2013-04-15T12:46:27-05:00 2012-05-31 431126847 WILLIAMS-KEEPERS LLC 2005 WEST BROADWAY SUITE 100 COLUMBIA MO 65203 990 2011-06-01 430670936 STEPHENS COLLEGE STEP 5738767105 1200 E BROADWAY CAMPUS BOX 2006 COLUMBIA MO 65215 DIANNE LYNCH 5738767105 2013-04-15 1 STEPHEN C SMITH P00048938 5734426171 2011 2016-03-07 17:11:31Z DIANNE LYNCH 1200 E BROADWAY CAMPUS BOX 2006 COLUMBIA MO 65215 28783120 0 X WWW.STEPHENS.EDU X 1833 MO PROVIDE TRADITIONAL AND NONTRADITIONAL STUDENTS OPPORTUNITIES TO EARN UNDERGRADUATE AND GRADUATE DEGREES. 23 23 1508 23 571209 -22820 4511286 4717976 25445200 24001802 31113 8720 14535 7924 30002134 28736422 9423319 8279380 0 0 9177215 10162704 19928 74560 685071 11034861 10377133 29655323 28893777 346811 -157355 34056961 33813016 14315049 15016846 19741912 18796170 X HISTORICALLY COMMITTED TO MEETING THE CHANGING NEEDS OF WOMEN, STEPHENS COLLEGE ENGAGES STUDENTS IN AN INNOVATIVE EDUCATIONAL EXPERIENCE FOCUSED ON PRE-PROFESSIONAL FIELDS AND THE PERFORMING ARTS AND GROUNDED IN THE LIBERAL ARTS. GRADUATES OF STEPHENS ARE CAREER-READY WOMEN OF DISTINCTION, CONNECTED THROUGH A SUPPORTIVE NETWORK OF ALUMNAE ACROSS THE WORLD, CONFIDENT IN THEMSELVES, AND INSPIRED BY OUR TRADITION OF THE TEN IDEALS AS CORE VALUES THAT ENRICH WOMEN'S LIVES. 0 0 25106704 8279380 23430593 INSTRUCTION & RELATED EDUCATIONAL AND GENERAL EXPENSES OF MORE THAN 1,000 FULL-TIME & PART-TIME STUDENTS. 25106704 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 1 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 86 0 1 1508 1 1 1 0 0 0 0 0 0 0 0 0 X 23 23 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X JOSH HENGGELER DIRECTOR OF ACCOUNTING 5738762338 1200 EAST BROADWAY BOX 2006 COLUMBIA MO 65215 PRIYA AVULA-BATCHU 1.00 X 0 0 0 JANE BENSUSSEN 1.00 X X 0 0 0 GAYLE BENTSEN 1.00 X 0 0 0 JANICE DURRETT 1.00 X 0 0 0 BEVERLY FOGLE 1.00 X X 0 0 0 RAYMOND SCOTT HEMBREE 1.00 X 0 0 0 SARA JANE JOHNSON 1.00 X 0 0 0 NIKKI KRAWITZ 1.00 X X 0 0 0 TERESA MALEDY 1.00 X X 0 0 0 JANE MARCUS 1.00 X 0 0 0 DONNA MARSHALL 1.00 X 0 0 0 JULIA MULLER 1.00 X 0 0 0 ELIZABETH LIBBY REID 1.00 X 0 0 0 VICKI RUSSELL 1.00 X 0 0 0 RON SHERGA 1.00 X 0 0 0 HENRY HANK WATERS III 1.00 X 0 0 0 LYNDA WEBSTER 1.00 X 0 0 0 ANITA PARRAN 1.00 X 0 0 0 BRITTANY MORGAN 1.00 X 0 0 0 CAROLYN KUTTENKULER 1.00 X 0 0 0 SARA CROSBY 1.00 X 0 0 0 CHRISTY POWELL 1.00 X 0 0 0 MARK TAYLOR 1.00 X 0 0 0 DIANNE LYNCH 40.00 X 260923 0 26095 LINDI OVERTON 40.00 X 101468 0 2743 MARY HASSINGER 40.00 X 101855 0 5874 464246 0 34712 3 0 1 0 0 1350007 150114 3217855 85262 4717976 TUITION & FEES 900099 18864640 18864640 RESIDENCE HALL FEES 721000 1942474 1942474 FOOD SERVICE INCOME 722320 1591425 1591425 OTHER PROGRAM RELATED 611710 1021784 1021784 CONFERENCE AND VISITOR 721000 581479 10270 571209 24001802 12647 12647 7924 7924 12399 30372 17838 28860 -5439 1512 -3927 -3927 28736422 23430593 571209 16644 X 8279380 8279380 399961 399961 8489254 6270661 1884080 334513 55124 41570 11445 2109 576889 406030 142972 27887 641476 434368 183469 23639 15151 15151 60718 60718 74560 74560 2688362 2298393 389969 237729 227369 10360 1518871 888959 519006 110906 1987213 649604 1337609 232573 142685 43471 46417 413972 209066 193052 11854 1631141 1570625 53012 7504 277558 277558 PLANT ALLOCATION 0 3194089 -3209349 15260 OTHER EXPENSES 515770 337142 148206 30422 NON-CAPITAL EQUIPMENT 324826 126013 198813 BAD DEBT/COLLECTION EXP 268082 268082 205167 30750 174417 28893777 25106704 3102002 685071 252730 9299 1936133 4772645 1588440 961826 117949 294939 2194559 2849344 179006 188665 49593015 29955610 20339589 19637405 6097311 3839018 55521 55521 1196757 1110886 98966 93468 34056961 33813016 1004731 958204 997556 1020584 309115 1048432 9487939 9379314 2515708 2610312 14315049 15016846 X 11775167 11826857 2437415 1460442 5529330 5508871 19741912 18796170 34056961 33813016 X -157355 -788387 X X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5120922 225183 161375 450 5184280 5296672 346599 326353 845 5316073 5219478 394798 317604 5296672 5600471 255529 5856000 0.00000 1.00000 0.00000 0 0 348258 348258 38808156 23143577 15664579 2332632 1437027 895605 8103969 5375006 2728963 19637405 ANNUITY AND LIFE INCOME OBLIGATIONS 25485 CONDITIONAL ASSET RETIREMENT OBLIGATION 2584827 2610312 28736422 28893777 -157355 213652 -995714 -6325 -788387 -945742 20664369 213652 -6325 207327 20457042 8279380 8279380 28736422 20614397 0 20614397 8279380 8279380 28893777 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE COLLEGE HAS ADOPTED AN INVESTMENT AND SPENDING POLICY FOR ENDOWMENT FUNDS THAT ATTEMPTS TO PROVIDE A REASONABLE AND PREDICTABLE STREAM OF FUNDING TO SUPPORT CURRENT OPERATIONS, FOR PURPOSES SUCH AS SCHOLARSHIPS AND EXPENDITURES FOR PROGRAMS, WHILE MAINTAINING THE PURCHASING POWER OF THE ENDOWMENT ASSETS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE FINANCIAL STATEMENTS, WHICH WERE AUDITED FOR THE PERIOD ENDING MAY 31, 2012, ON A CONSOLIDATED BASIS WITH THE STEPHENS COLLEGE ENDOWMENT FOUNDATION, INCLUDED THE FOLLOWING DISCLOSURE - "THE COLLEGE'S FORM 990 AND TAXABLE STATUS ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR OPEN TAX YEARS, WHICH AS OF THE DATE OF THIS REPORT ARE THE YEARS ENDED MAY 31, 2009 THROUGH 2012. INTEREST AND PENALTIES INCURRED, IF ANY, RELATED TO ANNUAL FORM 990 OR UNRELATED BUSINESS INCOME TAX FILINGS ARE REPORTED WITHIN MANAGEMENT AND GENERAL EXPENSES IN THE CONSOLIDATED STATEMENT OF ACTIVITIES." PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN SPLIT INTEREST -6,325. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN SPLIT INTEREST -6,325. PART XII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL-FUNDED FINANCIAL AID 7,364,215. DONOR-FUNDED FINANCIAL AID 915,165. PART XIII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL-FUNDED FINANCIAL AID 7,364,215. DONOR-FUNDED FINANCIAL AID 915,165. PART V, LINE 1A - THE BEGINNING BALANCE HAS BEEN ADJUSTED THIS YEAR TO TAKE INTO ACCOUNT A PRIOR PERIOD ADJUSTMENT FOR RESTATEMENT OF THE VALUE OF CERTAIN INVESTMENTS HELD BY THE ENDOWMENT FUND. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE POLICY STATES IN PART THAT STEPHENS COLLEGE DOES NOT DIS- CRIMINATE ON THE BASIS OF RACE, RELIGION, GEOGRAPHIC ORIGIN OR HANDICAP IN THE ADMINISTRATION OF ITS EDUCATIONAL & ADMISSION POLICIES, SCHOLARSHIPS & LOANS, & OTHER COLLEGE PROGRAMS. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE INSTITUTION RECEIVES FEDERAL ASSISTANCE FROM THE U.S. DEPARTMENT OF EDUCATION FOR STUDENT FINANCIAL AID UNDER THE PELL GRANT AND SUPPLEMENTARY EDUCATIONAL OPPORTUNITY GRANT. X X 1 WILSON-BENNETT TECHNOLOGIES INC 140 PROFESSIONAL DR STE 2 CABOT AR 72023 PHONE SOLICITATION 0 61492 12693 48799 PURSUANT PO BOX 203421 DALLAS TX 753203421 EMAIL SOLICITATION 0 42341 61867 -19526 103833 74560 29273 MO DE ID IN IA MT NE NV SD TX VT WY 1 INSTITUTIONAL FUNDED FINANCIAL AID FOR STUDENTS ATTENDING STEPHENS COLLEGE 414 7364215 DONOR FUNDED FINANCIAL AID FOR STUDENTS ATTENDING STEPHENS COLLEGE 113 915165 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE COLLEGE BASES AWARDS ON FINANCIAL AID BY SEVERAL CRITERIA; MERIT, NEED, PERFORMANCE, EMPLOYEE DISCOUNT, ATHLETIC, FEDERAL FUNDED AND OTHER AID. ONLY STUDENTS CURRENTLY ENROLLED IN CLASSSES ARE AWARDED AID. X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 DIANNE LYNCH 260923 0 0 0 0 0 0 0 26095 0 287018 0 0 0 PART I, LINE 1A DISCRETIONARY SPENDING ACCOUNT: THE DISCRETIONARY SPENDING ACCOUNT IS FOR COLLEGE EXPENSES AND ONLY FOR DONATIONS RECEIVED THAT ARE RESTRICTED TO THE PRESIDENTIAL DISCRETIONARY ACCOUNT. THE PRESIDENT IS PROVIDED WITH A HOUSE ON CAMPUS WHERE RECEPTIONS, MEETINGS AND EVENTS ARE HELD. X 14 115661 AVERAGE OF HIGH AND LOW X HORSES 13 6500 NORMALLY $500 PER HORSE 0 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE ORGANIZATION HAS AN ACCOUNT WITH UBS THAT IS USED TO ACCEPT AND SELL STOCK GIFTS. FORM 990, PART VI, SECTION A, LINE 2 VICKI RUSSELL AND HENRY WATERS III - FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS MADE AVAILABLE TO ALL TRUSTEES. THE FORM 990 IS FORMALLY REVIEWED BY THE FINANCE COMMITTEE BEFORE SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C WHEN MANAGEMENT KNOWS OF A CONFLICT OF INTEREST, MANAGEMENT AGGRESSIVELY MONITORS PAYMENTS MADE TO AND TRANSACTIONS WITH THE ENTITIES IN QUESTION. PRESIDENT DIANNE LYNCH'S SALARY WAS MOST RECENTLY DETERMINED AND APPROVED IN MAY 2009 USING COMPARABILITY DATA COMPILED BY AN OUTSIDE CONSULTANT AS WELL AS THE COLLEGE'S ATTORNEY. NO CHANGES HAVE TAKEN PLACE SINCE THAT TIME. FORM 990, PART VI, SECTION C, LINE 19 THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON THE STEPHENS COLLEGE WEBSITE. THE FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS ARE AVAILABLE BY REQUEST FROM THE PRESIDENT'S OFFICE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 213,652. PRIOR PERIOD ADJUSTMENTS: -995,714. CHANGE IN SPLIT INTEREST -6,325. TOTAL TO FORM 990, PART XI, LINE 5: -788,387. FORM 990, PART XII, LINE 2C: THE PROCESS FOR OVERSIGHT OF THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. STEPHENS COLLEGE ENDOWMENT FOUNDATION 1200 EAST BROADWAY COLUMBIA MO 65215 201117521 TO RECEIVE, INVEST, AND MANAGE ENDOWMENT FUNDS FOR STEPHENS COLLEGE. MO 501(C)(3) 509(A)(3) STEPHENS COLLEGE 1 0 0 1 1 0 0 0 0 0 1 1 0 1 0 0 0 1 0 STEPHENS COLLEGE ENDOWMENT FOUNDATION C 1350007 ACTUAL STEPHENS COLLEGE ENDOWMENT FOUNDATION J 540921 ACTUAL STEPHENS COLLEGE ENDOWMENT FOUNDATION Q 147197 ACTUAL STEPHENS COLLEGE ENDOWMENT FOUNDATION D 654785 ACTUAL