2013-11-15T10:28:01-06:00 2012-12-31 113576325 SCHAEFFER & SAM CPA PC 1232 RXR PLAZA UNIONDALE NY 115561232 990PF 2012-01-01 137294014 2001 FREDERICK & NANCY DEMATTEIS FAMILY CHARITABLE TRUST DEMA 5167455800 1230 RXR PLAZA WEST TOWER 12TH FL UNIONDALE NY 115561230 DONALD M SCHAEFFER 5167455800 2013-11-15 1 SAMIA B SAM P00236947 5168329100 2012 2016-02-25 16:41:14Z X 29400746 X X 1018044 926608 296493 11635990 296493 1314537 1223101 234527 80597 153930 29458 0 29458 40994 20497 20497 6854 6854 0 122749 109658 13091 434582 217606 216976 1882500 1882500 2317082 217606 2099476 -1002545 1005495 117962 201089 201089 2263931 658714 658714 7781579 9467175 10199096 1744885 1917775 2070297 5344868 5300534 5891578 10429149 9139904 10367772 17562 12200 12200 27699936 26697391 29400746 0 0 X 27699936 26697391 0 0 0 0 27699936 26697391 27699936 26697391 27699936 -1002545 0 26697391 0 26697391 BESSEMER TRUST #9D7B71 P 839054 791614 47440 47440 BESSEMER TRUST #9D7B71 P 1974541 1964559 9982 9982 BESSEMER TRUST #9D7B71 - FOREIGN CURRENCY G(L) P 8539 8539 8539 BESSEMER TRUST #9D7B71 P 109252 95646 13606 13606 BESSEMER TRUST #9D7B71 P 25963 19430 6533 6533 STATE STREET BANK & TRUST CO # XXX-XX-XXXX P 5376337 5373780 2557 2557 STATE STREET BANK & TRUST CO # XXX-XX-XXXX - WASH SALE P 31729 31729 0 0 STATE STREET BANK & TRUST CO # XXX-XX-XXXX P 3112212 3062739 49473 49473 CAPITAL GAINS DIVIDENDS P 158363 158363 158363 296493 0 2183811 31389284 0.069572 2051782 31348163 0.065451 2042486 30889220 0.066123 2412962 37185461 0.064890 2992040 42151472 0.070983 0.337019 0.067404 29681167 2000629 10055 2010684 2099476 X 10055 0 10055 0 10055 36186 36186 26131 26131 0 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A DONALD M SCHAEFFER TRUSTEE 5167455800 1230 RXR PLAZA UNIONDALE NY 115561230 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NANCY DEMATTEIS C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 0.00 0 0 0 ROBERT F VIZZA C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 5.00 91667 0 0 DONALD M SCHAEFFER C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 4.00 71430 0 0 STANLEY SIROTE C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 2.00 71430 0 0 RICHARD F DEMATTEIS C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 0.00 0 0 0 SCOTT L DEMATTEIS C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 0.00 0 0 0 LINDA LANGER C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 0.00 0 0 0 TRACEY SERKO C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 0.00 0 0 0 NONE 0 ROBERT F VIZZA C/O THE DEMATTEIS ORGAINZATIONS 1230 RXR PLAZA UNIONDALE NY 11545 PRESIDENT 91667 DONALD M SCHAEFFER C/O THE DEMATTEIS ORGAINZATIONS 1230 RXR PLAZA UNIONDALE NY 11545 TRUSTEE 71430 STANLEY SIROTE C/O THE DEMATTEIS ORGAINZATIONS 1230 RXR PLAZA UNIONDALE NY 11545 TRUSTEE 71430 0 NONE 0 0 30046467 86697 0 30133164 0 0 30133164 451997 29681167 1484058 1484058 10055 10055 1474003 0 1474003 0 1474003 2099476 0 2099476 10055 2089421 1474003 0 0 474712 794857 635213 1904782 2099476 0 0 0 1474003 625473 0 0 2530255 0 0 0 0 0 0 0 2530255 474712 794857 635213 625473 ATTN ROBERT F VIZZA THE DEMATTEIS F PO BOX 15 GLEN HEAD NY 11545 5167054974 APPLICATIONS REQUIRE A ONE PAGE ABSTRACT OUTLINING: (1) ORGANIZATION'S MISSION AND SERVICES RENDERED; (2) DESCRIPTION OF THE PROJECT FOR WHICH FUNDING IS SOUGHT; (3) TOTAL COST OF PROJECT; (4) SOURCES AND AMOUNTS OF OTHER SUPPORT; AND (5) COPY OF THE IRS TAX-EXEMPT STATUS LETTER. THE BOARD MEETS QUARTERLY AND TAKES ACTION ON ALL APPLICATIONS RECEIVED. ALL DECISIONS ARE FINAL. THE FOUNDATION MAKES GRANTS ONLY TO PRIVATE, PUBLICLY SUPPORTED, NOT-FOR-PROFIT, APPROVED 501(C)(3) TAX-EXEMPT AGENCIES, INSTITUTIONS, AND ORGANIZATIONS. THE FOUNDATION MAKES GRANTS TO ELIGIBLE INSTITUTIONS WHOSE MISSION INVOLVES: EDUCATION, HEALTH AND HUMAN SERVICES, MEDICAL RESEARCH, AND THE ARTS WITH A FOCUS ON THE NEW YORK METROPOLITAN AREA. APPLICANTS ARE ASKED NOT TO REQUEST A SPECIFIC GRANT AMOUNT; THE BOARD OF TRUSTEES DECIDES ON THE APPROVED GRANT LEVEL. COLD SPRING HARBOR LABORATORY ONE BUNGTOWN ROAD COLD SPRING HARBOR NY 11724 NONE PUBLIC CHARITIES COLON CANCER RESEARCH 1000000 FRIENDS ACADEMY 270 DUCK POND ROAD LOCUST VALLEY NY 11560 NONE PUBLIC CHARITIES GENERAL GRANT 125000 HOFSTRA UNIVERSITY 101C HOFSTRA HALL HEMPSTEAD NY 11549 NONE PUBLIC CHARITIES GENERAL GRANT 250000 PALM BEACH POPS 500 AUSTRALIAN AVES STE 200 WEST PALM BEACH FL 33401 NONE PUBLIC CHARITIES GENERAL GRANT 50000 RAYMOND F KRAVIS CENTER FOR THE PERFORMING ARTS 701 OKEECHOBEE BLVD WEST PALM BEACH FL 33401 NONE PUBLIC CHARITIES GENERAL GRANT 87500 SCO FAMILY OF SERVICES 1 ALEXANDER PLACE GLEN GOVE NY 11542 NONE PUBLIC CHARITIES GENERAL GRANT 20000 ST VINCENT'S SERVICES 66 BOERUM PLACE BROOKLYN NY 11201 NONE PUBLIC CHARITIES GENERAL GRANT 150000 WESTHAMPTON BEACH PERFORMING ARTS CENTER 76 MAIN STREET WESTHAMPTON NY 11978 NONE PUBLIC CHARITIES GENERAL GRANT 100000 WHEELCHAIR CHARITIES INC 83-10 35TH AVENUE JACKSON HEIGHTS NY 11372 NONE PUBLIC CHARITIES GENERAL GRANT 100000 1882500 0 14 1018044 18 296493 0 1314537 0 1314537 0 0 0 0 0 0 0 0 0 0 SCHAEFFER & SAM, CPA, P.C. 40994 20497 20497 PURSUANT TO IRC SEC. 4942(H) (2) AND REG. 53-4942 (A) - 3(D)(2), THE 2001 FREDERICK AND NANCY DEMATTEIS FAMILY CHARITABLE TRUST HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.SIGNED: ______________________ DATE: _________________NAME & TITLE: __________________________________________ 195000 SHARES - GENL ELEC CAP CORP 5.45% 1/15/13 197038 195335 150000 SHARES - MERRILL LYNCH & CO 5.45% 2/05/13 149552 150651 85000 SHARES - MERRILL LYNCH & CO 6.15% 4/25/13 84888 86364 50000 SHARES - INTL LEASE FIN 5.875% 5/01/13 49843 50625 75000 SHARES - VERIZON GLOBAL FUND 4.375% 6/01/13 73915 76221 162000 SHARES - HOUSEHOLD FIN CORP 4.75% 7/15/13 154494 165381 25000 SHARES - COCA COLA ENTPS 7.375% 3/03/14 24974 26987 25000 SHARES - UNITED PARCEL SVC 3.875% 4/01/14 24945 26051 100000 SHARES - MORGAN STANLEY 6% 5/13/14 99651 105897 15000 SHARES - BELLSOUTH CORP 5.2% 9 / 15 / 14 14988 16112 230000 SHARES - GOLDMAN SACHS GROUP 5.125% 1/15/15 224471 247084 45000 SHARES - HSBC FINANCE CORP 5.2596 4 / 15 / 15 40313 48793 190000 SHARES - VERIZON GLOBAL FDG 4.9% 9 / 15 / 15 186485 210759 115000 SHARES - MORGAN STANLEY 5.37596 10/15/15 112281 125026 70000 SHARES - CON EDISON CO NY 5.37596 12/15/15 75804 78878 160000 SHARES - GOLDMAN SACHS GROUP 5.3596 1/15/16 156746 176862 40000 SHARES - ELI LILLY & CO 5.2% 3 / 15 / 17 39350 46684 30000 SHARES - MORGAN STANLEY 4.75% 3/22/17 29918 32729 30000 SHARES - MORGAN STANLEY 5.55% 4/27/17 30341 33259 120000 SHARES - MERRILL LYNCH CO 6.496 8 / 28 / 17 121948 140923 420000 SHARES - GEN ELEC CAP CORP 5.62596 9 / 15 / 17 412400 495482 150000 SHARES - ORACLE CORP 1.2% 10/15/17 14974 15045 55000 SHARES - AT&T INC 1.4 12/01/17 54997 55010 40000 SHARES - BANK OF NY MELLON 1.3% 1/25/18 39943 39870 195000 SHARES - BEAR STEARNS CO INC 7.2596 2/01 /18 206935 244343 120000 SHARES - PEPSICO INC 56 6/01/18 118047 142326 75000 SHARES - JOHNSON & JOHNSON 5.15% 7/15/18 74846 91011 23000 SHARES - VERIZON COMMS INC 8.7596 11 /01/18 22871 31935 55000 SHARES - PFIZER INC 6.2% 3/15/19 54944 69519 30000 SHARES - CONS EDISON CO OF NY 6.65% 4/01 /19 29969 38218 97000 SHARES - MORGAN STANLEY 7.3% 5 / 13 / 19 102888 117876 165000 SHARES - MORGAN STANLEY 5.56 1 /26/20 161522 185095 60000 SHARES - GOLDMAN SACHS GROUP 5.375% 3 / 15 / 20 59208 68762 10000 SHARES - BANK OF AMERICA CORP 5.875% 1 / 05 / 21 9926 11973 80000 SHARES - GOLDMAN SACHS GROUP 5.25% 7 / 27 / 21 78480 91198 20000 SHARES - GOLDMAN SACHS GROUP 5.75% 1/24/22 19973 23644 50000 SHARES - PEPSICO INC 2.75% 3/05/22 51664 51366 20000 SHARES - ANHEUSER- BUSCH INBEV 2.5% 7/15/22 19904 20125 10000 SHARES - EBAY INC 2.6% 7/15/22 9987 10102 50000 SHARES - GENERAL ELEC CAP COPR 3.15% 9/07/22 49928 51085 20000 SHARES - ORACLE CORP 2.5% 10/15/22 19976 20180 35000 SHARES - MICROSOFT CORP 2.125% 11/15/22 34691 34657 35000 SHARES - AMAZON.COM INC 2.5% 11/29/22 34548 34497 60000 SHARES - AT&T INC 2.625% 12/01/22 59953 60099 30000 SHARES - INTEL CORP 2.7% 12/15/22 29872 29958 50000 SHARES - ESCROW GM CORP SR 8.25% 7/15/23 0 375 25000 SHARES - JERSEY CITY MEDICAL 3.039% 11/20/28 25000 25130 35000 SHARES - GMAC (GENL MTRS ACC) 8% 11/01/31 34205 44188 125000 SHARES - VERIZON GBL FDG CORP 7.75% 6/15/32 119597 184135 160000 SHARES - AMERICAN EXPRESS CR 5 875% 5/02/13 151705 162890 70000 SHARES - INTL LEASE FIN MTN 6 625% 11/15/13 69565 72625 85000 SHARES - MERRILL LYNCH & CO MT 5 45% 7/15/14 77586 90069 150000 SHARES - MERRILL LYNCH & CO MTN 5% 1 /15/15 142831 160245 40000 SHARES - GOLDMAN SACHS GRP INC 1.6% 11/23/15 39967 40281 40000 SHARES - WALT DISNEY CO MTN 1.1% 12/01/17 39716 40084 90000 SHARES - MERRILL LYNCH MTN 6 875% 4/25/18 92771 108491 125000 SHARES - MORGAN STANLEY MTN 6% 9/27/25 124369 125481 215000 SHARES - MORGAN STANLEY 0.01% 4/29/13 208366 215488 50000 SHARES - MORGAN STANLEY 3.0023% 5/14/13 50448 50343 125000 SHARES - MORGAN STANLEY 2.0977% 1/24/14 120156 125806 95000 SHARES - BK OF AMERICA CORP 1.9086% 1/30/14 93023 95793 75000 SHARES - GEN ELEC CAP CORP 0.6743% 1/08/16 49688 74131 100000 SHARES - MORGAN STANLEY (STEPUP) 4% 9/22/20 98700 100549 100000 SHARES - MORGAN STANLEY (STEPUP) 5% 9/30/25 98450 101477 625 SHARES - COACH INC (COH) 34555 34693 750 SHARES - DOLLAR GENERAL CORP (DG) 32381 33067 1100 SHARES - LOWES COS INC (LOW) 31706 39072 1050 SHARES - MACYS INC (M) 36067 40971 500 SHARES - TARGET CORP (TGT) 25291 29585 650 SHARES - CVS/CAREMARK CORP (CVS) 24588 31427 1450 SHARES - WALGREEN CO (WAG) 52733 53664 525 SHARES - CONOCOPHILLIPS (COP) 28442 30444 1100 SHARES - MARATHON OIL CORP (MRO) 31554 33726 550 SHARES - ACE LIMITED 27371 43890 700 SHARES - CITIGROUP INC (C) 20871 27692 750 SHARES - AETNA INC NEW (AET) 32591 34732 585 SHARES - JOHNSON & JOHNSON (JNJ) 37326 41008 700 SHARES - THERMO FISHER SCIENTIFIC (TMO) 40552 44646 775 SHARES - UNITEDHEALTH GROUP INC (UNH) 37574 42036 800 SHARES - ZIMMER HLDGS INC (ZMH) 50512 53328 300 SHARES - GENERAL DYNAMICS CORP (GD) 19694 20781 875 SHARES - WASTE MANAGEMENT INC NEW (WM) 29259 29522 625 SHARES - ACCENTURE PLC CL A 35081 41562 775 SHARES - AVAGO TECHNOLOGIES 27085 24529 265 SHARES - INTERNATIONAL BUS MACHINES (IBM) 49918 50760 1875 SHARES - MICROSOFT CORP (MSFT) 47719 50080 650 SHARES - QUALCOMM INC (QCOM) 40556 40208 600 SHARES - SEAGATE TECHNOLOGY PLC 16552 18252 425 SHARES - NEWMONT MINING CORP (NEM) 25849 19737 675 SHARES - CENTURYLINK INC (CTL) 25332 26406 275 SHARES - DETROIT ENERGY CO (DTE) 13874 16513 800 SHARES - EXELON CORP (EXC) 33394 23792 700 SHARES - DAIHATSU MOTOR CO. LTD ADR 27398 27703 600 SHARES - MAGNA INTL INC CL A 22878 30012 475 SHARES - VOLKSWAGEN AG ADR 15515 21561 1750 SHARES - AB FOODS LTD ADR 30283 44490 685 SHARES - IMPERIAL TOBACCO LT ADR 50368 52845 3500 SHARES - KON AHOLD ADR 47393 46767 950 SHARES - ENI S.P.A. ADR 40073 46683 410 SHARES - SINOPEC/CHINA PETE&CHM ADR 45445 47117 975 SHARES - TOTAL SA ADR 50294 50709 1850 SHARES - ALLIANZ AKTIENGES ADR 19519 25561 2550 SHARES - CHINA CONSTRUCTION ADR 36823 40927 2550 SHARES - MUNICH RE GROUP ADR 30821 45721 3000 SHARES - NORDEA BK SWEDEN AB ADR 22869 28638 6750 SHARES - SUMITOMO MITSUI FIN ADR 40097 49545 2400 SHARES - SUNCORP GROUP ADR 21477 25339 1050 SHARES - WHARF HOLDINGS ADR 10031 16418 1850 SHARES - ITOCHU CORP ADR 38650 38813 1000 SHARES - SANOFI ? ADR 34099 47380 1100 SHARES - TEVA PHARM INDS LTD ADR 45788 41074 4500 SHARES - EAST JAPAN RAIL ADR 45590 48402 1050 SHARES - EMBRAER SA ADR 29268 29935 800 SHARES - NIKON CORP PLC UNSPON?ADR 22546 23371 900 SHARES - AKZO NOBEL NV ADR 15355 19674 1250 SHARES - BARRICK GOLD CORP 58869 43762 425 SHARES - BHP BILLITON PLC?ADR 23942 29907 730 SHARES - CHINA TELECOM ADR 43256 41500 2250 SHARES - TELE2 AB ADR 21479 20250 1300 SHARES - TIM PARTICIPACOES SA ADR 36375 25766 1450 SHARES - VODAFONE GP PLC NEW ADR 39743 36525 1300 SHARES - SSE PLC ADR 26609 29963 975 SHARES - TOKYO GAS LTD ADR 16495 17816 5237867 5769568 4229308 4429528 274591.485 SHARES - OW LARGE CAP STRATEGIES FD - BOOK COST 2,368,583 AT COST 2361299 2751406 183320.086 SHARES - OW GLOBAL SML & MID CAP FD - BOOK COST 2,162,465 AT COST 2114958 2692972 463455.343 SHARES - OW GLOBAL OPPORTUNITIES FD - BOOK COST 3,080,347 AT COST 3080347 3503722 88195.781 SHARES - OW REAL RETURN FUND - BOOK COST 825,419 AT COST 777694 817574 6000 SHARES - FHLMC 8 375% SER Z PFD AT COST 157200 10500 5700 SHARES - FNMA 8 25% PFD AT COST 142150 9519 1500 SHARES - GOLDMAN SACHS GROUP INC 6 125% PFD AT COST 37500 39180 200000 SHARES - BARCLAYS BANK PLC 6 75% 5/22/19 AT COST 197049 244248 70000 SHARES - BARCLAYS BK PLC 5% 9/22/16 AT COST 71335 78462 130000 SHARES - BARCLAYS BANK PLC 5 125% 1/08/20 AT COST 128666 148061 60000 SHARES - SHELL INTL FINANCE 2.25% 1/06/23 AT COST 59279 59276 203 SHARES - GENERAL MOTORS CO AT COST 6051 5852 51 SHARES - MOTORS LIQUIDATION COMPANY AT COST 0 1081 185 SHARES - GENERAL MTRS CO WTS 7/10/16 AT COST 3629 3608 185 SHARES - GENERAL MTRS CO WTS 7/01/19 AT COST 2747 2311 SCHLESINGER, GANNON & LAZETERA, LLP 29458 0 29458 ACCRUED GNMA INCOME - STATE STREET 17562 12200 12200 BROKERAGE FEES 118653 108209 10444 BANK CHARGES 74 0 74 NEW YORK LAW JOURNAL AD 130 0 130 FILING FEES 750 0 750 INSURANCE 1924 962 962 PROFESSIONAL DUES & SUBSCRIPTIONS 695 278 417 POSTAGE 248 99 149 MISCELLANEOUS FEES 275 110 165 FOREIGN TAXES PAID 4380 4380 0 FEDERAL WITHHOLDING TAXES 2474 2474 0