2013-05-22T08:15:46-05:00 2012-09-30 521511275 Raffa PC 1899 L Street NW Suite 900 Washington DC 20036 990 2011-10-01 237088488 National Association of Clean Water Agencies NATI 2028332672 1816 Jefferson Place NW Washington DC 200362505 Kenneth P Kirk 2028332672 2013-05-22 1 Frank H Smith P00639053 2028225000 2013-05-21 2011 2016-02-25 16:41:14Z Kenneth P Kirk 1816 Jefferson Place NW Washington DC 200362505 6717100 0 X www.nacwa.org X 1970 DC Be the leading advocate for responsible national policies that advance clean water. 33 33 22 36 19888 -25228 928500 154064 4084356 4590662 87654 31645 -34225 2298 5066285 4778669 0 0 0 0 2397945 2643974 0 0 0 2559884 2276340 4957829 4920314 108456 -141645 4125780 3581829 3362545 2915830 763235 665999 NACWA plays a prominent role in clean water legislation, regulations, and litigation. 0 0 The National Association of Clean Water Agencies (NACWA) is the leading advocate for responsible national policies that advance clean water. NACWA represents the collective interests of America's publicly owned wastewater, stormwater, and collection system utilities - dedicated public servants and true environmental champions. For over 40 years, NACWA has been a leading voice in Congress, at the U.S. Environmental Protection Agency, in the media, and in the courts. NACWA maintains a key role in the development of environmental legislation and works closely with federal regulatory agencies in the implementation of sound environmental programs. 0 1 0 1 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 14 0 1 22 1 1 1 0 0 0 1 1 0 X 33 33 0 0 0 0 1 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 X Kenneth P Kirk 2028332672 1816 Jefferson Place NW Washington DC 200362505 Suzanne E Goss 1.00 X X 0 0 0 Julius Ciaccia 1.00 X X 0 0 0 Karen Pallansch 1.00 X X 0 0 0 Adel H Hagekhalil 1.00 X X 0 0 0 Kevin T Aiello 1.00 X 0 0 0 Patrick Ball 1.00 X 0 0 0 Dick Champion Jr 1.00 X 0 0 0 Patricia Cleveland 1.00 X 0 0 0 Ricky L Clifton 1.00 X 0 0 0 Philip L Friess 1.00 X 0 0 0 Cathy Gerali 1.00 X 0 0 0 Timothy Haag 1.00 X 0 0 0 George S Hawkins 1.00 X 0 0 0 Edward G Henifin 1.00 X 0 0 0 Susan T Holmes 1.00 X 0 0 0 Michael J Hornbrook 1.00 X 0 0 0 Timothy Houghton 1.00 X 0 0 0 Scott W Jellison 1.00 X 0 0 0 Norman E LeBlanc 1.00 X 0 0 0 Charles Logue PE 1.00 X 0 0 0 Dean C Marriott 1.00 X 0 0 0 Raymond J Marshall 1.00 X 0 0 0 Samuel T McGhee 1.00 X 0 0 0 Howard M Neukrug 1.00 X 0 0 0 John P O'Neil 1.00 X 0 0 0 James A Parrott 1.00 X 0 0 0 Larry N Patterson 1.00 X 0 0 0 Steve Pearlman 1.00 X 0 0 0 David St Pierre 1.00 X 0 0 0 Kevin L Shafer 1.00 X 0 0 0 Dennis W Stowe 1.00 X 0 0 0 Carter H Strickland Jr 1.00 X 0 0 0 Jeff Theerman 1.00 X 0 0 0 Daniel C Thompson 1.00 X 0 0 0 David R Williams 1.00 X 0 0 0 Mark A Yeager 1.00 X 0 0 0 Paula Dannenfeldt 37.50 X 191648 0 59838 Kenneth P Kirk 37.50 X 264397 0 50809 Adam Krantz 37.50 X 164820 0 54950 Meredith Ristic 30.00 X 116816 0 24574 737681 0 190171 4 0 1 0 UNC Bus School CB 3490 McColl Building Chapel Hill NC 27599 Leadership Center Program 228700 The Accord Group 1730 Rhode Island Ave NW Suite 70 Washington DC 20036 Advocacy Support 222333 Pillsbury Winthrop Shaw Pittman LLP 2300 N Street NW Washington DC 20037 Legal Services 199838 3 154064 154064 Membership dues 900099 3633341 3633341 Meeting fees 900099 510020 510020 Leadership center 900099 339800 339800 Sponsorships 900099 105750 105750 Publication sales 900099 1751 1751 4590662 33951 14422 19529 30000 60437 -30437 -30437 -30437 1875688 1877994 -2306 -2306 -1784 -522 Management fees 900099 25485 25485 Clean water careers 900004 7250 7250 32735 4778669 4454475 19888 150242 809574 1313889 144568 248368 127575 286847 22980 319899 14400 29136 173631 66362 187701 95698 481118 88954 22267 UBIT Tax 100 Service contracts 392822 Property/sales/use tax 48207 Dues and subscriptions 32081 14137 4920314 46813 35950 484609 278759 90000 5057 20503 9689 39633 2994740 915294 2025515 2079446 858351 885251 497220 108640 108526 133647 4125780 3581829 223554 231484 429299 47151 2709692 2637195 3362545 2915830 X 526056 553085 237179 112914 763235 665999 4125780 3581829 X -141645 44409 X 0 1 1 X 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 3893155 319899 69855 389754 350384 39370 984645 984645 1459964 530196 929768 197500 78054 119446 352631 307044 45587 2079446 4778669 4920314 -141645 44409 44409 -97236 4883515 44409 60437 104846 4778669 0 4778669 4980751 60437 60437 4920314 0 4920314 Description of Uncertain Tax Positions Under FIN 48: Part X: NACWA performed an evaluation of uncertain tax positions for the year ended September 30, 2012, and determined that there were no matters that would require recognition in the financial statements or that may have any effect on the tax-exempt status of the entity. Part XII, Line 2d - Other Adjustments: Rental expenses 60,437. Part XIII, Line 2d - Other Adjustments: Rental expenses 60,437. X 1 1 X X X 0 1 0 Paula Dannenfeldt 191648 0 0 0 0 0 36160 0 23678 0 251486 0 0 0 Kenneth P Kirk 264397 0 0 0 0 0 48955 0 1854 0 315206 0 0 0 Adam Krantz 164820 0 0 0 0 0 31272 0 23678 0 219770 0 0 0 Part I, Line 1a Travel expenses for Kenneth P. Kirk's wife in the amount of $4,719. Part I, Line 4b There were no contributions to be recorded in the 457(F) plan for the 2011 tax return. Form 990, Part VI, Section A, line 6 NACWA is a membership based Organization. Form 990, Part VI, Section A, line 7a NACWA's members elect the Association's Board of Directors who are selected from within the membership. Form 990, Part VI, Section A, line 7b NACWA's members approve the Association's Board of Directors and any bylaws changes/amendments. Form 990, Part VI, Section B, line 11 A copy of the federal Form 990 is reviewed by the Executive Director and Managing Director of Finance before it is filed with the Internal Revenue Service. Form 990, Part VI, Section B, line 12c Consistent with NACWA's Conflict of Interest Policy, Board Members, Officers and Key Employees must annually complete a Statement of Disclosure Form. NACWA staff review and ensure that all Key Employees, Officers and Board Members submit the Conflict of Interest Declaration Form each year. Form 990, Part VI, Section B, line 15 NACWA does not compensate its officers. NACWA uses a salary administration program to develop staff salary ranges based on current salary surveys that reflect NACWA's industry, size and location. All NACWA staff salary ranges and proposed salary increases are reviewed and endorsed by NACWA's Executive Committee annually. The Executive Director's employment contract is reviewed and approved by NACWA's Executive Committee and Board of Directors. After approval, NACWA's President and Secretary sign the Executive Director's employment contract. Form 990, Part VI, Section C, line 19 NACWA will provide its governing documents, conflict of interest policy, financial statements, and its federal Form 990 to the public upon request. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 5: Net unrealized gains on investments: 44,409.