2013-05-10T11:00:24-05:00 2012-06-30 CROWE HORWATH LLP 70 West Madison Street Suite 700 Chicago IL 606024903 990 2011-07-01 351124441 FRANCISCAN COMMUNITIES INC FRAN 7086476500 1055 W 175th Street Homewood IL 60430 RICHARD TRUESDALE 2013-05-10 true Nicole Bencik P00756195 3128997000 2011 2016-02-24 21:20:13Z JUDY AMIANO 1055 W 175th Street Suite 202 Homewood IL 60430 126398073 false 0928 X WWW.FRANCISCANCOMMUNITIES.COM X 1940 IN ORGANIZED AND OPERATED EXCLUSIVELY FOR THE CHARITABLE AND RELIGIOUS PURPOSE TO SUPPORT THE MINISTRIES OF THE FRANCISCAN SISTERS OF CHICAGO. 3 2 2077 552 0 0 968494 589497 105181829 106553492 1664234 3492655 614948 736238 108429505 111371882 0 0 0 0 50029720 50231840 0 55800 221115 56567164 58103297 106596884 108390937 1832621 2980945 219831533 211076632 192300742 189543187 27530791 21533445 X THE MISSION OF FRANCISCAN COMMUNITIES INC. ("FRANCISCAN COMMUNITIES") IS TO HONOR THE DIGNITY OF LIFE BY SERVING AS A COMPASSIONATE COMMUNITY. (CONTINUED IN SCHEDULE O) false false 65170779 72528454 NURSING HOME CARE: FRANCISCAN COMMUNITIES PROVIDES NURSING CARE SERVICES TO MEET THE PHYSICAL, SOCIAL, AND SPIRITUAL NEEDS OF THE RESIDENTS. SOME OF THE AMENITIES PROVIDED INCLUDE PERSONALIZED CARE PLANS, LICENSED NURSING STAFF, THREE MEALS DAILY, SNACKS, HOUSEKEEPING, MAINTENANCE, RELIGIOUS AND LIFE ENRICHMENT ACTIVITIES, AND SECURITY. THE AVERAGE DAILY CENSUS APPROXIMATED 674 IN FISCAL 2012. 14543171 17145882 INDEPENDENT LIVING: FRANCISCAN COMMUNITIES PROVIDES INDEPENDENT LIVING SERVICES TO ALLOW RESIDENTS TO ENJOY ACTIVE AND INDEPENDENT LIFESTYLES. THESE SERVICES ARE DESIGNED TO MEET THE PHYSICAL, SOCIAL AND SPIRITUAL NEEDS OF THE RESIDENTS. ACCOMODATIONS INCLUDE GARDEN HOMES, VILLAS, AND APARTMENTS. SOME OF THE AMENITIES PROVIDED INCLUDE DINING, HOUSEKEEPING, MAINTENANCE, TRANSPORTATION, HEALTH AND FITNESS, RELIGIOUS AND LIFE ENRICHMENT ACTIVITIES, SECURITY, AND AN EMERGENCY RESPONSE SYSTEM.THE AVERAGE CENSUS IN INDEPENDENT LIVING APPROXIMATED 538 IN FISCAL 2012. 13228808 16055572 ASSISTED LIVING: FRANCISCAN COMMUNITIES PROVIDES ASSISTED LIVING SERVICES TO ALLOW RESIDENTS TO RECEIVE THE ASSISTANCE THEY NEED WHILE MAINTAINING AN ACTIVE LIFESTYLE. THESE SERVICES ARE DESIGNED TO MEET THE PHYSICAL, SOCIAL AND SPIRITUAL NEEDS OF THE RESIDENTS. ACCOMODATIONS INCLUDE EFFICIENCIES, STUDIOS, AND ONE BEDROOM UNITS. SOME OF THE AMENITIES PROVIDED INCLUDE THREE MEALS DAILY, SNACKS, HOUSEKEEPING, MAINTENANCE, SECURITY, AND RELIGIOUS AND LIFE ENRICHMENT ACTIVITIES. IN ADDITION, STAFF IS AVAILABLE TO PROVIDE ASSISTANCE WITH ACTIVITIES OF DAILY LIVING TO MEET EACH RESIDENT'S NEEDS.THE AVERAGE CENSUS IN ASSISTED LIVING APPROXIMATED 286 IN FISCAL 2012. 0 0 968523 RENTAL AND MANAGEMENT SERVICE INCOME TO RELATED EXEMPT ORGANIZATIONS. 0 0 968523 92942758 true true false false false false false true true true false false false true false true true false false false false false true true false false false false true true false false false false false false false false false true false false false false false true false false false false true 178 0 true 2077 true false false false false false true true false false false false X 3 2 true false false false true true true true true false false false true true true true true false false false IL IN OH X Richard D Truesdale 7086476500 1055 W 175th St Suite 202 Homewood IL 60430 X JUDY AMIANO 40.00 X X 0 400912 18941 SISTER M FRANCINE LABUS OFS 1.00 X X 0 0 0 SISTER M FRANCIS CLARE RADKE OFS 1.00 X X 0 0 0 DENISE BOUDREAU 40.00 X 0 49465 9189 RONALD TINSLEY 40.00 X 0 123634 4338 TRACY SHEARER 40.00 X 0 61474 22049 DANIEL BANNON 40.00 X 119300 0 28576 GARY MELLMAN 40.00 X 118019 0 10153 LINDA O'NEILL 40.00 X 204965 0 20833 PATRICK WELSH 40.00 X 134884 0 33867 ROBERT COON 40.00 X 125382 0 26026 702550 635484 173972 9 false true false ALLIANCE REHAB 1520 KENSINGTON ROAD SUITE 110 OAKBROOK IL 60523 THERAPY 6461401 FRANCISCAN SISTERS OF CHICAGO SERVICE CORPORATION 1055 W 175TH STREET STE 202 HOMEWOOD IL 60430 MANAGEMENT SERVICES 6096661 ALLIANCE PHARMACY 1520 KENSINGTON ROAD SUITE 105 OAKBROOK IL 60523 PHARMACY 2755356 OMNICARE PHARMACY OF NORTHWEST OHIO 100 EAST RIVER CENTER BLVD COVINGTON KY 41011 PHARMACY 373771 GENTLE HOME CARE 570 LAKE COOK ROAD SUITE 116 DEERFIELD IL 60015 HOME CARE 195644 6 72596 15000 501901 589497 NET RESIDENT SERVICE REVENUE 623000 105729908 105729908 OFFICE RENTAL INCOME - EXEMPT ORGANIZATIONS 621300 719184 719184 RESIDENTIAL RENTAL INCOME - EXEMPT ORGANIZATIONS 623990 104400 104400 0 0 0 0 106553492 1091083 1091083 160439 160439 0 30924 7200 23724 0 23724 23724 17222454 14780529 200792 2441925 -200792 2241133 2241133 17130 72596 37670 -20540 -20540 0 0 CAFETERIA, DELI, AND VENDING 900099 276150 276150 MANAGEMENT SERVICES - RELATED EXEMPT ORGANIZATION 900099 133200 133200 HOMECARE REVENUE 900099 11739 11739 311965 0 0 311965 733054 111371882 106698431 0 4083954 0 0 0 0 0 0 41114462 36541787 4454992 117683 501451 445681 54335 1435 5620463 4995365 609010 16088 2995464 2662314 324576 8574 7000048 7000048 81487 81487 262915 262915 0 55800 55800 250436 250436 13701411 13211345 490066 298712 298712 6265772 5536084 712002 17686 0 0 4291780 4291780 86850 28527 58170 153 0 19674 10705 8969 5927377 5927377 0 9253230 9253230 2397265 2397265 MEDICAL SUPPLIES 4706104 4706104 PROVIDERS TAX 1354853 1354853 LETTER OF CREDIT FEES 573754 573754 BAD DEBT EXPENSE 520760 520760 1110869 485827 621346 3696 108390937 92942758 15227064 221115 0 14210065 13662594 6423157 7485006 372869 444916 1225639 1341032 237549439 111805846 131873505 125743593 54696478 54875820 0 0 0 0 11029820 7523671 219831533 211076632 14543352 14944126 37019713 38619716 114915000 117195000 52157 16860000 25822677 1872188 192300742 189543187 X 25894943 20222704 1088382 763275 547466 547466 27530791 21533445 219831533 211076632 X 2980945 -8978291 X false true true X false X 646439 519692 417130 968494 589497 3141252 134855181 126362187 101152636 105181829 106553492 574105325 849589 985037 567609 423052 605245 3430532 0 0 136351209 127866916 102137375 106573375 107748234 580677109 0 0 0 0 0 0 0 0 580677109 1761316 1227835 1020426 1224279 1282446 6516302 0 1761316 1227835 1020426 1224279 1282446 6516302 0 0 0 133200 191896 144939 470035 138112525 129094751 103291001 107989550 109175619 587663446 0.98810 0.98410 0.01100 0.01210 X OTHER INCOME, SCHEDULE A, PART III, LINE 12, DESCRIPTION - MANAGEMENT SERVICES TO RELATED ORGANIZATIONS, COLUMN A - 0, COLUMN B - 0, COLUMN C - 133200, COLUMN D - 133200, COLUMN E - 133200, COLUMN F - 399600; DESCRIPTION - HOMECARE REVENUE, COLUMN A - , COLUMN B - , COLUMN C - , COLUMN D - 58696, COLUMN E - 11739, COLUMN F - 70435;, RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true 400000 400000 400000 400000 400000 4844 4844 400000 400000 11227 11227 400000 1.00000 true false 12910423 12910423 202079391 95101907 106977484 0 22317201 16703939 5613262 242424 242424 125743593 0 DUE TO 3RD PARTY PAYORS 962683 ASSET RETIREMENT OBLIGATIONS 871714 OTHER 37791 1872188 Explanation of escrow agreement Schedule D, Part IV, Line 2b THE ORGANIZATION MAINTAINS RESIDENT TRUST FUNDS FOR CERTAIN RESIDENTS, INCLUDING A COMMON BANK ACCOUNT AND PETTY CASH. THE RESIDENT TRUST FUNDS ARE ESTABLISHED TO SEGREGATE RESIDENT FUNDS THAT ARE USED TO MAKE CERTAIN EXPENDITURES UNDER RESPONSIBLE PAYEE ARRANGEMENTS AND TO HAVE FUNDS AVAILABLE TO MEET THE CASH NEEDS OF THE RESIDENTS. THE RESIDENTS RECEIVE QUARTERLY STATEMENTS OF THEIR ACCOUNT ACTIVITY. Intended uses of endowment funds Schedule D, Part V, Line 4 THE ENDOWMENT IS HELD WITH THE LEGACY FOUNDATION. DISTRIBUTIONS FROM THIS FUND ARE INTENDED TO BE USED FOR OPERATIONS AND GIFT OF CARE. X X X X true TIMOTHY MCCORMICK 700 MILDRED AVENUE LORAINE OH 440521212 FUNDRAISING CONSULTANT false 24840 55800 -30960 24840 55800 -30960 OH DINNER DANCE 31679 27599 4080 6548 2500 6443 GOLF OUTING 58047 44997 13050 1743 15088 175 5173 0 89726 72596 17130 0 1743 15088 6548 2675 11616 37670 -20540 Describe the custody or control arrangement. Schedule G, Part I, Line 2b TIMOTHY MCCORMICK-PROVIDED FEASIBILITY STUDY AND FUNDRAISING STRATEGY PLAN FOR THE COMMUNITY. ALL FUNDS RECEIVED FROM FUNDRAISING WERE TO BE DIRECTLY DEPOSITED INTO THE COMMUNITIES' BANK ACCOUNT.; X true true false false false false false false false true false JUDY AMIANO 0 325452 0 72673 0 2787 0 7819 0 11122 0 419853 0 0 LINDA O'NEILL 145336 0 57596 0 2033 0 11607 0 9226 0 225798 0 0 0 PATRICK WELSH 115826 0 18478 0 580 0 10459 0 23408 0 168751 0 0 0 ROBERT COON 110412 0 10429 0 4541 0 9583 0 16443 0 151408 0 0 0 Tax indemnification and gross-up payments Schedule J, Part I, Line 1a CERTAIN EMPLOYEES RECEIVE GROSS-UP PAYMENTS, WHICH ARE TREATED AS TAXABLE COMPENSATION. Arrangement used to establish the top management official's compensation Schedule J, Part I, Line 3 THE FRANCISCAN SISTERS OF CHICAGO SERVICE CORPORATION ("FSCSC"), THE SOLE CORPORATE MEMBER, HAS THE RESPONSIBILITY TO ESTABLISH COMPENSATION RANGES FOR THE ORGANIZATION'S CEO/EXECUTIVE OFFICER. THE PROCESS FOR DETERMINING THE APPROPRIATE COMPENSATION INCLUDES: 1. REVIEW AND APPROVAL BY THE EXECUTIVE COMPENSATION COMMITTE. 2. OBTAINING AND ANALYZING COMPARABLE COMPENSATION DATA FOR SIMILAR PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS IN SIMILAR ORGANIZATIONS. 3. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING WITH RESPECT TO DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENTS. Non-fixed payments Schedule J, Part I, Line 7 DISCRETIONARY BONUSES ARE PAID UPON APPROVAL OF THE BOARD OF DIRECTORS TO SENIOR MANAGEMENT ANNUALLY, BASED ON GOALS DEFINED BY THE BOARD OF DIRECTORS. INDIANA HEALTH AUTHORITY 351611409 454798NT2 2003-06-13 15985000 SEE PART VI false false false ILLINOIS HEALTH FACILITIES AUTHORITY 362780046 45200PVZ7 2003-06-27 10845000 SEE PART VI false false false ILLINOIS FINANCE AUTHORITY 861091967 45200BT32 2007-02-14 40705613 SEE PART VI false false false ILLINOIS HEALTH FACILITIES AUTHORITY 362780046 45200PXY8 2003-11-26 12370000 2003E - MARIAN VILLAGE CONSTRUCTION false false false 3410000 0 18170264 1237055 0 0 319700 0 0 0 14662797 0 2003 true false true true 5945000 0 11063243 1084500 0 0 216900 0 0 0 9761843 0 2003 true false true true 0 0 40972580 2750000 0 0 803800 0 0 0 37418780 0 2007 true false true true 0 0 12676867 646925 0 0 247400 0 0 11782542 0 0 2005 false false true true false false true false false 0.0000 0.0000 0.0000 false false false false false 0.0000 0.0000 0.0000 true false false false false 0.0000 0.0000 0.0000 true false false true true false 0.0000 0.0000 0.0000 true false true false 0.0 false 0.0 false false false true false 0.0 false 0.0 false false false false false 0.0 false 0.0 false false false true false 0.0 false 0.0 false true TOTAL PROCEEDS OF ISSUE PART II, LINE 3 A. INDIANA HEALTH AUTHORITY 6/13/2003 TOTAL PROCEEDS AT ISSUE $15,985,000 TOTAL INVESTMENT EARNINGS 234,552 B. ILLINOIS HEALTH FACILITIES AUTHORITY 6/27/2003 TOTAL PROCEEDS AT ISSUE $10,845,000 TOTAL INVESTMENT EARNINGS 218,243 C. ILLINOIS FINANCE AUTHORITY 02/14/2007 TOTAL PROCEEDS AT ISSUE $40,705,613 TOTAL INVESTMENT EARNINGS 266,967 D. INDIANA HEALTH FACILIITIES AUTHORITY 11/26/2003 TOTAL PROCEEDS AT ISSUE $12,370,000 TOTAL INVESTMENT EARNINGS 306,867 E. ILLINOIS FINANCE AUTHORITY 3/31/2004 TOTAL PROCEEDS AT ISSUE $17,340,000 TOTAL INVESTMENT EARNINGS 422,388 F. ILLNOIS FINANCE AUTHORITY 7/12/2006 TOTAL PROCEEDS AT ISSUE $ 8,045,000 TOTAL INVESTMENT EARNINGS 86,016 G. COUNTY OF CUYAHOGA, OHIO 9/28/2004 TOTAL PROCEEDS AT ISSUE $18,170,264 TOTAL INVESTMENT EARNINGS 231,670 ISSUER NAME: INDIANA HEALTH AUTHORITY PART I, COLUMN (F) THE PURPOSE OF THE 2003 A/B BONDS IS TO REFUND SERIES 1994 BONDS. THE 1994 BONDS HAD AN ISSUE DATE OF 8/31/1994 ISSUER NAME: ILLINOIS HEALTH FACILITIES AUTHORITY PART I, COLUMN (F) THE PURPOSE OF THE 2003 C/D BONDS IS TO REFUND SERIES 1996A AND SERIES 1996D BONDS. THE 1996A BONDS HAD AN ISSUE DATE OF 8/29/1996 AND THE 1996D BONDS HAD AN ISSUE DATE OF 11/27/1996. ISSUER NAME: ILLINOIS FINANCE AUTHORITY PART I, COLUMN (F) THE PURPOSE OF THE 2007A BONDS WERE TO REFUND THE SERIES 2001A BONDS, THE SERIES 1996C BONDS, AND THE SERIES 1996E BONDS. THE ISSUE DATES OF THE REFUNDED BONDS WERE; 2001A BONDS - 1/31/2001, 1996C BONDS - 9/16/1996, AND 1996E BONDS - 11/27/1996. ISSUER NAME: ILLINOIS FINANCE AUTHORITY PART I, COLUMN (F) THE PURPOSE OF THE 2004A/B BONDS WAS, IN PART, TO REFUND SERIES 2001 BONDS AND TO REIMBURSE THE BORROWER FOR PAYMENT OF CERTAIN COSTS OF THE ST JOSEPH VILLAGE PROJECT. THE ISSUE DATE OF THE 2001 BONDS WAS 1/31/2001. Procedures to take corrective action Schedule K, Part V THE ORGANIZATION REVIEWS ANY CHANGE IN PROGRAM USE OF DEBT-FINANCED SPACE TO DETERMINE THE IMPACT ON PRIVATE BUSINESS USE CONSIDERATIONS. ILLINOIS FINANCE AUTHORITY 861091967 45200BAV0 2004-03-31 17340000 SEE PART VI false false false ILLINOIS FINANCE AUTHORITY 861091967 45200BZH4 2006-07-12 8045000 2006A - VICTORY LAKES PURCHASE false false false COUNTY OF CUYAHOGA OHIO 346000817 232264GU9 2004-09-28 18170264 2004CDE - MOUNT ALVERNA VILLAGE false false false 0 0 17762388 950400 0 0 346800 0 0 16465188 0 0 2005 true false true true 490000 0 8131016 470512 0 0 157307 99960 0 7403237 0 0 2006 false false true true 0 0 18401934 910250 0 0 363405 311137 0 16817142 0 0 2006 false false true true false false true false true true 0.0000 0.0000 0.0000 true false false true false false 0.0000 0.0000 0.0000 true false false true true false 0.0000 0.0000 0.0000 true false true false 0.0 false 0.0 false false false true false 0.0 false 0.0 false true false true false false false true HEALTH RESOURCES ALLIANCE INC SEE PART V 200000 DIVIDEND PAYMENT RECEIVED FROM HRA false VISION STATEMENT FORM 990, PART I, LINE 1 FRANCISCAN COMMUNITIES' VISION IS TO BECOME THE OPTIMAL MEANS, WHICH FREES ALL THOSE WE SERVE TO EXPERIENCE THE FULLNESS OF THEIR LIVES. FRANCISCAN COMMUNITIES IS OPERATED SOLELY FOR THE CHARITABLE AND RELIGIOUS PURPOSE OF THE FRANCISCAN SISTERS OF CHICAGO. THE CHARISM OF THE FRANCISCAN SISTERS OF CHICAGO IS TO DEVOTE THEMSELVES TO THE MINISTRY OF PROVIDING CARE AND HOUSING TO THE ELDERLY AND INFIRM. FRANCISCAN COMMUNITIES OFFERS SERVICES TO MEET BOTH THE PHYSICAL AND SPIRITUAL NEEDS OF THE RESIDENTS. IN FULFILLMENT OF THIS MINISTRY FRANCISCAN COMMUNITIES PROVIDES INDEPENDENT LIVING, ASSISTED LIVING, NURSING HOME, AND ADULT DAY CARE SERVICES. VALUE STATEMENT FORM 990, PART III, LINE 1 THE VALUES OF FRANCISCAN COMMUNITIES, INC. INCLUDE: 1. RESPECT: SEEING THE FACE OF GOD REFLECTED IN THOSE WE SERVE; 2. SERVICE: RESPONDING TO THE NEEDS OF OTHERS BEFORE OUR OWN; 3. DEDICATION: PASSIONATELY FULFILLING THIS CALL ENTRUSTED TO US; 4. STEWARDSHIP: RESPONSIBLY USING OUR RESOURCES, AWARE THAT ALL CREATION IS A GIFT; 5. JOY: GIVING FROM YOUR HEART GIFT OF CARE FORM 990, PART III, LINE 1 GIFT OF CARE: FOR MORE THAN 110 YEARS, THE FRANCISCAN SISTERS OF CHICAGO AND FRANCISCAN COMMUNITIES HAVE FULFILLED THE DESPERATE NEED OF THE ELDERLY AND THE UNDERSERVED. THE GIFT OF CARE PROGRAM IS ONE OF THE WAYS DEVELOPED TO PROVIDE ADDITIONAL OUTREACH SERVICES TO THE UNDERPRIVILEGED POPULATION. LONG TERM CARE IS VERY EXPENSIVE AND MANY WILL NOT BE ABLE TO PAY FOR ALL THE NECESSARY SERVICES OUT OF HIS OR HER OWN INCOME AND RESOURCES. THAT'S WHERE THE GIFT OF CARE CAN HELP. COMMITMENT: THE GIFT OF CARE IS A COMMITMENT BY FRANCISCAN COMMUNITIES TO UNDERWRITE ALL OR A PORTION OF A RESIDENT'S CARE FOR A SPECIFIC PERIOD OF TIME. IT IS BASED UPON DEFINED CRITERIA. AS A NOT-FOR-PROFIT ORGANIZATION, FRANCISCAN COMMUNITIES PROMOTES AND CARES FOR THE INTERESTS OF OLDER ADULTS IN AN ENVIRONMENT OF DIGNIFIED LIVING, CARING AND COMPASSION. IN THE SPIRIT AND TRADITION OF THE CATHOLIC CHURCH, THE FRANCISCAN SISTERS OF CHICAGO AND OUR FOUNDRESS, MOTHER MARY THERESA DUDZIK, WE HAVE BEEN OF SERVICE TO THE NEEDY AND THE POOR FOR OVER 110 YEARS. THIS PROGRAM IS ONE OF THE WAYS WE REACH OUT SPECIFICALLY TO THOSE HOW NEED US THE MOST. EACH FRANCISCAN COMMUNITY STRIVES TO PROVIDE THE GIFT OF CARE PROGRAM FOR APPLICANTS AND EXISTING RESIDENTS, WHO DESPERATELY NEED FINANCIAL ASSISTANCE WITH THE EXPENSES ASSOCIATED WITH OUR COMPASSIONATE SERVICES, DEPENDING ON THE INDIVIDUAL CIRCUMSTANCES, A PERSON MAY BE EITHER FULLY OR PARTIALLY SUPPORTED FINANCIALLY. CHARITY CARE PROVIDED BY FRANCISCAN COMMUNITIES, INC. IN FISCAL 2012 AMOUNTED TO $409,000. IN ADDITION, FRANCISCAN COMMUNITIES INCURRED GROSS UNREIMBURSED COSTS OF $1,959,000 DUE LARGELY TO PARTICIPATION IN THE MEDICAID PROGRAM. Family/business relationships amongst interested persons Form 990, Part VI, Section A, Line 2 JUDY AMIANO AND RONALD TINSLEY - BUSINESS RELATIONSHIP Classes of members or stockholders Form 990, Part VI, Section A, Line 6 THE SOLE CORPORATE MEMBER OF FRANCISCAN COMMUNITIES IS THE FRANCISCAN SISTERS OF CHICAGO SERVICE CORPORATION ("FSCSC"). THE MEMBERS OF FSCSC SHALL CONSIST OF THE GENERAL MINISTER AND THE MEMBERS OF THE GENERAL COUNCIL OF THE FRANCISCAN SISTERS OF CHICAGO. THE MEMBERS SHALL ACT IN A STEWARDSHIP CAPACITY AND ENSURE THAT ALL ACTIONS OF FRANCISCAN COMMUNITIES ARE CONSISTENT WITH THE PURPOSES OF FSCSC AND THE ETHICAL AND RELIGIOUS PRINCIPLES OF THE FRANCISCAN SISTERS OF CHICAGO AND IN FURTHERANCE OF THEIR APOSTOLATES AND THE CATHOLIC CHURCH. Members or stockholders electing members of governing body Form 990, Part VI, Section A, Line 7a THE SOLE CORPORATE MEMBER, THE FRANCISCAN SISTERS OF CHICAGO SERVICE CORPORATION, HAS THE RESERVE POWER TO APPOINT AND REMOVE DIRECTORS AND FILL VACANCIES ON THE BOARD OF DIRECTORS OF THE FRANCISCAN COMMUNITIES. Decisions requiring approval by members or stockholders Form 990, Part VI, Section A, Line 7b THE MEMBER, THE FRANCISCAN SISTERS OF CHICAGO SERVICE CORPORATION ("FSCSC"), SHALL HAVE THE FOLLOWING RESERVED POWERS: (A) TO APPROVE THE CORPORATION'S STRATEGIC PLANS, ANNUAL, OPERATING, CAPITAL AND CASH FLOW BUDGETS AND SIMILAR DOCUMENTS DEVELOPED BY THE BOARD. (B) GOVERNING DOCUMENT AMENDMENTS AND GOVERNANCE 1. TO APPROVE ANY AMENDMENTS TO THE ARTICLES OF INCORPORATION, BYLAWS OR SIMILAR GOVERNING DOCUMENTS OF FRANCISCAN COMMUNITIES, INC. 2. TO APPOINT AND REMOVE DIRECTORS AND FILL VACANCIES ON THE BOARD OF DIRECTORS. 3. TO APPOINT OR REMOVE THE CHAIRPERSON AND THE PRESIDENT/CEO OF FRANCISCAN COMMUNITIES, INC. (C) SIGNIFICANT ACTIONS 1. TO APPROVE ANY MERGER, CONSOLIDATION, DISSOLUTION OR LIQUIDATION OF FRANCISCAN COMMUNITIES, INC., OR ANY AFFILIATE, OTHER THAN A MERGER OR CONSOLIDATION SOLELY BETWEEN EXISTING AFFILIATES. SUBJECT TO APPROVAL OF THE MEMBERS OF FSCSC. 2. TO APPROVE THE CREATION OF ANY NEW AFFILIATE OR ANY AFFILIATION SUBJECT TO APPROVAL OF THE MEMBERS OF FSCSC. 3. TO APPROVE THE ESTABLISHMENT, TERMINATION, TRANSFER OR OTHER ACQUISITION OR DISPOSITION OF AN MAJOR MINISTRY, WORK OR SIMILAR PROGRAM BY FRANCISCAN COMMUNITIES, INC. OR ANY AFFILIATE. SUBJECT TO APPROVAL OF THE MEMBERS OF FSCSC. 4. TO APPROVE THE CREATION OF ANY NEW AFFILIATE OR ANY AFFILIATION OF FRANCISCAN COMMUNITIES WITH ANOTHER ENTITY. SUBJECT TO APPROVAL OF THE MEMBERS OF FSCSC. 5. TO APPROVE THE INCURRENCE OF INDEBTEDNESS, THE MAKING OF LOANS TO OTHER ENTITIES OR THE GUARANTY OF ANY INDEBTEDNESS OF OTHERS, BY FRANCISCAN COMMUNITIES, FOR AMOUNTS IN EXCESS OF SPECIFIED AMOUNTS. 6. TO ESTABLISH DOLLAR LIMITS BELOW WHICH FRANCISCAN COMMUNITIES MAY AUTHORIZE FINANCIAL EXPENDITURES, INCLUDING CONTRACTS INVOLVING SUCH EXPENDITURES. 7. TO ESTABLISH DOLLAR LIMITS BELOW WHICH FRANCISCAN COMMUNITIES MAY AUTHORIZE LITIGATION SETTLEMENTS OR ANY RELEASE OR CANCELLATION BY FRANCISCAN COMMUNITIES OF A CLAIM OR RIGHT OF ACTION AGAINST ANOTHER PARTY. 8. TO APPROVE COMPLIANCE PLANS, ACCOUNTING, INVESTING AND HUMAN RESOURCES POLICIES, EMPLOYEE PENSION AND OTHER BENEFIT PROGRAMS AND OTHER MATTERS TO THE EXTENT DETERMINED APPROPRIATE BY THE FSCSC. 9. TO APPROVE ETHICISTS, AUDITORS, LEGAL COUNSEL AND OTHER SIGNIFICANT CONSULTANTS OF FRANCISCAN COMMUNITIES. 10. TO ESTABLISH COMPENSATION RANGES FOR EMPLOYEES OF FRANCISCAN COMMUNITIES, TO THE EXTENT DEEMED APPROPRIATE. Review of form 990 by governing body Form 990, Part VI, Section B, Line 11b MANAGEMENT PRESENTED A FINAL DRAFT OF THE COMPLETED FORM 990, INCLUDING ALL APPLICABLE SCHEDULES, TO THE AUDIT AND FINANCE COMMITTEE PRIOR TO ITS FILING WITH THE INTERNAL REVENUE SERVICE. Conflict of interest policy Form 990, Part VI, Section B, Line 12c AS PROVIDED FOR IN THE CONFLICT OF INTEREST POLICY, IT IS THE RESPONSIBILITY OF THE BOARD OR COMMITTEE CHAIR TO ENSURE THAT EACH DIRECTOR, OFFICER, AND MEMBER OF A BOARD COMMITTEE ANNUALLY SIGNS AN FSCSC APPROVED CONFLICT OF INTEREST DISCLOSURE STATEMENT. COPIES OF ALL SIGNED STATEMENTS ARE FORWARDED TO THE CORPORATE DIRECTOR OF COMPLIANCE AND STANDARDS. KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT THAT IS REVIEWED BY THEIR DIRECT SUPERVISOR. POTENTIAL CONFLICTS OF INTEREST OF BOARD MEMBERS ARE BROUGHT TO THE ATTENTION OF THE BOARD CHAIR. AFTER DISCUSSION WITH THE INTERESTED PERSON, HE OR SHE SHALL LEAVE THE BOARD OR COMMITTEE MEETING WHILE A DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED ON. PROPOSED TRANSACTIONS WITH INTERESTED PERSONS OF THE BOARD OF DIRECTORS OR COMMITTEES REQUIRES THE APPROVAL OF THE BOARD PRIOR TO ENTERING INTO THE PROPOSED TRANSACTION OR ARRANGEMENT. THE INTERESTED PERSON SHALL NOT BE PRESENT DURING THE PRESENTATION OR THE VOTE ON THE PROPOSED TRANSACTION OR ARRANGEMENT. KEY EMPLOYEES, OFFICERS AND HIGHEST COMPENSATED EMPLOYEES ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT THAT IS REVIEWED BY THEIR DIRECT SUPERVISOR. THE SUPERVISOR WILL WORK WITH THE COMPLIANCE OFFICER AND POSSIBLY HUMAN RESOURCES IN TAKING APPROPRIATE STEPS TO ADDRESS THE POTENTIAL CONFLICT. PROCESS USED TO ESTABLISH COMPENSATION OF TOP MANAGEMENT OFFICIAL FORM 990, PART VI, LINE 15A FRANCISCAN COMMUNITIES' TOP MANAGEMENT OFFICIAL IS PAID BY THE FRANCISCAN SISTERS OF CHICAGO SERVICE CORPORATION ("FSCSC"), A RELATED TAX-EXEMPT ORGANIZATION. THE BOARD OF DIRECTORS OF FSCSC HAS ADOPTED AN EXECUTIVE COMPENSATION PHILOSOPHY TO ENABLE FSCSC TO RECRUIT, RETAIN, DEVELOP AND MOTIVATE CAPABLE AND COMMITTED EXECUTIVE LEADERS ESSENTIAL TO SUSTAINING ITS MISSION AND ACHIEVING ITS VISION AND ORGANIZATIONAL GOALS. THE BOARD OF DIRECTORS APPOINTED AN EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD TO MEET THIS RESPONSIBILITY. THE EXECUTIVE COMPENSATION COMMITTEE WILL CONTINUALLY MONITOR THE COMPENSATION STRATEGY TO REFLECT CHANGES IN MARKET CONDITIONS AND EXECUTIVE NEEDS. THIS STRATEGY AND THE REWARD ELEMENTS SERVE AS A "ROAD MAP" FOR THE ON-GOING ADMINISTRATION OF THE COMPENSATION PROGRAMS. THE BOARD HAS ADOPTED A PHILOSOPHY OF VIEWING EXECUTIVE COMPENSATION IN ITS TOTALITY, CONSIDERING ALL REWARD ELEMENTS - BOTH EXTRINSIC AND INTRINSIC, PROVIDED TO EXECUTIVES THE EXECUTIVE COMPENSATION COMMITTEE MAKES THE RECOMMENDATION ON THE COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER AND PRESIDENT WITH FINAL APPROVAL FROM THE SPONSOR BOARD AND THE FSCSC BOARD OF DIRECTORS. THE ANNUAL REVIEW PROCESS FOR DETERMINING THE APPROPRIATE COMPENSATION OF THE TOP MANAGEMENT OFFICIAL INCLUDES: 1. OBTAINING AND ANALYZING COMPARABLE COMPENSATION DATA FOR SIMILAR PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS IN SIMILAR ORGANIZATIONS. 2. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING WITH RESPECT TO DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENTS. 3. THE PROCESS OF OBTAINING COMPARABLE COMPENSATION DATA, AS OUTLINED ABOVE, WAS LAST PERFORMED IN FEBRUARY 2010. PROCESS USED TO ESTABLISH COMPENSATION OF OTHER OFFICERS/KEY EMPLOYEES FORM 990, PART VI, LINE 15B FRACISCAN COMMUNITIES' OTHER OFFICERS ARE PAID BY THE FRANCISCAN SISTERS OF CHICAGO SERVICE CORPORATION ("FSCSC"), A RELATED TAX-EXEMPT ORGANIZATION. FSCSC'S CHIEF EXECUTIVE OFFICER AND PRESIDENT, MAKES RECOMMENDATIONS TO THE EXECUTIVE COMPENSATION COMMITTEE FOR THE ESTABLISHEMENT OF SALARY RANGES AND SALARIES FOR THE CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER OF THE ORGANIZATION WITH FINAL APPROVAL FROM THE FSCSC BOARD OF DIRECTORS. THE VICE PRESIDENT OF HUMAN RESOURCES IS RESPONSIBLE FOR MAKING RECOMMENDATIONS AND ESTABLISHING COMPENSATION RANGES FOR THE POSITIONS OF VICE PRESIDENT OF MINISTRY DEVELOPMENT; VICE PRESIDENT OF HUMAN RESOURCES; VICE PRESIDENT OF MISSION INEGRATION AND PASTORAL CARE AND VICE PRESIDENT OF CLINICAL SERVICES, WITH THE APPROVAL OF THE CHIEF EXECUTIVE OFFICER AND PRESIDENT. FSCSC'S VICE PRESIDENT OF HUMAN RESOURCES HAS THE RESPONSIBILITY TO ESTABLISH COMPENSATION RECOMMENDATIONS FOR THE ORGANIZATION'S OTHER KEY EMPLOYEES. THE PROCESS FOR DETERMINING THE APPROPRIATE COMPENSATION OF EACH POSITION INCLUDES: 1. HUMAN RESOURCE DEPARTMENT OBTAINS AND ANALYZES COMPARABLE COMPENSATION DATA FOR SIMILAR PERSONS IN FUNCTIONALLY COMPARABLE POSITIONS IN SIMILAR ORGANIZATIONS. THE PROCESS OF OBTAINING COMPARABLE COMPENSATION DATA WAS LAST PERFORMED IN 2010. 2. CHIEF EXECUTIVE OFFICER AND PRESIDENT REVIEWS AND MAKES FINAL APPROVAL OF COMPENSATION RANGES AND SALARIES. 3. APPROVED COMPENSATION IS SHARED WITH THE EXECUTIVE COMPENSATION COMMITTEE. 4. CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING WITH RESPECT TO DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENTS. Governing documents, conflict of interest policy and financial statements available to the public Form 990, Part VI, Section C, Line 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC IN ACCORDANCE WITH APPLICABLE LAWS AND REGULATIONS. Average number of hours devoted per week to related organization Form 990, Part VII, Section A, Column B THE FRANCISCAN SISTERS OF CHICAGO SERVICE CORPORATION ("FSCSC") IS THE SOLE CORPORATE MEMBER OF FRANCISCAN COMMUNITIES, INC., UNIVERSITY PLACE, INC., FRANCISCAN COMMUNITIES ST. MARY OF THE WOODS, INC., FRANCISCAN COMMUNITIES VILLA DE SAN ANTONIO,INC., THE CLARE AT WATER TOWER, INC., FRANCISCAN COMMUNITY SERVICES, INC., FRANCISCAN COMMUNITY BENEFIT SERVICES, INC., ST. JUDE HOUSE, INC., ST. JOSEPH SENIOR HOUSING, INC., AND SAMC, INC.. THE PURPOSE OF FSCSC IS TO PROVIDE PROGRAM AND ADMINISTRATIVE SUPPORT FOR ITS AFFILIATES INCLUDING OPERATIONAL OVERSIGHT, FINANCIAL MANAGEMENT, TREASURY MANAGEMENT, INFORMATION TECHNOLOGY, COMPLIANCE, MARKETING, HUMAN RESOURCES, RESIDENT SERVICES, AND CONSTRUCTION AND DEVELOPMENT MANAGEMENT. FSCSC IS THE PAYMASTER FOR THE OFFICERS AND KEY EMPLOYEES THAT PROVIDE THESE SERVICES. THE AVERAGE HOURS PER WEEK IDENTIFIED IN PART VII REFLECT THE TOTAL HOURS SPENT ON ALL AFFILIATES. Other changes in net assets or fund balances Form 990, Part XI, Line 5 NET UNREALIZED GAINS (LOSSES) ON INVESTMENTS - -2998751; NET ASSET TRANSFERS - -5979540; FRANCISCAN SISTERS OF CHICAGO SERVICE CORP 1055 W 175TH STREET STE 202 HOMEWOOD IL 60430 363579767 MANAGEMENT IL 501(C)(3) 11 - Type II NA false FRANCISCAN SISTERS OF CHICAGO 11500 THERESA DRIVE LEMONT IL 60439 362877607 PARENT IL 501(C)(3) 1 NA false THE CLARE AT WATER TOWER 1055 W 175TH STREET STE 202 HOMEWOOD IL 60430 030447208 HEALTHCARE IL 501(C)(3) 9 FSCSC (THROUGH NOV 2011) false FRANCISCAN COMM ST MARY OF THE WOODS 1055 W 175TH STREET STE202 HOMEWOOD IL 60430 510436466 HEALTHCARE IL 501(C)(3) 9 FSCSC (THROUGH NOV 2011) false UNIVERSITY PLACE INC 1055 W 175TH STREET STE 202 HOMEWOOD IL 60430 352058981 HEALTHCARE IN 501(C)(3) 9 FSCSC false FRANCISCAN COMMUNITY SERVICES INC 1055 W 175TH STREET STE 202 HOMEWOOD IL 60430 364026985 HEALTHCARE IL 501(C)(3) 9 FSCSC false FRANCISCAN COMMUNITY BENEFIT SERVICES 1055 W 175TH STREET STE 202 HOMEWOOD IL 60430 364454351 FOUNDATION IL 501(C)(3) 9 FSCSC false ST JUDE HOUSE 1055 W 175TH STREET STE 202 HOMEWOOD IL 60430 351905782 ABUSE SHELTER IN 501(C)(3) 7 FCBS false ST ANTHONY MEDICAL CENTER 1055 W 175TH STREET STE 202 HOMEWOOD IL 60430 351172181 HOSPITAL IN 501(C)(3) 3 FSCSC false ST JOSEPH SENIOR HOUSING 1055 W 175TH STREET STE 202 HOMEWOOD IL 60430 371485002 AFFORDABLE HOUSING IL 501(C)(4) N/A FSCSC false CRETE HOUSING MANAGER LLC 1055 W 175TH STREET SUITE 202 HOMEWOOD IL 60430 383698012 MGR OF AFFORDABLE HOUSING IL NA N/A CRETE SENIOR HOUSING PHASE II LLC 1055 W 175TH STREET STE 202 HOMEWOOD IL 60430 263724299 AFFORDABLE SENIOR HOUSING IL NA N/A CRETE SENIOR HOUSING LLC 1055 W 175TH STREET SUITE 202 HOMEWOOD IL 60430 320132660 AFFORDABLE SENIOR HOUSING IL NA N/A LOUISVILLE SENIOR HOUSING LLC 1055 W 175TH STREET SUITE 202 HOMEWOOD IL 60430 260768949 AFFORDABLE SENIOR HOUSING IL NA N/A FRANCISCAN ADVISORY SERVICES INC 1055 W 175TH STREET STE 202 HOMEWOOD IL 60430 900821523 MANAGEMENT AND DEVELOPMENT ADVISORY SERVICES IL NA C CORPORATION false false true false false false false false true false true false false true false false true true