2013-05-14T15:46:24-05:00 2012-06-30 454084437 WARREN AVERETT LLC 3815 INTERSTATE CT MONTGOMERY AL 36109 990 2011-07-01 630288878 TUSKEGEE UNIVERSITY TUSK 3347244515 KRESGE CENTER 112 TUSKEGEE INSTITUTE AL 36088 GLENN DICKERSON 3347244515 2013-05-13 1 BILLY R DANIELS CPA P00645585 3342712200 2013-05-10 2011 2016-02-24 21:20:13Z GLENN DICKERSON KRESGE CENTER 112 TUSKEGEE INSTITUTE AL 36088 166905386 0 X WWW.TUSKEGEE.EDU X 1881 AL TO PROVIDE QUALITY POST SECONDARY EDUCATIONAL OPPORTUNITIES AND CONTRIBUTE TO THE BETTERMENT OF SOCIETY THROUGH RESEARCH AND DEVELOPMENT. 20 19 2039 19 2717356 -2272172 54272479 62356722 71079492 78010746 2423442 3605077 2873848 2718779 130649261 146691324 8896588 19779887 0 0 47208153 53430563 0 0 1434175 70417448 66240343 126522189 139450793 4127072 7240531 351886501 356753975 126602213 135562680 225284288 221191295 TO PROVIDE QUALITY POST SECONDARY EDUCATIONAL OPPORTUNITIES AND CONTRIBUTE TO THE BETTERMENT OF SOCIETY THROUGH RESEARCH AND DEVELOPMENT 0 0 117416541 19779887 79527251 TUSKEGEE UNIVERSITY PROVIDED EDUCATIONAL SERVICES TO APPROXIMATELY 3,152 STUDENTS DURING THE YEAR ENDED 6/30/12. 117416541 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 1 336 0 2039 1 1 1 0 0 0 0 0 0 0 0 0 X 20 19 1 0 0 0 0 0 0 1 1 0 0 1 0 0 0 1 0 0 AL X X GLENN DICKERSON 3347244515 112 KRESGE CENTER TUSKEGEE AL 36088 DR GILBERT ROCHON 37.50 X X 450000 0 22500 CHARLES E WILLIAMS 0.30 X X 0 0 0 BERNARD E ANDERSON 0.30 X X 0 0 0 STEPHEN E CANTER 0.30 X X 0 0 0 CADE ARMSTRONG 0.30 X 0 0 0 SOLOMAN L BANKS 0.30 X 0 0 0 THOMAS R BICE 0.30 X 0 0 0 MYLA CALHOUN 0.30 X 0 0 0 NORMA B CLAYTON 0.30 X 0 0 0 JOSEPH G GRASSO 0.30 X 0 0 0 KEVIN P GREEN 0.30 X 0 0 0 FLOYD GRIFFIN 0.30 X 0 0 0 ROBERT L HARRIS 0.30 X 0 0 0 ANDREW P HORNSBY 0.30 X 0 0 0 WILLENE A JOHNSON 0.30 X 0 0 0 JOHN E PAGE 0.30 X 0 0 0 CHARLES PRICE 0.30 X 0 0 0 MARK M SPRADLEY 0.30 X 0 0 0 FELKER W WARD 0.30 X 0 0 0 CHEREECE WARNER 0.30 X 0 0 0 DR LUTHER WILLIAMS 37.50 X 181341 0 9067 MR STEVEN MARTIN 37.50 X 101667 0 0 MR KEVIN MCLIN 37.50 X 104583 0 5229 DR CARLEN MCLIN 37.50 X 104853 0 5229 DR CHERYL THOMAS 37.50 X 102500 0 0 DARRYL CROMPTON 37.50 X 101186 0 0 MR VIRGIL ECTON 37.50 X 56250 0 0 DR SHAIK JEELANI 37.50 X 135809 0 15970 DR CYNTHIA SELLERS 37.50 X 112750 0 5637 DR JOHN WILLIAMS 37.50 X 105400 0 5270 DR REUBEN WARREN 37.50 X 191200 0 9560 DR TSEGAY HABTEMARIAM 37.50 X 161846 0 8092 MR LESLIE PORTER 37.50 X 155438 0 7772 MR LEGAND BURGE 37.50 X 143572 0 23385 DR HESHMAT AGLAN 37.50 X 139717 0 14186 MS TAMARA SMITH 37.50 X 137000 0 12850 MS ROBERTA TROY 37.50 X 135000 0 6750 MR WILLIE SLATER 37.50 X 135000 0 6750 DR BENJAMIN PAYTON 37.50 X 321387 0 16069 3076499 0 174316 45 1 1 0 SODEXHO INC & AFFILIATES PO BOX 905374 CHARLOTTE NC 282905374 CAFETERIA AND PHYSICAL PLANT 4904764 FLIK CONFERENCE CENTERS PO BOX 91337 CHICAGO IL 606931337 CONFERENCES, DINING EVENTS 1012833 FOLLETT CAMPUS BOOKSTORE 1200 OLD MONTGOMERY ROAD TUSKEGEE AL 36088 BOOKSTORE 692702 EBSCO SUBSCRIPTION SERVICE PO BOX 2543 BIRMINGHAM AL 352830460 SUBSCRIPTION AND BOOKS 628561 UNIVERSAL TRAVEL ADVISORS 2771 LAWRENCEVILLE HIGHWAY DECATUR GA 30033 TRAVEL AGENCY 606837 40 50914625 11442097 3233000 62356722 TUITION & FEES 611710 59723728 59723728 ROOM & BOARD 611710 12513153 12513153 CAMPUS ACTIVITIES 611710 2856030 2856030 KELLOGG CONFERENCE CEN 721110 2717356 2717356 OTHER AUXILIARY 611710 200479 200479 78010746 2089995 2089995 2718779 0 2718779 2718779 2718779 19354396 2374748 18870998 1343064 483398 1031684 1515082 1515082 146691324 79527251 2717356 2089995 1695487 1695487 18084400 18084400 3338668 3338668 41958448 36718238 4504891 735319 1351267 1079468 249793 22006 3142086 2607130 485131 49825 3640094 2962176 618642 59276 107700 107700 547916 547916 558799 558799 151010 151010 7115516 6352517 682160 80839 269842 213102 56540 200 6604614 4635251 1848639 120724 46359 38608 7751 9106816 8273777 833039 3455462 3058242 323261 73959 547533 504276 33132 10125 4146265 3892283 253982 10279682 8445070 1715200 119412 1061944 929716 132228 MISCELLANEOUS 13940975 11114704 2685025 141246 CAMPUS OVERHEAD 2517838 2517838 STIPENDS 2170025 2170025 EQUIPMENT MAINTENANCE 1697489 906528 790961 1914558 958995 934319 21244 139450793 117416541 20600077 1434175 9677743 1663142 1758868 1605796 8946031 7007976 19091952 17546656 549722 456869 393170 407903182 197189373 191903976 210713809 115193547 114404720 4764662 2961837 351886501 356753975 10775479 13091629 10931631 10931631 6224508 5185041 30550000 29130000 67856311 76969348 264284 255031 126602213 135562680 X 120223955 106082116 31415776 36530057 73644557 78579122 225284288 221191295 351886501 356753975 X 7240531 -11333524 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 0 107021528 4934565 -3628498 3673000 104654595 68161872 5482685 73644557 63228730 4933142 68161872 58426281 4802449 63228730 0.00000 1.00000 0.00000 0 0 16226003 1344489 17570492 269152975 117913567 151239408 83665139 74796442 8868697 37514576 4479364 33035212 210713809 OTHER SECURITIES 114404720 F 114404720 DUE TO GW CARVER FOUNDATION 255031 255031 146691324 139450793 7240531 -6143866 -5695689 506031 -11333524 -4092993 122921390 -23769934 -23769934 146691324 0 146691324 121366393 0 121366393 18084400 18084400 139450793 PART III, LINE 4: THE UNIVERSITY'S COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE UNIVERSITY'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED AS DECREASES IN THE UNRESTRICTED NET ASSETS IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED, OR AS TEMPORARY OR PERMANENTLY RESTRICTED NET ASSETS USED TO PURCHASE THE ITEMS ARE RESTRICTED BY DONORS. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPROPRIATE NEW ASSET CLASSES. THE UNIVERSITY'S COLLECTIONS ARE MADE UP OF ARTIFACTS OF HISTORICAL SIGNIFICANACE, SCIENTIFIC SPECIMENS, MANUSCRIPTS, LETTERS, DOCUMENTS, BOOKS, AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC, AND CULTURAL PURPOSES. EACH OF THE ITEMS IS CATALOGED, PRESERVED, AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENECE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES THE PROCEEDS FROM THEIR SALES TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO GENERATE EARNINGS AND INCOME TO SUPPORT THE SCHOLARSHIPS AND GENERAL OPERATIONS OF THE UNIVERSITY. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) AS AN ENTITY DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. THE UNIVERSITY IS SUBJECT TO TAX ON NET INCOME DERIVED FROM UNRELATED BUSINESS ACTIVITIES. THE UNIVERSITY OPERATES THE KELLOGG CONFERENCE CENTER WHICH IS SUBJECT TO TAX ON UNRELATED BUSINESS INCOME. FOR THE YEAR ENDED JUNE 30, 2012, THE KELLOGG CONFERENCE CENTER INCURRED A NET LOSS OF $2,272,172. ACCORDINGLY, NO TAX LIABILITY WAS INCURRED OR RECORDED FOR THIS YEAR. AS OF JUNE 30, 2012, THE UNIVERSITY HAS A NET OPERATING LOSS CARRYFORWARD OF $13,649,399 TO OFFSET FUTURE TAXABLE UNRELATED BUSINESS INCOME GENERATED BY THE KELLOGG CONFERENCE CENTER. AS REQUIRED BY INTERNAL REVENUE SERVICE REGULATIONS, THE UNIVERSITY ANNUALLY FILES FORM 990, "RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX" WITH THE INTERNAL REVENUE SERVICE. THE UNIVERSITY ALSO FILES FORM 990T "EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN" FOR THE OPERATIONS OF THE KELLOGG CONFERENCE CENTER. THE UNIVERSITY'S RETURNS FOR TAX YEARS 2010, 2009 AND 2008 ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, GENERALLY FOR THREE YEARS AFTER THEY WERE FILED. THE UNIVERSITY FOLLOWS THE ACCOUNTING GUIDANCE FOR UNCERTAINTY IN INCOME TAXES USING THE PROVISIONS OF FASB ASC 740, INCOME TAXES. USING THAT GUIDANCE, TAX POSITIONS INITIALLY NEED TO BE RECOGNIZED IN THE FINANCIAL STATEMENTS WHEN IT IS MORE-LIKELY-THAN-NOT THE POSITION WILL BE SUSTAINED UPON EXAMINATION BY THE TAX AUTHORITIES. SUCH TAX POSITIONS INITIALLY AND SUBSEQUENTLY NEED TO BE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT WITH THE TAX AUTHORITY ASSUMING FULL KNOWLEDGE OF THE POSITION AND RELEVANT FACTS. THE UNIVERSITY BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR THE INCOME TAX POSITIONS TAKEN AND TO BE TAKEN ON ITS TAX RETURNS AND THAT ITS ACCRUALS FOR TAX LIABILITIES ARE ADEQUATE FOR ALL OPEN TAX YEARS (AFTER 2008 FOR FEDERAL AND STATE) BASED ON AN ASSESSMENT OF MANY FACTORS INCLUDING EXPERIENCE AND INTERPRETATIONS OF TAX LAWS APPLIED TO THE FACTS OF EACH MATTER. THE UNIVERSITY HAS CONCLUDED THAT THERE ARE NO SIGNIFICANT UNCERTAIN TAX POSITIONS REQUIRING DISCLOSURE, AND THERE ARE NO MATERIAL AMOUNTS OF UNRECOGNIZED TAX BENEFITS. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 506,031. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 506,031. UNREALIZED LOSSES ON INVESTMENTS -6,214,334. SCHOLARSHIPS AND FELLOWSHIPS -18,084,400. GW CARVER FOUNDATION INVESTMENT INCOME 22,769. PART XIII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND FELLOWSHIPS 18,084,400. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE POLICY IS AVAILABLE IN THE UNIVERSITY'S CATALOG AND ON THE UNIVERSITY'S WEBSITE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVED FUNDS FROM THE U.S. DEPARTMENT OF EDUCATION, STATE OF ALABAMA, NATIONAL SCIENCE FOUNDATION, U.S. DEPARTMENT OF ENERGY, U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES, AND U.S. DEPARTMENT OF AGRICULTURE. 1 (2IE) INTERNATIONAL INSTITUTE FOR WATER AND ENVIRONMENTAL ENGINEERING 225000 TO PROVIDE EDUCATIONAL ASSISTANCE ALABAMA A&M UNIVERSITY 4900 MERIDIAN STREET NORMAL AL 35762 163600109 9428 TO PROVIDE EDUCATIONAL ASSISTANCE ALABAMA COOPERATIVE EXTENSION SYSTEM 207 NORTH MAIN STREET TUSKEGEE AL 36083 56919 TO PROVIDE EDUCATIONAL ASSISTANCE ALABAMA STATE UNIVERSITY 915 S JACKSON STREET MONTGOMERY AL 36104 636001101 16148 TO PROVIDE EDUCATIONAL ASSISTANCE AUBURN UNIVERSITY 310 SAMFORD HALL AUBURN AL 36849 636000724 199327 TO PROVIDE EDUCATIONAL ASSISTANCE CORNELL UNIVERSITY DAY HALL LOBBY ITHACA NY 14853 150532082 76413 TO PROVIDE EDUCATIONAL ASSISTANCE FEDERATION OF SOUTHERN COOPERATIVES 2769 CHURCH STREET E POINT GA 30344 581026695 10000 TO PROVIDE EDUCATIONAL ASSISTANCE FLORIDA A&M UNIVERSITY 1700 LEE HALL DR TALLAHASSEE FL 32307 596175096 1044 TO PROVIDE EDUCATIONAL ASSISTANCE INDIANA STATE UNIVERSITY 530 N 5TH STREET TERRE HAUTE IN 47809 356000167 28387 TO PROVIDE EDUCATIONAL ASSISTANCE MCWANE SCIENCE CENTER 200 19TH STREET N BIRMINGHAM AL 35203 581933712 12654 TO PROVIDE EDUCATIONAL ASSISTANCE MISSISSIPPI STATE UNIVERSITY 200 MONTGOMERY HALL MISSISSIPPI STATE MS 39762 646000819 10657 TO PROVIDE EDUCATIONAL ASSISTANCE NATIONAL YOUNG FARMERS PO BOX 292 TIVOLI NY 12583 371114809 35250 TO PROVIDE EDUCATIONAL ASSISTANCE NORTH CAROLINA A&T UNIVERSITY 1601 E MARKET STREET GREENSBORO NC 27411 566000756 3825 TO PROVIDE EDUCATIONAL ASSISTANCE NORTH CAROLINA STATE UNIVERSITY 2200 HILLSBOROUGH ST RALEIGH NC 27695 4236 TO PROVIDE EDUCATIONAL ASSISTANCE SECME 756 W PEACHTREE ST NW ATLANTA GA 30308 581375512 218225 TO PROVIDE EDUCATIONAL ASSISTANCE UNIVERSITY OF ALABAMA AT BIRMINGHAM 1530 3RD AVENUE SOUTH BIRMINGHAM AL 35294 636005396 240908 TO PROVIDE EDUCATIONAL ASSISTANCE UNIVERSITY OF ALABAMA AT HUNTSVILLE 131 MADISON HALL HUNTSVILLE AL 35899 163052083 46033 TO PROVIDE EDUCATIONAL ASSISTANCE UNIVERSITY OF ALABAMA AT TUSCALOOSA 739 UNIVERSITY BLVD TUSCALOOSA AL 35487 636001138 242651 TO PROVIDE EDUCATIONAL ASSISTANCE UNIVERSITY OF DELAWARE 210 HULLIHEN HALL NEWARK DE 19716 516000297 3773 TO PROVIDE EDUCATIONAL ASSISTANCE UNIVERSITY OF SOUTH ALABAMA ADMIN BLDG ROOM 328 MOBILE AL 36688 630477348 4493 TO PROVIDE EDUCATIONAL ASSISTANCE UNIVERSITY OF WISONSIN-MADISON 702 WEST JOHNSON STREET MADISON WI 53715 396006492 27355 TO PROVIDE EDUCATIONAL ASSISTANCE WASHINGTON STATE UNIVERSITY PO BOX 645910 PULLMAN WA 99164 430653611 222761 TO PROVIDE EDUCATIONAL ASSISTANCE 22 0 EDUCATIONAL ASSISTANCE TO VARIOUS STUDENTS 1500 18084400 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE UNIVERSITY MAINTAINS A SEPERATE GRANT DEPARTMENT WHICH INCLUDES A DIRECTOR AND MULTIPLE GRANT ANALYSTS. THE GRANTS DEPARTMENT IS RESPONSIBLE FOR COMPLIANCE WITH ALL CONTRACTUAL AND FEDERAL REQUIREMENTS. THE DEPARTMENT IS ALSO RESPONSIBLE FOR MAKING DETERMINATIONS REGARDING ELIGIBILITY FOR AWARD RECIPIENTS AND SUB-GRANTEE RECIPIENTS. X X 1 1 X X 0 0 0 0 0 0 0 0 0 DR GILBERT ROCHON 450000 0 0 0 0 0 22500 0 0 0 472500 0 0 0 DR LUTHER WILLIAMS 181341 0 0 0 0 0 9067 0 0 0 190408 0 0 0 DR SHAIK JEELANI 135809 0 0 0 0 0 15970 0 0 0 151779 0 0 0 DR REUBEN WARREN 191200 0 0 0 0 0 9560 0 0 0 200760 0 0 0 DR TSEGAY HABTEMARIAM 161846 0 0 0 0 0 8092 0 0 0 169938 0 0 0 MR LESLIE PORTER 155438 0 0 0 0 0 7772 0 0 0 163210 0 0 0 MR LEGAND BURGE 143572 0 0 0 0 0 23385 0 0 0 166957 0 0 0 DR HESHMAT AGLAN 139717 0 0 0 0 0 14186 0 0 0 153903 0 0 0 DR BENJAMIN PAYTON 321387 0 0 0 0 0 16069 0 0 0 337456 0 0 0 PART I, LINE 1A THE UNIVERSITY PROVIDES FIRST CLASS OR CHARTER TRAVEL AS NESCESSARY TO FULFILL UNIVERSITY BUSINESS OBJECTIVES. PART I, LINE 3 A COMPENSATION COMPARISON OF PRESIDENTS FOR COLLEGES AND UNIVERSITIES OF SIMILAR SIZE AND WITH SIMILAR ACADEMIC PROGRAMS IS UTILIZED TO ESTABLISH THE COMPENSATION OF THE PRESIDENT. PRIVATE COLLEGES & UNIV FACILITIES AUTH 521297592 001397FE2 2006-03-07 35569149 ADVANCE REFUND 1996-A BONDS AND CAMPUS RENOVATIONS 0 0 0 5870000 35569149 2843168 465973 798894 7716826 2007 0 1 1 1 0 0 0 0 1 0 0 0 0 0 0 X 1 2783000 APPRAISAL X 1 450000 APPRAISAL 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE UNIVERSITY MAY UTILIZE A REAL ESTATE AGENCY TO SELL REAL PROPERTY RECEIVED AS A NON-CASH CONTRIBUTION. FORM 990, PART VI, SECTION A, LINE 2 KEVIN MCLIN AND CARLEN MCLIN - FAMILY RELATIONSHIP FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE REVIEWS THE FORM 990 PRIOR TO FILING THE TAX RETURN. FORM 990, PART VI, SECTION B, LINE 15A A COMPENSATION COMPARISON OF PRESIDENTS FOR COLLEGES AND UNIVERSITITES OF SIMILAR SIZE AND WITH SIMILAR ACADEMIC PROGRAMS IS PERFORMED. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST AND THE FINANCIAL STATEMENTS ARE FILED WITH THE CLEARINGHOUSE CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -6,143,866. PRIOR PERIOD ADJUSTMENTS: -5,695,689. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 506,031. TOTAL TO FORM 990, PART XI, LINE 5: -11,333,524. GEORGE WASHINGTON CARVER FOUNDATION 112 KRESGE CENTER TUSKEGEE INSTITUTE AL 36088 636053517 SUPPORT TUSKEGEE UNIVERSITY'S SCIENTIFIC AND EDUCATIONAL PROCESS AL 501(C)(3) LINE 11B, II 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0