2013-01-29T11:21:57-06:00 2012-06-30 840869721 EHRHARDT KEEFE STEINER & HOTTMAN PC 7979 E TUFTS AVENUE SUITE 400 DENVER CO 802372843 990 2011-07-01 840405254 DENVER DUMB FRIENDS LEAGUE DENV 3037515772 2080 S QUEBEC STREET DENVER CO 802313298 ROBERT D ROHDE 3037515772 2013-01-25 1 CRAIG R CHOUN P00173718 3037409400 2011 2016-02-25 16:41:14Z DUMB FRIENDS LEAGUE ROBERT D ROHDE 2080 S QUEBEC STREET DENVER CO 80231 34382289 0 X WWW.DDFL.ORG X 1910 CO ANIMAL WELFARE INCLUDING SHELTERING, PROMOTING THE HUMAN-ANIMAL BOND AND ADVOCATING. 22 22 252 1936 0 0 10568308 15349147 1865065 1901549 1929835 1662223 356512 605086 14719720 19518005 554876 260700 0 0 7441806 8377265 86062 83871 1979675 5035760 6256022 13118504 14977858 1601216 4540147 60279792 63113876 1142896 1608780 59136896 61505096 X WE ARE COMMITTED TO THE WELFARE OF ANIMALS. WE SHALL PROVIDE SHELTER AND CARE FOR ANIMALS. WE SHALL PROVIDE PROGRAMS AND SERVICES THAT ENHANCE THE BOND BETWEEN ANIMALS AND PEOPLE. WE SHALL BE ADVOCATES FOR ANIMALS... SPEAKING FOR THOSE WHO CANNOT SPEAK FOR THEMSELVES. 1 0 6146362 7700 1783831 SHELTER EXPENSES: RECEIVE, SHELTER, CARE FOR AND ADOPT ANIMALS. IN FY 2012, THE LEAGUE INCREASED ITS LIVE RATE RELEASE RATE FROM 80% TO 83 %. IT RECEIVED 24,195 LOST AND SURRENDERED PETS AT ITS TWO OPEN-ADMISSION SHELTERS, WHERE NO ANIMAL IS TURNED AWAY, INCLUDING 1,634 RECEIVED FROM OTHER SHELTERS. IT ADOPTED OUT 16,446 PETS AT ITS SHELTERS AND THROUGH ITS MOBILE ADOPTION UNIT, REUNITED 2,691 LOST PETS WITH OWNERS AND TRANSFERRED ANOTHER 714 FOR ALTERNATIVE PLACEMENTS. OF THE PETS ADOPTED, 8,751 HAD SPECIAL HEALTH AND/OR BEHAVIORAL NEEDS. IT NURTURED 2,946 YOUNG AND SICK PETS IN ITS FOSTER PROGRAM (450 DEDICATED INDIVIDUALS PROVIDED FOSTER CARE IN THEIR HOMES) AND HELPED 3,322 UNSOCIALIZED AND/OR TIMID SHELTER CATS, DOGS AND BUNNIES. PLEASE SEE SCHEDULE O FOR THE REMAINING NARRATIVE. 2624587 223073 VETERINARY SERVICES: PROVIDE NECESSARY MEDICAL CARE TO SHELTER ANIMALS, EXAMINE, EVALUATE AND VACCINATE ANIMALS BEFORE BEING PLACED UP FOR ADOPTION, SPAY OR NEUTER UNALTERED ADOPTED CATS AND DOGS, PERFORM OTHER NECESSARY SURGERIES, PROVIDE FREE TREATMENT TO ADOPTED ANIMALS FOR TWO WEEKS POST-ADOPTION. IN FY 2012, THE LEAGUE'S SURGEONS PERFORMED 7,994 SPAYS AND NEUTERS ON ADOPTABLE ANIMALS AT ITS TWO SHELTERS. DENTAL PROCEDURES INCREASED BY 64% TO 1,640. ITS HEALTH CARE TEAM CARED FOR 4,070 ANIMALS BROUGHT IN FOR FOLLOW-UP TREATMENT POST-ADOPTION. IT HOSPITALIZED 212 OF THESE ANIMALS FOR A TOTAL OF 1,055 DAYS. PLEASE SEE SCHEDULE O FOR THE REMAINING NARRATIVE. 1340663 3000 58578 COMMUNITY AND EDUCATIONAL SERVICES: TEACH LESSONS OF COMPASSION AND RESPECT TOWARD ALL LIVING CREATURES, PROVIDE EDUCATIONAL AND VOLUNTEER SERVICES TO THE COMMUNITY, ACT AS AN ADVOCATE FOR ANIMALS. IN FY 2012, THE LEAGUE MADE 25,634 IMPRESSIONS ON CHILDREN AND ADULTS THROUGH 787 HUMANE EDUCATION PROGRAMS (INCLUDING 18 SIX-WEEK ANIMAL ADVENTURE PROGRAMS AT 11 SCHOOLS), HELD 20 SESSIONS OF CRITTER CAMP FOR CHILDREN AND PRE-TEENS, PROVIDED 3 JUNIOR VOLUNTEER CLUBS, AND IT TAUGHT CONTINUING EDUCATION WORKSHOPS FOR TEACHERS. ITS 1,936 VOLUNTEERS PROVIDED 183,878 HOURS OF SERVICE. ITS ADVOCACY EFFORTS HELPED PASS HB-1125 IN THE COLORADO LEGISLATURE WHICH LIMITS THE TIME SEIZED ANIMALS SPEND IN IMPOUNDMENT AND REDUCES EXPENSES OF AGENCIES THAT PROVIDE CARE. PLEASE SEE SCHEDULE O FOR THE REMAINING NARRATIVE. 1169957 4700 HARMONY EQUINE CENTER: WELCOME HORSES AND OTHER EQUINE THAT HAVE BEEN REMOVED FROM THEIR OWNERS BY LAW ENFORCEMENT AUTHORITIES. THE CENTER SERVES AS AN INVALUABLE RESOURCE TO LOCAL AND STATE LAW ENFORCEMENT AGENCIES - IT ALLOWS THEM TO TAKE ON CASES THEY PREVIOUSLY COULD NOT, BECAUSE NOW THEY KNOW THEY HAVE A PLACE TO BRING THE ANIMAL VICTIMS AFTER THEY ARE REMOVED FROM THEIR OWNERS. THE LEAGUE WAS ABLE TO HELP 126 HORSES AND OTHER EQUINE IN THE FIRST EIGHT MONTHS OUR GATES WERE OPEN; AND, AT YEAR'S END, 38 HAD BEEN ADOPTED, TRANSFERRED TO PARTNER RESCUE ORGANIZATIONS OR RETURNED TO OWNERS. DOZENS MORE CONTINUED THEIR REHABILITATION, LEARNING BASIC GROUND MANNERS AS WELL AS MORE ADVANCED APPLICATIONS. 572937 250000 33792 INVESTIGATIVE SERVICES: INVESTIGATE REPORTS OF ANIMAL ABUSE, NEGLECT OR CRUELTY; EDUCATE THE PUBLIC REGARDING ANIMAL CRUELTY. IN FY '12 THE LEAGUE'S FOUR PEACE OFFICERS, WHO HAVE BEEN COMMISSIONED BY THE COLORADO BUREAU OF ANIMAL PROTECTION, RESPONDED TO 1,167 CASES OF CRUELTY, ABANDONMENT OR NEGLECT IN THE SEVEN-COUNTY METRO AREA. ALTHOUGH THE GOAL IS TO EDUCATE THE PEOPLE INVOLVED AND HELP THEM BRING THE CARE OF THEIR ANIMALS INTO COMPLIANCE WITH THE LAW, 119 OF THE CASES REQUIRED CORRECTION NOTICES, AND 5 SUMMONSES WERE ISSUED. ADDITIONALLY THE LEAGUE CONTRIBUTED $250,000 DURING FY '12 TO THE COLORADO HUMANE SOCIETY & S.P.C.A., INC., WHOSE PURPOSE IS TO INVESTIGATE ANIMAL CRUELTY (AND ASSIST LOCAL LAW ENFORCEMENT AGENCIES IN THEIR SUCH INVESTIGATIONS) IN 17 RURAL COLORADO COMMISSIONED COUNTIES. 1742894 250000 38492 11854506 1 1 0 1 0 0 0 0 0 0 1 1 0 0 0 1 0 1 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 26 0 252 1 0 0 0 0 0 1 1 0 0 0 1 0 X 22 22 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X JOHN NAGY 7202417086 2080 S QUEBEC STREET DENVER CO 802313298 X JANA BARTLIT 2.30 X X 0 0 0 CINDY BRABANDER 2.30 X X 0 0 0 KATHI BROCK 2.00 X 0 0 0 ED BRONFIN 2.00 X 0 0 0 NICOLE CALLAHAN 2.00 X 0 0 0 JACK DYBALSKI 2.00 X 0 0 0 DEBRA HOLTE 2.00 X 0 0 0 LARRY HUDDLESON 2.00 X 0 0 0 LORI KNUTSON 2.30 X X 0 0 0 SHELLEY MAGNESS 2.00 X 0 0 0 MARTY MAY 2.00 X 0 0 0 RYAN MCKIBBEN 2.00 X 0 0 0 CRAIG MILLS 2.30 X X 0 0 0 HAROLD PINE 2.00 X 0 0 0 BLANE PRESCOTT 2.00 X 0 0 0 PAUL RYAN 2.00 X 0 0 0 JOAN SAWYER 2.00 X 0 0 0 GINGER SAYOR 2.00 X 0 0 0 SCOTT STEVENS 2.30 X X 0 0 0 KATHY STRANDBERG 2.00 X 0 0 0 DEAN VICKSMAN 2.00 X 0 0 0 DALE WAGNER 2.00 X 0 0 0 ASHLEY WALD 2.30 X X 0 0 0 ROBERT D ROHDE 50.00 X 252310 0 18849 JOHN R NAGY 50.00 X 131416 0 14751 RICK GABRIELSON 50.00 X 123262 0 8997 THERESA GEARY 50.00 X 125469 0 6316 632457 0 48913 4 0 1 0 0 150948 1438799 13759400 5788456 15349147 SHELTER FEES 813312 1585642 1585642 SHELTER SVCS & CLASSES 813312 224377 224377 GOVT FEES & CONTRACTS 813312 81660 81660 RENT FROM PRGRM SVCS 813312 9870 9870 1901549 642001 642001 32064 32064 15505760 15200 14500738 0 1005022 15200 1020222 1020222 550819 1438799 214153 336666 336666 324218 149393 174825 174825 MISCELLANEOUS INCOME 900099 33931 33931 ADMINISTRATIVE SVCS 900099 27600 27600 61531 19518005 2103974 0 2064884 260700 260700 430888 229201 170331 31356 6584801 5599521 351258 634022 165738 110662 36390 18686 701545 616067 36851 48627 494293 412369 36077 45847 17599 11042 2599 3958 47300 47300 28861 28861 83871 83871 185357 185357 774009 581752 69387 122870 410372 274748 13980 121644 1947656 1169830 80865 696961 184241 140509 20258 23474 620988 608606 5197 7185 148136 121372 15018 11746 19982 13585 2340 4057 879724 847717 12193 19814 80569 61675 18894 VACCINES & DIAGNOSTICS 273755 273755 ANIMAL FOOD 244863 244863 DONOR & VOLUNTEER COSTS 137481 42672 94809 ANIMAL IDENTIFICATION 132913 132913 122216 72086 39382 10748 14977858 11854506 1143677 1979675 X 239905 114122 46936 78847 4684144 2675068 139399 14642 738294 410181 62603 52603 48305 42747 249591 220610 23177861 6674394 11502044 16503467 24513310 25129982 18117030 17861312 225072 203264 60279792 63113876 1142896 1608780 1142896 1608780 X 57784894 61027446 1126930 274386 225072 203264 59136896 61505096 60279792 63113876 X 4540147 -2171947 X X 0 1 1 X 0 X 10932631 8275860 17953182 10568308 15349147 63079128 10932631 8275860 17953182 10568308 15349147 63079128 14335620 48743508 637038 590445 550967 520673 674065 2973188 46877 48879 127082 144171 336666 703675 25306 38305 15020 14746 33931 127308 66883299 11661389 0.72880 0.76530 X SCHEDULE A, PART IV, SUPPLEMENTAL INFORMATION: SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 17142 30278 47420 12765406 12812826 790641 197660 0 0 628882 639463 713804 790641 2772790 4159185 16102 21809 48276 47420 133607 157221 159866 178451 197660 693198 1039797 11970 16402 18599 17142 64113 2568535 2568535 16368869 3941027 12427842 3849997 2719563 1130434 390460 13804 376656 16503467 ADDISON CLARK OFFSHORE FUND, LTD 2174194 F DAVIDSON KEMPNER INST PTNRS, LP 2134576 F WT CTF INTL SMALL CAP OPPORTUNITY 1142457 F MAVERICK STABLE FUND, LTD 1954121 F MAVERICK FUND, LTD 1616321 F STEADFAST INTERNATIONAL, LTD 1717521 F COAST DIVERSIFIED FUND, LLC 18262 F NEWPORT ASIA INST FUND, LP 1064575 F HOLOWESKO GLOBAL FUND, LTD 1716798 F OZ OVERSEAS FUND II, LTD 2179402 F BREVAN HOWARD CREDIT CATALYSTS FUND LIMITED 2143085 F 17861312 19518005 14977858 4540147 -2149032 140888 -2008144 2532003 17930702 -2149032 113548 917138 -1118346 19049048 185357 283600 468957 19518005 15398699 113548 776250 889798 14508901 185357 283600 468957 14977858 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: DDFL FOLLOWS THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ACCOUNTING STANDARD, WHICH REQUIRES THE ORGANIZATION TO DETERMINE WHETHER A TAX POSITION (AND THE RELATED TAX BENEFIT) IS MORE LIKELY THAN NOT TO BE SUSTAINED UPON EXAMINATION BY THE APPLICABLE TAXING AUTHORITY, BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION. DDFL BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN AND, AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE SIGNIFICANT TO THE FINANCIAL STATEMENTS. DDFL'S FEDERAL RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX (FORM 990) FOR THE PREVIOUS THREE YEARS IS SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE, GENERALLY FOR THE THREE YEARS AFTER IT WAS FILED. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF TRUSTS -22,915. NET INCOME FROM CHS 163,803. TOTAL TO SCHEDULE D, PART XI, LINE 8: 140,888. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF TRUSTS -22,915. CHS REVENUE 790,660. COST OF SALES OF INVENTORY 149,393. PART XII, LINE 4B - OTHER ADJUSTMENTS: CHS SERVICE FEES 33,600. CONTRIBUTION TO CHS 250,000. PART XIII, LINE 2D - OTHER ADJUSTMENTS: COST OF SALES OF INVENTORY 149,393. CHS EXPENSES 626,857. PART XIII, LINE 4B - OTHER ADJUSTMENTS: CHS SERVICE FEES 33,600. CONTRIBUTION TO CHS 250,000. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 13525247 0 0 0 0 0 0 13525247 0 13525247 1 0 1 1 0 0 X X X X X X 1 GRIZZARD COMMUNICATIONS GROUP INC SEE PART IV ATLANTA GA 30353 DIRECT MAIL SERVICES 0 1721812 76839 1644973 THE STELTER COMPANY SEE PART IV DES MOI IA 50322 NEWSLETTER & "GIFT PLANNING" WEBPAGE DESIGN 0 0 5084 0 1721812 81923 1644973 CO DOG WALK 1045831 742397 303434 99095 1919 70342 DOG HIKE 146137 116457 29680 14340 9725 6 797650 579945 217705 3235 15498 1989618 1438799 550819 116670 1919 95565 214154 336665 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE DENVER DUMB FRIENDS LEAGUE HAS AN AGREEMENT WITH GRIZZARD COMMUNICATION GROUP, INC. (GRIZZARD) TO PRODUCE AND DISTRIBUTE DIRECT MAIL. GRIZZARD CHARGES A SEPARATE "PACKAGE COST" WHICH INCLUDES PRINTING COSTS AS WELL AS PROFESSIONAL SERVICES. PER DISCUSSION WITH GRIZZARD, 20% OF THE PACKAGE COSTS RELATE TO MANAGEMENT AND STRATEGY FEES. NAME AND ADDRESS OF INDIVIDUAL FUNDRAISER SCHEDULE G, PART I, LINE 2 GRIZZARD COMMUNICATIONS GROUP, INC. - 229 PEACHTREE ST. NE, SUITE 1400, ATLANTA, GA 30353 THE STELTER COMPANY - 10435 NEW YORK AVE., DES MOINES, IA 50322 1 THE COLORADO HUMANE SOCIETY & SPCA INC 2080 SOUTH QUEBEC STREET DENVER CO 80231 800532236 501(C)(3) 250000 GENERAL OPERATING SUPPORT 1 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GENERALLY, THE LEAGUE IS NOT A GRANTMAKING ORGANIZATION. RATHER, ON OCCASION, THE LEAGUE GIVES DISCRETIONARY CONTRIBUTIONS TO SUPPORT SPECIFIC PROGRAM NEEDS OF OTHER 501(C)(3) NOT-FOR-PROFIT ORGANIZATIONS WITH SIMILAR MISSIONS - TO PROMOTE ANIMAL WELFARE AND IMPROVE THE STATUS OF COMPANION ANIMALS. THE LEAGUE IS A RELATED ENTITY TO THE COLORADO HUMANE SOCIETY & S.P.C.A., INC. X X X X X X 0 0 0 0 0 0 0 0 0 ROBERT D ROHDE 223046 0 10733 0 18531 0 9351 0 9498 0 271159 0 0 0 X 11 5622918 AVG FMV ON DATE OF GIFT X 106418 153908 WHOLESALE X 8 2130 PURCHASE PRICE X EQUIPMENT 3 8000 EST. FAIR VALUE X GREETING CARDS 270 1500 EST. FAIR VALUE 0 0 1 1 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): FOR ITEMS LISTED ON SCHEDULE M, DONATED SECURITIES ARE REPORTED BY THE NUMBER OF CONTRIBUTORS, FOOD INVENTORY IS BASED ON POUNDS OF FOOD RECEIVED, DRUGS AND MEDICAL SUPPLIES ARE BASED ON NUMBER OF SHIPMENTS RECEIVED, AND EQUIPMENT AND GREETING CARDS ARE BASED ON NUMBER OF CONTRIBUTED ITEMS. THIRD PARTY USE: PART I, LINE 32B: FOUR COMPANIES PROVIDE MANAGEMENT OF VEHICLE DONATION PROGRAMS TO THE LEAGUE WHERIN THE MANAGEMENT COMPANY PROVIDES AND PAYS FOR ALL PERSONNEL NEEDED TO PROCESS PAPERWORK (INCLUDING TITLES, RECEIPTS, DONOR ACKNOWLEDGEMENT LETTERS, FORM 1098 AND ACCOUNTING REPORTS), PROVIDES TOWING SERVICES AND SELLS VEHICLES AT PUBLIC AUCTION OR TO AUTO SALVAGE COMPANIES. ONE OF THE MANAGEMENT COMPANIES PROVIDES DDFL WITH THE COMPLETED FORM 1098'S FOR MAILING TO DONORS. NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 DURING FISCAL YEAR 2012, THE LEAGUE OPENED THE DUMB FRIENDS LEAGUE HARMONY EQUINE CENTER AS A SAFE HAVEN FOR COLORADO EQUINE (INCLUDING HORSES, PONIES, DONKEYS AND MULES) THAT HAVE SUFFERED FROM ABUSE OR NEGLECT. THE CENTER RECEIVES AND CARES FOR EQUINE THAT ARE REMOVED FROM OWNERS BY LAW ENFORCEMENT AUTHORITIES. FORM 990, PART III, LINE 4A PROGRAM DESCRIPTION CONTINUED: THE LEAGUE PROVIDED A FREE BEHAVIORAL HELPLINE THROUGH WHICH IT COUNSELED 2,408 PET OWNERS. THE LEAGUE ALSO MAKES BEHAVIOR TIPS AVAILABLE AT WWW.DDFL.ORG. FORM 990, PART III, LINE 4B PROGRAM DESCRIPTION CONTINUED: ADDITIONALLY, EMPLOYEE AND VOLUNTEER VETERINARIANS PERFORMED 6,635 HIGHLY SUBSIDIZED SPAYS AND NEUTERS ON THE LEAGUE'S TWO MOBILE SPAY/NEUTER UNITS SERVING THE GENERAL PUBLIC IN UNDER-SERVED COMMUNITIES. FORM 990, PART III, LINE 4C PROGRAM DESCRIPTION CONTINUED: THE LEAGUE CONDUCTED A MAJOR AD CAMPAIGN, "EVERYONE NEEDS A SIDEKICK," RAISING AWARENESS OF THE BENEFITS PETS BRING TO OUR LIVES BY GENERATING 66 MILLION IMPRESSIONS ON PEOPLE IN OUR COMMUNITY AND BEYOND. THE LEAGUE'S WEBSITE RECEIVED 834,494 UNIQUE VISITORS FROM ALL OVER THE U.S. AND OTHER COUNTRIES, OUR FACEBOOK FAN BASE TRIPLED TO 30,000 "LIKES," AND OUR TWITTER FOLLOWERS INCREASED BY 44%. FORM 990, PART VI, SECTION A, LINE 1 THE EXECUTIVE COMMITTEE SHALL CONSIST OF THE CHAIRMAN AND ANY VICE CHAIRMEN OF THE BOARD, THE TREASURER, THE SECRETARY AND THE CHAIRMEN OF THE GOVERNANCE, FINANCE AND ADMINISTRATION, DEVELOPMENT AND AUDIT COMMITTEES, AND THE IMMEDIATE PAST CHAIRMAN OF THE BOARD IF SUCH PERSON IS THEN A DIRECTOR. THE EXECUTIVE COMMITTEE SHALL BE CHAIRED BY THE CHAIRMAN OF THE BOARD AND SHALL HAVE AND EXERCISE THE AUTHORITY OF THE BOARD OF DIRECTORS BETWEEN MEETINGS OF THE BOARD OF DIRECTORS, PROVIDED THAT SUCH AUTHORITY IS SUBJECT TO THE LIMITATIONS SET FORTH IN SECTION 1 OF ARTICLE V OF THE LEAGUE'S BYLAWS AND SHALL NOT OPERATE TO CIRCUMVENT THE RESPONSIBILITY AND AUTHORITY VESTED IN THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL BE RESPONSIBLE FOR CONDUCTING AN ANNUAL JOB PERFORMANCE REVIEW OF THE PRESIDENT AND FOR DETERMINING THE COMPENSATION (INCLUDING SALARY, BONUS, AND DEFERRED COMPENSATION, IF ANY) TO BE PAID TO THE PRESIDENT, WHICH SHALL BE PRESENTED TO THE BOARD OF DIRECTORS FOR APPROVAL. THE CHAIRMAN OF THE BOARD SHALL REPORT TO THE FULL BOARD OF DIRECTORS AT THEIR REGULAR MONTHLY MEETING WITH RESPECT TO ANY ACTIONS OF THE EXECUTIVE COMMITTEE DURING THE PRECEDING MONTH. FORM 990, PART VI, SECTION A, LINE 2 JOHN NAGY, CFO OF DENVER DUMB FRIENDS LEAGUE, IS THE PRESIDENT OF THE COLORADO HUMANE SOCIETY & S.P.C.A., INC. (CHS). ROBERT ROHDE (PRESIDENT OF DDFL), PAUL RYAN AND JACK DYBALSKI (BOARD MEMBERS OF DDFL) ALL SERVE ON THE BOARD OF CHS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS PREPARED BY AN INDEPENDENT AUDIT FIRM AND REVIEWED BY THE LEAGUE'S VICE PRESIDENT OF FINANCE, ITS ACCOUNTING MANAGER AND ITS AUDIT COMMITTEE. FOLLOWING THE COMMITTEE'S APPROVAL, IT IS POSTED ON THE BOARD OF DIRECTORS' WEBSITE FOR THEIR REVIEW BEFORE PRESENTATION AT A BOARD MEETING. FOLLOWING APPROVAL, IT IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS, OFFICERS AND MANAGEMENT DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST IN ACCORDANCE WITH THE LEAGUE'S POLICY AT LEAST ANNUALLY. CONFLICTS ARE REVIEWED BY THE EXECUTIVE COMMITTEE AND THE BOARD OF DIRECTORS (WHERE THE PERSON WITH THE CONFLICT IS RECUSED FROM DELIBERATIONS, IF APPLICABLE) AND/OR LEGAL COUNSEL, IF NECESSARY. THE EXECUTIVE COMMITTEE OR BOARD OF DIRECTORS TAKES APPROPRIATE ACTION IF A CONFLICT IS NOT DISCLOSED IN ACCORDANCE WITH THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 ANNUALLY, THE EXECUTIVE COMMITTEE RECEIVES AN ANALYSIS OF THE PRESIDENT'S TOTAL COMPENSATION, WHICH INCLUDES A COMPARISON TO THE MARKETPLACE. THE EXECUTIVE COMMITTEE DOCUMENTS ITS DELIBERATIONS BY COMPLETING A REBUTTABLE PRESUMPTION CHECKLIST AND PRESENTS ITS RECOMMENDATIONS TO THE BOARD OF DIRECTORS FOR APPROVAL. THE OTHER OFFICER'S COMPENSATION PACKAGE IS DETERMINED BY THE PRESIDENT IN ACCORDANCE WITH MARKET-BASED SALARY SCALES WHICH ARE APPROVED ANNUALLY BY THE FINANCE COMMITTEE AND THE BOARD OF DIRECTORS. THE PRESIDENT DOCUMENTS HIS DECISION VIA EMAIL TO THE HUMAN RESOURCES MANAGER. FORM 990, PART VI, SECTION C, LINE 19 THE LEAGUE PROVIDES ITS ANNUAL REPORT, WHICH INCLUDES SUMMARIZED FINANCIAL INFORMATION, TO DONORS, BOARD MEMBERS AND OTHER INTERESTED PARTIES BY MAIL, IN PERSON AND ONLINE AT WWW.DDFL.ORG. THE LEAGUE PROVIDES ITS AUDITED FINANCIAL STATEMENTS TO CURRENT BOARD MEMBERS AS WELL AS TO FOUNDATIONS, INDIVIDUALS AND OTHER ORGANIZATIONS UPON REQUEST. THE LEAGUE'S ARTICLES OF INCORPORATION ARE AVAILABLE ONLINE AT THE COLORADO SECRETARY OF STATE'S WEBSITE AT WWW.SOS.STATE.CO.US, AND ITS BYLAWS ARE ATTACHED TO ITS FORM 990'S WHEN APPLICABLE, WHICH ARE AVAILABLE AT WWW.GUIDESTAR.ORG. THE LEAGUE DOES NOT HAVE A STANDARD PROCEDURE IN PLACE FOR PROVIDING ITS CONFLICT OF INTEREST POLICY TO THE GENERAL PUBLIC. FORM 990, PART VII, COLUMN B: BOTH ROBERT ROHDE AND JOHN NAGY SPEND APPROXIMATELY 5 HOURS A WEEK WORKING WITH COLORADO HUMANE SOCIETY, A RELATED ORGANIZATION. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -2,149,032. CHANGE IN VALUE OF TRUSTS -22,915. TOTAL TO FORM 990, PART XI, LINE 5: -2,171,947. THE COLORADO HUMANE SOCIETY & SPCA INC 2080 SOUTH QUEBEC STREET DENVER CO 80231 800532236 ANIMAL CRUELTY INVESTIGATIONS CO 501(C)(3) LINE 7 N/A 1 1 1 0 0 0 0 0 0 1 0 1 0 1 1 1 1 1 1 THE COLORADO HUMANE SOCIETY & SPCA INC A 6000 CASH THE COLORADO HUMANE SOCIETY & SPCA INC B 250000 CASH THE COLORADO HUMANE SOCIETY & SPCA INC P 250287 CASH