2013-01-30T16:59:22-06:00 2012-06-30 PricewaterhouseCoopers LLP 125 HIGH STREET BOSTON MA 02110 990 2011-07-01 237314834 UC SANTA BARBARA FOUNDATION % MELODIE LEE UCSA 8058938585 UNIVERSITY OF CALIFORNIA SANTA BARBARA SANTA BARBARA CA 931061130 ERIC J SONQUIST 2013-01-30 true PRICEWATERHOUSECOOPERS LLP 6175305000 2011 2016-02-25 16:41:14Z Eric J Sonquist 4219 Cheadle Hall UC Santa Barbara CA 931062013 23672180 false X WWW.IA.UCSB.EDU/UCSB-FOUNDATION X 1973 CA SEE SCHEDULE O. 90 82 0 90 5501 -932 11542101 20759472 0 0 3457760 1925796 23570 2643 15023431 22687911 14701378 15435218 0 0 0 0 0 0 2406795 2448384 2652070 17149762 18087288 -2126331 4600623 136191386 134483495 4045374 3995377 132146012 130488118 X SEE SCHEDULE O. false false 1997372 1997372 SCHOLARSHIPS AND AWARDS: MONIES WERE TRANSFERRED FROM THE UC SANTA BARBARA FOUNDATION TO THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA IN SUPPORT OF SCHOLARSHIPS AND AWARDS. THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA ASSUMES FIDUCIARY RESPONSIBILITY FOR AWARDING AND ADMINISTERING THE FUNDS. 13437846 13437846 UNIVERSITY PROGRAMS/OTHER DISBURSEMENTS: FUNDS ARE PROVIDED TO THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA WHICH ASSUMES RESPONSIBILITY FOR ACTUAL DISBURSEMENT FOR DEPARTMENT SUPPORT, INSTRUCTORS, RESEARCH AND SPECIAL PROJECTS. 15435218 true true false false false false false false true true true false false false false false true false false false false false false false false false false true false true false false false false false false false false true false false false false true false false false false true 0 0 true 0 true true false false false false false false false false false X 90 82 false false false false false false false true true false false true true true true true true false CA X X MELODIE LEE 8058935274 UCSB FDN 1110 PHELPS UCSB SANTA BARBARA CA 931061130 X STEVEN C MENDELL 2.0 X STEPHEN E COOPER 2.0 X MARK A BERTELSEN 2.0 X BRUCE G WILCOX 5.0 X X KATHRYN D MCKEE 2.0 X SUSAN WORSTER 5.0 X X DAVID G ADISHIAN 2.0 X RICHARD A AUHLL 2.0 X BARRY A BERKUS 2.0 X MARCIA L CARSEY 2.0 X SHING CHANG 2.0 X ANN CADY COOPER 2.0 X DEANNA C DEHLSEN 2.0 X WILLIAM A DINSMORE III 2.0 X DIANDRA DE MORELL DOUGLAS 2.0 X ROBERT W DUGGAN 2.0 X SCOTT FRANK 2.0 X WILLIAM GARLOCK 2.0 X MARILYN GEVIRTZ 2.0 X FREDERICK W GLUCK 2.0 X NORMAN N HABERMANN 2.0 X EVA HALLER 2.0 X NORRIS HARING 2.0 X THOMAS J HARRIMAN 2.0 X W ROGER HAUGHTON 2.0 X JUDITH HOPKINSON 2.0 X BLAIR HULL JR 2.0 X PETER C JORDANO 2.0 X FRED KAVLI 2.0 X MARVEL B KIRBY 2.0 X R MARILYN LEE 2.0 X CARL LINDROS 2.0 X MARK D LINEHAN 2.0 X SHEILA BOURKE MCGINITY 2.0 X DUNCAN A MELLICHAMP 2.0 X ALEX PANANIDES 2.0 X CEIL PULITZER 2.0 X LYNN P REITNOUER 2.0 X LADY LESLIE RIDLEY-TREE 2.0 X HARVEY B SCHECHTER 2.0 X MARK J SCHWARTZ 2.0 X KENNETH P SLAUGHT 2.0 X NORMAN F SPRAGUE III 2.0 X FREDRIC E STECK 2.0 X JAMES S TAYLOR 2.0 X WILLIAM S THOMAS JR 2.0 X MICHAEL TOWBES 2.0 X JAMES J VILLANUEVA 2.0 X KENT VINING 2.0 X JAMES R WARREN 2.0 X PHILIP H WHITE 2.0 X GARY L WILCOX 2.0 X RICHARD A WILLIAMS 2.0 X DR HENRY T YANG 2.0 X 335051 83984 JEAN K SCHUYLER 2.0 X SARAH ARGYROPOULOS 2.0 X DANIEL P BURNHAM 5.0 X X GARY E ERICKSON 2.0 X JANICE JAGELSKI 2.0 X SUSAN TAI 2.0 X GEORGE THURLOW 2.0 X 152478 58397 JANE WILLIAMS 5.0 X X ERIC J SONQUIST 8.0 X X 0 141512 53635 DR GLENN E LUCAS 2.0 X 277122 82836 JOHN W MARREN 2.0 X PATRICK YAM 2.0 X JANET A ALPERT 2.0 X RICHARD A BOCCI 2.0 X GWENDOLYN A BROWN 5.0 X X WILLIAM K JONES 2.0 X DARRYL T MCCALL 2.0 X RONALD A RUBENSTEIN 2.0 X LILLIAN LOVELACE 2.0 X PAMELA M LOPKER 2.0 X JOSEPH H POLLOCK MD 2.0 X RICHARD K N RYU MD 2.0 X HENNING BOHN 2.0 X 203213 51611 STEPHEN CROWE 2.0 X DIANA T DYSTE ANZURES 2.0 X GARY LEAL 2.0 X 321235 62382 HARRY NELSON 2.0 X 138442 43076 JUDITH STAPELMAN 2.0 X RICHARD BREAUX 2.0 X BEVERLY J COLGATE 8.0 X X 112285 46622 ROGER DAVIDSON 2.0 X JACK KROUSKUP 2.0 X WENDY PURCELL 2.0 X HARRISON WEBER 2.0 X ALAN J WYNER 2.0 X EDWARD E BIRCH 5.0 X X 0 1681338 482543 0 false true false GOLDMAN SACHS 555 CALIFORNIA ST 44TH FLOOR SAN FRANCISCO CA 94104 INVESTMENT MGMT 708529 1 20759472 931681 20759472 0 1468056 5501 1462555 0 732 732 1442009 984269 0 457740 0 457740 457740 0 0 0 MISCELLANEOUS REVENUE 900099 1911 1911 1911 22687911 5501 1922938 15435218 15435218 0 0 0 0 0 0 0 0 0 0 19953 19953 99460 99460 0 0 0 0 0 0 0 0 0 0 0 0 0 0 733 733 0 DEVELOPMENT OFFICE 2492073 121688 2370385 ANNUAL FUND 36410 36410 MISCELLANEOUS 3340 3340 BANK FEES 101 101 18087288 15435218 245275 2406795 0 0 339030 688127 8660118 11164252 76341 951215 0 0 0 0 487439 473258 0 0 19701 0 51157 40578 0 10579 121087137 116063322 5521606 5132728 0 0 0 0 14 14 136191386 134483495 51854 128271 0 0 487439 473258 0 0 3506081 3393848 0 0 0 0 0 0 0 0 4045374 3995377 X 1339041 1312944 59702824 54346012 71104147 74829162 132146012 130488118 136191386 134483495 X 4600623 -6258517 X false true true X false X 25539655 14745024 17505406 11542101 20759472 90091658 25539655 14745024 17505406 11542101 20759472 90091658 2477022 87614636 2299862 3329044 2453578 3115812 1468788 12667084 354 552 18 22000 1911 24835 102783577 0.85242 0.83711 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true 122718789 5991351 -4926656 975209 9512845 113295430 106541167 6823039 19375586 940592 9080412 122718788 97240800 11072363 8437051 1050055 9158992 106541167 117939547 8033282 -19436603 1018889 8276537 97240800 0.28000 0.72000 0.00000 false false 51157 40578 10579 10579 22687911 18087288 4600623 -5981872 -276645 -6258517 -1657894 16429394 -5981872 -276645 -6258517 22687911 22687911 18087288 18087288 18087288 Part IV, Line 2b State Street holds our trusts. Part V, Line 4 The UC Santa Barbara Foundation Endowment is utilized to further the goals of the University of California, Santa Barbara. The Foundation seeks to maintain and nurture the University's quality and distinction. THE UC SANTA BARBARA FOUNDATION TRANSFERS MONIES TO THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA. Part XI, Line 8 and Part XII, Line 2d Change in Charitable Remainder Trust Liabilities ($276,645) true UC Santa Barbara 3201 SAASB Extramural Fund Accounting Santa Barbara CA 931062040 956006145 501(c)(3) 15435218 n/a SCHOLARSHIPS AND UNIVERSITY PROGRAM SUPPORT 1 0 GRANTS - EXPLANATION SCHEDULE I, PART I THE FOUNDATION TRANSFERS MONIES TO THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA, WHICH ASSUMES RESPONSIBILITY FOR ACTUAL DISBURSEMENT. CRITERIA FOR SELECTION OF RECIPIENTS ARE BASED ON BOUNDARIES SET BY THE ESTABLISHMENT OF THE SCHOLARSHIP. false false false false false false false false false DR HENRY T YANG 335051 0 0 9580 74404 419035 0 GEORGE THURLOW 152478 0 0 3935 54462 210875 0 ERIC J SONQUIST 0 141512 0 0 0 0 0 3547 0 50088 0 195147 0 0 DR GLENN E LUCAS 277122 0 0 7794 75042 359958 0 HENNING BOHN 203213 0 0 5144 46467 254824 0 GARY LEAL 321235 0 0 9759 52623 383617 0 HARRY NELSON 138442 0 0 3798 39278 181518 0 BEVERLY J COLGATE 112285 0 0 2930 43692 158907 0 SCHEDULE J, PART III NONE OF THE LISTED INDIVIDUALS RECEIVED ANY COMPENSATION FROM THE FILING ORGANIZATION. DURING FY11, EACH WAS AN EMPLOYEE OF THE UC SANTA BARBARA, A RELATED ORGANIZATION. X 26 931681 COST false true true Schedule M, Part I, Column (b) Based on number of contributions. Schedule M, Part I, Question 32b The Foundation maintains numerous brokerage accounts to facilitate the sale of publicly traded stock. The Foundation contracts with local Real Estate Agents to assist in the sale of Real Property when gifted. The Foundation also utilizes the services of the University of California Santa Barbara to assist with the solicitation and processing of non-cash gifts. MISSION FORM 990, PART I, LINE 1 AND PART III, LINE 1 THE UC SANTA BARBARA FOUNDATION ACTIVELY WORKS TO FURTHER THE GOALS OF THE UNIVERSITY OF CALIFORNIA, SANTA BARBARA. THE FOUNDATION SEEKS TO MAINTAIN AND NURTURE THE UNIVERSITY'S QUALITY AND DISTINCTION. ON BEHALF OF THE CAMPUS, THE FOUNDATION RAISES AND ADMINISTERS FUNDS THAT SUPPORT UCSB'S OBJECTIVES OF TEACHING, RESEARCH, AND PUBLIC SERVICES. THE FOUNDATION ALSO PROVIDES COUNSEL AND GENERAL ASSISTANCE TO THE CAMPUS, ITS STUDENTS, FACULTY, AND STAFF. PROCESS USED BY THE ORGANIZATION TO REVIEW FORM 990 FORM 990, PART VI, LINE 11A BEFORE FILING, THE FORM 990 MUST BE REVIEWED AND APPROVED FOR SUBMISSION BY THE AUDIT COMMITTEE. A COPY IS DISTRIBUTED TO THE FULL BOARD AFTER THE AUDIT COMMITTEE APPROVES THE 990. CONFLICT OF INTEREST POLICY FORM 990, PART VI, LINE 12C ON AN ANNUAL BASIS, THE FOUNDATION DISTRIBUTES CONFLICT OF INTEREST LETTERS TO ALL BOARD MEMBERS, WHO THEN COMPLETE THE QUESTIONNAIRE AND RETURN IT TO THE FOUNDATION. THE ASSISTANT DIRECTOR OF THE FOUNDATION REVIEWS RETURNED FORMS FOR COMPLIANCE. EMPLOYEE REVIEW OF PROCESS OF DETERMINING COMPENSATION Form 990, Part VI, Line 15 THE FOUNDATION DOES NOT HAVE ANY EMPLOYEES. NONE OF THE LISTED INDIVIDUALS RECEIVED ANY COMPENSATION FROM THE FILING ORGANIZATION. DURING FY12, EACH WAS AN EMPLOYEE OF THE UC SANTA BARBARA, A RELATED ORGANIZATION. Availability of Form 1023 FORM 990, PART VI, LINE 18 THE ORGANIZATION DOES NOT HAVE FORM 1023 ON ITS WEBSITE, BUT IT IS AVAILABLE UPON REQUEST. AVAILABILITY OF GOVERNING DOCUMENTS AND POLICIES FORM 990, PART VI, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. RECONCILIATION OF NET ASSETS FORM 990, PART XI, LINE 5 - OTHER CHANGES IN NET ASSETS OR FUND BALANCES NET UNREALIZED GAINS(LOSSES) ON INVESTMENTS ($5,981,872) CHANGE IN CHARITABLE REMAINDER TRUST LIABILITIES ($276,645) TOTAL ($6,258,517) HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DR. HENRY T. YANG TITLE:CHANCELLOR HOURS:38 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:GEORGE THURLOW TITLE:Exec. Dir./Asst. Vice Chan. HOURS:38 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ERIC J. SONQUIST TITLE:CFO HOURS:32 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DR. GLENN E. LUCAS TITLE:EXEC. VICE CHANCELLOR HOURS:38 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:HENNING BOHN TITLE:TRUSTEE HOURS:38 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:GARY LEAL TITLE:TRUSTEE HOURS:38 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:HARRY NELSON TITLE:TRUSTEE HOURS:38 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:BEVERLY J. COLGATE TITLE:EXECUTIVE DIRECTOR HOURS:32 UC Santa Barbara 956006145 EDUC/RESEARCH CA 501(C)(3) 6 CA govt false CHARITABLE REMAINDER TRUST (8) FUNDRAISING CA NA TRUST false true false false false false false false false false false true true true true false false false