2013-05-15T11:22:32-05:00 2012-06-30 263753134 CBIZ TOFIAS 500 BOYLSTON STREET BOSTON MA 02116 990 2011-07-01 042232416 NORTHEAST ARC INC NORT 9787624878 64 HOLTEN STREET DANVERS MA 01923 GERARD MCCARTHY 9787624878 2013-05-10 1 JOSEPH M GISO P00030126 6177610600 2011 2016-02-24 21:20:13Z GERARD MCCARTHY 64 HOLTEN STREET DANVERS MA 01923 117116256 0 X WWW.NE-ARC.ORG X 1955 MA THE NORTHEAST ARC, INC. IS DEDICATED TO PROVIDING LIFELONG, INDIVIDUALIZED SUPPORT TO PEOPLE WITH, OR AT RISK OF DEVELOPING DISABILITIES, AND THEIR FAMILIES, ENSURING OPPORTUNITIES TO CHOOSE AND REALIZE THIER GOALS OF WHERE AND HOW THEY LEARN, LIVE, WORK, SOCIALIZE AND PLAY. FORMERLY KNOWN AS THE NORTH SHORE ASSOCIATION FOR RETARDED CITIZENS, NORTHEAST ARC'S DEMOGRAPHIC AREA AND THE SERVICE SCOPE HAVE EXPANDED SIGNIFICANTLY OVER NEARLY HALF A CENTURY. NOW THE ARC SERVES INDIVIDUALS WITH MENTAL RETARDATION AS WELL AS DEVELOPMENTAL AND OTHER DIABILITIES, IN 97 COMMUNITIES AS WELL AS ACROSS THE COMMONWEALTH OF MASSACHUSETTS. NORTHEAST ARC IS DIVIDED INTO THREE PROGRAMMATIC DIVISIONS: RESIDENTIAL, FAMILY SUPPORT, AND HERITAGE INDUSTRIES. WITHIN EACH DIVISION ARE UNIQUE PROGRAMS THAT PROVIDE A BROAD SCOPE OF SERVICES, SUPPORTS, ADVOCACY, INFORMATION AND REFERRALS THAT ARE RESPONSIVE TO THE NEEDS OF ITS CONSUMERS. 20 20 1138 700 0 0 999818 236290 103121162 116082786 69469 65818 406996 400278 104597445 116785172 0 0 0 0 23118830 25015193 0 0 281321 80617483 91935028 103736313 116950221 861132 -165049 16228308 17002455 11442918 12333085 4785390 4669370 X THE NORTHEAST ARC, INC. IS DEDICATED TO PROVIDING LIFELONG, INDIVIDUALIZED SUPPORT TO PEOPLE WITH, OR AT RISK OF DEVELOPING DISABILITIES, AND THEIR FAMILIES, ENSURING OPPORTUNITIES TO CHOOSE AND REALIZE THIER GOALS OF WHERE AND HOW THEY LEARN, LIVE, WORK, SOCIALIZE AND PLAY. FORMERLY KNOWN AS THE NORTH SHORE ASSOCIATION FOR RETARDED CITIZENS, INC., NORTHEAST ARC'S DEMOGRAPHIC AREA AND THE SERVICE SCOPE HAVE EXPANDED SIGNIFICANTLY OVER NEARLY HALF A CENTURY. NOW THE ARC SERVES INDIVIDUALS WITH MENTAL RETARDATION AS WELL AS DEVELOPMENTAL AND OTHER DIABILITIES, IN 97 COMMUNITIES AS WELL AS ACROSS THE COMMONWEALTH OF MASSACHUSETTS. THE NORTHEAST ARC IS DIVIDED INTO THREE PROGRAMMATIC DIVISIONS: RESIDENTIAL, FAMILY SUPPORT, AND HERITAGE INDUSTRIES. WITHIN EACH DIVISION ARE UNIQUE PROGRAMS THAT PROVIDE A BROAD SCOPE OF SERVICES, SUPPORTS, ADVOCACY, INFORMATION AND REFERRALS THAT ARE RESPONSIVE TO THE NEEDS OF ITS CONSUMERS. 0 0 9747572 10928502 RESIDENTIAL SERVICES - THE NORTHEAST ARC HAS BEEN PROVIDING RESIDENTIAL SERVICES FOR OVER 30 YEARS. SERVICES ARE PROVIDED TO OVER 100 PEOPLE IN 39 HOMES, LOCATED IN 20 COMMUNITIES ON THE NORTH SHORE AND BURLINGTON, MA. EACH HOME IS CUSTOMIZED IN TERMS OF STAFFING SUPPORTS, PHYSICAL LAYOUT, LOCATION AND THE LEVEL OF EMOTIONAL AND EDUCATIONAL ASSISTANCE PROVIDED. SERVICES PROVIDED ARE SUPERVISED LIVING, SUPPORTED LIVING, INDEPENDENT LIVING, SPECIALTY SERVICES AND SUPPORTS, DEAF SERVICES, INTENSIVE MEDICAL SERVICES, TRAINING AND CONSULTATION, ACTIVE RETIREMENT, NURSE CASE MANAGEMENT AND SPECIALIZED HEALTH CARE PLANS. 11960467 13016518 FAMILY SUPPORT SERVICES - THE NORTHEAST ARC PROVIDES A VARIETY OF SERVICES DESIGNED TO ASSIST AND SUPPORT FAMILIES. THESE SERVICES CONSIST OF ADVOCACY SERVICES, TECHNICAL ASSISTANCE AND EDUCATION IS PROVIDED TO PARENTS, AS WELL AS ADVOCACY AROUND SPECIFIC SITUATIONS INVOLVING THE AMERICANS WITH DISABILITIES ACT, SPECIAL EDUCATION AND PUBLIC BENEFITS. THE AUTISM SUPPORT CENTER PROVIDES INFORMATION, REFERRALS, SUPPORT GROUPS AND TRAINING TO PARENTS AND PROFESSIONALS INTERESTED IN AUTISM AND PDD. BUILDING BLOCKS - PROVIDES AN INTENSIVE PROGRAM OF EVALUATION, IN HOME THERAPIES AND PARENT TRAINING FOR YOUNG CHILDREN (3-6 YRS) DIAGNOSED WITH AUTISM SPECTRUM DISORDERS. THE PROGRAM EMPLOYS ONE TO ONE INTERVENTION TECHNIQUES TO ENHANCE THE DEVELOPMENT IN THE AREAS THAT ARE MOST CHALLENGING, FOR CHILDREN WITH THE ASD DIAGNOSIS, SOCIAL INTERACTION, COMMUNICATION AND PLAY.EARLY INTERVENTION - TWO EARLY INTERVENTION PROGRAMS ARE OPERATED BY THE NORTHEAST ARC PROVIDING SERVICES TO MORE THAN 300 CHILDREN IN EACH PROGRAM. THE PROGRAMS PROVIDE FAMILY FOCUSED, HOME AND COMMUNITY BASED THERAPEUTIC SERVICES TO CHILDREN AGED BIRTH TO THREE, WHO ARE AT RISK OF ATYPICAL DEVELOPMENT. TRAININGS ARE ALSO PROVIDED TO PARENTS AND PROFESSIONALS IN THE COMMUNITY ON A VARIETY OF TOPICS.FIRST STEPS CHILD CARE - NORTHEAST ARC OPERATES AN ACCREDITED CHILD CARE PROGRAM FOR 55 CHILDREN RANGING IN AGE FROM 2 MONTHS THROUGH 5 YEARS OLD.FAMILY RESOURCES - PROVIDE INFORMATION AND/OR REFERRALS TO FACILITATE ACCESS TO COMMUNITY RESOURCES OR ARRANGE FOR RESPITE CARE. THE GOAL IS TO HELP FAMILIES IDENTIFY WHAT IS NEEDED TO MAINTAIN THE INTEGRITY OF THEIR FAMILY AND TO DECREASE OR ALLEVIATE STRESS AND PARTICIPATE FULLY IN THEIR COMMUNITIES. RECREATION - PROVIDES A WIDE RANGE OF ACTIVITIES FOR BOTH CHILDREN AND ADULTS. THE ACTIVITIES INCLUDE AFTERNOON AND EVENING SOCIAL AND LEISURE EVENTS, CLASSES AND OUTINGS.INDIVIDUALIZED LIVING OPTIONS - PROVIDE ADULT FOSTER CARE AND INDIVIDUALIZED LIVING ARRANGEMENTS FOR ADULTS AND CHILDREN WITH DEVELOPMENTAL DISABILITIES. THESE ARRANGEMENTS ALLOW INDIVIDUALS TO SHARE HOMES WITH FAMILIES WHO PROVIDE CARE, COMPANIONSHIP, SKILLS INSTRUCTION AND OPPORTUNITIES FOR COMMUNITY INVOLVEMENT.SPOTLIGHT - THIS IS AN INNOVATIVE SOCIAL PRAGMATICS PROGRAM DESIGNED FOR ADOLESCENTS WITH ASPERGER'S SYNDROME AND OTHER RELATED SOCIAL AND DEVELOPMENTAL DISORDERS. IT INTEGRATES THEATRE GAMES AND RELATIONSHIP DEVELOPMENT TECHNIQUES WITH HIGHLY MOTIVATING ACTIVITIES. 86531499 87030952 PERSONAL CARE ASSISTANCE FISCAL INTERMEDIARY - PROVIDES PAYROLL AND BILLING SERVICES FOR MORE THAN 4000 INDIVIDUALS RECEIVING PCA SERVICES THROUGH MASS HEALTH FOR HANDS ON ASSISTANCE WITH THEIR SELF CARE TASKS AND ACTIVITIES OF DAILY LIVING. 5282001 5352499 DAY SERVICES - THE NORTHEAST ARC PROVIDES VOCATIONAL, DAY HABITATION AND COMMUNITY BASED SUPPORTS TO INDIVIDUALS WITH DISABILITIES, BASED ON THE INDIVIDUALS CURRENT NEEDS AND LONG TERM GOALS. SERVICES PROVIDED WITHIN DAY SERVICES ARE HERITAGE INDUSTRIES, WHICH PROVIDES A WIDE ARRAY OF SERVICES ALLOWING INDIVIDUALS A VARIETY OF VOCATIONAL OPPORTUNITIES TO PURSUE THEIR GOALS. VOCATIONAL TRAINING IS PROVIDED IN A FACILITY BASED WORK ENVIRONMENT AS WELL AS WITH VARIOUS COMMUNITY BASED COMPANIES. THESE COMPANIES PROVIDE COMMUNITY WORK SITES WHERE THE INDIVIDUALS RECEIVE INSTRUCTION IN A VARIETY OF WORK OPPORTUNITIES AND ARE ABLE TO EXPLORE DIFFERENT JOBS THROUGH INTERNSHIPS AND TRIAL WORK SITES. INDIVIDUALS ARE ALSO SUPPORTED TO IMPROVE AND ENHANCE THEIR SOCIAL AND BEHAVIORAL SKILLS. THE SUPPORTED EMPLOYMENT COMPONENT HELPS PEOPLE ASSESS THEIR INTERESTS, NEEDS AND PREFERENCES IN HELPING INDIVIDUALS ACHIEVE INTEGRATED, COMPETITIVE EMPLOYMENT. JOB DEVELOPMENT, JOB COACHING AND TRANSPORTATION ARE ALSO PROVIDED TO AID PEOPLE IN ACHIEVING THEIR GOALS.DAY HABITATION SERVICES - THE NORTHEAST ARC RUNS THREE DAY HAB PROGRAMS. THESE PROGRAMS PROVIDE SERVICES TO INDIVIDUALS SEEKING GOAL ORIENTED SOCIALLY BASED DAY SERVICES WITH A STRONG MEDICAL MANAGEMENT COMPONENT. PARTICIPANTS ARE PROVIDED ACCESS TO A VARIETY OF MEDICAL RESOURCES SUCH AS PHYSICAL THERAPY, OCCUPATIONAL THERAPY, SPEECH THERAPY, BEHAVIORAL SUPPORT AS WELL AS MEDICAL CASE MANAGEMENT.TRANSPORTATION SERVICES - TRANSPORTATION IS PROVIDED TO MORE THAN 175 INDIVIDUALS FROM THEIR HOMES TO VARIOUS DAY PROGRAMS SITES LOCATED IN SURROUNDING COMMUNITIES. TRANSPORTATION IS ALSO PROVIDED FOR INDIVIDUALS TO AND FROM THEIR COMPETITIVE JOBS IN THE COMMUNITY. 5282001 5352499 113521539 1 1 0 0 0 0 0 0 0 1 1 1 0 1 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 54 0 1 1138 1 0 0 0 0 0 0 0 0 0 0 X 20 20 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 MA X X GARY PENNIMAN CFO 9786242445 64 HOLTEN STREET DANVERS MA 01923 JULIE CUMMINGS 1.00 X X 0 0 0 DONAT FOURNIER 1.00 X X 0 0 0 STEPHEN JOHNSON 1.00 X X 0 0 0 KENNETH KLAIMAN 1.00 X X 0 0 0 JOHN BORIS 1.00 X 0 0 0 SHARI MUNRO 1.00 X 0 0 0 JEREMY COHEN 1.00 X 0 0 0 MARK THOMPSON 1.00 X 0 0 0 MICHAEL TRIGILIO 1.00 X 0 0 0 JOHN HOLIAN 1.00 X 0 0 0 IVY DORFLINGER 1.00 X 0 0 0 DEBORAH SCHNEIDER 1.00 X 0 0 0 ROBERT HERLICH 1.00 X 0 0 0 JEFFREY MUSMAN 1.00 X 0 0 0 WESLEY J MARSHALL JR 1.00 X 0 0 0 MIKKI L WILSON 1.00 X 0 0 0 DARCY IMMERMAN 1.00 X 0 0 0 ROBERT WILSON 1.00 X 0 0 0 DANIEL CORBETT 1.00 X 0 0 0 CHRISTOPHER LOVASCO 1.00 X 0 0 0 GERARD L MCCARTHY 40.00 X 198837 10876 48875 GARY A PENNIMAN 40.00 X 102936 0 3895 301773 10876 52770 2 0 1 0 SWIFT STAFFING AGENCY PO BOX 330 BEVERLY MA 01915 TEMP SERVICES 349254 ULTIMATE SOFTWARE 1485 NORTH PARK DRIVE WESTON FL 33326 PAYROLL SERVICES 233460 CUSTOM CLEANING SERVICE PO BOX 2125 PEABODY MA 01960 CLEANING SERVICES 125119 3 236290 77905 236290 FISCAL INTERMEDIARY 900099 87030952 87030952 PROGRAM SERVICE REVENU 900099 28093323 28093323 CLIENT FEES 900099 598299 598299 HERITAGE INDUSTRIES MA 900099 360212 360212 116082786 52509 52509 184030 16625 182931 4415 1099 12210 13309 13309 298331 143738 154593 154593 OTHER REVENUE 900099 245685 245685 245685 116785172 116328471 0 220411 365419 334578 27443 3398 20742282 19021095 1521214 199973 1953442 1664433 269105 19904 1954050 1787125 148076 18849 1550666 1208653 274376 67637 75153 4581 64925 5647 1272737 1142009 130728 346145 341993 3558 594 60369 58985 1384 53461 32470 20991 PROVIDER REIMBURSEMENT 84904792 84904792 SUPPLIES 840001 758102 80563 1336 EQUIPMENT RENTAL/MAINT. 744062 542386 200781 895 VEHICLE EXPENSES 658585 588561 70024 1429057 1131776 334193 -36912 116950221 113521539 3147361 281321 2938890 847525 6774852 2507408 3620251 8086591 526744 455925 5557127 3713569 1311496 1843558 520259 2281949 535816 979499 16228308 17002455 5667877 6038764 670586 1012699 5104455 5281622 11442918 12333085 X 4569733 4432710 180657 201660 35000 35000 4785390 4669370 16228308 17002455 X -165049 49029 X 0 1 1 X 1 1 X 324757 650789 639651 999818 236290 2851305 70033944 82796921 92553521 103414208 116082796 464881390 70358701 83447710 93193172 104414026 116319086 467732695 0 0 0 467732695 3673 15148 10985 58934 52509 141249 3673 15148 10985 58934 52509 141249 228982 387022 266490 280461 245685 1408640 70591356 83849880 93470647 104753421 116617280 469282584 0.99670 0.99620 0.00030 0.00030 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1547986 895 59110 1607991 935758 600000 12228 1547986 535000 400000 758 935758 35000 500000 535000 0.97820 0.02180 0 0 255796 255796 184450 184450 820935 566196 254739 4223873 3147373 1076500 72073 72073 1843558 OTHER SECURITIES 2281949 F 2281949 DUE FROM AFFILIATES 936352 SECURITY DEPOSITS 43147 979499 CLIENT CUSTODIAL FUNDS 207305 THIRD PARTY ADVANCES 4400359 DEFERRED COMPENSATION 673958 5281622 116785172 116950221 -165049 49029 49029 -116020 116977939 49029 143738 192767 116785172 0 116785172 117093959 143738 143738 116950221 0 116950221 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ORGANIZATION PLANS TO GROW ENDOWMENTS AND USE THE ENDOWMENT EARNINGS TO FUND OPERATIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. THE ORGANIZATION HAS IDENTIFIED ITS TAX STATUS AS A TAX-EXEMPT ENTITY AS ITS ONLY SIGNIFICANT TAX POSITION AND HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. THE ORGANIZATION IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTION. FEDERAL AND STATE INCOME TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS AFTER THE DATE OF FILING, INCLUDING EXTENSIONS. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 143,738. PART XIII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 143,738. GOLF TOURNAMENT 171065 171065 9520 61442 5570 WINE TASTING 105500 105500 41120 10340 9339 1 21766 21766 6407 298331 298331 50640 71782 21316 143738 154593 X X 0 1 0 0 0 0 0 1 0 GERARD L MCCARTHY 183730 10876 10984 0 4123 0 30000 0 18875 0 247712 10876 0 0 PART I, LINE 4B GERRARD L. MCCARTHY, $30,000 PART I, LINE 7 CERTAIN EMPLOYEES MAY QUALIFY FOR LONGEVITY BONUSES BASED ON YEARS OF SERVICE TO THE ORGANIZATION. ALL BENEFITED EMPLOYEES WHO HAVE COMPLETED SIX YEARS OF CONTINUOUS EMPLOYMENT WITH NORTHEAST ARC BY THE 30TH OF JUNE OF A GIVEN YEAR, AND WHO ARE STILL EMPLOYED IN GOOD STANDING AS OF THE DATE THE BONUS IS PAID, WILL BE ELIGIBLE FOR A LONGEVITY BONUS. THE PERCENTAGE OF ANY LONGEVITY BONUS WILL VARY DEPENDING ON AVAILABILITY OF FUNDS. THE DECISION TO AWARD THE BONUS AND THE DATE OF AWARD DEPENDS ON AVAILABLE RESOURCES AND A YEARLY VOTE OF THE BOARD OF DIRECTORS. X 3 10200 FMV X OTHER 224 67705 FMV 0 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE NUMBER ON PART 1, COLUMN A IS THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PRESENTED TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS FOR REVIEW AND APPROVAL. THEY THEN PRESENT THEIR RECOMMENDATIONS TO APPROVE THE FORM 990 TO THE FULL BOARD WHO THEN VOTE TO APPROVE THE FORM 990 BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE AGENCY REQUIRES ALL OFFICERS AND DIRECTORS TO COMPLETE AND SIGN A CONFLICT OF INTEREST DISCLOSURE FORM EACH YEAR. FORM 990, PART VI, SECTION B, LINE 15A THE EXECUTIVE DIRECTOR'S COMPENSATION IS REVIEWED AND DETERMINED BY THE PRESIDENT OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD. THEY USE A COMPARATIVE COMPENSATION REPORT OF EXECUTIVES SUPPLIED BY THE ORGANIZATION'S AUDIT FIRM TO DETERMINE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. THE FORM 990 AUDITED FINANCIAL STATEMENTS AND FORM MA PC ARE AVAILABLE AT THE MASSACHUSETTS ATTORNEY GENERAL'S WEBSITE. THE FORM 990 IS ALSO AVAILABLE AT WWW.GUIDESTAR.ORG CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 49,029. NORTH SHORE HERITAGE ASSOCIATES INC 64 HOLTEN STREET DANVERS MA 01923 042645008 REAL ESTATE MA 501(C)(3) LINE 9 N/A 1 RESIDENTIAL OPTIONS INC 64 HOLTEN STREET DANVERS MA 01923 042867643 REAL ESTATE MA 501(C)(3) LINE 9 N/A 1 NORTHEAST CLINICAL SERVICES INC 64 HOLTEN STREET DANVERS MA 01923 042828903 HEALTHCARE MA 501(C)(3) PF N/A 1 TOP HOUSE INC 64 HOLTEN STREET DANVERS MA 01923 010882170 REAL ESTATE MA 501(C)(3) LINE 7 N/A 1 GLOUCESTER HOUSING INC 64 HOLTEN STREET DANVERS MA 01923 113841369 REAL ESTATE MA 501(C)(3) LINE 7 N/A 1 0 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1 1 1 NORTHEAST CLINICAL SERVICES INC K 150000 END-OF-YEAR BOOK VALUE NORTHEAST CLINICAL SERVICES INC P 72035 END-OF-YEAR BOOK VALUE NORTHEAST CLINICAL SERVICES INC Q 350000 END-OF-YEAR BOOK VALUE NORTHEAST CLINICAL SERVICES INC R 625000 END-OF-YEAR BOOK VALUE NORTH SHORE HERITAGE ASSOCIATES INC R 873721 END-OF-YEAR BOOK VALUE