2013-11-15T14:12:22-06:00 2012-12-31 271728945 O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2012-01-01 383678458 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER FOUNDATIONINC NATI 2123128800 ONE LIBERTY PLAZA 20TH FLOOR NEW YORK NY 10006 DAVID LANGFORD 2123128800 2013-11-15 1 GARRETT M HIGGINS P00543209 2122862600 2013-11-15 2012 2016-03-07 17:11:31Z 911 MEMORIAL DAVID LANGFORD ONE LIBERTY PLAZA 20TH FLOOR NEW YORK NY 10006 85416865 0 X WWW.911MEMORIAL.ORG X 2003 NY CONSTRUCTION AND OPERATION OF THE NATIONAL SEPTEMBER 11 MEMORIAL AND MUSEUM AT THE WORLD TRADE CENTER SITE. THE ORGANIZATION OPERATES THE FACILITIES AS COMPLETED. THE MEMORIAL MUSEUM WILL BE AN AUTHORITATIVE SOURCE OF INFORMATION, LEARNING AND UNDERSTANDING OF THE 9/11 ATTACKS, THEIR PRECURSORS, AND ONGOING RAMIFICATIONS WITH EDUCATIONAL RESOURCES AND PROGRAMS AS A CORE COMPONENT OF PROGRAMMING FOR VISITORS. 49 49 336 392 0 0 78345395 73475877 0 0 180494 -1999105 3326225 7308567 81852114 78785339 28864 38219 0 0 10374589 14117299 48000 48000 3608519 25149565 42660055 35601018 56863573 46251096 21921766 689257137 701551977 56080875 47650177 633176262 653901800 X SEE SCHEDULE O 0 0 41670579 6750148 OPERATIONS:IN 2012, THE 9/11 MEMORIAL'S DAILY OPERATIONS CONTINUED TO REFLECT THOSE OF A WORLD CLASS INSTITUTION. BECAUSE OF SURROUNDING CONSTRUCTION, THE TIMED RESERVATION SYSTEM CONTINUED TO BE REQUIRED. PASSES WERE MADE AVAILABLE VIA THE INTERNET OR IN-PERSON AT DESIGNATED OUTLETS. THE 9/11 MEMORIAL IS OPEN SEVEN DAYS A WEEK.A VOLUNTEER CORPS OF APPROXIMATELY 200 WAS ALSO RECRUITED TO SUPPLEMENT THE DAILY WORK OF THE VISITOR SERVICES STAFF. 8199681 38219 MUSEUM:THE YEAR 2012 MARKED A PERIOD OF SUSTAINED, INTENSIVE ACTIVITY TOWARD THE GOAL OF COMPLETING THE MEMORIAL MUSEUM, WHICH IS SCHEDULED TO OPEN IN 2014. DURING THIS PERIOD, THE MUSEUM'S LEAD EXHIBITION DESIGN FIRM COMPLETED DESIGN FOR THE MEMORIAL EXHIBITION, WHILE A FABRICATION FIRM PRODUCED APPROXIMATELY 50% OF THE EXHIBIT CASES, RAILINGS, BENCHES, AND OTHER COMPONENTS FOR THESE SAME AREAS OF THE MUSEUM. THE HISTORICAL EXHIBITION DESIGNER NEARED COMPLETION OF DESIGN FOR THE HISTORICAL EXHIBITION, AS A SECOND FABRICATOR MADE SIGNIFICANT PROGRESS ON EXHIBITRY FOR THIS CORE INSTALLATION. THE EXHIBITIONS' LEAD MEDIA DESIGN AND PRODUCTION COMPANY MADE SIGNIFICANT PROGRESS ON THE PRODUCTION OF THE APPROXIMATELY 80 MEDIA PIECES, COMPLETING OVER 70 INTERVIEWS FOR AN IMMERSIVE INSTALLATION, REFLECTING ON 9/11. ANOTHER SOFTWARE DEVELOPMENT FIRM CAME ON BOARD AS A CONSULTANT TO PRODUCE DIGITAL REGISTRIES OF 9/11 SURVIVORS, RESCUE AND RECOVERY WORKERS, AND 9/11 MEMORIALS WORLDWIDE.STAFF COMPLETED EXHIBITION PANEL TEXT FOR THE HISTORICAL EXHIBITION, CONSISTING OF MORE THAN 2,100 INDIVIDUAL TEXT AND IMAGE PANELS. GRAPHIC PRODUCTION FOR APPROXIMATELY 43% OF THESE LABELS AND PANELS WAS COMPLETED IN 2012. WITH EXHIBITION TEXT FOR THE INTERSTITIAL SPACES AND MEMORIAL EXHIBITION COMPLETED, SOME 55% OF THESE LABELS AND PANELS WERE PRODUCED DURING THE SAME PERIOD.IN ADDITION, APPROXIMATELY 700 COLLECTION OBJECTS WERE SURVEYED AND PREPARED FOR EXHIBITION DISPLAY. CONTINUED, PROACTIVE ACQUISITION OF MATERIALS AND ORAL TESTIMONIES WAS PURSUED TO STRENGTHEN THE PLANNED EXHIBITION NARRATIVE AND TO FURTHER DEVELOP THE MUSEUM'S COMPREHENSIVE, PERMANENT COLLECTION. DURING THIS PERIOD, THE ORAL HISTORY NEEDS OF THE HISTORICAL EXHIBITION WERE SUBSTANTIALLY MET, AND THE TOTAL NUMBER (AS OF YEAR-END 2012) OF RECORDED INTERVIEWS PRODUCED BY THE MUSEUM GREW TO NEARLY 700. IN MAY 2012, IN CONJUNCTION WITH THE 10-YEAR ANNIVERSARY OF THE END OF THE RECOVERY AT GROUND ZERO, THE MEMORIAL LAUNCHED ITS "GROUND ZERO RECOVERY TIMELINE," AN INTERACTIVE, WEB-BASED EXHIBITION EXPLORING THE NINE-MONTH RECOVERY EFFORT AT THE WORLD TRADE CENTER SITE THROUGH IMAGES, ARTIFACTS, AND AUDIO DRAWN FROM THE MUSEUM'S COLLECTION. BY THE END OF 2012, THE MUSEUM COLLECTION TOTALED MORE THAN:1,970 ORAL HISTORIES23,160 IMAGES500 HOURS OF MOVING IMAGES10,310 ARTIFACTS [ON LOAN OR IN THE MUSEUM'S COLLECTION]2,130 ARCHIVAL DOCUMENTS2,380 DONORS TO THE COLLECTIONEDUCATION ACTIVITIES DURING THE YEAR INCLUDED CO-HOSTING AND CO-TEACHING THE INAUGURAL GILDER LEHRMAN INSTITUTE SUMMER TEACHERS' SEMINAR, ON "9/11 AND AMERICAN MEMORY," AND THE LAUNCH OF A PRIMARY RESOURCE CENTER ON THE MEMORIAL WEBSITE THAT MAKES AVAILABLE FOR TEACHERS, STUDENTS, AND RESEARCHERS KEY DOCUMENTS, SPEECHES, AND LEGISLATION PERTAINING TO 9/11.IN 2012, THE MEMORIAL & MUSEUM ENGAGED RIZZOLI INTERNATIONAL PUBLICATIONS, INC. THE FIRST PUBLICATION, THE STORIES THEY TELL, IS EXPECTED TO BE AVAILABLE IN LATE SUMMER 2013. THE PUBLICATION HIGHLIGHTS A SELECTION OF ARTIFACTS THAT WILL BE ON VIEW IN THE MUSEUM'S CORE EXHIBITIONS. STAFF CONTRIBUTIONS INCLUDED ESSAY SUBMISSIONS, RIGHTS AND REPRODUCTION WORK, AND ARTIFACT PHOTOGRAPHY COORDINATION.WORK ALSO PROGRESSED ON TWO ORIGINAL DOCUMENTARY FILMS FOCUSED ON LEADERSHIP AND DECISION MAKING ON THE DAY AND IN WAKE OF THE 9/11 ATTACKS.IN SEPTEMBER 2012, MUSEUM STAFF PRESENTED A SPECIAL PREVIEW OF IN MEMORIAM, THE MUSEUM'S MEMORIAL EXHIBITION, TO FAMILIES, FIRST RESPONDERS, SURVIVORS, AND OTHER 9/11 COMMUNITY MEMBERS AT THE ANNUAL VOICES OF SEPTEMBER 11TH FORUM. MARKING THE FIRST TIME THAT FULLY-DEVELOPED ELEMENTS OF A MUSEUM EXHIBITION WERE SHARED PUBLICLY, THIS PREVIEW GENERATED OVERWHELMINGLY POSITIVE RESPONSES. ANOTHER MUSEUM COLLABORATION GARNERED WELL DESERVED RECOGNITION WHEN STORYCORPS WAS AWARDED BOTH A PEABODY AND DUPONT AWARD FOR 9/11-RELATED PIECES CREATED IN PARTNERSHIP WITH THE 9/11 MEMORIAL MUSEUM. IN WORKING WITH ANOTHER PEABODY HONOREE, PROJECT REBIRTH, A SPECIAL MULTI-SCREEN, IMMERSIVE INSTALLATION ENTITLED REBIRTH AT GROUND ZERO, WHICH IS BEING DESIGNED FOR EXCLUSIVE PRESENTATION AT THE MEMORIAL MUSEUM, WAS PRODUCED. FINALLY, THE 9/11 MEMORIAL MUSEUM BECAME THE NEW STEWARD OF THE PUBLIC ART PROJECT TRIBUTE IN LIGHT, WHICH MARKS EACH ANNIVERSARY OF THE ATTACKS WITH TWO BEAMS OF LIGHT PROJECTED HIGH INTO THE LOWER MANHATTAN SKY, A COMMEMORATION THAT HAS COME TO SYMBOLIZE THE RESILIENCY AND UNITY DEMONSTRATED BY THE NATION AFTER 9/11. DESIGN & CONSTRUCTION: THIS YEAR, INTERIOR CEILING AND WALL CONSTRUCTION PROGRESSED IN BOTH THE MUSEUM AND PAVILION AND INTERIOR FINISH WORK WILL CONTINUE THROUGH 2013 AND INTO 2014. THROUGHOUT THE MUSEUM AND PAVILION, MECHANICAL AND ELECTRICAL SYSTEMS WERE TESTED AND INSPECTED. THIS COMMISSIONING OF SYSTEMS WILL CONTINUE INTO 2014 IN ADVANCE OF THE MUSEUM OPENING. 49870260 1 1 0 1 0 0 0 1 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 1 1 1 0 1 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 43 1 1 336 1 0 0 0 0 0 1 1 0 0 0 1 0 X 49 49 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AZ CA CT FL GA IL KS KY ME MD MA MI MN NH NJ NY NC ND OH OK OR PA RI SC TN UT WA WI CO MS X X X MR DAVID LANGFORD CFO 2123128800 ONE LIBERTY PLAZA 20TH FLOOR NEW YORK NY 10006 MICHAEL R BLOOMBERG 2.50 X X 0 0 0 ANDREW M SENCHAK 2.50 X X 0 0 0 VIRGINIA S BAUER 2.50 X 0 0 0 DAVID BEAMER 2.50 X 0 0 0 PAULA GRANT BERRY 2.50 X 0 0 0 FRANK BISIGNANO 2.50 X 0 0 0 DEBRA BURLINGAME 2.50 X 0 0 0 JOHN P CAHILL 2.50 X 0 0 0 RUSSEL L CARSON 2.50 X 0 0 0 KENNETH I CHENAULT 2.50 X 0 0 0 KEATING CROWN 2.50 X 0 0 0 BILLY CRYSTAL 2.50 X 0 0 0 ROBERT DE NIRO 2.50 X 0 0 0 SAMUEL A DIPIAZZA JR 2.50 X 0 0 0 CHRISTINE A FERER 2.50 2.50 X 0 0 0 ANNE M FINUCANE 2.50 X 0 0 0 MAURICE R GREENBERG 2.50 X 0 0 0 DR VARTAN GREGORIAN 2.50 X 0 0 0 PATRICIA E HARRIS 2.50 2.50 X 0 0 0 WILLIAM B HARRISON JR 2.50 X 0 0 0 GERALD L HASSELL 2.50 X 0 0 0 ROBERT IGER 2.50 X 0 0 0 LEE A IELPI 2.50 X 0 0 0 MONICA IKEN 2.50 X 0 0 0 ROBERT WOOD JOHNSON IV 2.50 X 0 0 0 THOMAS S JOHNSON 2.50 X 0 0 0 ROBERT KASDIN 2.50 X 0 0 0 ANTHOULA KATSIMATIDES 2.50 X 0 0 0 PETER M LEHRER 2.50 X 0 0 0 HOWARD W LUTNICK 2.50 X 0 0 0 JULIE MENIN 2.50 2.50 X 0 0 0 IRA M MILLSTEIN 2.50 X 0 0 0 HOWARD MILSTEIN 2.50 X 0 0 0 HON PETER G PETERSON 2.50 X 0 0 0 EMILY K RAFFERTY 2.50 X 0 0 0 KEVIN M RAMPE 2.50 X 0 0 0 JON STEWART 2.50 X 0 0 0 JUDITH RODIN 2.50 X 0 0 0 THOMAS H ROGER 2.50 X 0 0 0 JANE ROSENTHAL 2.50 X 0 0 0 E JOHN ROSENWALD JR 2.50 X 0 0 0 AVI SCHICK 2.50 X 0 0 0 JERRY I SPEYER 2.50 X 0 0 0 CRAIG ROBERTS STAPLETON 2.50 X 0 0 0 ANNE M TATLOCK 2.50 X 0 0 0 DANIEL R TISHMAN 2.50 X 0 0 0 SETH WAUGH 2.50 X 0 0 0 JOHN C WHITEHEAD 2.50 X 0 0 0 JOHN E ZUCCOTTI 2.50 2.50 X 0 0 0 JOSEPH DANIELS 40.00 X 320925 0 48137 DAVID LANGFORD 40.00 2.50 X 188272 0 34782 ALLISON BLAIS 40.00 X 198168 0 33854 CATHY BLANEY 40.00 X 219179 0 33160 JAMES CONNORS 40.00 X 270324 0 20772 ALICE GREENWALD 40.00 X 313827 0 40556 LUIS F MENDES 40.00 X 192969 0 39797 CLIFFORD CHANIN 40.00 X 172660 0 12704 JOSEPH WEINKAM 40.00 X 154413 0 37870 NOELLE LILIEN 40.00 2.50 X 178716 0 16200 LAWRENCE MANNION 40.00 X 172392 0 17679 CAROLYN RASIC 40.00 X 184925 0 24548 2566770 0 360059 25 0 1 0 BOVIS LEND LEASE 200 PARK AVENUE 9TH FLOOR NEW YORK NY 10166 CONSTRUCTION MANAGEMENT 44486897 ABM FACILITY SERVICES FILE 52609 BOSTON MA 900742609 BUILDING MAINTENANCE 7317354 ANDREWS INTERNATIONAL INC PO BOX 417142 BOSTON MA 022417142 SECURITY SERVICES 6404600 ELECTROSONIC INC 10320 BREN ROAD EAST MINNETONKA MN 55343 AUDIO VISUAL SERVICES 1825809 ENVIRONMENTAL TREE & DESIGN INC 23544 COONS ROAD TOMBALL TX 77375 TREE CARE AND TRANSPLANT 1212792 66 2480495 49812313 21183069 1076036 73475877 64107 64107 30567 30567 12110 0 12110 12110 12110 2063212 -2063212 -2063212 -2063212 161035 2480495 762803 -601768 -601768 143800 82901 60899 60899 10472758 3722610 6750148 6750148 INURANCE PROCEEDS 900099 1050000 1050000 NJ PAYROLL TAX REFUND 900099 3370 3370 CASH FOUND ON PROPERTY 900099 3241 3241 1056611 78785339 6750148 0 -1440686 38219 38219 1954722 1178787 343271 432664 9755653 7818004 1088051 849598 642782 489073 91377 62332 870165 732825 53541 83799 893977 547509 273032 73436 130284 80284 50000 159370 39413 119957 240774 240774 48000 48000 1659486 1458789 64698 135999 577116 317438 4439 255239 1698162 810518 162504 725140 1983793 1272610 516701 194482 2534090 2448828 81607 3655 267038 148178 181 118679 25206 2155 23051 18434057 17766273 416191 251593 854611 743934 59595 51082 CONTRACTED SECURITY SER 6565698 6548205 17493 CONTRACTED MAINTENANCE/ 3663603 3663603 EQUIP REPAIRS & MAINT 1708671 1695249 3525 9897 PROGRAMMATIC EVENTS 1166047 1166047 992049 904319 33073 54657 56863573 49870260 3384794 3608519 2430101 1106079 31127202 13086649 65642193 44200913 2396 650760 1681442 2181123 1329446 1196959 334780733 28177092 318516496 306603641 268527861 332525853 689257137 701551977 55831473 47537950 107800 141602 112227 56080875 47650177 X 608400185 632166637 24776077 21735163 633176262 653901800 689257137 701551977 21921766 -1196228 0 X X 0 1 X 1 1 1 X 45970282 92680699 87438036 78345395 73475877 377910289 45970282 92680699 87438036 78345395 73475877 377910289 2477113 375433176 3585868 1332950 766692 255211 106784 6047505 900 4068 1056611 1061579 385019373 21421379 0.97510 0.97980 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MEDIA GUIDE FEES - 2010 AMOUNT: $ 900. 2011 AMOUNT: $ 1,275. JURY DUTY REIMBURSEMENT - 2011 AMOUNT: $ 45. EXPENSE REIMBURSEMENTS - 2011 AMOUNT: $ 2,600. 2012 AMOUNT: $ 3,370. CASH FOUND ON PROPERTY - 2011 AMOUNT: $ 148. 2012 AMOUNT: $ 3,241. INSURANCE PROCEEDS - 2012 AMOUNT: $ 1,050,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 262887 262887 53255054 53517941 1000000 250000 0 0 1000000 1000000 2000000 3000000 259453 262887 522340 250000 250000 500000 750000 X X X 0 316342339 21371129 294971210 5643684 2561476 3082208 11298585 3512870 7785715 1496125 731617 764508 306603641 CONSTRUCTION IN PROGRESS 332183696 INTELLECTUAL PROPERTY RIGHTS, NET OF ACCUM AMORTIZATION 42344 DUE FROM RELATED PARTY 299813 332525853 DEFERRED RENT 112227 112227 X 79873551 75000 2063212 2138212 77735339 1050000 1050000 78785339 59148013 1271228 2063212 3334440 55813573 1050000 1050000 56863573 PART III, LINE 1A: THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENT OF FINANCIAL POSITION, AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. PURCHASES OF COLLECTION ITEMS ARE RECORDED IN THE YEAR IN WHICH THE ITEMS WERE ACQUIRED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE STATEMENT OF ACTIVITIES. PURSUANT TO THE ORGANIZATION'S COLLECTIONS AND MANAGEMENT POLICY, PROCEEDS FROM DEACCESSIONS ARE TO BE USED EXCLUSIVELY TO ACQUIRE OTHER ITEMS FOR THE COLLECTION AND WILL BE RECORDED AS UNRESTRICTED NET ASSETS DESIGNATED FOR ACQUISITIONS OF COLLECTION ITEMS. PART III, LINE 4: THE ORGANIZATION IS IN THE PROCESS OF ASSEMBLING A PERMANENT COLLECTION AND HAS INSTITUTED A COLLECTIONS MANAGEMENT POLICY TO DEFINE THE SCOPE AND INTELLECTUAL FRAMEWORK OF CONTENT ASSETS AND THE PROCEDURES BY WHICH THESE MATERIALS ARE ACCESSIONED, CATALOGUED AND PRESERVED. THROUGH LEADERSHIP OF THE BOARD AND STAFF, THE ORGANIZATION STRIVES TO ESTABLISH, PRESERVE AND DOCUMENT PRIMARY RECORDS, MATERIAL EVIDENCE, SPOKEN TESTIMONY AND OTHER WIDE-RANGING CULTURAL DOCUMENTATION RELATED TO THE FEBRUARY 26, 1993 AND SEPTEMBER 11, 2001 TERRORIST ATTACKS, THE HISTORICAL CONTEXT LEADING UP TO THEM, AND THEIR AFTERMATH AND ONGOING REPERCUSSIONS. THE ORGANIZATION ALSO COLLECTS ARTIFACTS, SPOKEN REMEMBRANCES AND OTHER MATERIALS WHICH HONOR AND COMMEMORATE THE VICTIMS OF THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS AND THEIR LEGACIES. THE ORGANIZATION MAKES ITS COLLECTION AVAILABLE AS LOANS TO OTHER MUSEUMS AND PRESENTING INSTITUTIONS, IN THE U.S. AND ABROAD, THAT MEET OUR SECURITY AND ENVIRONMENTAL CRITERIA. THE COLLECTION IS ALSO AVAILABLE, THROUGH ITS CATALOGUE AND BY APPOINTMENT, TO THE PUBLIC FOR RESEARCH PURPOSES AND IN COOPERATION WITH OUR PROFESSIONAL STAFF AND SCHOOL EDUCATORS FOR THE CREATION OF LESSON PLANS THAT ARE THEN MADE AVAILABLE THROUGH OUR WEBSITE. WHEN THE MUSEUM IS FULLY OPEN TO THE PUBLIC, ITS COLLECTIONS WILL ALSO BE USED IN EDUCATIONAL AND PUBLIC PROGRAMS FOR THE BENEFIT OF VISITORS. IN 2012, THE ORGANIZATION SPENT $166,805 ON ACQUISITIONS OF COLLECTION ITEMS. THESE ACQUISITIONS WERE FUNDED IN PART BY TEMPORARILY RESTRICTED CASH CONTRIBUTIONS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE ORGANIZATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE ORGANIZATION IS NO LONGER SUBJECT TO EXAMINATION BY THE APPLICABLE TAXING JURISDICTIONS FOR YEARS PRIOR TO 2009. PART XI, LINE 2D - OTHER ADJUSTMENTS: RECLASSIFICATION: DISPOSAL OF DISPOSAL ASSETS 2,063,212. PART XI, LINE 4B - OTHER ADJUSTMENTS: RECLASSIFICATION: INSURANCE PROCEEDS 1,050,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECLASSIFICATION: DISPOSAL OF DISPOSAL ASSETS 2,063,212. PART XII, LINE 4B - OTHER ADJUSTMENTS: RECLASSIFICATION: INSURANCE PROCEEDS 1,050,000. X X X X X X 1 THE LUKENS COMPANY 2800 SHIRLINGTON RD SUITE 900 ARLINGTON VA 22206 DIRECT MAIL CONSULTING/MANAGEMENT 0 635286 48000 587286 635286 48000 587286 AL AZ CA CT FL GA IL KS KY ME MD MA MI MN NH NJ NY NC ND OH OK OR PA RI SC TN UT WA WI CO MS BENEFIT DINNER 2641530 2480495 161035 223911 538892 2641530 2480495 161035 223911 538892 762803 -601768 143800 50000 32901 0 143800 50000 32901 82901 60899 NY 1 0 0 0 1.00000 NATALIE PINKERTON ONE LIBERTY PLAZA 20TH FLOOR NEW YORK NY 10006 0 VARIOUS 4480 OVERALL SUPERVISION AND MANAGEMENT OF THE GAMING OPERATION; RECORDKEEPING X 0 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE LUKENS COMPANY ("TLC") AND THE ORGANIZATION HAS A NON-EXCLUSIVE AGREEMENT FOR DIRECT RESPONSE MARKETING CONSULTATION AND MANAGEMENT, THE CREATION AND PRODUCTION OF DIRECT MAIL PACKAGES, PACKAGE INSERTS, SPACE ADVERTISEMENTS, TELEMARKETING CAMPAIGNS, DIRECT RESPONSE TELEVISION, AND INTERNET-BASED MARKETING PROGRAMS. TLC RECEIVED A MONTHLY RETAINER FEE OF $4,000 PER MONTH PLUS REIMBURSEMENT OF ALL MAILING, COPY CREATION, AND OTHER SERVICE FEES INCURRED UNDER THE CONTRACT AGREEMENT. THE ORGANIZATION DISTINGUISHES BETWEEN PAYMENT FOR CONSULTING FEES AND EXPENSE REIMBURSEMENT WITH TLC BASED ON SPECIFIC CONTRACT ARRANGEMENTS AND ITEMIZED INVOICING. IN ADDITION TO THE $48,000 OF CONSULTANT FEES PAID, TLC ALSO RECEIVED ADDITIONAL AMOUNTS OF $631,317 AS REIMBURSEMENT FOR POSTAGE AND PRINTING EXPENSES INCURRED. EXPLANATION OF FUNDRAISING EVENTS LOSS: FORM 990, PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11: THE PROPER COMPLETION OF FORM 990 REQUIRES ORGANIZATIONS TO REPORT THE ACTIVITY FROM FUNDRAISING EVENTS THAT SUBSTANTIALLY FURTHER THE ORGANIZATION'S EXEMPT PURPOSE IN PART VIII, LINE 8C AND FORM 990, SCHEDULE G, PART II, LINE 11. FUNDRAISING EVENTS OFTEN GENERATE BOTH CONTRIBUTIONS AND INCOME, SUCH AS WHEN AN INDIVIDUAL PAYS MORE THAN THE RETAIL VALUE FOR THE GOODS OR SERVICES FURNISHED. DURING THE YEAR ENDED DECEMBER 31, 2012 THE MEMORIAL CONDUCTED ONE SUCCESSFUL FUNDRAISING EVENT GENERATING CONTRIBUTION REVENUE TOTALING $2,480,495. THIS CONTRIBUTION REVENUE IS REQUIRED TO BE REPORTED ON PART VIII, LINE 1C OF THE FORM 990 AS CONTRIBUTIONS FROM FUNDRAISING EVENTS PER THE IRS INSTRUCTIONS. THIS RESULTED IN A LOSS FROM FUNDRAISING EVENTS IN THE AMOUNT OF $684,669 BUT AN OVERALL NET GAIN OF $1,939,626. GAMING MANAGERS CONTINUED: SCHEDULE G, PART III, LINE 16: GAMING MANAGERS INCLUDED NATALIE PINKERTON, ADAM LORENTZEN, CATHY BLANEY. ALL GAMING MANAGERS WERE EMPLOYEES OF THE ORGANIZATION AND COMPENSATION RELATED MANAGEMENT TOTALED $4,480. 1 SOUND PORTRAIT PRODUCTIONS INC (STORY CORPS) 80 HANSON PLACE 2ND FLOOR BROOKLYN NY 11217 133753011 501(C)(3) 18500 N/A N/A TO FUND ORAL HISTORIES THROUGH THE "STORY CORPS" PROJECT COVERING 9/11 EVENTS. PROJECT REBIRTH 163 WILLIAMS STREET 4TH FL NEW YORK NY 10038 330994939 501(C)(3) 19719 N/A N/A USED FOR PROJECT REBIRTH EXHIBITION. 2 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: IN EACH CASE, THE ORGANIZATION REQUIRED AN AGREEMENT MANDATING SIGNIFICANT OVERSIGHT OF PROGRAM ACTIVITIES WHERE ORGANIZATION FUNDS WERE BEING PROVIDED. THE ORGANIZATION REQUIRED THESE RECIPIENTS TO SUBMIT REPORTS DOCUMENTING SPECIFIC PROGRAM OUTCOMES SUPPORTED BY THE GRANT AND GRANT FUNDS EXPENDED. X X X X 0 0 0 0 0 0 0 0 0 JOSEPH DANIELS 320925 0 0 0 0 0 25000 0 23137 0 369062 0 0 0 DAVID LANGFORD 188272 0 0 0 0 0 19278 0 15504 0 223054 0 0 0 ALLISON BLAIS 198168 0 0 0 0 0 26351 0 7503 0 232022 0 0 0 CATHY BLANEY 219179 0 0 0 0 0 20385 0 12775 0 252339 0 0 0 JAMES CONNORS 270324 0 0 0 0 0 20772 0 0 0 291096 0 0 0 ALICE GREENWALD 313827 0 0 0 0 0 25000 0 15556 0 354383 0 0 0 LUIS F MENDES 192969 0 0 0 0 0 16660 0 23137 0 232766 0 0 0 CLIFFORD CHANIN 172660 0 0 0 0 0 4846 0 7858 0 185364 0 0 0 JOSEPH WEINKAM 154413 0 0 0 0 0 15699 0 22171 0 192283 0 0 0 NOELLE LILIEN 178716 0 0 0 0 0 16200 0 0 0 194916 0 0 0 LAWRENCE MANNION 172392 0 0 0 0 0 17187 0 492 0 190071 0 0 0 CAROLYN RASIC 184925 0 0 0 0 0 16247 0 8301 0 209473 0 0 0 X 194 X 1 50000 FAIR MARKET VALUE X EQUIPMENT 2 1026036 FAIR MARKET VALUE X 0 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS IN PART I COLUMN (B). NON REPORTING OF REVENUE: PART I, LINE 33: THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENTS OF FINANCIAL POSITION, AND GIFTS OF COLLECTION ITEMS ARE EXCLUDED FROM REVENUE IN THE STATEMENT OF ACTIVITIES. ORGANIZATION MISSION STATEMENT FORM 990, PART III, LINE 1 THE MEMORIAL MISSION: REMEMBER AND HONOR THE THOUSANDS OF INNOCENT MEN, WOMEN, AND CHILDREN MURDERED BY TERRORISTS IN THE HORRIFIC ATTACKS OF FEBRUARY 26, 1993 AND SEPTEMBER 11, 2001. RESPECT THIS PLACE MADE SACRED THROUGH TRAGIC LOSS. RECOGNIZE THE ENDURANCE OF THOSE WHO SURVIVED, THE COURAGE OF THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS, AND THE COMPASSION OF ALL WHO SUPPORTED US IN OUR DARKEST HOURS. MAY THE LIVES REMEMBERED, THE DEEDS RECOGNIZED, AND THE SPIRIT REAWAKENED BE ETERNAL BEACONS, WHICH REAFFIRM RESPECT FOR LIFE, STRENGTHEN OUR RESOLVE TO PRESERVE FREEDOM, AND INSPIRE AN END TO HATRED, IGNORANCE AND INTOLERANCE. THE MEMORIAL MUSEUM MISSION: THE NATIONAL SEPTEMBER 11 MEMORIAL MUSEUM AT THE WORLD TRADE CENTER WILL BEAR SOLEMN WITNESS TO THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993. THE MUSEUM WILL HONOR THE NEARLY 3,000 VICTIMS OF THESE ATTACKS AND ALL THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS. IT WILL FURTHER RECOGNIZE THE THOUSANDS WHO SURVIVED AND ALL WHO DEMONSTRATED EXTRAORDINARY COMPASSION IN THE AFTERMATH. DEMONSTRATING THE CONSEQUENCES OF TERRORISM ON INDIVIDUAL LIVES AND ITS IMPACT ON COMMUNITIES AT THE LOCAL, NATIONAL AND INTERNATIONAL LEVELS, THE MUSEUM WILL ATTEST TO THE TRIUMPH OF HUMAN DIGNITY OVER HUMAN DEPRAVITY AND AFFIRM AN UNWAVERING COMMITMENT TO THE FUNDAMENTAL VALUE OF HUMAN LIFE. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE 990 IS SHARED ELECTRONICALLY AND IN PAPER FORM WITH THE AUDIT COMMITTEE AND FINANCE AND INVESTMENT COMMITTEE, AND EACH COMMITTEE REVIEWS AND, THE AUDIT COMMITTEE APPROVES THE 990 IN ADVANCE OF FILING. PRIOR TO FILING, ELECTRONIC AND PAPER COPIES ARE ALSO PROVIDED TO THE FULL BOARD FOR REVIEW AND AN OPPORTUNITY TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM HAS A CONFLICT OF INTEREST POLICY WHICH IT ACTIVELY MONITORS AND ENFORCES. THE BOARD CURRENTLY MANDATES THAT ALL EMPLOYEES AND THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST QUESTIONNAIRE AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. THE SIGNED CONFLICT OF INTEREST QUESTIONNAIRE IS FILED ANNUALLY WITH THE SECRETARY OF THE MEMORIAL OR HER DESIGNEE WHO REVIEWS THE SIGNED ATTESTATIONS FOR POTENTIAL OR ACTUAL CONFLICTS EXPECTED TO OCCUR WITHIN THE FOLLOWING YEAR. IF A CONFLICT IS REPORTED THE GENERAL COUNSEL IS CONSULTED. IF A POTENTIAL OR ACTUAL CONFLICT OF INTEREST EXISTS ON THE PART OF A DIRECTOR OR OFFICER, DISCLOSURE SHALL BE MADE TO THE CHAIR(S) OF THE NOMINATING, GOVERNANCE AND COMPENSATION COMMITTEES. IN THE CASE OF ANY OTHER OFFICER OR EMPLOYEE, DISCLOSURE SHALL BE MADE TO THE OFFICER'S OR EMPLOYEE'S SUPERIOR, AS PROVIDED IN THE MEMORIAL'S EMPLOYEE MANUAL. IF AN ACTUAL CONFLICT EXISTS AND INVOLVES A PARTICULAR TRANSACTION THAT REQUIRES A VOTE OF THE BOARD OR A COMMITTEE OF THE BOARD, THE AFFECTED MEMBER OF MANAGEMENT OR THE GOVERNING BODY WILL NOT BE ENTITLED TO VOTE, DELIBERATE OR OTHERWISE USE HIS OR HER PERSONAL INFLUENCE ON THE MATTER IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM HAS ESTABLISHED A WRITTEN COMPENSATION POLICY FOR THEIR COMPENSATION COMMITTEE TO FOLLOW IN ESTABLISHING THE COMPENSATIONS FOR THE PRESIDENT/CEO, TOP MANAGEMENT OFFICIALS, OTHER OFFICERS OR KEY EMPLOYEES. THE POLICY MANDATES THAT EXECUTIVE COMPENSATION BE PERIODICALLY REVIEWED BY THE COMPENSATION COMMITTEE AND THAT THE COMMITTEE SHOULD BE FREE OF CONFLICTS OF INTEREST. IN ADDITION, THE APPROVING COMPENSATION COMMITTEE REVIEWS APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. THE COMPENSATION COMMITTEE USES A VARIETY OF INFORMATION AND STUDIES THAT ARE AVAILABLE TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES. THE COMPENSATION COMMITTEE'S DECISION ON THE AMOUNT OF COMPENSATION PAID IS DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT INCLUDING THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE DECISION, THE FULL TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABLE DATA USED AND RELIED UPON TO MAKE THE DECISION. THE PROCESS WAS LAST UNDERTAKEN IN 2011. FORM 990, PART VI, SECTION C, LINE 19 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM MAKES ITS FORM 990, FORM 1023 AND CONFLICT OF INTEREST POLICY AVAILABLE FOR PUBLIC INSPECTION AS REQUIRED UNDER SECTION 6104 OF THE INTERNAL REVENUE CODE BY POSTING IT ON ITS WEBSITE. THE FINANCIAL STATEMENTS AND GOVERNING DOCUMENTS AS PART OF FORM 1023 ARE ALSO POSTED ON THE WEBSITE. THE FORM 990 IS ALSO AVAILABLE ON GUIDESTAR.ORG. IN ADDITION, FORMS 990 AND 1023 AS WELL AS THE FINANCIAL STATEMENTS ARE AVAILABLE UPON WRITTEN REQUEST AT ONE LIBERTY PLAZA, 20TH FL., NEW YORK, NY 10006 OR BY CALLING THE ORGANIZATION DIRECTLY AT 212-312-8800. COMMITTEE OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS: FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. WORLD TRADE CENTER PERFORMING ARTS CENTER INC ONE LIBERTY PLAZA 20TH FLOOR NEW YORK NY 10006 455316035 CREATE A CULTURAL AND PERFORMING ARTS CENTER AT THE WORLD TRADE CENTER SITE NY 501(C)(3) LINE 7 NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER FDTN INC 1 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 WORLD TRADE CENTER PERFORMING ARTS CENTER INC D 299813 FMV WORLD TRADE CENTER PERFORMING ARTS CENTER INC L 14000 FMV