2013-01-24T16:30:25-06:00 2012-06-30 410746749 CLIFTONLARSONALLEN LLP PO BOX 2886 OSHKOSH WI 549032886 990 2011-07-01 396076856 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC UNIV 9204241020 842 ALGOMA BLVD OSHKOSH WI 54901 ARTHUR RATHJEN 9204241020 2013-01-24 1 KIMBERLY ANDERSON CPA P00188889 9202315890 2013-01-14 2011 2016-02-25 16:41:14Z ARTHUR RATHJEN 842 ALGOMA BLVD OSHKOSH WI 54901 8123078 0 X WWW.UWOSH.EDU/FOUNDATION X 1963 WI THE MISSION OF THE UNIVERSITY OF WISCONSIN OSHKOSH-FOUNDATION IS TO BE A PROACTIVE LEADER IN HELPING SHAPE AND REFINE THE VISION OF EXCELLENCE OF THE UNIVERSITY THROUGH: RAISING THE AWARENESS OF THE NEED FOR PRIVATE SUPPORT FOR EDUCATIONAL PRIORITIES; BUILDING RELATIONSHIPS TO CONNECT COMMUNITY RESOURCES WITH UNIVERSITY NEEDS; MEETING DONOR INTERESTS; EXPANDED RESOURCE DEVELOPMENT PROGRAMS; AND PRUDENT FISCAL RESPONSIBILITY AND ASSET MANAGEMENT IN SUPPORT OF THE UNIVERSITY COMMUNITY WITH SPECIAL EMPHASIS ON THE FACULTY/STUDENT RELATIONSHIP. 18 18 0 18 0 0 2211998 4346913 0 0 941937 326412 73165 78134 3227100 4751459 2070808 3258345 0 0 262054 146357 0 0 154765 553734 717325 2886596 4122027 340504 629432 21367000 22474904 3236272 4075325 18130728 18399579 X TO BE A PROACTIVE LEADER IN HELPING SHAPE AND REFINE THE VISION OF EXCELLENCE OF THE UNIVERSITY OF WISCONSIN - OSHKOSH THROUGH: RAISING THE AWARENESS OF THE NEED FOR PRIVATE SUPPORT FOR EDUCATIONAL PRIORITIES; BUILDING RELATIONSHIPS TO CONNECT COMMUNITY RESOURCES WITH UNIVERSITY NEEDS; MEETING DONOR INTERESTS; EXPANDED RESOURCE DEVELOPMENT PROGRAMS; AND PRUDENT FISCAL RESPONSIBILITY AND ASSET MANAGEMENT IN SUPPORT OF THE UNIVERSITY COMMUNITY WITH SPECIAL EMPHASIS ON THE FACULTY/STUDENT RELATIONSHIP. 1 0 3760291 3258345 THE FOUNDATION DISBURSED PAYMENTS TO AND ON BEHALF OF THE UNIVERSITY OF WISCONSIN - OSHKOSH FOR ADVANCEMENT OF EDUCATIONAL, SCIENTIFIC, AND ATHLETIC PURPOSES. THE FOUNDATION ALSO ANNOUCED A CAPITAL CAMPAIGN TO CONSTRUCT AN ALUMNI WELCOME CONFERENCE CENTER ON THE UW-OSHKOSH CAMPUS. THEIR NEWLY FORMED UW-OSHKOSH FOUNDATION HOTEL PROJECT LLC FORMED A PARTNERSHIP THAT PURCHASED AND BEGAN MANAGING A HOTEL LOCATED IN DOWNTOWN OSHKOSH, WI. 3760291 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 1 45 0 1 0 0 0 0 0 0 1 1 0 0 0 0 X 18 18 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 WI X ARTHUR RATHJEN 9204242178 842 ALGOMA BOULEVARD OSHKOSH WI 54901 ELIZABETH A WYMAN 5.00 X 0 0 0 GREGORY J CLEVEN 5.00 X 0 0 0 CRAIG C CULVER 5.00 X 0 0 0 H GENE DRECKTRAH 5.00 X 0 0 0 JAMES J GRYZWA 1.00 X 0 0 0 NORBERT S HILL JR 1.00 X 0 0 0 KAROLA JUNGBACKER 1.00 X 0 0 0 ROBERT J KERRIGAN 1.00 X 0 0 0 WILLIAM A RAATHS 1.00 X 0 0 0 WALTER J SCOTT JR 1.00 X 0 0 0 WAYNE A TREMBLY 1.00 X 0 0 0 ROBERT L KELLER 0.50 X 0 0 0 RUTH DEYOUNG KOHLER 1.00 X 0 0 0 DAVID L GEURDEN 1.00 X 0 0 0 KELLY D TIGHE 1.00 X 0 0 0 THOMAS R KELL 5.00 X 0 0 0 DAVID L OMACHINSKI 5.00 X 0 0 0 TIMOTHY C MULLOY 5.00 X 0 0 0 ARTHUR H RATHJEN 40.00 X 0 123453 54937 0 123453 54937 0 0 1 0 GMS INC 520 SOUTH PARK AVE OSHKOSH WI 54902 REPLACE HVAC UNITS 120030 SODEXO 9801 WASHINGTONIAN BOULEVARD GAITHERSBURG MD 20878 CATERING 100879 2 4346913 83853 4346913 461426 461426 3236605 3371619 -135014 -135014 -135014 MISCELLANEOUS INCOME 900099 78134 78134 78134 4751459 78134 0 326412 2897612 2897612 360733 360733 146357 85304 61053 10977 10977 73056 73056 38535 16084 22451 8920 8920 123486 43331 12436 67719 98547 62881 22772 12894 4638 4638 66972 41921 23838 1213 17202 7677 9525 18811 18811 4751 1125 3626 SPECIAL EVENTS 245452 199465 43021 2966 MISCELLANEOUS 5978 14370 -8392 0 4122027 3760291 206971 154765 313708 429732 2781511 2035542 463254 2123481 1425105 10055 10884 866598 61150 783242 805448 17015230 15144712 500000 21367000 22474904 109413 88417 2077045 1598122 1000000 1049814 1388786 3236272 4075325 X -111957 1176924 6254697 4882928 11987988 12339727 18130728 18399579 21367000 22474904 X 629432 -360581 X X 0 1 1 X 0 X 7165314 4234080 2186769 2211998 4346912 20145073 7165314 4234080 2186769 2211998 4346912 20145073 2062300 18082773 463361 428567 360491 352009 461425 2065853 22210926 534499 0.81410 0.80160 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 13224023 482817 -61217 530448 13115175 10946897 560014 2270484 553372 13224023 9793416 419471 1046620 312610 10946897 11778414 740979 -2425305 300672 9793416 0.00000 0.93000 0.07000 0 0 653800 653800 100000 50769 150769 62029 61150 879 805448 DUE TO UNIVERSITY 750000 FUNDS HELD FOR OTHERS 638786 1388786 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUNDS ARE INTENDED TO BE USED FOR SCHOLARSHIPS AND AWARDS, ATHLETICS, ALUMNI ACTIVITIES, PROFESSORSHIPS, AND UNIVERSITY PROGRAMS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: AS A NONPROFIT ORGANIZATION, THE FOUNDATION IS EXEMPT FROM INCOME TAXES UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). THE TAX-EXEMPT STATUS IS BASED UPON THE STATED PURPOSE OF THE OPERATIONS AND SUPPORTING EVIDENCE PRESENTED TO THE INTERNAL REVENUE SERVICE WITH THE APPLICATION FOR TAX-EXEMPT STATUS. SUCH STATUS IS SUBJECT TO RE-EVALUATION SHOULD THERE BE CHANGES IN OPERATION, CHARACTER, OR PURPOSE OF THE FOUNDATION. 1 UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 190000 BOOK PROVIDE SCHOLARSHIPS FOR EDUCATION OPPROTUNITIES TO UW OSHKOSH STUDENTS. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 271212 BOOK RENOVATIONS FOR AND OPERATIONS OF THE OSHKOSH SPORTS COMPLEX. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 229550 BOOK TO BUILD A UW-OSHKOSH ALUMNI WELCOME AND CONFERENCE CENTER. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 2140578 BOOK TO CONTRIBUTE % REQUIRED BY WI BOARD OF REGEANTS TO BUILD A NEW ACADEMIC BUILDING. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 39002 BOOK TO PROVIDE AWARDS AND RECOGNITIONS TO DESERVING UW-OSHKOSH STUDENTS AND ALUMNI. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 6380 BOOK SUPPORT THE ACTIVITIES OF VARIOUS UW-OSHKOSH FACULTY AND STUDENT ORGANIZATIONS 1 0 SCHOLARSHIPS FOR UNIVERSITY OF WISCONSIN OSHKOSH STUDENTS 287 360108 BOOK DONATIONS IN MEMORIUM OF UW-OSHKOSH STUDENTS AND MDA SPONSORSHIP 4 625 BOOK PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE FOLLOWING STEPS ARE TAKEN BY THE FOUNDATION TO INSURE THAT INDIVIDUALS OR ORGANIZATIONS RECEIVING GRANTS BOTH QUALIFY TO RECEIVE GRANT MONIES AND ARE IN THE FURTHERANCE OF CHARITABLE PROGRAMS: SELECTION COMMITTEES ARE FORMED TO REVIEW THE GRANTING PROCESS. SELECTION COMMITTEES REVIEW GRANT CANDIDATE'S APPLICABLE EDUCATIONAL OR DEMOGRAPHIC BACKGROUND FOR COMPLIANCE TO RESTRICTED FUND EXPENDITURE CRITERIA ESTABLISHED FOR THE PARTICULAR SCHOLARSHIP TO BE GRANTED. ONLY STUDENTS WHO MEET SUCH STRICT CRITERIA MAY RECEIVE GRANTS. ALL GRANT MONIES RELEASED ARE IN THE FORM OF CHECKS, WHICH ARE OFTEN MADE PAYABLE TO THE UNIVERSITY OF WISCONSIN OSHKOSH REGISTRAR AND APPLIED TOWARDS TUITION COSTS. ANY UNCLAIMED GRANTS ARE RETURNED TO THE FOUNDATION. THIS ENSURES THAT ONLY REGISTERED STUDENTS OF THE UNIVERSITY HAVE ACCESS TO THE FINANCIAL ASSISTANCE PROVIDED BY THE FOUNDATION. THE FOUNDATION'S STATED PURPOSE IS TO RELEASE FUNDS FOR THE ADVANCEMENT OF EDUCATIONAL, SCIENTIFIC, AND ATHLETIC PURPOSES. BY THIS DEFINITION, ANY PAYMENT TO A UNIVERSITY OF WISCONSIN OSHKOSH STUDENT AUTOMATICALLY QUALIFIES AS A FURTHERANCE OF THE CHARITABLE PROGRAM OF THE FOUNDATION. 0 0 0 0 0 0 0 0 0 ARTHUR H RATHJEN 0 123453 0 0 0 0 0 0 0 54937 0 178390 0 0 SUPPLEMENTAL INFORMATION PART III SCHEDULE J PART I, QUESTION 3 THE UW-OSHKOSH FOUNDATION RELIED ON UW-OSHKOSH (THE RELATED ORGANIZATION PROVIDING COMPENSATION) IN DETERMINING THE AMOUNT OF COMPENSATION FOR THEIR PRESIDENT. THE STATE OF WISCONSIN DEPARTMENT OF EMPLOYMENT RELATIONS SETS A RANGE THAT THE EMPLOYEE MAY BE PAID CORRESPONDING TO THEIR JOB DESCRIPTION. CITY OF OSHKOSH 396005563 2008-05-28 3300000 THE RENOVATION AND CONSTRUCTION OF THE OSHKOSH SPORTS COMPLEX 0 0 0 CITY OF OSHKOSH 396005563 2010-10-12 3700000 CONSTRUCTION OF BIODIGESTER - UW-OSHKOSH FOUNDATION - WITZEL LLC PROJECT 0 0 0 1701878 3300000 3300000 2009 0 0 1 1 1000000 3700000 3700000 2011 0 0 1 1 0 0 0 0 1 1 0 0 0 1.00000 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 SCHEDULE K, PART III THE BOND PROCEEDS FOR THE 2010 BOND ISSUANCE WERE USED TO CONSTRUCT A BIODIGESTER. THE BIODIGESTER PROJECT IS PART OF UW-OSHKOSH FOUNDATION - WITZEL LLC. THE UW-OSHKOSH FOUNDATION IS THE 100% OWNER OF THIS LLC. UW-OSHKOSH FOUNDATION-WITZEL LLC WAS A DISREGARDED ENTITY FOR TAX PURPOSES UNTIL 12/01/2010. ON 12/01/2010 THE ENTITY MADE THE ELECTION TO BE TAXED AS A C CORPORATION. DUE TO THIS ELECTION, THE BIODIGESTER PROJECT, AND IT'S ASSOCIATED ASSETS AND LIABILITIES, IS REPORTED ON THE FORM 1120 OF UW-OSHKOSH FOUNDATION - WITZEL LLC AS OF 12/01/2010. X 1 58179 APPRAISAL X 790 COST X 3716 REPLACEMENT COST X 1 350 COST X 6 335 COST X 1 2950 COST X TICKETS & GIFT CERTIFICATES 10 1483 COST X IRON 2 550 COST X LIGHTING & VIDEO EQUIPMENT 2 15000 COST X STAINED GLASS 1 500 COST 0 1 0 NEW PROGRAM SERVICES FORM 990, PART III, LINE 2 THE UW-OSHKOSH FOUNDATION CREATED A NEW DISREGARDED ENTITY, UW-OSHKOSH FOUNDATION HOTEL PROJECT LLC, TO HOLD THEIR INTEREST IN A NEW PARTNERSHIP THAT WAS CREATED TO PURCHASE AND MANAGE A HOTEL IN DOWNTOWN OSHKOSH, WI. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE BOARD OF DIRECTORS WHEN THEY REVEIW THE AUDITED FINANCIAL STATEMENTS AT THEIR ANNUAL MEETING IN THE FALL. FORM 990, PART VI, SECTION B, LINE 12C THE DIRECTORS OF THE BOARD ARE REQUIRED TO SIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15 THE STATE OF WISCONSIN DEPARTMENT OF EMPLOYMENT RELATIONS SETS A RANGE THAT THE EMPLOYEE MAY BE PAID CORRESPONDING TO JOB DESCRIPTION. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS, INCLUDING GOVERNING, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS, ARE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -360,581. FORM 990, PART XII, LINE 2 THE BOARD MEMBERS CHOOSE THE INDEPENDENT ACCOUNTANT WHO WILL COMPLETE THE AUDIT. UW-OSHKOSH FOUNDATION NORTH APPLETON HEAD START LLC 842 ALGOMA BLVD OSHKOSH WI 54901 271987284 ACQUIRE, OWN, MANAGE, LEASE, DEVELOP REAL ESTATE FOR HEAD START LOCATION WI 0 120 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION UW-OSHKOSH FOUNDATION ALUMNI WELCOME CONFERENCE CENTER LLC 842 ALGOMA BLVD OSHKOSH WI 54901 273891817 ACQUIRE, OWN, MANAGE, LEASE, DEVELOP REAL ESTATE FOR A WELCOME CENTER WI 0 793231 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION UW-OSHKOSH FOUNDATION HOTEL PROJECT LLC 842 ALGOMA BLVD OSHKOSH WI 54901 454483188 OWN AND OPERATE PARTNERSHIP INTEREST IN A HOTEL IN OSHKOSH, WI WI 0 909046 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION UNIVERSITY OF WISCONSIN OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 PUBLIC UNIVERSITY WI 501(C)(3) LINE 2 0 UW OSHKOSH FOUNDATION - WITZEL LLC 842 ALGOMA BLVD OSHKOSH WI 54901 270899659 CONSTRUCT AND OPERATE A BIODIGESTER FACILITY IN OSHKOSH, WI WI C 458796 3877811 1.00000 UW-OSHKOSH FOUNDATION ROSENDALE BIODIGESTER LLC 842 ALGOMA BLVD OSHKOSH WI 54901 453339366 OWN AND OPERATE A BIODIGESTER FACILITY AND EDUCATION CENTER IN ROSENDALE, WI WI C 818591 1.00000 0 1 1 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 UNIVERSITY OF WISCONSIN - OSHKOSH E 750000 ACTUAL BALANCE UW-OSHKOSH FOUNDATION ROSENDALE BIODIGESTER LLC D 812847 ACTUAL BALANCE UW-OSHKOSH FOUNDATION - WITZEL LLC D 1310633 ACTUAL BALANCE UNIVERSITY OF WISCONSIN - OSHKOSH B 2876722 ACTUAL EXPENSE UNIVERSITY OF WISCONSIN - OSHKOSH N 478253 ACTUAL EXPENSE UNIVERSITY OF WISCONSIN - OSHKOSH C 1513598 ACTUAL REVENUE