2013-02-04T17:47:25-06:00 2012-09-30 930623286 AKT LLP 312 S JUNIPER STREET SUITE 100 ESCONDIDO CA 92025 990 2011-10-01 330189397 VETERANS MEDICAL RESEARCH FOUNDATION OF SAN DIEGO VETE 8586423070 3350 LA JOLLA VILLAGE DR BLDG 13 NO MC151A SAN DIEGO CA 92161 MS KERSTIN LYNAM 8586423070 2013-01-29 1 ELSA A ROMERO P00485021 7607461560 2013-02-01 2011 2016-03-07 17:11:31Z KERSTIN LYNAM 3350 LA JOLLA VILLAGE DR BLDG 13 NO MC151A SAN DIEGO CA 92161 25421861 0 X WWW.VRMF.ORG AND WWW.VMRF.NET X 1989 CA TO ENHANCE THE HEALTH OF VETERANS OF ALL GENERATIONS THROUGH RESEARCH AND EDUCATION. 15 13 318 1 0 0 19663203 19514700 5149496 5901247 11800 5914 -941 0 24823558 25421861 0 0 0 0 16480441 16867090 37608 21070 57588 9432073 8739568 25950122 25627728 -1126564 -205867 9010080 9626051 3886083 4707877 5123997 4918174 X HONORING MILITARY SERVICE WITH SCIENCE; OUR BENCH-TO-BEDSIDE APPROACH HAS LED TO BREAKTHROUGHS IN AREAS SUCH AS SHINGLES PREVENTION, HEART DISEASE, METABOLIC DISEASES AND GROUND BREAKING WORK ON POST-TRAUMATIC STRESS DISORDER. 0 0 2068380 2068380 DR. BAKER THE MARINE CORPS RESILIENCY STUDY II:THE MARINE CORPS RESILIENCY STUDY II (MRS-II), LED BY DR. D. BAKER, IS PRIMARILY WORKING ON IDENTIFYING THE INDIVIDUAL, SOCIAL, AND DEPLOYMENT FACTORS THAT PREDICT POST-DEPLOYMENT MENTAL HEALTH RESPONSE, PARTICULARLY POSTTRAUMATIC STRESS DISORDER (PTSD). IN ADDITION, THIS NOVEL RESEARCH STUDY INTEGRATES AND ANALYZES DATA ACROSS PSYCHOSOCIAL, PHYSIOLOGICAL AND BIOLOGICAL DOMAINS, TO ACCOMPLISH A MULTI-SYSTEM UNDERSTANDING OF THE PHENOMENOLOGY OF ADAPTATION TO STRESS. 747999 747999 DR. LANG ACCEPT & COMMIT THERAPY: THERE IS A STRONG NEED FOR EFFECTIVE TREATMENT OF THE COMPLEX ARRAY OF PROBLEMS THAT FOLLOW COMBAT, AND MANY VETERANS AND MILITARY PERSONNEL PREFER TO AVOID THE USE OF MEDICATIONS. THIS ACCEPTANCE AND COMMITMENT THERAPY (ACT) STUDY, DIRECTED BY DR. A. LANG, WILL DETERMINE IF THIS NEW AND PROMISING THERAPY FOR MILITARY SUFFERING FROM POSTTRAUMATIC STRESS DISORDER (PTSD), DEPRESSION, HEAD INJURIES, AND POST-CONCUSSIVE SYMPTOMS REDUCES VETERANS' DEPLOYMENT-RELATED SYMPTOMS AND IMPROVES THEIR FUNCTIONING. FURTHERMORE, THE RESEARCHERS WILL ALSO EXAMINE THE ACCEPTABILITY OF ACT AND THE EXTENT TO WHICH IMPROVEMENTS ARE MAINTAINED AFTER TREATMENT. 726133 726133 DR. HAMMOND CARDIAC GENE TRANSFER PROGRAM PROJECT: CARDIAC GENE TRANSFER OF AC & MECHANISMS FOR EFFECTS PROGRAM, CONDUCTED BY DR. K. HAMMOND IS A CHRONIC HEART FAILURE GENE TRANSFER STUDY AND IS AIMED AT HELPING PATIENTS TO REGENERATE PROTEINS RESPONSIBLE FOR EFFICIENT HEART FUNCTIONS. THE ANTICIPATED STUDY RESULTS WILL LEAD TO A PROLONGED AND HEALTHIER LIFE FOR THE 5 MILLION CHRONIC HEART FAILURE PATIENTS IN THE USA ALONE. 16251752 2358735 THE VETERANS MEDICAL RESEARCH FOUNDATION OF SAN DIEGO, WHERE WE HONOR SERVICE WITH SCIENCE, IS THE REGION'S ONLY MEDICAL RESEARCH INSTITUTE DEDICATED TO VETERANS. WE FACILITATE WORLD-CLASS RESEARCH AT THE VA SAN DIEGO HEALTHCARE SYSTEM THAT PROVIDES IMPROVEMENTS FOR VETERANS' HEALTHCARE. WHILE FOCUSED ON VETERANS, OUR MEDICAL ADVANCES EXTEND TO THE ENTIRE POPULATION AND RAISE THE STANDARD OF CARE FOR EVERYONE. 16251752 2358735 19794264 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 102 0 1 318 1 0 0 0 0 0 0 0 0 0 0 X 15 13 0 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X BARBARA DOVENBARGER CFO 8585528585 3350 LA JOLLA VILLAGE DRIVE BLDG 13 SAN DIEGO CA 92161 X ROGER SPRAGG 1.00 X X 18000 0 1800 FRANCIS GABBAI 1.00 X X 0 0 11180 ELAINE MUCHMORE 1.00 X X 0 0 0 PHIL JELSMA 1.00 X X 0 0 0 ROBERT ENGLER 1.00 X 0 0 0 GARY FIRESTEIN 1.00 X 0 0 0 JEFFREY GERING 1.00 X 0 0 0 IRMA GIGLI 1.00 X 0 0 0 ROBERT HALDER 1.00 X 0 0 0 PETER HEKMAN 1.00 X 0 0 0 TODD LEIGH 1.00 X 0 0 0 GERHARD SCHULTEIS 1.00 X 0 0 0 ROBERT SMITH 1.00 X 0 0 0 TAMARA WALL 1.00 X 0 0 0 KEN JORDAN 1.00 X 0 0 0 KATHLEEN KIM 1.00 X 0 0 0 KERSTIN LYNAM 40.00 X 257114 0 40789 MARIA SITTMANN 40.00 X 145258 0 26129 BARBARA DOVENBARGER 40.00 X 170652 0 18893 ROBERT MILLINGTON 40.00 X 129443 0 18965 TAMI PENNER 25.00 X 108624 0 19600 RUTH HARBECKE 40.00 X 102694 0 25960 ALMA CANETE 40.00 X 104376 0 23462 1036161 0 186778 7 0 1 0 MONOGRAM BIOSCIENCES INC 345 OYSTER POINT BLVD SAN FRANCISCO CA 94080 CLINICAL LABORATORY SERVICES 204135 REGENTS OF THE UNIVERSITY OF CALIFORNIA 9500 GILMAN DRIVE LA JOLLA CA 92093 RESEARCH SERVICES 149341 JUDY PAGE 127 SALTILLO COURT SOLANA BEACH CA 92075 CLINICAL TRIAL SERVICES 119925 3 19458202 56498 19514700 RECHARGE INCOME 541700 2262966 2262966 CLINICAL RESEARCH REVE 541700 2239572 2239572 GRANT REVENUE 541700 1152608 1152608 OTHER INCOME 541700 246101 246101 5901247 5914 5914 25421861 5901247 0 5914 X 683966 669031 14935 13955570 11530004 2410405 15161 593102 381049 210658 1395 896984 630294 264734 1956 737468 514767 220898 1803 1124756 377765 747381 -390 151188 4650 146538 46200 46200 1385 1385 21070 21070 3247235 3070135 177100 31813 30956 13 844 2302698 2125563 177033 102 368012 210579 156984 449 39034 5213 33821 254587 230405 24166 16 124055 124055 142023 72392 69559 72 216087 34337 181750 170937 170937 SALES TAX 207221 182503 24592 126 BAD DEBT RESERVE 104312 104312 0 0 POSTAGE AND FREIGHT 88669 75625 12995 49 OTHER EXPENSES 78611 51822 26789 0 40745 37838 2907 25627728 19794264 5775876 57588 629749 584259 3693956 2650000 862704 977273 1892831 3114032 115059 155062 15963 1560 88882 143388 7645038 6117332 1688611 1527706 22325 472771 9010080 9626051 1422282 1641056 2463801 3066821 3886083 4707877 X 4728452 4525237 395545 392937 5123997 4918174 9010080 9626051 X -205867 44 X X 0 1 1 X 1 1 X 19824574 18020788 19510411 19663203 19514700 96533676 19824574 18020788 19510411 19663203 19514700 96533676 96533676 72627 7097 5728 11800 5914 103166 27954 24380 52334 96689176 35294955 0.99840 0.99620 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 1385 1385 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: VMRF IS A MEMBER OF NAVREF (NATIONAL ASSOCIATION OF VETERAN RESEARCH & EDUCATION FOUNDATIONS), AIRI (ASSOCIATION OF INDEPENDENT RESEARCH INSTITUTES) AND CALIFORNIA CHAMBER OF COMMERCE AND A SMALL PORTION OF THE MEMBERSHIP AMOUNT IS ATTRIBUTED TO LOBBYING. 5747970 4722975 1024995 1897068 1394357 502711 1527706 25421861 25627728 -205867 44 44 -205823 25421905 44 44 25421861 0 25421861 25627728 0 25627728 0 25627728 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION RECOGNIZES ACCRUED INTEREST AND PENALTIES ASSOCIATED WITH UNCERTAIN TAX POSITIONS AS PART OF THE INCOME TAX PROVISION, WHEN APPLICABLE. THERE ARE NO AMOUNTS ACCRUED IN THE FINANCIAL STATEMENTS RELATED TO UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED SEPTEMBER 30, 2012. X X X X X X X 1 NUFFER SMITH AND TUCKER 707 BROADWAY 19TH FLOOR SAN DIEGO CA 92101 PUBLIC RELATIONS 0 0 13807 0 JACK V WARREN 3268 GOVERNOR DR 267 SAN DIEGO CA 92122 FUNDRAISING 0 0 7000 0 BIDDINGFORGOOD 100 CAMBRIDGE PARK DRIVE CAMBRIDGE MA 01240 FUNDRAISING 0 0 263 0 21070 CA X X X X 0 0 0 0 0 0 0 0 0 KERSTIN LYNAM 249614 0 7500 0 0 0 24596 0 16193 0 297903 0 0 0 MARIA SITTMANN 145258 0 0 0 0 0 15038 0 11091 0 171387 0 0 0 BARBARA DOVENBARGER 170652 0 0 0 0 0 17013 0 1880 0 189545 0 0 0 FORM 990, PART VI, SECTION A, LINE 7A THE VETERANS MEDICAL RESEARCH FOUNDATION BOARD OF DIRECTORS INCLUDES FOUR (4) MANDATORY BOARD MEMBERS REPRESENTING THE VA SAN DIEGO HEALTHCARE SYSTEM (VASDHS). THESE MEMBERS ARE THE VASDHS DIRECTOR, CHIEF OF STAFF, ASSOCIATE CHIEF OF STAFF FOR RESEARCH AND DEVELOPMENT, AND THE ASSOCIATE CHIEF OF STAFF FOR EDUCATION. ALL OF THESE VASDHS LEADERS ARE ULTIMATELY HIRED AND APPROVED BY THE DEPARTMENT OF VETERANS AFFAIRS VETERANS HEALTH ADMINISTRATION. FORM 990, PART VI, SECTION A, LINE 7B THE VETERANS MEDICAL RESEARCH FOUNDATION'S BOARD MEMBERS MUST BE SPECIFICALLY APPROVED BY THE DIRECTOR OF VASDHS. THE DIRECTOR OF THE VASDHS IS A VOTING MEMBER OF THE VMRF BOARD OF DIRECTORS AND HAS THE SAME VOTING RIGHTS AS ALL OTHER VOTING MEMBERS. FORM 990, PART VI, SECTION B, LINE 11 AFTER INITIAL REVIEW BY THE PRESIDENT AND CEO, CFO, AND THE CONTROLLER, THE AUDITORS REVIEW THE 990 WITH THE FINANCE COMMITTEE. THE 990 IS THEN DISTRIBUTED TO THE BOARD PRIOR TO FINAL APPROVAL BY THE PRESIDENT AND CEO. FORM 990, PART VI, SECTION B, LINE 12C MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS ARE REQUIRED TO COMPLETE AND SIGN A COI DISCLOSURE QUESTIONNAIRE(INCLUDING DISCLOSURE PERTAINING TO SPOUSE OR DEPENDENT CHILD(REN)) AND TO SIGN A VMRF COI AFFIRMATION OF COMPLIANCE STATEMENT. VMRF'S POLICY ON COI INCLUDES DISCLOSURE REQUIREMENTS, PROCEDURES FOR REVIEW OF POTENTIAL CONFLICTS AND ADDRESSING CONFLICTS OF INTERESTS, AS WELL AS PROVISIONS ON WHAT DISCIPLINARY ACTIONS TO TAKE IN CASE OF VIOLATIONS OF THE BOARD APPROVED COI POLICY. INTERESTED PARTIES WITH A POTENTIAL COI RE: PROPOSED ACTION, POLICY, OR TRANSACTION OF VMRF SHALL NOT PARTICIPATE IN ANY WAY OR BE PRESENT DURING THE DELIBERATION AND DECISION-MAKING FOR SUCH ACTION. ALL ANNUAL BOARD AND KEY EMPLOYEE DISCLOSURE FORMS ARE REVIEWED BY THE PRESIDENT AND CEO. IF THERE ARE CONFLICTS, THEY WILL BE MANAGED AS PER POLICY. THE PRESIDENT AND CEO'S DISCLOSURE IS REVIEWED BY THE BOARD CHAIRMAN AND IF RESEARCH RELATED, BY THE INSTITUTIONAL INDEPENDENT REVIEW BOARD. FORM 990, PART VI, SECTION B, LINE 15 SALARIES OF EXECUTIVE OFFICERS WERE REVIEWED AND RECOMMENDED FOR BOARD APPROVAL BY THE COMPENSATION COMMITTEE. SALARY REVIEWS INCORPORATE PERFORMANCE REVIEW RESULTS AND JOB SPECIFIC COMPARISON SALARY DATA FROM LIKE ORGANIZATIONS, AS WELL AS TWO NATIONAL SALARY SURVEYS. THE TO-BE-EVALUATED PERSON DOES NOT PARTICIPATE IN THE SALARY DISCUSSION OR DECISION MAKING PROCESS AND IS EXCUSED FROM THAT PART OF THE MEETING(S). THE BOARD CHAIRMAN IS THE ONLY PAID BOARD MEMBER AND THE CHAIRMAN'S HONORARIUM WAS BOARD APPROVED. FORM 990, PART VI, SECTION C, LINE 18 IT IS NOTED ON THE WEBSITE THAT THESE DOCUMENTS ARE AVAILABLE UPON REQUEST BY CONTACTING THE VMRF CFO. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES THE A133 AUDITED FINANCIALS AVAILABLE ONLY IF REQUIRED BY A GRANTOR. FORM 990, PART VII, SECTION A: BOARD MEMBERS: JEFFREY GERING, ELAINE MUCHMORE, GERHARD SCHULTEIS, ROBERT SMITH, AND KATHLEEN KIM ARE COMPENSATED BY THE VA SAN DIEGO HEALTHCARE SYSTEM (VASDHS) (AN UNRELATED ENTITY TO VETERANS MEDICAL RESEARCH FOUNDATION (VMRF)). AS PART OF THEIR OVERALL COMPENSATION AGREEMENT WITH THE VASDHS, SERVING ON THE BOARD AS A DIRECTOR OF VMRF IS INCLUDED. NO AMOUNTS ARE SPECIFICALLY ALLOCATED FOR THIS BOARD APPOINTMENT. BOARD MEMBER: GARY FIRESTEIN IS COMPENSATED BY UNIVERSITY OF CALIFORNIA SAN DIEGO (UCSD) (AN UNRELATED ENTITY TO VMRF). AS PART OF HIS OVERALL COMPENSATION AGREEMENT WITH UCSD, SERVING ON THE BOARD AS A DIRECTOR OF VMRF IS INCLUDED. NO AMOUNTS ARE SPECIFICALLY ALLOCATED FOR THIS BOARD APPOINTMENT. BOARD MEMBERS: PHIL JELSMA AND TODD LEIGH ARE COMPENSATED BY ATTORNEY FIRMS ENGAGED BY VMRF THAT ARE UNRELATED ENTITIES. AS PART OF THEIR OVERALL COMPENSATION AGREEMENTS WITH THOSE FIRMS, SERVING ON THE BOARD AS A DIRECTOR OF VMRF IS INCLUDED. NO AMOUNTS ARE SPECIFICALLY ALLOCATED FOR THIS BOARD APPOINTMENT. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 44. FORM 990, PART XII, LINE 2C: THERE ARE NO CHANGES FROM THE PRIOR YEAR.