2013-02-15T09:45:53-06:00 2012-06-30 410746749 CLIFTONLARSONALLEN LLP 220 SOUTH SIXTH STREET SUITE 300 MINNEAPOLIS MN 55402 990 2011-07-01 411302487 CATHOLIC CHARITIES OF THE ARCHDIOCESE OF ST PAUL AND MINNEAPOLIS CATH 6122048500 1200 SECOND AVENUE SOUTH MINNEAPOLIS MN 55403 TIM MARX 6122048500 2013-01-25 1 KRISTIN L SCHMIDT P01487323 6123764500 2011 2016-02-25 16:41:14Z TIM MARX 1200 SECOND AVENUE SOUTH MINNEAPOLIS MN 55403 50454084 0 0928 X WWW.CCTWINCITIES.ORG X 1977 MN A SOCIAL SERVICE ORGANIZATION DEDICATED TO SERVING THOSE MOST IN NEED. 42 41 653 7648 0 0 15947617 24692002 23337031 24007683 1276498 313162 201577 169011 40762723 49181858 2838505 2837028 0 0 22617155 23447681 32879 395231 1809963 13539255 14797495 39027794 41477435 1734929 7704423 62655680 71071907 15136883 20385099 47518797 50686808 X THE MISSION OF CATHOLIC CHARITIES IS TO SERVE THOSE MOST IN NEED. CATHOLIC CHARITIES HELPS INDIVIDUALS AND FAMILIES REACH THEIR FULL HUMAN POTENTIAL AS WE CALL FOR JUSTICE IN THE COMMUNITY. 1 0 16554763 2170914 11435470 HOUSING AND EMERGENCY SERVICES DIVISION:THE HOUSING AND EMERGENCY SERVICES DIVISION PROVIDES A CONTINUUM OF HOUSING TO SUPPORT YOUTH, FAMILIES AND SINGLE ADULTS IN RAMSEY AND HENNEPIN COUNTIES. DURING THE YEAR ENDED JUNE 30, 2012, THE DIVISION SERVED MORE THAN 1,100 PEOPLE PER NIGHT AND MORE THAN 22,000 PEOPLE DURING THE YEAR. SERVICES PROVIDED INCLUDE FOOD SHELVES, MEALS, HYGIENE, SHELTER, TRANSPORTATION ASSISTANCE, MEDICAL, PSYCHOLOGICAL AND CHEMICAL HEALTH SERVICES, AND JOB PLACEMENT SERVICES. 10858798 145534 8815832 CHILDREN'S SERVICES DIVISION:THE CHILDREN'S SERVICES DIVISION ADDRESSES COMPLEX NEEDS THROUGH RESIDENTIAL AND DAY TREATMENT PROGRAMS, EMERGENCY SHELTER, RUNAWAY AND HOMELESS YOUTH PROGRAMS, EARLY CHILDHOOD AND OUT-OF-SCHOOL-TIME PROGRAMS, AND MEDICAL CARE AND COMMUNITY OUTREACH. DURING THE YEAR ENDED JUNE 30, 2012, THE DIVISION SERVED MORE THAN 2,000 CLIENTS BETWEEN THE AGES OF 0 TO 22 YEARS OLD. DURING THIS PERIOD THE DIVISION PROVIDED EMERGENCY SHELTER AND INTAKE SERVICES FOR MORE THAN 1,000 CHILDREN REMOVED FROM THEIR HOMES BY SOCIAL SERVICES IN HENNEPIN COUNTY. 5427103 478580 3745128 FAMILY SERVICES DIVISION:THE FAMILY SERVICES DIVISION ASSISTS CLIENTS THROUGH A VARIETY OF SERVICES INCLUDING, ADOPTION, PRENATAL AND PARENTING, A PRENATAL MEDICAL CLINIC, AGING, MIGRATION AND REFUGEE, ANTI-TRAFFICKING, HISPANIC OUTREACH, AND COUNSELING, WHICH INCLUDES AN OVERNIGHT TELEPHONE CRISIS RESPONSE PROGRAM FOR THE LOCAL COUNTY. THE DIVISION PROVIDES CULTURALLY SPECIFIC AND ACCESSIBLE SERVICES, INCLUDING TRANSLATION SERVICES TO PEOPLE WHO FACE FINANCIAL AND OTHER BARRIERS. DURING THE YEAR ENDED JUNE 30, 2012, THE DIVISION SERVED A TOTAL OF 7,478 CLIENTS. 589899 42000 11253 ADVOCACY DIVISION:DURING THE YEAR ENDED JUNE 30, 2012, ADVOCACY FOCUSED ON PROTECTING STATE FUNDING FOR SAFETY NET PROGRAMS THAT PROVIDE BASIC SERVICES TO THE MOST VULNERABLE MEMBERS OF OUR STATE. ADVOCACY STAFF, AS PART OF A COALITION, WORKED TO ENSURE THAT CONTRACTORS WORKING ON PUBLIC CONSTRUCTION PROJECTS (INCLUDING THE STADIUM) REFLECT THE COMMUNITY SERVED BY TAXPAYER DOLLARS, PURSUANT TO AFFIRMATIVE ACTION GOALS IN GOVERNMENT CONTRACTING.EDUCATIONAL ACTIVITIES INCLUDED AN EMPHASIS ON VOTER ID, TANF WAIVER PROCESS, AND ASSISTING COMMUNITY GROUPS IN DEVELOPING A GREATER CAPACITY FOR CIVIL CIVIC ENGAGEMENT ON CONTROVERSIAL ISSUES. 589899 42000 11253 33430563 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 1 647 0 653 1 0 0 0 0 0 1 1 0 0 0 0 X 42 41 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 MN X X DIANA VANCE-BRYAN VPCHIEF ADMINISTRATIVE OFFICER 6122048500 1200 SECOND AVENUE SOUTH MINNEAPOLIS MN 55403 MOST REV JOHN C NIENSTEDT 1.00 X X 0 0 0 TIM MARX 40.00 X X 152333 0 10610 DARRELL R TUKUA 1.00 X 0 0 0 LAURA M KING 1.00 X 0 0 0 ELLEN L ABELN MD 1.00 X 0 0 0 DAVID A ALBORNOZ 1.00 X 0 0 0 JAROD ALLERHEILIGEN 1.00 X 0 0 0 JAMES S ANDERSON 1.00 X 0 0 0 LISA M BRABBIT 1.00 X 0 0 0 PETER W CARTER 1.00 X 0 0 0 JOSEPH CAVANAUGH 1.00 X 0 0 0 JAN CONLIN 1.00 X 0 0 0 TIMOTHY M CONNELLY 1.00 X 0 0 0 DOUGLAS C COOLEY 1.00 X 0 0 0 KATHLEEN M COONEY 1.00 X 0 0 0 IRIS H CORNELIUS PHD 1.00 X 0 0 0 JOHN W KELLY 1.00 X 0 0 0 CARLTON R CRONIN 1.00 X 0 0 0 TERRANCE R DOLAN 1.00 X 0 0 0 ANN C DAYTON 1.00 X 0 0 0 RICHARD R ENGLER 1.00 X 0 0 0 JULIE GEREND 1.00 X 0 0 0 PHILIP S GOLDMAN 1.00 X 0 0 0 DELORES HENDERSON 1.00 X 0 0 0 THOMAS M HUBLER 1.00 X 0 0 0 EDWARD KOCOUREK 1.00 X 0 0 0 PAUL KOLLITZ 1.00 X 0 0 0 REV PETER LAIRD 1.00 X 0 0 0 BRIDGET SPERL 1.00 X 0 0 0 RICHARD MARTINEZ 1.00 X 0 0 0 DONAL MULLIGAN 1.00 X 0 0 0 JANE MCDONALD BLACK 1.00 X 0 0 0 DR SAMUEL L MYERS JR 1.00 X 0 0 0 VIVIAN JENKINS NELSEN 1.00 X 0 0 0 LAURA M NEWINSKI 1.00 X 0 0 0 MARIE C PILLAI 1.00 X 0 0 0 SCOTT J POLLEI 1.00 X 0 0 0 DANIEL RILEY 1.00 X 0 0 0 MICHAEL R ROBLES 1.00 X 0 0 0 JAMES ROCKWELL 1.00 X 0 0 0 KATE S ROEHL 1.00 X 0 0 0 KATHLEEN SANBERG 1.00 X 0 0 0 RACHAEL M SCHERER CFA 1.00 X 0 0 0 JESSICA O SORENSEN 1.00 X 0 0 0 DAVID R SPROSTY 1.00 X 0 0 0 NOELLE P TURNER 1.00 X 0 0 0 MARK D VANGSGARD 1.00 X 0 0 0 THOMAS J WOESSNER 1.00 X 0 0 0 PATRICIA S WILDER 40.00 X 195087 0 12137 BRENDA YOUNGER 40.00 X 140291 0 10617 MARY ANN SULLIVAN 40.00 X 110509 0 30282 TIMOTHY BENZ 40.00 X 128193 0 27312 LAWRENCE PRIBYL 40.00 X 119197 0 19622 THERESA SARFF 40.00 X 115474 0 21413 ELIZABETH KNIGHT 40.00 X 104032 0 13347 PAUL MARTODAM 40.00 X 165020 0 25395 1230136 0 170735 9 1 1 0 MEDICA PO BOX 1450 MINNEAPOLIS MN 554857958 EMPLOYEE HEALTH COVERAGE 3375562 C&C FOOD SERVICES INC PO BOX 11571 MINNEAPOLIS MN 55411 FOOD SERVICE 495077 T2 COMMERCIAL CLEANING LLC PO BOX 141044 MINNEAPOLIS MN 55414 JANITORIAL 454956 RUSS REID 2 N LAKE AVE PASADENA CA 91101 FUNDRAISING SERVICES 370261 INCOMPASS IT 300 SECOND ST NW ST PAUL MN 55112 IT SERVICES 260456 20 2704878 5700 1634570 20346854 3594933 24692002 PROGRAM SERVICE REV 624100 22830249 22830249 HOUSING INCOME 531110 1177434 1177434 24007683 716646 716646 187859 61975 125884 125884 125884 757857 368462 792879 389395 -792879 -403484 -403484 36000 5700 48910 -12910 -12910 MISCELLANEOUS REVENUE 900099 56037 56037 56037 49181858 24007683 0 482173 42000 42000 2795028 2795028 495622 133861 361761 269263 269263 17836891 14630524 2375384 830983 635928 497535 102775 35618 2930281 2347671 452267 130343 1279696 1096783 122790 60123 477 477 70788 70788 395231 395231 33250 33250 3053924 2395791 615185 42948 213310 5353 89811 118146 507634 251140 211925 44569 923977 534642 373459 15876 2042007 1691679 284505 65823 256816 194567 51808 10441 121733 41190 68784 11759 154521 89152 65369 28575 28575 2820395 2367318 450284 2793 95429 82603 10488 2338 FOOD 2796752 2796723 0 29 PROGRAM SUPPLIES 973018 971927 485 606 JANITORIAL/MAINT SUPPLI 269807 267751 2056 0 BAD DEBT EXPENSE 114139 114139 320943 83186 195420 42337 41477435 33430563 6236909 1809963 9446 8987 3955503 7375730 1626568 1985402 3245413 3618488 785017 782474 47495724 27080275 17696819 20415449 31715175 33117632 3516489 3667086 105250 100659 62655680 71071907 4153705 4451955 104454 19199 5618910 7949500 5259814 7964445 15136883 20385099 X 34050521 36472151 7648567 8587507 5819709 5627150 47518797 50686808 62655680 71071907 X 7704423 -4536412 X 0 1 1 X 1 1 X 17589336 17332088 15905177 15947617 24692002 91466220 17589336 17332088 15905177 15947617 24692002 91466220 803525 90662695 463865 815336 545440 887073 904505 3616219 193197 102693 115339 119786 56037 587052 95669491 105274032 0.94770 0.95380 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 1 1 0 1 6304 1 1336 0 1 1175 1 3209 0 12024 0 PART IV, SUPPLEMENTAL INFORMATION: CATHOLIC CHARITIES PARTICIPATED IN LOBBYING EFFORTS AT THE STATE LEVEL, INCLUDING EMAIL ACTION ALERTS ABOUT THE STATE BUDGET, THE HEALTH CARE REFORM PROVISIONS BEING CREATED IN MINNESOTA, HOUSING FUNDING INCLUDED IN THE BONDING BILL, AND EDUCATION ON THE PROPOSED PHOTO VOTER ID CONSTITUTIONAL AMENDMENT'S NEGATIVE IMPACT TO CATHOLIC CHARITIES' CLIENTS. CATHOLIC CHARITIES ALSO PROVIDED BRIEFINGS ON ITS LEGISLATIVE PRIORITIES AND MET WITH LEGISLATORS AND THE MINNESOTA DEPARTMENT OF HUMAN SERVICES TO INFORM THEM ABOUT THE IMPACT POTENTIAL BILLS WOULD HAVE ON CLIENTS SERVED. 4854319 34575 -41750 107845 4739299 4300094 67163 586871 99809 4854319 3959773 70387 356892 86958 4300094 4398252 100000 -294757 243722 3959773 0.00000 1.00000 0.00000 1 0 87432 2455321 2542753 412568 37947854 22826141 15534281 1338446 1262402 76044 5254103 2991732 2262371 20415449 CASH SURRENDER VALUE OF LIFE INSURANCE 82819 F PARTNERSHIPS 488026 F INTEREST IN SPLIT INTEREST AGREEMENTS 3096241 F 3667086 OBLIGATIONS OF SPLIT-INTEREST AGREEMENTS 2828095 ACCRUED PENSION LIABILITY 5019950 ASSET RETIREMENT OBLIGATION 116400 7964445 49181858 41477435 7704423 -1358162 -3178250 -4536412 3168011 49073377 181616 815944 997560 48075817 1106041 1106041 49181858 41769936 181616 110885 292501 41477435 0 41477435 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ORGANIZATION HAS ADOPTED AN ENDOWMENT INVESTMENT POLICY INTENDED TO MAINTAIN THE PURCHASING POWER OF THE CURRENT ASSETS AND ALL FUTURE CONTRIBUTIONS, MAXIMIZE RETURN WITHIN REASONABLE AND PRUDENT LEVELS OF RISK, AND MAINTAIN AN APPROPRIATE ASSET ALLOCATION, BASED ON A TOTAL RETURN POLICY COMPATIBLE WITH A FLEXIBLE SPENDING POLICY. TO ACHIEVE THESE OBJECTIVES, THE ORGANIZATION FOLLOWS AN ASSET DIVERSIFICATION PLAN, SETS PERFORMANCE BENCHMARKS FOR INVESTMENT MANAGERS, AND HAS ESTABLISHED VARIOUS ASSET QUALITY AND LIMITATIONS THRESHOLDS. THE ORGANIZATION HAS AN ANNUAL DISTRIBUTION POLICY THAT ALLOWS FOR DISTRIBUTIONS EQUAL TO 5% OF A 60-MONTH ROLLING AVERAGE OF THE ENDOWMENT FUND BALANCE, AS MEASURED ON MARCH 31 OF EACH YEAR. IN ESTABLISHING THIS POLICY, THE ORGANIZATION CONSIDERED THE LONG-TERM EXPECTED RETURN ON ITS ENDOWMENT. IT IS INTENDED THAT THE DISTRIBUTIONS WILL NOT REDUCE THE VALUE OF THE ENDOWMENT BELOW DONOR CONTRIBUTIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE ORGANIZATION HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS A PUBLIC CHARITY UNDER THE INTERNAL REVENUE CODE AND CHARITABLE CONTRIBUTIONS BY THE DONORS ARE TAX DEDUCTIBLE. CCSPM-I, LLC IS A DISREGARDED ENTITY FOR INCOME TAX PURPOSES. THE ORGANIZATION HAS NO CURRENT OBLIGATION FOR UNRELATED BUSINESS INCOME TAX. THE ORGANIZATION'S FEDERAL AND STATE TAX RETURNS ARE POTENTIALLY OPEN FOR EXAMINATIONS FOR THE YEARS 2008-2011. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN INTEREST IN SPLIT INTEREST AGREEMENTS -51,359. CHANGE IN MINIMUM PENSION LIABILITY -3,126,891. TOTAL TO SCHEDULE D, PART XI, LINE 8: -3,178,250. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN INTEREST IN SPLIT INTEREST AGREEMENTS -51,359. INVESTMENT SPENDING ALLOCATION 756,418. RENTAL EXPENSES 61,975. SPECIAL EVENT EXPENSE 48,910. PART XII, LINE 4B - OTHER ADJUSTMENTS: REALIZED GAIN ON INVESTMENTS 389,395. INTEREST AND DIVIDENDS 716,646. PART XIII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSE 48,910. RENTAL EXPENSES 61,975. X X X X X X X 1 RUSS REID TWO N LAKE AVE 600 PASADENA CA 91101 DIRECT MAIL SOLICITATION/ACQUISITION 0 810009 383684 426325 ARIA COMMUNICATIONS 717 W SAINT GERMAIN ST SAINT CLOUD MN 56301 TELE-FUNDRAISING/NOTE CARD SOLICITATION 0 12399 11547 852 822408 395231 427177 MN ANNUAL DINNER 41700 5700 36000 33202 575 15133 41700 5700 36000 33202 575 15133 48910 -12910 1 HOPE COMMUNITY INC 611 E FRANKLIN AVE MINNEAPOLIS MN 55404 411292817 501(C)(3) 13500 0 N/A N/A STAFF SALARIES TO SUPPORT ORGANIZING AND LEADERSHIP DEVELOPMENT. ST STEPHEN'S HUMAN SERVICES 2211 CLINTON AVE S MINNEAPOLIS MN 55404 010639118 501(C)(3) 15000 0 N/A N/A STAFF SALARIES TO SUPPORT ORGANIZING AND LEADERSHIP DEVELOPMENT. CITIZENS LEAGUE 555 N WABASHA ST 240 SAINT PAUL MN 55102 410722696 501(C)(3) 13500 0 N/A N/A STAFF SALARIES TO SUPPORT ORGANIZING AND LEADERSHIP DEVELOPMENT. 3 0 SPECIFIC ASSISTANCE TO INDIVIDUALS 31478 2795028 0 N/A N/A PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE GRANTS REPORTED ARE "PASS-THROUGH" FUNDS AND ARE NOT DONOR CONTRIBUTIONS. CATHOLIC CHARITIES REQUIRES SEMI-ANNUAL AND ANNUAL REPORTING FROM RECIPIENT ORGANIZATIONS. X X X X 1 1 0 0 0 0 0 0 0 TIM MARX 131582 0 0 0 20751 0 0 0 10610 0 162943 0 0 0 PATRICIA S WILDER 117803 0 0 0 77284 0 6997 0 5140 0 207224 0 0 0 BRENDA YOUNGER 125569 0 0 0 14722 0 7354 0 3263 0 150908 0 0 0 TIMOTHY BENZ 127953 0 0 0 240 0 7108 0 20204 0 155505 0 0 0 PAUL MARTODAM 145236 0 0 0 19784 0 3992 0 21403 0 190415 0 0 0 PART I, LINES 4A-B PATRICIA S. WILDER - $76,609 - SEVERANCE PAYMENT THERE WERE NO CONTRIBUTIONS OR DISTRIBUTIONS DURING THE CALENDAR YEAR 2011 FOR THE 409(A) NON-QUALIFIED RETIREMENT PLAN. X 4197 ESTIMATED VALUE X 568189 ESTIMATED VALUE X 51 258734 STOCK MARKET QUOTES X 1913 2659751 PER POUND/PER SITTING X 1 5900 ESTIMATED VALUE X GIFT CARDS 76 50740 FACE VALUE X GAME/EVENT TICKETS 39 47422 FACE VALUE 2 0 1 1 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): SCHEDULE M, PART I, COLUMN (B) IS EQUAL TO THE TOTAL NUMBER OF CONTRIBUTORS. THIRD PARTY USE: PART I, LINE 32B: THE ORGANIZATION USES AN INVESTMENT BROKER TO PROCESS AND SELL DONATED SECURITIES. NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 THE FAMILY SERVICES DIVISION EXPANDED ITS AGING SERVICES PROGRAM FROM 11 TO 31 STAFF AND MOVED TO A MORE MOBILE OR COMMUNITY BASED WORK PROCESS. THE CHILDREN'S SERVICES DIVISION REOPENED ITS HOMELESS YOUTH STREET OUTREACH PROGRAM AND EXPANDED ITS SHELTER PROGRAM FOR HOMELESS YOUTH BY 12 BEDS. ADDITIONALLY, IT BEGAN A PERMANENT SUPPORTIVE HOUSING PROGRAM FOR HOMELESS YOUTH WHICH INCLUDES 11 SCATTERED SITE HOUSING UNITS. THE HOUSING AND EMERGENCY SERVICES DIVISION OPENED HIGHER GROUND, A SEVEN-STORY BUILDING WITH 251 SHELTER UNITS AND 85 PERMANENT SUPPORTIVE HOUSING UNITS, IN JUNE 2012. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE CONSISTS OF THE FOLLOWING INDIVIDUALS: THE BOARD CHAIR, THE CHAIR OF ALL STANDING BOARD COMMITTEES (EXCEPT THE AUDIT COMMITTEE), TWO AT-LARGE MEMBERS ELECTED BY THE BOARD FROM BOARD MEMBERSHIP, THE CHIEF EXECUTIVE OFFICER, AND WHEN APPLICABLE, THE BOARD CHAIR-ELECT. THE EXECUTIVE COMMITTEE HAS FULL AUTHORITY OF THE BOARD OF DIRECTORS IN THE MANAGEMENT OF CATHOLIC CHARITIES BETWEEN MEETINGS OF THE FULL BOARD. HOWEVER, THE EXECUTIVE COMMITTEE SHALL BE SUBJECT TO THE CONTROL AND DIRECTION OF THE BOARD AND SHALL REPORT TO THE BOARD REGARDING EXECUTIVE COMMITTEE ACTIONS UNDERTAKEN BETWEEN BOARD MEETINGS. THERE ARE CERTAIN POWERS OUTLINED IN CATHOLIC CHARITIES BYLAWS THAT ARE RESERVED FOR THE FULL BOARD AND NOT DELEGATED TO THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 11 THE INFORMATION IS PROVIDED TO THE AGENCY'S AUDIT FIRM TO COMPILE. THE COMPLETED DRAFT IS RETURNED TO MANAGEMENT FOR REVIEW. PRIOR TO FINAL APPROVAL, MEMBERS OF THE FINANCE AND ADMINISTRATION COMMITTEE, AUDIT COMMITTEE, AND THE EXECUTIVE COMMITTEE OF THE BOARD REVIEW THE DRAFT. THE REPORT IS ALSO MADE AVAILABLE TO EACH BOARD MEMBER FOR REVIEW AND COMMENT. AFTER COMMITTEES HAVE COMPLETED A REVIEW AND THE REPORT HAS BEEN MADE AVAILABLE FOR BOARD MEMBERS' REVIEW, THE FINAL FORM 990 IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH MEMBER OF THE BOARD OF DIRECTORS SIGNS THE "CONFLICT OF INTEREST" POLICY ANNUALLY. WHEN A CONFLICT EXISTS, THE CEO NOTIFIES THE BOARD CHAIR. THE CEO AND BOARD CHAIR DETERMINE WHETHER A CONFLICT EXISTS AND BRING THE DECISION TO THE BOARD. THE BOARD MAY OVERRULE AND VOTE ON THE MATTER (MEMBER WITH THE CONFLICT DOES NOT VOTE). LEGAL COUNSEL MAY BE CONSULTED IF APPROPRIATE. ALL PROCEEDINGS RELATED TO CONFLICTS OF INTEREST ARE DOCUMENTED IN THE MEETING MINUTES. A CONFLICT OF INTEREST POLICY FOR EMPLOYEES IS INCLUDED IN THE EMPLOYEE HANDBOOK AND EMPLOYEES SIGN THIS DOCUMENT WHEN THEY ARE HIRED. FORM 990, PART VI, SECTION B, LINE 15 THE WAGE RANGE FOR THE CEO POSITION AND ALL POSITIONS AT CATHOLIC CHARITIES ARE REVIEWED ON AN ANNUAL BASIS AND COMPARED TO EXTERNAL MARKET DATA. THE CHAIR OF THE BOARD COORDINATES THE EVALUATION PROCESS FOR THE CEO. THE PROCESS INCLUDES THE CEO AND VICE PRESIDENTS DEVELOPING ANNUAL GOALS. A MODIFIED 360 FEEDBACK PROCESS IS USED TO GATHER INFORMATION FROM VARIOUS STAKEHOLDERS (E.G., EXECUTIVE AND OTHER STAFF, PEERS, DIRECT REPORTS, BOARD MEMBERS, AND COMMUNITY LEADERS). FEEDBACK DATA IS SUMMARIZED AND PRESENTED BOTH VERBALLY AND IN WRITING. THE FINAL EVALUATION IS BASED ON FEEDBACK, PERSONAL AND AGENCY GOAL ACHIEVEMENT, AND FINANCIAL PERFORMANCE. SALARY ADJUSTMENTS ARE MADE IN LIGHT OF THE AGENCY COMPENSATION STRUCTURE. IN APRIL 2012 THE FIRM OF WALTER FLYNN AND ASSOCIATES CONDUCTED A WAGE STUDY OF ALL DIRECTOR LEVEL AND ABOVE POSITIONS AT CATHOLIC CHARITIES. THE DATA USED TO DETERMINE THE NEW RANGES WAS COMPRISED OF WAGE SURVEYS FROM THE FIRMS OF ABBOTT LANGER, ERI, AND THE NATIONAL SURVEY OF MIDDLE MANAGEMENT JOBS. THE STUDY WAS PRESENTED TO THE HR SUBCOMMITTEE OF THE BOARD OF DIRECTORS AND APPROVED FOR IMPLEMENTATION EFFECTIVE ON JULY 5, 2012 FOR THE CHIEF EXECUTIVE OFFICER AND THE VICE PRESIDENT OF FINANCE & ADMINISTRATION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. THE ORGANIZATION DOES NOT MAKE ITS CONFLICT OF INTEREST POLICY OR ITS GOVERNING DOCUMENTS AVAILABLE TO THE PUBLIC. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -1,358,162. CHANGE IN INTEREST IN SPLIT INTEREST AGREEMENTS -51,359. CHANGE IN MINIMUM PENSION LIABILITY -3,126,891. TOTAL TO FORM 990, PART XI, LINE 5: -4,536,412. CCSPM-I LLC 1200 SECOND AVENUE SOUTH MINNEAPOLIS MN 55403 411302487 INACTIVE MN 0 0 CATHOLIC CHARITIES OF THE ARCHDIOCESE OF ST PAUL AND MINNEAPOLIS VISITATION PLACE LIMITED PARTNERSHIP 1200 SECOND AVENUE SOUTH MINNEAPOLIS MN 55403 200306500 RENTAL MN N/A INVESTMENT -15 826185 0 1 0.00010 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0