2013-04-25T15:16:04-05:00 2012-06-30 050409384 KAHN LITWIN RENZA & CO LTD 951 NORTH MAIN STREET PROVIDENCE RI 02904 990 2011-07-01 050316969 THE PROVIDENCE CENTER INC PROV 4012764000 528 NORTH MAIN STREET PROVIDENCE RI 02904 DALE K KLATZKER 4012764000 2013-04-24 1 DEBORAH A HOPKINS P00167843 4012742001 2011 2016-03-07 17:11:31Z DALE K KLATZKER 528 NORTH MAIN STREET PROVIDENCE RI 02904 38006071 0 X WWW.THEPROVIDENCECENTER.ORG X 1971 RI TO PROVIDE PERSON-CENTERED, RECOVERY-FOCUSED TREATMENT AND SUPPORTIVE SERVICES. 15 13 651 35 0 0 10867540 15727399 19140332 19661467 9927 64016 1882927 2437971 31900726 37890853 0 0 0 0 24974481 27887388 0 0 319910 6609031 9356675 31583512 37244063 317214 646790 13585920 15775326 6955238 8590945 6630682 7184381 X TO HELP ADULTS, ADOLESCENTS AND CHILDREN AFFECTED BY PSYCHIATRIC ILLNESSES, EMOTIONAL PROBLEMS AND ADDICTIONS BY PROVIDING PERSON-CENTERED, RECOVERY-FOCUSED TREATMENT AND SUPPORTIVE SERVICES WITHIN A COMMUNITY SETTING. 1 0 25129995 17031744 ADULT MENTAL HEALTH AND SUBSTANCE USE - THE PROVIDENCE CENTER PROVIDED A BROAD CONTINUUM OF PERSON-CENTERED, RECOVERY-FOCUSED MENTAL HEALTH AND SUBSTANCE USE SERVICES FOR ADULTS TO OVER 9,075 INDIVIDUALS IN FISCAL YEAR 2012 THAT RANGE FROM OUTPATIENT COUNSELING SERVICES TO INTENSIVE OUTPATIENT AND PARTIAL HOSPITAL PROGRAMS TO RESIDENTIAL PLACEMENTS. ALL SERVICES ADDRESS THE CO-OCCURRING MENTAL HEALTH AND SUBSTANCE USE NEEDS OF CLIENTS. WOMEN-SPECIFIC PROGRAMS AND CULTURALLY SPECIFIC PROGRAMS FOR THE LATINO AND SOUTHEAST ASIAN COMMUNITIES ARE AVAILABLE.A RANGE OF INTENSIVE COMMUNITY-BASED SERVICES FOR INDIVIDUALS WITH SERIOUS MENTAL ILLNESS HELPS THEM TO LOCATE SAFE, AFFORDABLE HOUSING; DEVELOP INDEPENDENT LIVING SKILLS; SECURE AND MAINTAIN MEANINGFUL EMPLOYMENT; IDENTIFY HIGHER EDUCATION OPPORTUNITIES; AND PARTICIPATE IN COMMUNITY, THERAPEUTIC, SOCIAL AND RECREATIONAL ACTIVITIES. GROUP HOMES OFFER RESIDENTIAL SERVICES FOR ADULTS WITH SEVERE AND PERSISTENT MENTAL ILLNESS WHO NEED 24-HOUR SUPERVISION AND ASSISTANCE TO PERFORM DAILY LIVING SKILLS.EMERGENCY SERVICES AND CRISIS CARE ARE PROVIDED ON-SITE, IN THE COMMUNITY AND AT ROGER WILLIAMS MEDICAL CENTER AND OUR LADY OF FATIMA HOSPITAL 24 HOURS A DAY, SEVEN DAYS A WEEK. CHARTERCARE CONNECT, A PARTNERSHIP BETWEEN THE PROVIDENCE CENTER AND CHARTERCARE HEALTH PARTNERS, A HOSPITAL NETWORK OF ROGER WILLIAMS MEDICAL CENTER AND FATIMA HOSPITAL, ESTABLISHED THE PROVIDENCE CENTER AS THE SOLE PROVIDER OF EMERGENCY MENTAL HEALTH AND SUBSTANCE ABUSE SERVICES AT BOTH FATIMA HOSPITAL AND ROGER WILLIAMS MEDICAL CENTER. THE CRISIS STABILIZATION UNIT PROVIDES SPECIALIZED CARE 24/7 TO PATIENTS EXPERIENCING AN ACUTE PSYCHIATRIC AND/OR SUBSTANCE ABUSE CRISIS. THE PROVIDENCE CENTER ALSO PROVIDES INPATIENT PSYCHIATRIC AND MEDICAL DETOXIFICATION SERVICES FOR INDIGENT RESIDENTS OF RHODE ISLAND. HOMELESS SERVICES PROVIDE HOMELESS INDIVIDUALS IN RHODE ISLAND WITH PERMANENT SUPPORTED HOUSING, MENTAL HEALTH, SUBSTANCE USE AND MEDICAL SERVICES AND OTHER COMMUNITY SUPPORTS.RECOVERY SERVICES FOCUS ON PROVIDING THE CLIENT WITH THE SUPPORTS NECESSARY TO MAINTAIN SUCCESSFUL RECOVERY. SHORT AND LONG-TERM RESIDENTIAL PROGRAMS PROVIDE STABILIZATION, EDUCATION, INDIVIDUAL AND GROUP TREATMENT AND THE AFTER CARE SERVICES ESSENTIAL FOR LONG-TERM RECOVERY. RECOVERY COACHING PROGRAMS ARE DESIGNED TO HELP PEOPLE REMAIN ENGAGED IN SUPPORTIVE SERVICES DURING VARIOUS PHASES OF TREATMENT AND RECOVERY. SOBER HOUSING OFFERS COMMUNITY LIVING AND SUPPORTIVE SERVICES TO PEOPLE IN THE EARLY STAGES OF RECOVERY WHO ARE HOMELESS AND HAVE SERIOUS PROBLEMS RELATED TO SUBSTANCE USE. ANCHOR RECOVERY COMMUNITY CENTER OFFERS PEER-TO-PEER SUPPORT, ACTIVITIES AND GROUPS TO HELP OVERCOME BARRIERS AND MAINTAIN RECOVERY. SUBSTANCE USE TREATMENT SERVICES ARE ALSO PROVIDED FOR INMATES AT THE RHODE ISLAND DEPARTMENT OF CORRECTIONS.INTEGRATED PRIMARY AND BEHAVIORAL HEALTH CARE COMBINES ACCESS TO PRIMARY CARE, MENTAL HEALTH AND SUBSTANCE ABUSE TREATMENT SERVICES - INCLUDING AN ON-SITE HEALTH CLINIC, WELLNESS AND NUTRITION PROGRAMS, MEDICAL NURSES ON COMMUNITY TREATMENT TEAMS, BEHAVIORAL HEALTH CONSULTANTS IN A PRIMARY CARE CLINIC - WITH THE GOAL OF HELPING CLIENTS REACH OPTIMAL HEALTH. 7042020 2629723 CHILD AND FAMILY SERVICES - THE PROVIDENCE CENTER PROVIDED A BROAD CONTINUUM OF CHILD AND FAMILY-CENTERED SERVICES FOR OVER 2,325 CHILDREN, ADOLESCENTS AND THEIR FAMILIES IN FISCAL YEAR 2012. INDIVIDUAL, GROUP AND FAMILY COUNSELING FOR ALL AGES ARE AVAILABLE DURING THE DAY AND EVENING. THE EARLY CHILDHOOD INSTITUTE HELPS PRESCHOOL CHILDREN WHO HAVE BEHAVIORAL, SOCIAL OR EMOTIONAL DIFFICULTIES AND/OR DELAYS TO MEET THEIR INDIVIDUAL DEVELOPMENTAL AND PSYCHOLOGICAL NEEDS. PARTIAL HOSPITAL AND INTENSIVE OUTPATIENT PROGRAMS ASSIST ADOLESCENTS AND TEENS IN COPING WITH EMOTIONAL AND BEHAVIORAL ISSUES, THEREBY AVOIDING HOSPITALIZATION, PLACEMENT OUT OF HOMES OR SCHOOLS AND SERIOUS PROBLEMS IN THEIR SOCIAL AND FAMILY RELATIONSHIPS. THE PROVIDENCE CENTER SCHOOL OFFERS A UNIQUE LEARNING ENVIRONMENT FOR CHILDREN IN GRADES PRE-K THROUGH 12, WHO ARE EXPERIENCING ACUTE BEHAVIORAL AND EMOTIONAL SYMPTOMS, BY PROVIDING ACADEMIC ADVANCEMENT AND SYMPTOM MANAGEMENT TRAINING IN A SAFE, SUPPORTIVE AND STRUCTURED ENVIRONMENT. ANCHOR LEARNING ACADEMY, THE RECOVERY HIGH SCHOOL, PROVIDES ACADEMIC INSTRUCTION AND CLINICAL SUPPORT TO HIGH SCHOOL STUDENTS WHO ARE IN RECOVERY FROM SUBSTANCE USE ISSUES. PROGRAMS ALSO ADDRESS THE COMPLEX CHALLENGES FOR ADOLESCENTS WHO HAVE BEEN COURT INVOLVED, HAVE A HISTORY OF OUT-OF-HOME PLACEMENT AND/OR EXHIBIT HIGH-RISK BEHAVIOR, WHILE OTHERS HELP TROUBLED TEENS LEARN HOW TO LIVE INDEPENDENTLY. EMERGENCY SERVICES AND CRISIS STABILIZATION ARE PROVIDED ON-SITE AND IN THE COMMUNITY. 32172015 1 0 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 1 1 0 0 0 0 1 1 0 0 0 1 57 0 651 1 0 0 0 0 0 1 1 0 0 0 0 X 15 13 1 0 1 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 0 0 RI X DENISE PATNODE 4015280128 528 NORTH MAIN STREET PROVIDENCE RI 02904 JAMES BOTVIN 1.00 X X 0 0 0 NANCY CHUDACOFF ESQ 1.00 X X 0 0 0 JOEL STARK 1.00 X X 0 0 0 PATRICIA CAWLEY AFFLECK 1.00 X X 0 0 0 MARGUERITE CHADWICK 1.00 X 0 0 0 LINDA M COHEN ESQ 1.00 X 0 0 0 JAMES O DALEY 1.00 X 0 0 0 WALTER R CRADDOCK ESQ CFP 1.00 X 0 0 0 CMDR PAUL J KENNEDY 1.00 X 0 0 0 CLAUDE-ANTHONY PIERRE MD 1.00 X 0 0 0 NICKI SAHLIN PHD 1.00 X 0 0 0 ROBERT C WOOD SR 1.00 X 0 0 0 ANA P NOVAIS 1.00 X 0 0 0 JANA PLANKA 1.00 X 0 0 0 MARY-ELLEN BENOIT 1.00 X 0 0 0 DONALD R BARBEAU 1.00 X 0 0 0 MATTHEW STARK 1.00 X 0 0 0 HOWARD I LIPSEY 1.00 X 0 0 0 DALE K KLATZER PHD 37.50 X 258491 0 12819 DENISE PATNODE 37.50 X 126313 0 5411 MICHAEL A SILVER MD 37.50 X 236208 0 11667 KAZI M SALAHUDDIN MD 37.50 X 192027 0 12855 JAMES E GREER MD 37.50 X 215296 0 12682 JACK H BELKIN MD 37.50 X 182709 0 12810 MARYGENE M SANTA TERESA MD 37.50 X 169038 0 12733 OMER CERMIK MD 37.50 X 173462 0 1462 1553544 0 82439 17 0 1 0 PERFORMANCE ENVIRONMENTAL 111 COURT STREET NEW HAVEN CT 06511 JANITORIAL SERVICES 139411 ROBERTS ELECTRIC 141 POWER ROAD PAWTUCKET RI 02860 ELECTRICAL CONTRACTING 118390 CSG CONSTRUCTION CO PO BOX 17302 ESMOND RI 02917 SNOWPLOWING & INTERIOR CONSTRUCTION 106715 KAHN LITWIN RENZA & CO 951 NORTH MAIN STREET PROVIDENCE RI 02904 FINANCIAL AUDITING 102450 4 232389 14540467 954543 59119 15727399 MEDICAID 624100 13874288 13874288 3RD PARTY REIMBURSEMEN 621400 5075831 5075831 PATIENT FEES 624100 711348 711348 19661467 64016 64016 54182 232389 115218 -61036 -61036 CONSULTATION & OTHER I 624100 2499007 2499007 2499007 37890853 19661467 0 2501987 684974 257456 427518 22241849 19166728 2930795 144326 3140112 2755942 370273 13897 1820453 1560599 248507 11347 106195 91581 14116 498 42500 36834 5473 193 835 835 3550474 3475566 69433 5475 158353 44078 24218 90057 813619 611810 173184 28625 1656652 1493235 158040 5377 274411 258495 15515 401 212910 107408 94678 10824 229732 182125 46230 1377 417085 358794 56303 1988 599838 525858 71202 2778 CLIENT ACTIV. & FOOD 1063701 1061589 2040 72 MISCELLANEOUS 89478 69990 19249 239 BOOKS, PUBS & DUES 70647 57834 11439 1374 MAINTENANCE & EQUIPMENT 70245 56093 13925 227 37244063 32172015 4752138 319910 1513319 833182 170015 274527 2334243 3759141 2116542 2444232 303414 346544 12378610 4640568 6807072 7738042 190115 278479 151200 101179 13585920 15775326 3235159 3876596 3633753 4489723 86326 224626 6955238 8590945 X 6473717 6826354 81965 258027 75000 100000 6630682 7184381 13585920 15775326 X 646790 -93091 X 0 1 1 X 1 1 X 10068513 10032342 9932253 10867540 15727399 56628047 1099140 1108751 1108995 1108995 1108995 5534876 11167653 11141093 11041248 11976535 16836394 62162923 62162923 2194 64016 66210 1785896 1882715 1783533 1990794 2499007 9941945 72171078 93171764 0.86130 0.86890 X 36000 36000 37208063 37244063 1000000 250000 0 0 1000000 1000000 1000000 3000000 4500000 36000 36000 36000 108000 250000 250000 250000 750000 1125000 PART IV, SUPPLEMENTAL INFORMATION: THE PROVIDENCE CENTER PAYS CAPITOL CITY GROUP LTD OF PROVIDENCE, RI TO ADVOCATE ON THEIR BEHALF TO SECURE FEDERAL FUNDING FOR CAPITAL PROJECTS AND PROGRAM FUNDING. CAPITOL CITY GROUP ATTENDS MEETINGS OF THE APPROPRIATION COMMITTEES AT THE RI STATE HOUSE AND IN WASHINGTON, DC. 84835 25000 2058 111893 50000 25000 9835 84835 25000 25000 50000 25000 25000 0.89000 0.11000 1 0 1142699 1142699 7725279 2385729 5339550 1025508 719618 305890 1438577 1148659 289918 1046547 386562 659985 7738042 UNREALIZED LOSS ON DERIVATIVE 224626 224626 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION IS EXEMPT FROM INCOME TAXES AS A PUBLIC CHARITY UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. MANAGEMENT BELIEVES THAT THE ORGANIZATION OPERATES IN A MANNER CONSISTENT WITH THEIR TAX-EXEMPT STATUS AT BOTH THE STATE AND FEDERAL LEVELS. THE ORGANIZATION ANNUALLY FILES IRS FORM 990 - RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, REPORTING VARIOUS INFORMATION THAT THE IRS USES TO MONITOR THE ACTIVITIES OF TAX-EXEMPT ENTITIES. THE ORGANIZATION'S TAX RETURNS FOR 2009, 2010 AND 2011 ARE SUBJECT TO REVIEW BY THE TAXING AUTHORITIES AND ARE SUBJECT TO EXAMINATION BY THE IRS, GENERALLY FOR THREE YEARS AFTER THEY WERE FILED. THE ORGANIZATION CURRENTLY HAS NO TAX EXAMINATIONS IN PROGRESS. CIRCLE OF STARS 168570 146710 21860 21871 550 32028 GOLF TOURNAMENT 118001 85679 32322 775 1120 11362 47512 286571 232389 54182 775 1120 33233 550 79540 115218 -61036 X X X X 0 0 0 0 0 0 0 0 0 DALE K KLATZER PHD 253954 0 0 0 4537 0 0 0 12819 0 271310 0 0 0 MICHAEL A SILVER MD 236208 0 0 0 0 0 0 0 11667 0 247875 0 0 0 KAZI M SALAHUDDIN MD 192027 0 0 0 0 0 0 0 12855 0 204882 0 0 0 JAMES E GREER MD 215296 0 0 0 0 0 0 0 12682 0 227978 0 0 0 JACK H BELKIN MD 182709 0 0 0 0 0 0 0 12810 0 195519 0 0 0 MARYGENE M SANTA TERESA MD 169038 0 0 0 0 0 0 0 12733 0 181771 0 0 0 OMER CERMIK MD 173462 0 0 0 0 0 0 0 1462 0 174924 0 0 0 RHODE ISLAND HEALTH & EDUCATIONAL BUILDING CORP 521300173 2012-02-01 2600000 CAPITAL PROJECT FUNDING 0 0 0 2600000 52000 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 JAMES BOTVIN BOARD MEMBER 7321 CEO'S CAR IS LEASED THROUGH COLONIAL TOYOTA WHICH IS A BUSINESS OWNED BY JAMES BOTVIN. 0 DONALD BARBEAU BOARD MEMBER 47578 ORGANIZATION PURCHASES COFFEE & RELATED SUPPLIES FROM COFFEE EXPRESS WHICH IS A BUSINESS OWNED BY DONALD BARBEAU. 0 DAMARIS ROHSENHOW FMR BD MEMBER (A/O 6/2011) 6386 ORGANIZATION IS A SUBCONTRACTOR UNDER A SMOKING CESSATION RESEARCH GRANT CONDUCTED BY DAMARIS ROHSENHOW. 0 X 2 27939 VALUE PER BROKER X MISC ITEMS USED FOR PROGRAMS 10 6330 DONOR ESTIMATED FMV X MISC AUCTION ITEMS 78 24850 DONOR ESTIMATED FMV 0 1 0 NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 BETWEEN 7/1/11 AND 6/30/12, SEVERAL NEW PROGRAMS WERE ADDED TO THE PROVIDENCE CENTER'S SERVICES. RESPECT RESPECT - RECOVERY-ORIENTED, EMPATHIC SERVICES PROACTIVELY EMPOWERING CONSUMERS IN TREATMENT - CREATES A STREAMLINED SERVICE DELIVERY SYSTEM THAT PROVIDES IMPROVED ACCESS TO CLINICALLY APPROPRIATE SERVICES FOR INDIGENT AND UNINSURED RHODE ISLANDERS WITH ACUTE SUBSTANCE USE, PSYCHIATRIC AND CO-OCCURRING PRESENTATIONS. THROUGH THIS PROGRAM, THE PROVIDENCE CENTER PROVIDES INPATIENT PSYCHIATRIC AND MEDICAL DETOXIFICATION SERVICES FOR INDIGENT RESIDENTS OF RHODE ISLAND WITH PARTNERS CHARTERCARE AND PHOENIX HOUSE. INTEGRATED PRIMARY AND BEHAVIORAL HEALTH CARE INTEGRATED PRIMARY AND BEHAVIORAL HEALTH CARE COMBINES ACCESS TO PRIMARY CARE, MENTAL HEALTH AND SUBSTANCE ABUSE TREATMENT. THE PROGRAM CONNECTS CLIENTS TO PRIMARY CARE SERVICES AND WELLNESS ACTIVITIES THROUGH A FEDERAL SAMHSA GRANT SUPPORTING WHOLE HEALTH. A PARTNERSHIP WITH PROVIDENCE COMMUNITY HEALTH CENTERS (PCHC) ESTABLISHED PCHC AT NORTH MAIN, A FULLY STAFFED HEALTH CLINIC LOCATED AT THE PROVIDENCE CENTER'S NORTH MAIN STREET LOCATION UTILIZED BY TPC CLIENTS. A TPC BEHAVIORAL HEALTH CONSULTANT LOCATED AT PCHC AT PRAIRIE AVENUE PROVIDES MENTAL HEALTH SERVICES TO PCHC PATIENTS. MEDICAL NURSES EMBEDDED IN TPC'S COMMUNITY SUPPORT TEAMS HELP CLIENTS TO UNDERSTAND HEALTH ISSUES, OBTAIN PRIMARY CARE SERVICES AND MAKE CONNECTIONS TO WELLNESS PROGRAMS. SUBSTANCE ABUSE TREATMENT SERVICES AT THE RHODE ISLAND DEPARTMENT OF CORRECTIONS: THE PROVIDENCE CENTER PROVIDES SERVICES TO INMATES AT THE RHODE ISLAND ADULT CORRECTIONAL INSTITUTE WITH SUBSTANCE ABUSE ISSUES WITH THE GOAL OF REDUCING RECIDIVISM AND AVOIDING RELAPSE. TREATMENT FOCUSES ON SUBSTANCE ABUSE EDUCATION, RELAPSE PREVENTION, SOCIAL AND LIFE SKILLS AND ANGER MANAGEMENT, WITH GENDER-SPECIFIC SERVICES AND ACCESS TO RECOVERY SUPPORTS FOLLOWING RELEASE. ANCHOR LEARNING ACADEMY (RECOVERY HIGH SCHOOL): ANCHOR LEARNING ACADEMY IS RHODE ISLAND'S FIRST RECOVERY HIGH SCHOOL DEDICATED TO EDUCATING STUDENTS WHO HAVE COMPLETED SUBSTANCE USE TREATMENT AND ARE COMMITTED TO THEIR RECOVERY. ANCHOR LEARNING ACADEMY FOCUSES ON STRONG CLINICAL AND EDUCATIONAL PROGRAMMING THAT SUPPORTS THE DEVELOPMENT OF SKILLS NECESSARY FOR CONTINUED RECOVERY AND SUCCESSFUL TRANSITION BACK TO THE STUDENT'S COMMUNITY SCHOOL, TO HIGHER EDUCATION OR TO THE WORKFORCE. VA RIVER AVENUE: THE VETERAN'S PROGRAM SUPPORTS HOMELESS VETERANS IN GREATER PROVIDENCE WITH MENTAL HEALTH AND SUBSTANCE USE ISSUES TO BUILD SKILLS, ESTABLISH HOUSING STABILITY AND BECOME CONNECTED TO THE COMMUNITY THROUGH A COMBINATION OF PROVIDENCE CENTER AND VA SERVICES. IN ADDITION TO SUPPORTED HOUSING PLACEMENTS AT RIVER AVENUE, THE PROVIDENCE CENTER AND VA OFFERS VETERANS A BROAD ARRAY OF SERVICES: MENTAL HEALTH, SUBSTANCE USE AND CO-OCCURRING TREATMENT, PRIMARY CARE TREATMENT, FAMILY THERAPY, LEGAL ASSISTANCE, EMPLOYMENT AND EDUCATION SERVICES, JOB TRAINING, JOB PLACEMENT, AND RECOVERY SERVICES. HOME BASE: HOME BASE IS A PARTNERSHIP OF COMMUNITY ORGANIZATIONS SERVING CHRONICALLY HOMELESS INDIVIDUALS WITH CO-OCCURRING MENTAL HEALTH AND SUBSTANCE ABUSE DISORDERS IN RHODE ISLAND. SERVICES INCLUDE: PERMANENT SUPPORTED HOUSING, EMPLOYMENT AND EDUCATION SERVICES, INDIVIDUALIZED TREATMENT, CASE MANAGEMENT, PEER RECOVERY SUPPORT, ACCESS TO PRIMARY HEALTH CARE, ACCESS TO LEGAL ASSISTANCE FOR OBTAINING BENEFITS, AND VETERAN-SPECIFIC SERVICES. FORM 990, PART VI, SECTION A, LINE 2 JOEL STARK IS THE FATHER OF MATTHEW STARK. JOEL HAS BEEN ON THE BOARD SINCE JUNE 2004. MATTHEW CAME ONTO TPC'S BOARD AS AN APPOINTMENT BY THE MAYOR OF PROVIDENCE IN JANUARY 2010. PRIOR TO MATTHEW'S ELECTION, THE DIRECTOR OF POLICY AND LEGISLATIVE AFFAIRS FOR THE CITY OF PROVIDENCE (GARRETT BLISS) HELD A SEAT ON THE BOARD. WHEN MR. BLISS RESIGNED HIS POSITION WITH THE CITY OF PROVIDENCE, MATTHEW STARK WAS HIRED TO FILL THE POSITION. THE MAYOR OF PROVIDENCE RECOMMENDED THAT MR. STARK REPLACE MR. BLISS ON THE BOARD. JOEL STARK HAS OFFERED TO RECUSE HIMSELF ON ANY VOTES OR ISSUES THAT MIGHT BE A CONFLICT OF INTEREST REGARDING MATTHEW STARK. FORM 990, PART VI, SECTION A, LINE 4 THE PROVIDENCE CENTER BYLAWS WERE AMENDED ON OCTOBER 27, 2011, BY CHANGING THE PURVIEW OF THE AD HOC NOMINATING COMMITTEE FROM THE BOARD EXECUTIVE COMMITTEE TO THE BOARD DEVELOPMENT COMMITTEE AND ADDING A SECTION DESCRIBING THE COUNCIL OF ADVISORS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY THE EXTERNAL AUDITORS AND REVIEWED BY MANAGEMENT. ONCE ALL ARE SATISFIED WITH THE FORM, IT IS FINALIZED AND A COPY IS SENT TO ALL FINANCE COMMITTEE MEMBERS. AT THE SUBSEQUENT FINANCE COMMITTEE MEETING, THE MEMBERS ARE ASKED IF THEY HAVE ANY QUESTIONS OR COMMENTS AND A GENERAL REVIEW OF THE FORM IS PROVIDED BY MANAGEMENT. REVISIONS, CORRECTIONS, ETC. ARE MADE AS NECESSARY. SUBSEQUENT TO THIS MEETING THE FORM IS SUBMITTED TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS TRUSTEES ARE GIVEN A COPY OF THE CONFLICT OF INTEREST POLICY AND, PER THE POLICY, ARE REQUIRED TO COMPLETE AND SIGN A CONFLICT OF INTEREST STATEMENT. THIS YEAR THE FORMS WERE MAILED TO THE BOARD MEMBERS PRIOR TO THE FIRST MEETING OF THE FISCAL YEAR AND RETURNED TO THE ADMINISTRATIVE CHIEF OF STAFF. THE POLICY IS ALSO MADE ACCESSIBLE TO TRUSTEES ON THE PROVIDENCE CENTER'S SECURED BOARD WEB PAGE. FORM 990, PART VI, SECTION B, LINE 15A ANNUALLY THE BOARD CONDUCTS A PERFORMANCE REVIEW AND EVALUATION OF THE CHIEF EXECUTIVE OFFICER. THE REVIEW ALSO ESTABLISHES THE INDIVIDUAL'S COMPENSATION FOR THE FOLLOWING YEAR. THIS PROCESS INVOLVES THE EVALUATION OF THE INDIVIDUAL AND A REVIEW OF COMPENSATION OF COMPARABLE POSITIONS OBTAINED FROM COMPENSATION SURVEYS. THE BOARD'S DELIBERATION AND DECISION IS NOTED IN THE MINUTES OF THE MEETING. IN REGARD TO OTHER EMPLOYEES IN TOP MANAGEMENT POSITIONS OR KEY EMPLOYEES, SALARIES ARE DETERMINED BASED ON WHERE THEY FIT IN SALARY RANGES USING YEARS OF EXPERIENCE AND COMPARISON TO OTHERS IN THE SAME RANGE. SALARY RANGES ARE CREATED AND UPDATED USING COMPARISONS TO OTHER ORGANIZATIONS VIA SALARY SURVEYS, MARKET ANALYSIS AND OTHER ORGANIZATIONS' 990 COMPENSATION INFORMATION, IF APPLICABLE. THESE STAFF ARE ALSO SUBJECT TO THE REGULAR PERFORMANCE EVALUATION PROCESS TO DETERMINE MERIT INCREASES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS (ARTICLES OF INCORPORATION AND BY-LAWS), ITS CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. THE ORGANIZATION WILL MAIL COPIES UPON REQUEST OR PROVIDE COPIES TO THOSE WHO COME TO THE ADMINISTRATIVE OFFICE DURING NORMAL BUSINESS HOURS. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -93,091. GRANDVIEW REALTY CORPORATION 528 NORTH MAIN STREET PROVIDENCE RI 02904 050384362 OWNS AND ADMINISTERS HUD SECTON 8 MORTGAGE PROJECT NO. 016-EH007-L8 RI 501(C)(3) LINE 9 THE PROVIDENCE CENTER INC 1 GRANDVIEW SECOND CORPORATION 528 NORTH MAIN STREET PROVIDENCE RI 02904 222812929 OWNS AND ADMINISTERS THE HUD SECTION 811 PROJECT NO. 016-HD009 RI 501(C)(3) LINE 9 THE PROVIDENCE CENTER INC 1 NASHUA STREET CORPORATION 528 NORTH MAIN STREET PROVIDENCE RI 02904 050509674 OWNS AND ADMINISTERS THE HUD SECTION 811 PROJECT NO. 016-HD026 RI 501(C)(3) LINE 9 THE PROVIDENCE CENTER INC 1 PROMAIL ETC 528 NORTH MAIN STREET PROVIDENCE RI 02904 050441980 PROVIDE TRAINING AND EMPLOYMENT OPPORTUNITIES TO INDIVIDUALS W/ DISABILITIES RI 501(C)(3) LINE 9 THE PROVIDENCE CENTER INC 1 WILSON STREET APARTMENTS 528 NORTH MAIN STREET PROVIDENCE RI 02904 050520857 OWNS AND ADMINISTERS THE HUD SECTION 811 PROJECT NO. 016-HD047 RI 501(C)(3) LINE 9 THE PROVIDENCE CENTER INC 1 0 1 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0