2013-05-07T10:42:16-05:00 2012-06-30 952302617 SINGERLEWAK LLP 10960 WILSHIRE BLVD STE 700 LOS ANGELES CA 900243783 990 2011-07-01 956132185 LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY FOUNDATION LOSA 2137633442 900 EXPOSITION BLVD LOS ANGELES CA 90007 LINDA ROSS 2137633442 2013-04-24 1 LIOR TEMKIN P00748170 3104773924 2013-04-24 2011 2016-02-25 16:41:14Z LINDA ROSS 900 EXPOSITION BLVD LOS ANGELES CA 90007 92570949 0 X WWW.NHM.ORG X 1965 CA THE LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY FOUNDATION (THE "FOUNDATION"), A CALIFORNIA NONPROFIT CORPORATION, WAS INCORPORATED IN 1965 FOR THE PURPOSE OF PROVIDING FINANCIAL AND OTHER SUPPORT TO THE LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY (THE "MUSEUM"). THE COUNTY OF LOS ANGELES (THE "COUNTY"), THROUGH ITS DEPARTMENT OF MUSEUM OF NATURAL HISTORY (THE "DEPARTMENT"), OPERATES AND MAINTAINS THE MUSEUM. THE FOUNDATION SUPPORTS AND ASSISTS IN THE MAINTENANCE AND DEVELOPMENT OF THE MUSEUM'S EDUCATIONAL, SCIENTIFIC AND CULTURAL PROGRAMS AND SERVICES, AND IN THE EXPANSION OF ITS COLLECTIONS, AS WELL AS PROVIDING PERSONNEL TO AUGMENT THE MUSEUM'S STAFF. THE FOUNDATION IS GOVERNED BY A BOARD OF TRUSTEES. 43 42 398 652 0 0 15315242 26824069 21299920 15792605 12641341 5866373 588287 1082186 49844790 49565233 0 0 0 0 14056561 15302955 0 0 4979160 14307820 18155875 28364381 33458830 21480409 16106403 266187949 269935635 112675313 123809096 153512636 146126539 THE MISSION OF THE MUSEUM IS TO INSPIRE WONDER, DISCOVERY AND RESPONSIBILITY FOR OUR NATURAL AND CULTURAL WORLDS. THIS IS ACCOMPLISHED THROUGH PERMANENT AND TRAVELING EXHIBITS, PUBLIC PROGRAMMING AND EDUCATIONAL AND RESEARCH PROGRAMS. 0 0 23520979 15792605 THE FOUNDATION PROVIDES EDUCATIONAL & PUBLIC PROGRAMMING, PERMANENT & TEMPORARY EXHIBITS, & RESEARCH ACTIVITIES AT THE MUSEUM WITH A MISSION TO INSPIRE WONDER, DISCOVERY & RESPONSIBILITY FOR OUR NATURAL & CULTURAL WORLDS. 23520979 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 1 176 0 1 398 1 0 0 0 0 0 0 0 0 0 0 X 43 42 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X LINDA ROSS CFO TREASURER 2137633442 900 EXPOSITION BLVD LOS ANGELES CA 900074057 WALLIS ANNENBERG 1.00 X 0 0 0 ANISSA BALSON 1.00 X 0 0 0 CARLOS C BARRON 1.00 X 0 0 0 ARUN BHUMITRA 1.00 X 0 0 0 LYNN W BRENGEL 1.00 X 0 0 0 NEAL H BROCKMEYER 1.00 X 0 0 0 HOWARD E CHAMBERS 1.00 X 0 0 0 VICTORIA CHAPUS 1.00 X 0 0 0 STEPHEN JOEL DAVIS 1.00 X 0 0 0 DR MARK W DUNDEE 1.00 X 0 0 0 NANCY EDWARDS 1.00 X 0 0 0 SHANNON FAULK 1.00 X 0 0 0 MICHAEL J FOURTICQ 1.00 X 0 0 0 WILLIAM M GARLAND III 1.00 X 0 0 0 DAVID GLICKMAN 1.00 X 0 0 0 STANLEY GOLD 1.00 X 0 0 0 KAREN A HOFFMAN 1.00 X 0 0 0 CURTIS C JUNG 1.00 X 0 0 0 ROGER KOZBERG 1.00 X 0 0 0 MRS KENNETH LEVENTHAL 1.00 X 0 0 0 PATRICIA LOMBARD 1.00 X 0 0 0 GREGG MARTIN 1.00 X 0 0 0 DIANE NAEGELE 1.00 X 0 0 0 JAMES OLSON 1.00 X 0 0 0 KI SUH PARK 1.00 X 0 0 0 JOAN PAYDEN 1.00 X 0 0 0 RONALD C PEARSON 1.00 X 0 0 0 MRS THOMAS REDDIN 1.00 X 0 0 0 MADISON RICHARDSON 1.00 X 0 0 0 RICHARD K ROEDER 1.00 X 0 0 0 EDWARD P ROSKI JR 1.00 X 0 0 0 ROBERT B SIMONDS JR 1.00 X 0 0 0 ANDREW SOBEL 1.00 X 0 0 0 SHELDON STONE 1.00 X 0 0 0 NICHOLAS H STONNINGTON 1.00 X 0 0 0 DR RICHARD SUN 1.00 X 0 0 0 ELIZABETH TROY 1.00 X 0 0 0 RICHARD S VOLPERT 1.00 X 0 0 0 JOHN WUO 1.00 X 0 0 0 PAUL G HAAGA JR 1.00 X X 0 0 0 SARAH MEEKER JENSEN 1.00 X X 0 0 0 DR JANE G PISANO 40.00 X X 212299 145561 48168 KEVIN W SHARER 1.00 X X 0 0 0 JAMES GILSON 40.00 X 184178 0 24188 LINDA ROSS 40.00 X 212819 0 12725 JURAL GARRETT 40.00 X 46437 147619 45343 THOMAS JACOBSON 40.00 X 193210 0 23449 JOHN LONG 40.00 X 207750 0 16271 LEONARD NAVARRO 40.00 X 46747 137519 33749 KAREN WISE 40.00 X 224844 0 20929 CYNTHIA WORNHAM 40.00 X 215496 0 15837 SIMON ADLAM 40.00 X 169744 0 6421 MARIANNE BAERG 40.00 X 125000 0 6250 LUIS MARIA CHIAPPE 40.00 X 127156 0 9853 MARGARET ANN HARDIN 40.00 X 125211 0 15983 MARTHA GARCIA 40.00 X 31189 83436 6928 2122080 514135 286094 21 0 1 0 MATT CONSTRUCTION CORPORATION 9814 NORWALK BLVD 100 SANTA FE SPRINGS CA 90670 CONSTRUCTION 13911219 LEXINGTON ACQUISITIONS INC 12660 BRANFORD STREET ARLETA CA 91331 DINOSAUR MYSTERIES FABRICATION 3680940 CO ARCHITECTS 5055 WILSHIRE BLVD 9TH FL LOS ANGELES CA 90036 ARCHITECTURAL DESIGN 1875351 BLUE SHIELD OF CALIFORNIA 100 N SEPULVEDA BLVD 20TH FL LOS ANGELES CA 90074 HEALTH INSURANCE 1106425 DIAMOND CONTRACT SERVICES FILE 748041 LOS ANGELES CA 90074 CUSTODIAL SERVICES 984182 47 2620120 8190251 16013698 134628 26824069 LA COUNTY SUPPORT 900099 8740962 8740962 MUSEUM ADMISSION FEES 900099 5440476 5440476 PROGRAM INCOME 900099 970260 970260 MUSEUM USE & SERVICES 900099 640907 640907 15792605 1619797 1619797 47252292 43005716 4246576 4246576 4246576 SHOP & CAFE COMMISSION 900099 978129 978129 OTHER REVENUE 900099 104057 104057 1082186 49565233 15792605 0 6948559 1950514 1158628 300940 490946 10714463 8070520 998369 1645574 424887 311224 40916 72747 1199702 878764 115530 205408 1013389 742292 97589 173508 87098 46079 32896 8123 100560 49777 40727 10056 266749 266749 1508679 1005410 97395 405874 1093890 808586 161625 123679 1887772 1127187 151806 608779 264938 253229 3174 8535 5119326 4506489 608667 4170 128615 69806 46694 12115 PROTECTIVE & CUSTODIAL 2146248 1284828 672229 189191 BANK SERVICE FEES 1353744 669499 549010 135235 PRINTING & PHOTOGRAPHY 917604 485475 84553 347576 REPAIRS & MAINTENANCE 636506 352307 212081 72118 2644146 1700879 477741 465526 33458830 23520979 4958691 4979160 25950 25880 15710642 13941258 3775503 17450964 456922 259106 1129758 1124312 150835747 38535196 93030043 112300551 104288966 100656531 15255804 13258350 32514361 10918683 266187949 269935635 10032376 6519819 174138 170843 89790000 89790000 12678799 27328434 112675313 123809096 X 141782595 130135042 8865895 13127351 2864146 2864146 153512636 146126539 266187949 269935635 X 16106403 -23492501 X X 0 1 1 X 1 1 X 20858788 11790137 12252708 15315242 26824069 87040944 11707673 12711007 12719852 21299920 15792605 74231057 32566461 24501144 24972560 36615162 42616674 161272001 3507986 2928763 1629746 6865923 3713193 18645611 1125000 358517 870650 1981695 606007 4941869 4632986 3287280 2500396 8847618 4319200 23587480 137684521 1435672 901662 2137278 2718685 1619797 8813094 1435672 901662 2137278 2718685 1619797 8813094 550102 477521 457192 588287 1082186 3155288 34552235 25880327 27567030 39922134 45318657 173240383 0.79480 0.80620 0.05090 0.04710 X SCHEDULE A, PART II, LINE 12, EXPLANATION OF OTHER INCOME: OTHER REVENUE SHOP & CAFE COMMISSIONS RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 33458829 33458829 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 66289 72063 73840 0 212192 250000 250000 250000 250000 1000000 1500000 X X X X 0 114923053 -1947232 3696513 109279308 101916616 5060000 11687629 3741192 114923053 80877359 17050000 11938054 7948797 101916616 112884621 875000 -29250242 3632020 80877359 0.95000 0.02600 0.02400 0 0 76307790 23696388 52611402 11150762 9885424 1265338 63377195 4953384 58423811 112300551 INTEREST RATE SWAP AGREEMENT 27328434 27328434 49565233 33458830 16106403 -8832536 -14659965 -23492501 -7386098 26072732 -8832536 -14659965 -23492501 49565233 0 49565233 33458829 0 33458829 0 33458829 PART III, LINE 1A: THE FOUNDATION'S COLLECTIONS ARE COMPRISED OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGUED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM THEIR SALES TO BE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTIONS. PART III, LINE 4: THE FOUNDATION'S COLLECTIONS ARE COMPRISED OF ARTIFACTS OF HISTORICAL SIGNIFICANCE, SCIENTIFIC SPECIMENS AND ART OBJECTS THAT ARE HELD FOR EDUCATIONAL, RESEARCH, SCIENTIFIC AND CURATORIAL PURPOSES. EACH OF THE ITEMS IS CATALOGUED, PRESERVED AND CARED FOR, AND ACTIVITIES VERIFYING THEIR EXISTENCE AND ASSESSING THEIR CONDITION ARE PERFORMED CONTINUOUSLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM THEIR SALES TO BE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTIONS. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE EARNINGS OF THE MUSEUM'S ENDOWMENT FUNDS SUPPORT EDUCATION, PROGRAMS, AND THE MISSION OF THE MUSEUM. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: IN ACCORDANCE WITH FASB ASC TOPIC NO. 740, "UNCERTAINTY IN INCOME TAXES" (FORMERLY FASB INTERPRETATION NO. 48 ("FIN 48"), "ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES - AN INTERPRETATION OF FASB STATEMENT 109"), THE FOUNDATION RECOGNIZES THE IMPACT OF TAX POSITIONS IN THE FINANCIAL STATEMENTS IF THAT POSITION IS MORE LIKELY THAN NOT TO BE SUSTAINED ON AUDIT, BASED ON THE TECHNICAL MERITS OF THE POSITION. TO DATE, THE FOUNDATION HAS NOT RECORDED ANY UNCERTAIN TAX POSITIONS. THE FOUNDATION RECOGNIZES POTENTIAL ACCRUED INTEREST AND PENALTIES RELATED TO UNCERTAIN TAX POSITIONS IN INCOME TAX EXPENSE. DURING THE FISCAL YEARS ENDED JUNE 30, 2012 AND 2011, THE FOUNDATION PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS AND DID NOT NOTE ANY MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR WHICH MIGHT HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. THE FOUNDATION'S INCOME TAX RETURNS REMAIN SUBJECT TO EXAMINATION FOR ALL TAX YEARS ENDED ON OR AFTER JUNE 30, 2008 WITH REGARD TO ALL TAX POSITIONS AND THE RESULTS REPORTED. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF OBLIGATIONS UNDER SPLIT INTEREST AGREEMENTS -10,330. UNREALIZED LOSS ON INTEREST RATE SWAP -14,649,635. TOTAL TO SCHEDULE D, PART XI, LINE 8: -14,659,965. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF OBLIGATIONS UNDER SPLIT INTEREST AGREEMENTS -10,330. UNREALIZED LOSS ON INTEREST RATE SWAPS -14,649,635. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 DR JANE G PISANO 200299 145561 12000 0 0 0 10615 30997 0 6556 222914 183114 0 0 JAMES GILSON 179178 0 5000 0 0 0 22000 0 2188 0 208366 0 0 0 LINDA ROSS 207819 0 5000 0 0 0 10641 0 2084 0 225544 0 0 0 JURAL GARRETT 34437 147619 12000 0 0 0 2322 37005 0 6016 48759 190640 0 0 THOMAS JACOBSON 188210 0 5000 0 0 0 22000 0 1449 0 216659 0 0 0 JOHN LONG 202750 0 5000 0 0 0 8850 0 7421 0 224021 0 0 0 LEONARD NAVARRO 46747 137519 0 0 0 0 4502 22648 0 6599 51249 166766 0 0 KAREN WISE 212844 0 12000 0 0 0 11242 0 9687 0 245773 0 0 0 CYNTHIA WORNHAM 203496 0 12000 0 0 0 13020 0 2817 0 231333 0 0 0 SIMON ADLAM 164800 0 4944 0 0 0 6421 0 0 0 176165 0 0 0 CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13033W6H1 2008-04-29 44895000 ACQUISITION, REHABILITATION, RENOVATION, CONSTRUCTION & IMPROVEMENT 0 1 0 CALIFORNIA INFRASTRACTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13033W6K4 2008-04-29 44895000 ACQUISITION, REHABILITATION, RENOVATION, CONSTRUCTION & IMPROVEMENT 0 1 0 51147839 7968284 1126485 1977662 33852310 763756 5459342 2013 1 0 0 1 51147839 7968284 1126485 1977662 33852310 763756 5459342 2013 1 0 0 1 0 0 0 0 1 0 0 0 0 1 0 1 1 JP MORGAN 29.000000000000 0 0 0 0 0 0 1 1 JP MORGAN 29.000000000000 0 0 0 0 0 X SCHEDULE K, PART II, LINE 3: TOTAL PROCEEDS OF ISSUE INCLUDES INVESTMENT EARNINGS. X 8 0 SEE SCHEDULE M PART II X 6 134628 FMV 0 1 0 NON REPORTING OF REVENUE: PART I, LINE 33: DUE TO SFAS 116, THE ORGANIZATION DOES NOT INCLUDE CONTRIBUTED HISTORICAL TREASURES IN THEIR FINANCIAL STATEMENTS AS IT IS PART OF THE ORGANIZATION'S COLLECTION. FORM 990, PART VI, SECTION B, LINE 11 THE INFORMATIONAL RETURN IS PREPARED BY OUTSIDE ACCOUNTANTS AND IS REVIEWED BY THE AUDIT COMMITTEE. ONCE APPROVED BY THE AUDIT COMMITTEE, THE RETURN IS THEN MADE AVAILABLE FOR THE REST OF THE BOARD PRIOR TO ELECTRONIC FILING. FORM 990, PART VI, SECTION B, LINE 12C ANNUALLY, THE ORGANIZATION REQUIRES THE OFFICERS/TRUSTEES TO INFORM IT OF ANY CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE CEO'S COMPENSATION IS DETERMINED BY THE BOARD BASED ON PUBLISHED SALARY SURVEYS OF THE LOCAL MARKETPLACE, MUSEUMS, NATIONAL SALARY DATABASE, THE CALIFORNIA NONPROFIT SALARY SURVEY AND MUSEUM INTERNAL INFORMATION. COMPENSATION OF THE OTHER OFFICERS OR KEY EMPLOYEES OF THE ORGANIZATION ARE SET BY THE CEO BASED ON THE PUBLISHED SALARY SURVEYS PRODUCED BY THE CENTER FOR NONPROFIT MANAGEMENT/ SOUTHERN CALIFORNIA AND THE DATA FOR ORGANIZATIONS OF SIMILAR EMPLOYEE SIZE AND/ OR BUDGET SIZE. FORM 990, PART VI, SECTION C, LINE 19 ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, INFORMATIONAL RETURNS AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. INFORMATIONAL RETURNS AND FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. PURSUANT TO FORM 990 INSTRUCTIONS, THE ORGANIZATION IS NOT REQUIRED TO MAKE ITS FORM 1023 AVAILABLE FOR PUBLIC INSPECTION AS THE ORGANIZATION WAS FORMED PRIOR TO 1987. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -8,832,536. CHANGE IN VALUE OF OBLIGATIONS UNDER SPLIT INTEREST AGREEMENTS -10,330. UNREALIZED LOSS ON INTEREST RATE SWAP -14,649,635. TOTAL TO FORM 990, PART XI, LINE 5: -23,492,501. FORM 990, PART XII, LINE 2C: SINCE THE FILING OF PRIOR YEAR 2010 TAX RETURN, THERE HAVE BEEN NO CHANGES TO THE AUDIT OVERSIGHT AND SELECTION PROCESS. CGA #1 PO BOX 63954 MAC A0330-011 SAN FRANCISCO CA 94163 776253454 CHARITABLE GIFT ANNUITY CA LOS ANGELES COUNTY MUSEUM OF NATURAL HISTORY FOUNDATION T 12988 399280 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0