIM TIMBER, LLC, AS REPORTED IN SCHEDULE R, PART I. --------------------------------------------------------------------- SCHEDULE R, PART IV CONSISTENT WITH GAAP, THE UNIVERSITY DOES NOT CONSOLIDATE THE ENTITIES LISTED IN PART IV SCHEDULE R WHICH HAVE INVESTMENTS AS THEIR PRIMARY PURPOSE. THIS IS BECAUSE THE UNIVERSITY DOES NOT HAVE SUFFICIENT VOTING POWER WITH RESPECT TO THESE ENTITIES TO SATISFY THE CONTROL TEST FOR CONSOLIDATION UNDER GAAP. THE AMOUNTS SHOWN IN SCHEDULE R, PART IV, COLUMN (G) REFLECT THE UNIVERSITY'S SHARE OF THE NET ASSETS OF THESE ENTITIES FOR THE FISCAL YEAR REPORTING PERIOD WHICH, CONSISTENT WITH GAAP, IS REFLECTED ON LINE 16 OF THE BALANCE SHEET IN PART X OF THIS FORM 990. SIMILARLY, THE UNIVERSITY'S SHARE OF ANY CURRENT INCOME AND REALIZED GAINS FROM THESE ENTITIES IS REFLECTED IN COLUMN (F) OF SCHEDULE R, PART IV AND ON THE STATEMENT OF REVENUE IN PART VIII. THESE ENTITIES EACH OPERATE ON A CALENDAR-YEAR BASIS, AND THE UNIVERSITY'S SHARE OF THE GROSS INCOME AND TOTAL ASSETS FOR EACH OF THESE ENTITIES FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2011 IS SET FORTH BELOW: ASM HUDSON RIVER FUND SHARE OF TOTAL (GROSS) INCOME: $22,028,838 SHARE OF END-OF-YEAR (GROSS) ASSETS: $120,394,538 CALUNIUS LITIGATION RISK FUND LP SHARE OF TOTAL (GROSS) INCOME: $4,565 SHARE OF END-OF-YEAR (GROSS) ASSETS: $4,189,600 COLUMBIA/PATRON SCOTLAND LP SHARE OF TOTAL (GROSS) LOSS: $(114,973) SHARE OF END-OF-YEAR (GROSS) ASSETS: $8,330,214 FPCM INFLATION-LINKED OPPORTUNITIES FUND, LTD SHARE OF TOTAL (GROSS) INCOME: $83,261,769 SHARE OF END-OF-YEAR (GROSS) ASSETS: $1,482,092,671 HARBOUR LITIGATION INVESTMENT OFFSHORE FUND SHARE OF TOTAL (GROSS) INCOME: $0 SHARE OF END-OF-YEAR (GROSS) ASSETS: $6,538,606 INDEA LONG TERM OPPORTUNITIES FUND SHARE OF TOTAL (GROSS) INCOME: $2,621,843 SHARE OF END-OF-YEAR (GROSS) ASSETS: $35,560,249 NCH INVESTORS FUND (CU) CORP SHARE OF TOTAL (GROSS) LOSS: $(81,564) SHARE OF END-OF-YEAR (GROSS) ASSETS: $2,217,205 --------------------------------------------------------------------- SCHEDULE R, PART IV AS OF JUNE 30, 2012, THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK HELD MORE THAN A 50% BENEFICIAL INTEREST IN 53 CHARITABLE REMAINDER TRUSTS DOMICILED IN NEW YORK AND 4 POOLED INCOME FUNDS DOMICILED IN NEW YORK.