2013-03-25T14:40:25-05:00 2012-06-30 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2011-07-01 208084828 CENTER FOR A NEW AMERICAN SECURITY INC CENT 2024579400 1301 PENNSYLVANIA AVENUE NW NO 403 WASHINGTON DC 20004 RICHARD FONTAINE 2024579400 2013-03-16 1 5712279500 2011 2016-02-25 16:41:14Z RICHARD FONTAINE 1301 PENNSYLVANIA AVENUE NW NO 403 WASHINGTON DC 20004 5337335 0 X WWW.CNAS.ORG X 2006 DE DEVELOP NAT'L SECURITY & DEFENSE POLICIES THAT PROMOTE & PROTECT AMERICAN INTERESTS AND VALUES. 15 13 55 14 0 0 5846959 4880456 205914 456879 147 0 0 0 6053020 5337335 0 0 0 0 2913909 3272297 115072 89951 732613 2208686 2850268 5237667 6212516 815353 -875181 2142123 1894692 349476 977667 1792647 917025 X THE MISSION OF THE CENTER FOR A NEW AMERICAN SECURITY (CNAS) IS TO DEVELOP STRONG, PRAGMATIC AND PRINCIPLED NATIONAL SECURITY AND DEFENSE POLICIES. BUILDING ON THE EXPERTISE AND EXPERIENCE OF ITS STAFF AND ADVISORS, CNAS ENGAGES POLICYMAKERS, EXPERTS AND THE PUBLIC WITH INNOVATIVE, FACT-BASED RESEARCH, IDEAS AND ANALYSIS TO SHAPE AND ELEVATE THE NATIONAL SECURITY DEBATE. A KEY PART OF OUR MISSION IS TO INFORM AND PREPARE THE NATIONAL SECURITY LEADERS OF TODAY AND TOMORROW. 0 0 1621021 0 38373 FUTURE OF DEPARTMENT OF DEFENSE: CNAS PROJECTS ON U.S. MILITARY FORCES AND OPERATIONS GO BEYOND THE BATTLE FIELD AND EXAMINE THE FORCE STRUCTURE, ROLES, MISSIONS, AND OVERALL HEALTH AND WELLNESS OF AMERICA'S MILITARY TO HELP ENSURE OUR FORCES ARE PREPARED FOR THE DEMANDS OF 21ST CENTURY CONFLICT. 1585686 0 4234 REGIONAL FOCUS: THE UNITED STATES IS CONFRONTING A DYNAMIC AND COMPLEX STRATEGIC ENVIRONMENT THAT DEFIES NEAT CATEGORIZATION. THE RELATIONSHIPS BETWEEN ALLIES, FRIENDS, PARTNERS AND ADVERSARIES ARE FLUID. THE UNITED STATES HAS THE OPPORTUNITY TO SHAPE THIS ENVIRONMENT TO PROMOTE THE NATION'S SECURITY, BUT ALSO MUST BE PREPARED TO REACT TO CHANGING CIRCUMSTANCES. CNAS WILL FOCUS ON IMMEDIATE THREATS AND LONG TERM SECURITY CHALLENGES IN AFGHANISTAN, ASIA, IRAN, PAKISTAN AND THE MIDDLE EAST. 770737 0 175573 STRATEGY: CNAS HAS A RANGE OF EFFORTS AIMED AT HELPING POLICY MAKERS DEVELOP THE BEST NATIONAL SECURITY STRATEGY FOR THE NATION. 692091 0 137194 OUTREACH 184920 0 2281 GOVERNANCE - CNAS STUDIES THE EVER CHANGING GLOBAL SECURITY ENVIRONMENT AND ITS IMPLICATIONS FOR THE UNITED STATES. KEY TOPICS OF INTEREST INCLUDE THE RAPIDLY EVOLVING CHALLENGES OF CYBER SECURITY AND CYBER WARFARE AND THE FUTURE OF STRATEGIC COMPETITION IN THE GLOBAL COMMONS. 116218 0 99224 ENERGY: IN THE 21ST CENTURY, THE SECURITY OF NATIONS WILL INCREASINGLY DEPEND ON THE SECURITY OF NATURAL RESOURCES. IN AN EFFORT TO ADDRESS THIS PREMISE, CNAS HAS DEVELOPED A ROBUST PROGRAM TO STUDY ACCESS TO THESE RESOURCES AND THE POTENTIAL EFFECTS OF POLICIES RELATED TO RESOURCE CONSUMPTION, SCARCITY AND CLIMATE CHANGE. 993229 238699 4970673 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 37 0 55 1 0 0 0 0 0 0 0 0 0 0 X 15 13 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 0 0 CA CT IL MD MA MI NJ NY PA X ELLEN MCHUGH 2024579426 1301 PENNSYLVANIA AVENUE NW NO 403 WASHINGTON DC 20004 NATHANIEL C FICK 40.00 X X 217786 0 37432 DR RICHARD J DANZIG 2.00 X 40000 0 0 DR MADELEINE K ALBRIGHT 2.00 X 0 0 0 RICHARD L ARMITAGE 2.00 X 0 0 0 NORMAN R AUGUSTINE 2.00 X 0 0 0 DENIS A BOVIN 2.00 X 0 0 0 R NICHOLAS BURNS 2.00 X 0 0 0 MICHELE FLOURNOY 2.00 X 0 0 0 KAREN ELLIOTT HOUSE 2.00 X 0 0 0 DR LEO S MACKAY JR 2.00 X 0 0 0 WALTER PARKES 2.00 X 0 0 0 DR WILLIAM J PERRY 2.00 X 0 0 0 DR MITCHELL B REISS 2.00 X 0 0 0 PETER SCHWARTZ 2.00 X 0 0 0 DR JOHN WHITE 2.00 X 0 0 0 MICHAEL J ZAK 2.00 X 0 0 0 RICHARD FONTAINE 40.00 X 169357 0 29089 DR JOHN A NAGL 40.00 X 197732 0 34010 ELLEN MCHUGH 40.00 X 61667 0 10135 TIFFANY SIRC 40.00 X 54684 0 9378 DAVID BARNO 40.00 X 163887 0 28188 NORA BENSAHEL 40.00 X 110295 0 18819 PATRICK CRONIN 40.00 X 172936 0 29704 VENILDE JERONIMO 40.00 X 113302 0 19489 KRISTIN LORD 40.00 X 167732 0 28809 1469378 0 245053 9 0 1 0 NEW SIGNATURE IT CONSULTING 1101 NEW YORK AVE NW SUITE 675 WASHINGTON DC 20005 IT CONSULTANT 159873 CLIFTONLARSONALLEN LLP PO BOX 643637 CINCINNATI OH 45264 ACCOUNTING SERVICES 139483 2 142000 4738456 4880456 REIMBURSED EXPENSES 541900 325958 325958 MILITARY FELLOWS 541900 130000 130000 PUBLICATION SALES 541900 921 921 456879 5337335 456879 0 0 664456 268965 273221 122270 1808872 1384813 326176 97883 78663 56134 16637 5892 551847 393796 116716 41335 168459 120212 35629 12618 6865 3645 3220 147454 147454 89951 89951 643012 616944 26068 6350 6350 258348 129476 114770 14102 213810 9781 204029 343012 343012 300787 254669 6985 39133 511482 509228 185 2069 2014 2014 88029 88029 7719 7719 BAD DEBT 265462 113001 152461 BUSINESS REGISTRATION F 21201 2272 18929 HONORARIA 14911 14911 INDIRECT COST ALLOCATIO 0 1076128 -1211098 134970 19812 12620 6192 1000 6212516 4970673 509230 732613 341781 1368968 1581864 299716 23 10256 80879 99842 719609 629652 111623 89957 25953 25953 2142123 1894692 278696 432376 39413 512172 31367 33119 349476 977667 X 760814 71269 1031833 845756 1792647 917025 2142123 1894692 X -875181 -441 X 0 1 1 X 0 X 6363426 6150419 4321840 5846959 4880456 27563100 6363426 6150419 4321840 5846959 4880456 27563100 4541444 23021656 8860 1242 1184 11286 180 180 27574566 824867 0.83490 0.74030 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 37761 37761 0 478066 425028 53038 203782 166863 36919 89957 OBLIGATIONS UNDER CAPITAL LEASE 33119 33119 5337335 6212516 -875181 -441 -441 -875622 5451668 -441 114774 114333 5337335 0 5337335 6327290 114774 114774 6212516 0 6212516 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: CNAS FOLLOWS THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, CNAS MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE-LIKELY-THAN-NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT HAS EVALUATED THE CNAS'S TAX POSITIONS AND HAS CONCLUDED THAT CNAS HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE DISCLOSURE. GENERALLY, CNAS IS NO LONGER SUBJECT TO U.S. FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2009. X X X 1 JENNIFER SWANSON CONSULTING 1215 T STREET NW WASHINGTON DC 20009 FUNDRAISING CONSULTING 0 101000 89951 11049 101000 89951 11049 CA CT DC IL MD MA MI NJ NY PA X 1 1 X X X 0 0 0 0 0 0 0 0 0 NATHANIEL C FICK 217786 0 0 0 0 0 8684 0 28748 0 255218 0 0 0 RICHARD FONTAINE 169357 0 0 0 0 0 6734 0 22355 0 198446 0 0 0 DR JOHN A NAGL 197732 0 0 0 0 0 7909 0 26101 0 231742 0 0 0 DAVID BARNO 163887 0 0 0 0 0 6555 0 21633 0 192075 0 0 0 PATRICK CRONIN 172936 0 0 0 0 0 6877 0 22827 0 202640 0 0 0 KRISTIN LORD 167732 0 0 0 0 0 6668 0 22141 0 196541 0 0 0 PART I, LINE 1A NATHANIEL FICK, JOHN NAGL, AND TIFFANY SIRC; PATRICK CRONIN, RICHARD FONTAINE, DAVID BARNO, AND NORA BENASHEL - ALL EMPLOYEES RECEIVE REIMBURSEMENT FOR 50% OF HEALTH CLUB DUES; NON-TAXABLE COMPENSATION DR RICHARD J DANZIG BOARD CHAIR 93984 CONSULTING AGREEMENT WITH CNAS TO SERVE AS A PROJECT CONSULTANT. THE CONSULTING RELATES TO HIS SPECIALIZED EXPERTISE IN TERRORISM AND BIO-TERRORISM. 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO MEETING. DURING THE MEETING, THE FORM 990 WAS DISCUSSED, REPORTED ON BY THE AUDIT COMMITTEE, AND VOTED UPON. THE AUDIT COMMITTEE WILL PRESENT THE FORM 990 TO THE BOARD OF DIRECTORS AT THE MEETING IN MAY, 2013. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY THROUGH INTERACTION WITH BOARD MEMBERS, OFFICERS, AND STAFF. SHOULD A POTENTIAL CONFLICT OF INTEREST ARISE, IT IS BROUGHT TO THE ATTENTION OF FIRST THE OFFICERS, THE CHAIRMAN OF THE BOARD, AND THE BOARD AS A WHOLE. ANY CONFLICTS ARE DETERMINED AND RESOLVED AT THE LOWEST LEVEL NECESSARY BY REMAINING INDIVIDUALS ON THE BOARD OR COMMITTEE WHO DO NOT HAVE A MATERIAL INTEREST IN THE MATTER. AN INDIVIDUAL WITH A CONFLICT DOES NOT PARTICIPATE IN OR BE PRESENT DURING THE DELIBERATION OF THE MATTER UNDER DISCUSSION AND IS INELIGIBLE TO VOTE. THE MINUTES OF THE MEETING DOCUMENT ALL PROCEEDINGS RELATED TO CONFLICTS OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION FOR THE CEO IS REVIEWED AND APPROVED BY THE CHAIRMAN OF THE BOARD OF DIRECTORS. COMPARABLE DATA FROM SIMILAR ORGANIZATIONS IS USED IN THE DETERMINATION PROCESS. A FORMAL COMPENSATION COMMITTEE HAS BEEN ESTABLISHED TO REVIEW THE COMPENSATION FOR THE CEO. THIS PROCESS WAS LAST UNDERTAKEN IN 2012. COMPENSATION FOR OTHER OFFICERS IS REVIEWED AND APPROVED BY THE CEO. COMPARABLE DATA FROM SIMILAR ORGANIZATIONS IS USED IN THE DETERMINATION PROCESS. THIS PROCESS WAS LAST UNDERTAKEN IN 2012. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -441.