2013-05-06T09:39:33-05:00 2012-06-30 232932984 PARENTEBEARD LLC 1650 MARKET STREET SUITE 4500 PHILADELPHIA PA 19103 990 2011-07-01 231639911 THE UNIVERSITY OF THE ARTS UNIV 2157176000 320 SOUTH BROAD STREET PHILADELPHIA PA 19102 STEPHEN J LIGHTCAP 2157176000 2013-05-03 1 JULIUS GREEN CPA P00350393 2159720701 2011 2016-02-25 16:41:14Z STEPHEN J LIGHTCAP 320 SOUTH BROAD STREET PHILADELPHIA PA 19102 103762397 0 X WWW.UARTS.EDU X 1876 PA INSPIRING, EDUCATING & PREPARING INNOVATIVE ARTISTS AND CREATIVE LEADERS FOR THE 21ST CENTURY ARTS 36 33 2259 180 -33291 -33291 15185000 16147054 81077633 81135790 7324808 -671671 1764744 1682575 105352185 98293748 35553404 34716291 0 0 39354840 39267071 0 0 1066444 25813850 28877485 100722094 102860847 4630091 -4567099 152149584 148422154 76636601 77914819 75512983 70507335 THE ARTS HAVE THE POWER TO TRANSFORM SOCIETY. THEY PLAY AN ESSENTIAL ROLE IN ENSURING AND ENHANCING THE QUALITY OF LIFE. THE UNIVERSITY OF THE ARTS IS COMMITTED TO INSPIRING, EDUCATING AND PREPARING INNOVATIVE ARTISTS AND CREATIVE LEADERS FOR THE ARTS OF THE 21ST CENTURY. 0 0 51085734 28732412 74131139 INSTRUCTION - EXPENSES INCURRED IN PROVIDING ACADEMIC INSTRUCTION THROUGH OUR INNOVATIVE CURRICULA TO OUR 2,100 STUDENTS, WHO ARE ENROLLED IN 41 UNDERGRADUATE AND GRADUATE PROGRAMS THROUGH OUR SCHOOL OF ART, SCHOOL OF DESIGN AND SCHOOL OF FILM IN THE COLLEGE OF ART, MEDIA & DESIGN; THE SCHOOL OF DANCE, THE IRA BRIND SCHOOL OF THEATER ARTS AND THE SCHOOL OF MUSIC IN THE COLLEGE OF PERFORMING ARTS; AND THE DIVISION OF LIBERAL ARTS; AND 3,232 STUDENTS SERVED ANNUALLY BY OUR DIVISION OF CONTINUING STUDIES. 15293071 5977202 ACADEMIC SUPPORT - COSTS INCURRED WITH THE MAINTENANCE OF PROGRAMS AND ACTIVITIES FOR FACULTY AND STUDENTS, INCLUDING ACADEMIC ADVISING, OUR SEVEN PROFESSIONAL PERFORMANCE VENUES, 12 ART GALLERIES, UNIVERSITY LIBRARIES SYSTEM, A WIDE RANGE OF ART- AND CRAFT-RELATED STUDIOS AND WORKSHOPS, AND TECHNOLOGICAL RESOURCES AND SUPPORT. 6776823 7004652 STUDENT SERVICES - COSTS INCURRED WITH THE MAINTENANCE OF PROGRAMS THAT SUPPORT OUR STUDENT BODY, INCLUDING DINING SERVICES, RESIDENTIAL FACILITIES, MEDICAL SERVICES, MENTAL HEALTH COUNSELING, STUDENT CLUBS AND ORGANIZATIONS, SPORTS AND RECREATION, LEADERSHIP TRAINING, CAREER COUNSELING, AND ACCESSIBILITY SERVICES FOR STUDENTS WITH DISABILITIES. 73155628 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 1 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 651 0 1 2259 1 1 1 1 CJ 0 0 0 1 1 0 0 0 0 X 36 33 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 PA X STEPHEN J LIGHTCAP VP FINANCE & ADMINISTRATION 2157176180 320 SOUTH BROAD STREET PHILADELPHIA PA 191024901 ALBERT E WOLF 1.00 X 0 0 0 RONALD J NAPLES 1.00 X X 0 0 0 GEORGE A BEACH 1.00 X 0 0 0 IRA BRIND 1.00 X X 0 0 0 RONALD CAPLAN 1.00 X X 0 0 0 JILL R FELIX COLTON 1.00 X 0 0 0 JOSEPH F CORADINO 1.00 X 0 0 0 ELEANOR L DAVIS 1.00 X X 0 0 0 DEANNA DECHERNEY 1.00 X 0 0 0 MELISSA HELLER 1.00 X 0 0 0 RICHARD P JAFFE 1.00 X 0 0 0 SCOTT M JENKINS 1.00 X 0 0 0 GAIL KASS 1.00 X 0 0 0 DR RUSSEL E KAUFMAN 1.00 X 0 0 0 AL PAUL LEFTON JR 1.00 X 0 0 0 ELAINE C LEVITT 1.00 X 0 0 0 KAREN LOTMAN 1.00 X 0 0 0 SEYMOUR G MANDELL 1.00 X 0 0 0 DR NOEL MAYO 1.00 X 0 0 0 THOMAS M MILES 1.00 X 0 0 0 FRANCIS J MIRABELLO ESQ 1.00 X X 0 0 0 ADOLF A PAIER 1.00 X X 0 0 0 LAWRENCE S REICHLIN 1.00 X 0 0 0 MICHAEL C FORMAN 1.00 X 0 0 0 JUDITH F TERRA 1.00 X 0 0 0 JAMES P VESEY 1.00 X 0 0 0 HARRIET G WEISS 1.00 X X 0 0 0 WILLIAM WILSON 1.00 X 0 0 0 DORRANCE H HAMILTON 1.00 X 0 0 0 SAM S MCKEEL 1.00 X 0 0 0 MARK DONNOLO 1.00 X 0 0 0 BRIAN EFFRON 1.00 X 0 0 0 WILLIAM R GAST 1.00 X 0 0 0 SUEYUN PYO LOCKS 1.00 X 0 0 0 JEFFREY A LUTSKY 1.00 X 0 0 0 SEAN BUFFINGTON 40.00 X X 261996 0 26397 STEPHEN LIGHTCAP 40.00 X 82795 0 9308 WILLIAM MEA 40.00 X 76347 0 13474 PETER DANZIG 40.00 X 35912 0 9925 JENNIFER KANZLER 40.00 X 47493 0 19039 LUCILLE HUGHES 40.00 X 171423 0 22789 PAULA MARINCOLA 40.00 X 204228 0 33672 KIRK PILLOW 40.00 X 166656 0 21103 PHIL VAN CLEAVE 40.00 X 152637 0 29160 FRANCIS KUMIN 40.00 X 146565 0 27587 MELISSA FRANKLIN 40.00 X 133739 0 34350 ROBERT LEFFERS 40.00 X 129486 0 20338 THOMAS CARNWATH 40.00 X 147862 0 27424 MICHAEL NASH 40.00 X 126959 0 11388 1884098 0 305954 10 1 1 0 PARKHURST DINING SERVICES PO BOX 644091 PITTSBURGH PA 152644091 FOOD SERVICES 3250000 TURNER CONSTRUCTION COMPANY 1835 MARKET ST 21ST FLOOR PHILADELPHIA PA 19103 CONSTRUCTION 1299037 ALLIEDBARTON SECURITY SERVICES PO BOX 828854 PHILADELPHIA PA 191828854 SECURITY SERVICES 808719 HMC INC 7190 OAKLAND MILLS RD SUITE 10 COLUMBIA MD 21046 CONSTRUCTION 767424 LIPMAN HEARNE INC PO BOX 88634 DEPT A CHICAGO IL 606801634 ADVERTISING 570258 23 263526 2064743 13818785 16147054 STUDENT TUITION & FEES 611310 74131139 74131139 RESIDENCE HALLS 611310 4419948 4419948 DINING SERVICES 900099 2584703 2584703 81135790 903946 903946 657031 306856 350175 350175 350175 3088067 4663684 -1575617 -1575617 -1575617 127971 263526 130008 -2037 -2037 478169 368101 110068 110068 OTHER INCOME 900099 348596 348596 PEW/PEI OVERHEAD 900099 251190 251190 NHSDF DANCE FESTIVAL 900099 196170 196170 428413 -33291 461704 1224369 98293748 81245858 -33291 934127 5767313 5767313 28948978 28948978 1584767 234009 1350758 30587303 23855150 5988209 743944 862594 633488 203771 25335 4050723 3050895 876824 123004 2181684 1602227 515379 64078 192335 2840 189495 159178 47178 112000 7184459 1928153 5220663 35643 761681 708379 53302 3562139 2496636 1004717 60786 1437215 305421 1131794 2387766 392418 1995348 1198084 1081448 108334 8302 182922 151135 29665 2122 2636134 2636134 5299287 5299287 457386 320 457066 REPAIRS AND MAINTENANCE 927333 96310 831023 HONORARIA 514837 496189 15418 3230 SPECIAL EVENTS 489487 382101 107386 ALL OTHER EXPENSES 373873 299285 74588 1113369 675755 437614 102860847 73155628 28638775 1066444 644419 90965 12555094 12592653 2080306 1193444 1440414 797689 1206054 1423465 166451043 80094832 86188152 86356211 32018644 29947977 12921409 13051494 1806487 1743365 1288605 1224891 152149584 148422154 5303570 5467180 10675790 12136102 41795000 40800000 10952967 11262380 7909274 8249157 76636601 77914819 X 25452343 22386694 10774235 9262752 39286405 38857889 75512983 70507335 152149584 148422154 X -4567099 -438549 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 X X 0 47325868 143322 -941766 1889069 44638355 44738463 60914 4104215 1577724 47325868 43091591 858196 2113667 1324991 44738463 46510242 663495 -2955197 1126949 43091591 0.01000 0.87000 0.12000 0 0 5854855 5854855 125924184 52551206 73372978 34672004 27543626 7128378 86356211 ALTERNATIVE INVESTMENTS 10759907 F FUNDS HELD IN TRUST 2291587 F 13051494 LINE OF CREDIT 3900000 GOVERNMENT ADVANCES 1918123 CAPITAL LEASE OBLIGATIONS 1630158 CONDITIONAL ASSET RETIREMENT OBLIGATIONS 800876 8249157 98293748 102860847 -4567099 -438549 -438549 -5005648 69927751 -29204252 -29204252 99132003 -838256 -838256 98293747 74933399 804965 804965 74128434 28732412 28732412 102860846 PART III, LINE 4: THE UNIVERSITY DOES NOT RECORD ITS COLLECTION IN THE FINANCIAL STATEMENT. THE UNIVERSITY OWNS NUMEROUS PIECES OF FINE ART, MAINLY FROM PROMINENT ALUMNAE AND FACULTY. THE UNIVERSITY HAS MADE A COMMITMENT TO PRESERVE THE ARCHIVES AND USES THEM AS A RESOURCE FOR STUDENTS AT THE COLLEGE. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INTENDED USES OF THE ORGANIZATION'S ENDOWMENT FUNDS ARE FOR UNIVERSITY STUDENTS' AWARDS AND SCHOLARSHIPS TO HELP OFFSET THE COST OF TUITION. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE UNIVERSITY FOLLOWS THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") GUIDANCE, AS IT RELATES TO UNCERTAIN TAX POSITIONS. MANAGEMENT HAS REVIEWED ITS CURRENT AND PAST FEDERAL AND STATE INCOME TAX POSITIONS AND HAS DETERMINED, BASED ON CLEAR AND UNAMBIGUOUS TAX LAW AND REGULATIONS, THAT THE TAX POSITIONS TAKEN ARE CERTAIN AND THAT THERE IS NO LIKELIHOOD THAT A MATERIAL TAX ASSESSMENT WOULD BE MADE IF A RESPECTIVE GOVERNMENT AGENCY EXAMINED TAX RETURNS SUBJECT TO AUDIT. ACCORDINGLY, NO PROVISION FOR THE EFFECTS OF UNCERTAIN TAX POSITIONS HAS BEEN RECORDED. CURRENTLY, THE 2009, 2010 AND 2011 TAX YEARS ARE OPEN AND SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE AND THE PENNSYLVANIA DEPARTMENT OF REVENUE. HOWEVER, THE UNIVERSITY IS NOT CURRENTLY UNDER AUDIT NOR HAS THE UNIVERSITY BEEN CONTACTED BY THESE JURISDICTIONS. ANY INTEREST AND PENALTIES RELATED TO INCOME TAXES ARE INCLUDED IN INCOME TAX EXPENSE. PART XI, LINE 8 - OTHER ADJUSTMENTS: LOSS FOR UNCOLLECTIBLE PROMISE TO GIVE -471,840. PARTNERSHIP PASS-THROUGH UNRELATED BUSINESS LOSS NOT REPORTED ON BOOKS 33,291. TOTAL TO SCHEDULE D, PART XI, LINE 8: -438,549. PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS FOR UNCOLLECTIBLE PROMISE TO GIVE -471,840. STUDENT SCHOLARSHIPS -28,732,412. PART XII, LINE 4B - OTHER ADJUSTMENTS: COST OF GOODS SOLD -368,101. RENTAL EXPENSE -306,856. PARTNERSHIP PASS-THROUGH UNRELATED BUSINESS LOSS NOT REPORTED ON BOOKS -33,291. FUNDRAISING EXPENSES -130,008. PART XIII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 368,101. RENTAL EXPENSE 306,856. FUNDRAISING EXPENSES 130,008. PART XIII, LINE 4B - OTHER ADJUSTMENTS: STUDENT SCHOLARSHIPS 28,732,412. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE UNIVERSITY'S RACIAL NONDISCRIMINATION POLICY IS INCLUDED ON THE APPLICATION FOR ADMISSION, AND IN OTHER IMPORTANT OFFICIAL UNIVERSITY PUBLICATIONS, MOST IMPORTANTLY THE UNIVERSITY COURSE CATALOG. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AND STATE FUNDING, INCLUDING, BUT NOT LIMITED TO, PELL GRANTS, SEOG GRANTS, FAMILY EDUCATION LOANS, AND WORK-STUDY PROGRAM. 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CA 94103 942476071 501 (C)(3) 1650 ARTS AND CULTURAL PROJECTS ARAB-AMERICAN DEVELOPMENT CORPORATION 1501 GERMANTOWN AVE PHILADELPHIA PA 19122 311620684 501 (C)(3) 4600 ARTS AND CULTURAL PROJECTS DUSTIN HURTBOWERBIRD INC 2226 LOCUST STREET PHILADELPHIA PA 19103 562629725 501 (C)(3) 3000 ARTS AND CULTURAL PROJECTS SETTLEMENT MUSIC SCHOOL PO BOX 63966 PHILADELPHIA PA 19147 231352676 501 (C)(3) 3000 ARTS AND CULTURAL PROJECTS EASTERN STATE PENITENTIARY 2124 FAIRMOUNT AVE PHILADELPHIA PA 19130 311627155 501 (C)(3) 3750 ARTS AND CULTURAL PROJECTS VARIOUS OTHER ASSISTANCE 320 SOUTH BROAD STREET PHILADELPHIA PA 19102 231639911 501 (C)(3) 4938 ARTS AND CULTURAL PROJECTS 93 SCHOLARSHIP 243 665434 FINANCIAL AID 2205 28066978 PCAH 18 216566 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE USE OF GRANT FUNDS IS MONITORED THROUGH GENERAL LEDGER ACCOUNTS. BALANCES FOR EACH SPECIFIC GRANT/ACTIVITY ARE MAINTAINED. WEEKLY, MONTHLY AND AD-HOC REPORTS ARE UTILIZED TO REVIEW AND ANALYZE STUDENT AID EXPENDITURES. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 SEAN BUFFINGTON 222996 0 0 0 39000 0 0 0 26397 0 288393 0 0 0 LUCILLE HUGHES 171423 0 0 0 0 0 0 0 22789 0 194212 0 0 0 PAULA MARINCOLA 204228 0 0 0 0 0 0 0 33672 0 237900 0 0 0 KIRK PILLOW 166656 0 0 0 0 0 0 0 21103 0 187759 0 0 0 PHIL VAN CLEAVE 152637 0 0 0 0 0 0 0 29160 0 181797 0 0 0 FRANCIS KUMIN 146565 0 0 0 0 0 0 0 27587 0 174152 0 0 0 MELISSA FRANKLIN 133739 0 0 0 0 0 0 0 34350 0 168089 0 0 0 THOMAS CARNWATH 147862 0 0 0 0 0 0 0 27424 0 175286 0 0 0 MICHAEL NASH 126959 0 0 0 0 0 0 0 11388 0 138347 0 0 0 PART I, LINE 1A THE PRESIDENT OF THE UNIVERSITY IS PROVIDED A HOUSING ALLOWANCE AS PART OF HIS COMPENSATION PACKAGE. THE ALLOWANCE IS INCLUDED IN TAXABLE INCOME. PENNSYLVANIA HIGHER EDUCATION FACILITIES AUTHORITY 232243852 70917PGP9 2006-04-19 18367163 BUILDING IMPROVEMENTS AND EQUIPMENT 0 0 0 19832936 1653143 11756099 899438 5521689 2567 2009 1 0 1 1 0 1 0 0 1 1 0 0 0 0 0 SCHEDULE K SUPPLENTAL INFORMATION DIFFERENCE IN ISSUE PRICE AND BOND PROCEEDS: THE AMOUNT REPORTED ON PART I, COLUMN (E) AS THE ISSUE PRICE IS $18,367,163, AND THE AMOUNT REPORTED ON PART II, LINE 3 AS THE TOTAL PROCEEDS OF THE ISSUE IS $19,832,936. THE DIFFERENCE OF $1,465,773 IS DUE TO A RELEASE FROM THE DEBT SERVICE RESERVE FUND OF PRIOR ISSUES. HARRIET WEISS TRUSTEE 90716 AS A RESULT OF AN ONGOING COMPETITIVE BIDDING PROCESS FOR INDIVIDUAL PROJECTS, THE UNIVERSITY PURCHASES SOME PRINTING SERVICES FROM CRW GRAPHICS, WHICH IS OWNED BY THIS TRUSTEE. 0 X 2 425443 FMV 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS REPORTS IN PART I, COLUMN (B) IS BASED ON THE NUMBER OF DONORS. FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING BOARD MEMBERS HAVE A BUSINESS RELATIONSHIP: IRA BRIND AND RONALD CAPLAN IRA BRIND AND ELEANOR DAVIS IRA BRIND AND SCOTT JENKINS RON NAPLES AND SCOTT JENKINS SCOTT JENKINS AND ELEANOR DAVIS GAIL KASS AND ELEANOR DAVIS FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY AN EXTERNAL INDEPENDENT TAX ADVISOR PRIOR TO SUBMISSION TO THE BOARD OF TRUSTEES. THE BOARD'S GOVERNANCE COMMITTEE DESIGNATED THAT THE FINANCE COMMITTEE REVIEW THE FORM 990 PRIOR TO IT BEING SHARED WITH THE BOARD AND THEN FILED. THE FORM 990 WAS REVIEWED BY THE FINANCE COMMITTEE AND THEN SHARED WITH THE BOARD OF TRUSTEES BEFORE BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY ANNUALLY REQUIRES OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES TO SUBMIT CONFLICT OF INTEREST STATEMENTS. THE VP OF FINANCE AND ADMINISTRATION, STEPHEN LIGHTCAP, IS RESPONSIBLE FOR ENSURING COMPLIANCE WITH AND REVIEW OF ANNUAL CONFLICT OF INTEREST STATEMENTS. ANY CONFLICTS ARE REVIEWED AND RESOLVED BY THE BOARD'S GOVERNANCE COMMITTEE. THESE INDIVIDUALS ARE ALSO REQUIRED TO REPORT CONFLICTS AS THEY ARISE THROUGHOUT THE YEAR. IF AN INDIVIDUAL HAS A CONFLICT OF INTEREST, HE/SHE IS REQUIRED TO ABSTAIN FROM VOTING ON THE MATTER. FORM 990, PART VI, SECTION B, LINE 15 THE UNIVERSITY OF THE ARTS ENCOURAGES ALL FACULTY, STAFF, STUDENTS AND VOLUNTEERS, ACTING IN GOOD FAITH, TO REPORT SUSPECTED OR ACTUAL WRONGFUL CONDUCT. THE UNIVERSITY IS COMMITTED TO PROTECTING INDIVIDUALS FROM INTERFERENCE WITH MAKING A PROTECTED DISCLOSURE AND FROM RETALIATION FOR HAVING MADE A PROTECTED DISCLOSURE OR FOR HAVING REFUSED AN ILLEGAL ORDER AS DEFINED IN THIS POLICY. UARTS FACULTY, STAFF, STUDENTS OR VOLUNTEERS MAY NOT RETALIATE AGAINST AN INDIVIDUAL WHO HAS MADE A PROTECTED DISCLOSURE OR WHO HAS REFUSED TO OBEY AN ILLEGAL ORDER. UARTS FACULTY, STAFF, STUDENTS OR VOLUNTEERS MAY NOT DIRECTLY OR INDIRECTLY USE OR ATTEMPT TO USE THE OFFICIAL AUTHORITY OR INFLUENCE OF THEIR POSITIONS OR OFFICES FOR THE PURPOSE OF INTERFERING WITH THE RIGHT OF AN INDIVIDUAL TO MAKE A PROTECTED DISCLOSURE TO THE INDIVIDUAL'S IMMEDIATE SUPERVISOR OR OTHER APPROPRIATE ADMINISTRATOR OR SUPERVISOR WITHIN THE OPERATING DEPARTMENT, OR OTHER APPROPRIATE UARTS OFFICIAL ABOUT MATTERS WITHIN THE SCOPE OF THIS POLICY. IT IS THE INTENTION OF THE UNIVERSITY TO TAKE WHATEVER ACTION MAY BE NEEDED TO PREVENT AND CORRECT ACTIVITIES THAT VIOLATE THIS POLICY. THE BOARD'S EXECUTIVE COMMITTEE REVIEWS AND APPROVES SALARIES FOR ALL OFFICERS. THIS COMMITTEE IS COMPRISED OF INDEPENDENT PERSONS. KEY EMPLOYEES' COMPENSATION IS REVIEWED BY THE PRESIDENT AND VICE PRESIDENT OF FINANCE AND ADMINISTRATION TO DETERMINE THAT THE SALARY RANGE IS REASONABLE. THE ORGANIZATION USES A SALARY SURVEY/STUDY OF COMPARABLE ORGANIZATIONS TO AID IN DETERMINING THE REASONABLENESS OF COMPENSATION. DECISIONS CONCERNING COMPENSATION ARE DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: LOSS FOR UNCOLLECTIBLE PROMISE TO GIVE -471,840. PARTNERSHIP PASS-THROUGH UNRELATED BUSINESS LOSS NOT REPORTED ON BOOKS 33,291. TOTAL TO FORM 990, PART XI, LINE 5: -438,549.