2013-11-13T11:05:00-06:00 2012-12-31 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 650N BETHESDA MD 208142930 990 2012-01-01 830431851 PATH VACCINE SOLUTIONS PATH 2062853500 2201 WESTLAKE AVENUE NO 200 SEATTLE WA 98121 OLIVIA POLIUS 2062853500 2013-11-13 1 3019519090 2012 2016-02-25 16:41:14Z OLIVIA POLIUS 2201 WESTLAKE AVENUE NO 200 SEATTLE WA 98121 61386918 0 X WWW.PATH.ORG X 2006 WA SEE PART III, LINE 1. 7 3 0 0 0 0 17377524 51421659 0 0 805398 691377 -1385 17107 18181537 52130143 30822158 28102003 0 0 0 0 0 0 0 6404407 12062025 37226565 40164028 -19045028 11966115 133507981 142045531 6691219 2850743 126816762 139194788 X PVS WORKS WITH PARTNERS TO DEVELOP NEW VACCINES BY PROVIDING FUNDING AND EXPERTISE IN PRECLINICAL DEVELOPMENT, MANUFACTURING, AND CLINICAL DEVELOPMENT, WITH A FOCUS ON LOW-INCOME COUNTRIES. IN RETURN, PARTNERS AGREE TO TERMS THAT HELP ENSURE THE RESULTING PRODUCTS ARE AFFORDABLE AND AVAILABLE IN DEVELOPING COUNTRIES. 0 0 40164028 28102003 PVS WORKS TO PREVENT DEATHS FROM PNEUMONIA, INFLUENZA, RESPIRATORY SYNCYTIAL VIRUS, POLIO, AND DIARRHEA AMONG CHILDREN AROUND THE WORLD. WE ACCELERATE THE DEVELOPMENT OF SAFE, EFFICACIOUS, AND AFFORDABLE VACCINES IN PARTNERSHIP WITH PUBLIC AND PRIVATE GROUPS. IN 2012, PVS ADVANCED RESEARCH AND DEVELOPMENT OF A NUMBER OF PROMISING PNEUMOCOCCAL VACCINE CANDIDATES AND RELATED TECHNOLOGIES. THIS WORK RANGED FROM PRELIMINARY RESEARCH TO PRECLINICAL DEVELOPMENT TO CLINICAL TRIALS FOR SEVERAL CANDIDATES. FOR EXAMPLE, WE ADVANCED AN INACTIVATED WHOLE-CELL VACCINE CANDIDATE DEVELOPED IN PARTNERSHIP WITH BOSTON CHILDREN'S HOSPITAL INTO A FIRST-IN-HUMAN PHASE 1 CLINICAL TRIAL. THE VACCINE CANDIDATE DEMONSTRATED AN ACCEPTABLE SAFETY AND REACTOGENICITY PROFILE AS WELL AS POSITIVE IMMUNOGENICITY RESULTS THAT SUPPORT CONTINUING CLINICAL DEVELOPMENT. IN PARTNERSHIP WITH SERUM INSTITUTE OF INDIA, LTD., WE CONTINUED PREPARING TO BRING A 10-VALENT PNEUMOCOCCAL CONJUGATE VACCINE (PCV-10) CANDIDATE FROM PRECLINICAL RESEARCH INTO CLINICAL DEVELOPMENT. TAILORED TO CHILDREN'S NEEDS IN LOW-RESOURCE COUNTRIES, THE PCV-10 CANDIDATE IS DESIGNED TO BE AFFORDABLE AND FOCUSES ON VARIETIES OF THE PNEUMOCOCCUS BACTERIUM THAT ARE PREVALENT IN THE DEVELOPING WORLD. INFECTION WITH ROTAVIRUS IS A MAJOR CAUSE OF SEVERE DIARRHEA AND DEATH AMONG YOUNG CHILDREN IN LOW-INCOME COUNTRIES. PVS AIMS TO ACCELERATE INTRODUCTION OF SAFE, AFFORDABLE, AND EFFECTIVE ROTAVIRUS VACCINES BY PROVIDING TECHNICAL AND FINANCIAL SUPPORT TO EMERGING-COUNTRY MANUFACTURERS. HIGHLIGHTS DURING 2012 INCLUDED WORKING WITH BHARAT BIOTECH INTERNATIONAL, LTD. IN INDIA TO CONDUCT A PHASE 3 EFFICACY TRIAL OF ITS ROTAVIRUS VACCINE CANDIDATE, ACHIEVING SUFFICIENT STUDY ENDPOINTS TO ALLOW FOR DATABASE LOCK IN NOVEMBER 2012 AND PREPARATION FOR PRIMARY DATA ANALYSIS TO OCCUR IN EARLY 2013; PARTNERING WITH THE SERUM INSTITUTE OF INDIA, LTD., TO PREPARE FOR A PHASE 3 EFFICACY TRIAL OF ITS ROTAVIRUS VACCINE CANDIDATE, INCLUDING THE CONDUCT OF A PREPARATORY STUDY AT FOUR TRIAL SITES IN INDIA; AND LAUNCHING A FIRST-IN-HUMAN PHASE 1 TRIAL OF THE P2-VP8 NONREPLICATING ROTAVIRUS VACCINE CANDIDATE DEVELOPED BY THE US NATIONAL INSTITUTES OF HEALTH.PVS ALSO ADVANCES RESEARCH AND DEVELOPMENT OF VACCINES AGAINST THE TWO LEADING BACTERIAL CAUSES OF DIARRHEA, SHIGELLA AND ENTEROTOXIGENIC ESCHERICHIA COLI (ETEC). MUCH OF THIS WORK IS DONE THROUGH PARTNERSHIPS WITH PUBLIC- AND PRIVATE-SECTOR ORGANIZATIONS. KEY ACTIVITIES IN 2012 INCLUDED COMPLETING A FOLLOW-ON STUDY OF AN ETEC HUMAN CHALLENGE MODEL, CONDUCTING TWO PHASE 1 TRIALS OF ETEC VACCINE CANDIDATES (AN INACTIVATED TETRAVALENT AND A LIVE ATTENUATED TRIVALENT) ADMINISTERED WITH AND WITHOUT A NOVEL MUCOSAL ADJUVANT, AND COMPLETING TWO PHASE 1 TRIALS OF SHIGELLA CANDIDATES (AN INACTIVATED WHOLE-CELL VACCINE AND A LIVE ATTENUATED VACCINE). 40164028 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 3 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 WA X X OLIVIA POLIUS CHIEF FINANCIAL OFFICER 2062853500 2201 WESTLAKE AVE SUITE 200 SEATTLE WA 98121 CHRISTOPHER J ELIAS 1.00 39.00 X X 0 223504 12905 STEVEN B DAVIS 1.00 39.00 X X 0 215600 19353 JACQUELINE D SHERRIS 1.00 39.00 X X 0 260690 30493 ERIC G WALKER 1.00 39.00 X X 0 252022 37003 DANIEL LASTER 1.00 39.00 X 0 215725 34457 N REGINA RABINOVICH 1.00 0.00 X 0 0 0 DOUGLAS HOLTZMAN 1.00 0.00 X 0 0 0 TOM BREWER 1.00 2.00 X 0 0 0 DAVID ALLI 20.00 0.00 X 0 147445 27386 0 1314986 161597 0 0 1 0 0 82082 51339577 51421659 948152 948152 9000000 9256775 -256775 -256775 -256775 OTHER REIMBURSEMENTS 900099 16414 16414 FOREIGN EXCHANGE GAIN 900099 693 693 17107 52130143 0 0 708484 23678005 23678005 4423998 4423998 6267 6267 129189 129189 936459 936459 5433 5433 240358 240358 9237 9237 5000 5000 472 472 1900927 1900927 81593 81593 86316 86316 SUBCONTRACTS 8568604 8568604 LAB SUPPLIES 32969 32969 EQUIPMENT R&M & PROCURE 31133 31133 TAXES 21041 21041 7027 7027 40164028 40164028 0 0 6827477 5020984 58943532 57535405 267335 214274 165118 37428 18263 0 19165 67304519 79255703 133507981 142045531 6691219 2850743 6691219 2850743 X 126816762 139194788 126816762 139194788 133507981 142045531 11966115 411911 0 X 0 1 X 1 0 X X X 0 0 0 PATH 911157127 BOX 7 1 40164028 1 40164028 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 37428 18263 19165 19165 1 EAST ASIA AND THE PACIFIC 0 1 PROGRAM SERVICES VACCINES AND IMMUNIZATIONS 430704 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 1039215 EUROPE 0 1 PROGRAM SERVICES VACCINES AND IMMUNIZATIONS 1211597 EUROPE 0 0 GRANTMAKING 1428434 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES VACCINES AND IMMUNIZATIONS 155 NORTH AMERICA 0 0 PROGRAM SERVICES VACCINES AND IMMUNIZATIONS 56626 NORTH AMERICA 0 0 GRANTMAKING -59411 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES VACCINES AND IMMUNIZATIONS 548200 RUSSIA AND THE NEWLY INDEPENDENT STATES 0 0 GRANTMAKING 375000 SOUTH AMERICA 0 0 PROGRAM SERVICES VACCINES AND IMMUNIZATIONS 33470 SOUTH AMERICA 0 0 GRANTMAKING -267342 SOUTH ASIA 0 0 PROGRAM SERVICES MANAGEMENT & GENERAL 144 SOUTH ASIA 0 0 PROGRAM SERVICES HEALTH TECHNOLOGIES 1108 SOUTH ASIA 0 5 PROGRAM SERVICES VACCINES AND IMMUNIZATIONS 575013 SOUTH ASIA 0 0 GRANTMAKING 1374833 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES VACCINES AND IMMUNIZATIONS 22584 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 533269 0 2 0 5 0 7 4655520 2648079 7303599 EAST ASIA AND THE PACIFIC VACCINES AND IMMUNIZATIONS 395000 CHECK/WIRE EAST ASIA AND THE PACIFIC VACCINES AND IMMUNIZATIONS 150000 CHECK/WIRE EAST ASIA AND THE PACIFIC VACCINES AND IMMUNIZATIONS 850817 CHECK/WIRE EUROPE VACCINES AND IMMUNIZATIONS 173649 CHECK/WIRE EUROPE VACCINES AND IMMUNIZATIONS 5643 CHECK/WIRE EUROPE VACCINES AND IMMUNIZATIONS 238956 CHECK/WIRE EUROPE VACCINES AND IMMUNIZATIONS 276840 CHECK/WIRE EUROPE VACCINES AND IMMUNIZATIONS 92506 CHECK/WIRE EUROPE VACCINES AND IMMUNIZATIONS 198717 CHECK/WIRE EUROPE VACCINES AND IMMUNIZATIONS 280000 CHECK/WIRE EUROPE VACCINES AND IMMUNIZATIONS 224585 CHECK/WIRE EUROPE VACCINES AND IMMUNIZATIONS 40000 CHECK/WIRE RUSSIA AND THE NEWLY INDEPENDENT STATES VACCINES AND IMMUNIZATIONS 375000 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 41613 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 258659 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 228551 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 128732 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 45285 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 200000 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 34972 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 43896 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 70000 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 100017 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 25357 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 127207 CHECK/WIRE SUB-SAHARAN AFRICA VACCINES AND IMMUNIZATIONS 25363 CHECK/WIRE SUB-SAHARAN AFRICA VACCINES AND IMMUNIZATIONS 500000 CHECK/WIRE SOUTH ASIA VACCINES AND IMMUNIZATIONS 70544 CHECK/WIRE SUB-SAHARAN AFRICA VACCINES AND IMMUNIZATIONS 7906 CHECK/WIRE 21 7 1 0 0 0 0 0 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: SUBRECIPIENTS ARE REQUIRED TO SUBMIT PROGRESS REPORTS, WHICH ARE REVIEWED BY RESPONSIBLE PROGRAM MANAGERS AND PROGRAM ADMINISTRATORS TO ENSURE THAT PROGRAM GOALS ARE ATTAINED IN ACCORDANCE WITH AGREEMENT REQUIREMENTS. THE RESPONSIBLE PROGRAM MANAGERS AND PROGRAM ADMINISTRATORS CONTACT SUBRECIPIENTS WITH QUESTIONS AND FOLLOW UP ON ANY CONCERNS. IN SOME CASES, SUBAWARD TERMS MAY REQUIRE SPECIFIED DELIVERABLES IN ADDITION TO, OR IN LIEU OF, TECHNICAL REPORTS. IN ADDITION, DISCRETIONARY ON-SITE VISITS ARE CONDUCTED TO EVALUATE BOTH COMPLIANCE WITH THE SCIENTIFIC OBJECTIVES OF THE PROJECT AND THE APPROPRIATENESS OF THE SUBRECIPIENT'S ADMINISTRATIVE SYSTEMS AND PROCESSES. 1 BIOPROCESS TECHNOLOGY CONSULTANTS INC (BPTC) 12 GILL ST SUITE 5450 WOBURN MA 018011728 100002382 N/A 7255 VACCINES AND IMMUNIZATIONS BOARD OF TRUSTEES OF LELAND STANFORD JUNIOR UNIVERSITY 2770 SAND HILL RD MENLO PARK CA 94025 941156365 501(C)(3) 11971 VACCINES AND IMMUNIZATIONS CHILDREN'S GMP LLC 262 DANNY THOMAS PLACE MEMPHIS TN 38105 620646012 501(C)(3) 104560 VACCINES AND IMMUNIZATIONS CHILDREN'S HOSPITAL BOSTON 300 LONGWOOD AVE BOSTON MA 02115 042774441 501(C)(3) 377028 VACCINES AND IMMUNIZATIONS CHILDREN'S HOSPITAL BOSTON 300 LONGWOOD AVE BOSTON MA 02115 042774441 501(C)(3) 198310 VACCINES AND IMMUNIZATIONS CINCINNATI CHILDREN'S HOSPITAL MEDICAL CENTER 3333 BURNET AVE CINCINNATI OH 45229 310833936 501(C)(3) 29860 VACCINES AND IMMUNIZATIONS CINCINNATI CHILDREN'S HOSPITAL MEDICAL CENTER 3333 BURNET AVE CINCINNATI OH 45229 310833936 501(C)(3) 65144 VACCINES AND IMMUNIZATIONS DIAGNOSEARCH LIFE SCIENCES INC 3805 OLD EASTON RD DOYLESTOWN PA 18902 030507787 501(C)(3) 25000 VACCINES AND IMMUNIZATIONS FOOD & DRUG ADMINISTRATION (FDA) 10903 NEW HAMPSHIRE AVE SILVER SPRING MD 20093 530196965 GOVERNMENT 23330 VACCINES AND IMMUNIZATIONS CHILDREN'S GMP LLC 262 DANNY THOMAS PLACE MEMPHIS TN 38105 620646012 501(C)(3) 1194039 VACCINES AND IMMUNIZATIONS JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH 615 N WOLFE STREET W1100 BALTIMORE MD 21205 520595110 501(C)(3) 488486 VACCINES AND IMMUNIZATIONS JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH 615 N WOLFE STREET W1100 BALTIMORE MD 21205 520595110 501(C)(3) 857942 VACCINES AND IMMUNIZATIONS JOHNS HOPKINS BLOOMBERG SCHOOL OF PUBLIC HEALTH 615 N WOLFE STREET W1100 BALTIMORE MD 21205 520595110 501(C)(3) 256204 VACCINES AND IMMUNIZATIONS JOHNS HOPKINS UNIVERSITY 615 N WOLFE STREET BALTIMORE MD 21205 520595110 501(C)(3) 169645 VACCINES AND IMMUNIZATIONS JOHNS HOPKINS UNIVERSITY 616 N WOLFE STREET BALTIMORE MD 21205 520595110 501(C)(3) 89334 VACCINES AND IMMUNIZATIONS JOHNS HOPKINS UNIVERSITY 617 N WOLFE STREET BALTIMORE MD 21205 520595110 501(C)(3) 826772 VACCINES AND IMMUNIZATIONS LENTIGEN CORPORATION 910 CLOPPER RD SUITE 200 GAITHERSBURG MD 20878 861131845 501(C)(3) 178948 VACCINES AND IMMUNIZATIONS LIQUIDIA TECHNOLOGIES INC 419 DAVIS DR SUITE 100 DURHAM NC 27713 201926605 N/A 733469 VACCINES AND IMMUNIZATIONS LOVELACE RESPIRATORY RESEARCH INSTITUTE 2425 RIDGECREST DR SE ALBUQUERQUE NM 871085127 850110669 501(C)(3) 20000 VACCINES AND IMMUNIZATIONS MOUNT SINAI SCHOOL OF MEDICINE 1428 MADISON AVE NEW YORK NY 10029 136171197 501(C)(3) 440000 VACCINES AND IMMUNIZATIONS NAT INS OF ALLERGY & INFECTIOUS DISEASE (NIAID) 54943 N MAIN ST MATTAWAN MI 49071 520858115 GOVERNMENT 133540 VACCINES AND IMMUNIZATIONS NAVAL MEDICAL RESEARCH CENTER (NMRC) 6610 ROCKLEDGE DR SUITE 2800 BETHESDA MD 208926606 470100048 GOVERNMENT 115230 VACCINES AND IMMUNIZATIONS NOVAVAX INC 20 FIRSTFIELD RD GAITHERSBURG MD 20878 222816046 N/A 1574400 VACCINES AND IMMUNIZATIONS PITTSBURGH UNIVERSITY OF 4200 FIFTH AVE PITTSBURGH PA 15213 250965591 501(C)(3) 100000 VACCINES AND IMMUNIZATIONS PS3 CORPORATION 13750 SAN PERDO AVE SUITE 640 SAN ANTONIO TX 78232 202159069 N/A 88725 VACCINES AND IMMUNIZATIONS SABIN VACCINE INSTITUTE 2000 PENNSYLVANIA AVE SUITE 7100 WASHINGTON DC 20006 061389829 501(C)(3) 50000 VACCINES AND IMMUNIZATIONS SEATTLE CHILDREN'S HOSPITAL 4800 SAND POINT WAY NE SEATTLE WA 98105 900231200 501(C)(3) 20115 VACCINES AND IMMUNIZATIONS PROGRAM FOR APPROPRIATE TECHNOLOGY IN HEALTH 2201 WESTLAKE AVE SUITE 200 SEATTLE WA 98121 911157127 501(C)(3) 12756027 N/A THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ALABAMA 719 UNIVERSITY BLVD TUSCALOOSA AL 35401 636001138 501(C)(3) 14295 VACCINES AND IMMUNIZATIONS THE BOARD OF TRUSTEES OF THE UNIVERSITY OF ALABAMA 719 UNIVERSITY BLVD TUSCALOOSA AL 35401 636001138 501(C)(3) 424207 VACCINES AND IMMUNIZATIONS JOHNS HOPKINS UNIVERSITY 615 N WOLFE STREET BALTIMORE MD 21205 520595114 501(C)(3) 350000 VACCINES AND IMMUNIZATIONS TUFTS UNIVERSITY 136 HARRISON AVE BOSTON MA 02111 042103634 501(C)(3) 160000 VACCINES AND IMMUNIZATIONS TULANE EDUCATIONAL FUND 1430 TULANE AVE TB-32 NEW ORLEANS LA 701122632 720423889 501(C)(3) 57200 VACCINES AND IMMUNIZATIONS UNIVERSITY OF ALABAMA AT BIRMINGHAM 7001 20TH ST S AB 1170 BIRMINGHAM AL 352940111 636005396 501(C)(3) 199210 VACCINES AND IMMUNIZATIONS UNIVERSITY OF ALABAMA AT BIRMINGHAM 7001 20TH ST S AB 1170 BIRMINGHAM AL 352940111 636005396 501(C)(3) 20000 VACCINES AND IMMUNIZATIONS UNIVERSITY OF ALABAMA AT BIRMINGHAM 7001 20TH ST S AB 1170 BIRMINGHAM AL 352940111 636005396 501(C)(3) 104298 VACCINES AND IMMUNIZATIONS UNIVERSITY OF MARYLAND BALTIMORE 620 W LEXINGTON ST BALTIMORE MD 21201 311678679 501(C)(3) 249739 VACCINES AND IMMUNIZATIONS UNIVERSITY OF OKLAHOMA HEALTH SCIENCES CENTER 1000 SL YOUNG OKLAHOMA CITY OK 73104 730762267 501(C)(3) 28220 VACCINES AND IMMUNIZATIONS UNIVERSITY OF WASHINGTON 4333 BROOKLYN AVE NE SEATTLE WA 98195 916001537 501(C)(3) 34163 VACCINES AND IMMUNIZATIONS WALTER REED ARMY INSTITUTE OF RESEARCH (WRAIR) 503 ROBERT GRANT AVE SILVER SPRING MD 109107500 520664528 GOVERNMENT 298649 VACCINES AND IMMUNIZATIONS WALTER REED ARMY INSTITUTE OF RESEARCH (WRAIR) 503 ROBERT GRANT AVE SILVER SPRING MD 109107500 520664528 GOVERNMENT 180000 VACCINES AND IMMUNIZATIONS WALTER REED ARMY INSTITUTE OF RESEARCH (WRAIR) 503 ROBERT GRANT AVE SILVER SPRING MD 109107500 520664528 GOVERNMENT 67760 VACCINES AND IMMUNIZATIONS WALTER REED ARMY INSTITUTE OF RESEARCH (WRAIR) 503 ROBERT GRANT AVE SILVER SPRING MD 109107500 520664528 GOVERNMENT 98378 VACCINES AND IMMUNIZATIONS WALTER REED ARMY INSTITUTE OF RESEARCH (WRAIR) 503 ROBERT GRANT AVE SILVER SPRING MD 109107500 520664528 GOVERNMENT 436797 VACCINES AND IMMUNIZATIONS WALTER REED ARMY INSTITUTE OF RESEARCH (WRAIR) 503 ROBERT GRANT AVE SILVER SPRING MD 109107500 520664528 GOVERNMENT 221197 VACCINES AND IMMUNIZATIONS CHILDREN'S HOSPITAL BOSTON 300 LONGWOOD AVE BOSTON MA 02115 042774441 501(C)(3) -187189 VACCINES AND IMMUNIZATIONS CINCINNATI CHILDREN'S HOSPITAL MEDICAL CENTER 3333 BURNET AVE CINCINNATI OH 45229 310833936 501(C)(3) -358 VACCINES AND IMMUNIZATIONS UNIVERSITY OF NEBRASKA-LINCOLN 1010 LINCOLN MALL LINCOLN NE 68508 470379839 501(C)(3) -18894 VACCINES AND IMMUNIZATIONS 16 3 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: SUBRECIPIENTS ARE REQUIRED TO SUBMIT PROGRESS REPORTS, WHICH ARE REVIEWED BY RESPONSIBLE PROGRAM MANAGERS AND PROGRAM ADMINISTRATORS TO ENSURE THAT PROGRAM GOALS ARE ATTAINED IN ACCORDANCE WITH AGREEMENT REQUIREMENTS. THE RESPONSIBLE PROGRAM MANAGERS AND PROGRAM ADMINISTRATORS CONTACT SUBRECIPIENTS WITH QUESTIONS AND FOLLOW UP ON ANY CONCERNS. IN SOME CASES, SUBAWARD TERMS MAY REQUIRE SPECIFIED DELIVERABLES IN ADDITION TO, OR IN LIEU OF, TECHNICAL REPORTS. IN ADDITION, DISCRETIONARY ON-SITE VISITS ARE CONDUCTED TO EVALUATE BOTH COMPLIANCE WITH THE SCIENTIFIC OBJECTIVES OF THE PROJECT AND THE APPROPRIATENESS OF THE SUBRECIPIENT'S ADMINISTRATIVE SYSTEMS AND PROCESSES. 0 0 0 0 0 0 0 0 0 CHRISTOPHER J ELIAS 0 100133 0 123321 0 50 0 12016 0 889 0 236409 0 0 STEVEN B DAVIS 0 205500 0 10000 0 100 0 12241 0 7112 0 234953 0 0 JACQUELINE D SHERRIS 0 250390 0 10000 0 300 0 27617 0 2876 0 291183 0 0 ERIC G WALKER 0 240882 0 10000 0 1140 0 26368 0 10635 0 289025 0 0 DANIEL LASTER 0 205697 0 10000 0 28 0 23873 0 10584 0 250182 0 0 DAVID ALLI 0 147445 0 0 0 0 0 18802 0 8584 0 174831 0 0 PART I, LINE 3 PATH VACCINE SOLUTIONS RELIES ON A RELATED ORGANIZATION, PATH, TO DETERMINE COMPENSATION. PATH USES THE FOLLOWING TO ESTABLISH COMPENSATION OF THE EXECUTIVE DIRECTOR: - COMPENSATION COMMITTEE - INDEPENDENT COMPENSATION CONSULTANT - COMPENSATION SURVEY OR STUDY - APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY THE OUTSIDE ACCOUNTING FIRM USING INFORMATION PROVIDED BY PATH ACCOUNTING SERVICES STAFF. PATH SENIOR MANAGEMENT REVIEWED THE DRAFT FORM. A COPY OF THE FINAL 990 WAS SENT TO THE BOARD OF DIRECTORS FOR COMMENT. AFTER THE COMMENT PERIOD, THE PRESIDENT AND CEO SIGNED THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS, PVS MANAGEMENT, AND ALL STAFF ABOVE A DESIGNATED LEVEL MUST COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM EACH YEAR. ALL FORMS ARE REVIEWED AND KEPT ON FILE. A CONFLICT MANAGEMENT PLAN IS DEVELOPED FOR ANY EMPLOYEE WITH A SIGNIFICANT ACTUAL OR PERCEIVED CONFLICT OF INTEREST. EACH YEAR AT THE ANNUAL MEETING, THE GENERAL COUNSEL INFORMS BOARD MEMBERS OF THE REQUIREMENT TO DISCLOSE ANY CONFLICT OF INTEREST. EACH BOARD MEMBER COMPLETES AND SIGNS A CONFLICT FORM ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 PVS'S FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. PROGRAM FOR APPROPRIATE TECHNOLOGY IN HEALTH 2201 WESTLAKE AVE SUITE 200 SEATTLE WA 98121 911157127 GLOBAL HEALTH WA 501(C)(3) LINE 7 N/A 0 PATH DRUG SOLUTIONS 280 UTAH AVENUE SUITE 250 SAN FRANCISCO CA 94080 943384500 DEVELOPMENT & DISTRIBUTION OF SAFE, EFFECTIVE, AND AFFORDABLE MEDICINES CA 501(C)(3) LINE 7 PATH 1 ORGANIZATION FOR APPROPRIATE TECHNOLOGY IN HEALTH 25 BUILDING B0 SHOTA RUSTAVELI STR KYIV UP REDUCE THE BURDEN IN UKRAINE UP N/A N/A PATH 1 FOUNDATION FOR APPROPRIATE TECHNOLOGIES IN HEALTH - SWITZERLAND 207 ROUTE DE FERNEY 1218 LE GRAND-S GENEVA SZ EDUCATIONAL AND SCIENTIFIC PROMOTION OF HEALTH SZ N/A N/A PATH 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0