2013-11-11T10:22:08-06:00 2011-12-31 320043599 LEGACY PROFESSIONALS LLP 311 SOUTH WACKER DRIVE SUITE 4000 CHICAGO IL 60606 990 2011-01-01 366110305 PLUMBERS & PIPEFITTERS LOCAL 23 UA HEALTH & WELFARE FUND PLUM 8153978350 4525 BOEING DRIVE ROCKFORD IL 611092934 RICHARD BECK 8153978350 2013-11-11 1 RONALD BASTIAN P00748397 3123680500 2011 2016-02-25 16:41:14Z X RICHARD BECK 4525 BOEING DRIVE ROCKFORD IL 611092934 30926212 0 X N/A X 1957 IL PROVIDE HEALTH BENEFITS 8 4 9 0 0 0 0 0 6880124 8246665 1016023 764134 146 8955 7896293 9019754 0 0 5548063 5374244 71745 70863 0 0 0 470314 488084 6090122 5933191 1806171 3086563 20013692 23438244 164563 401343 19849129 23036901 PROVIDE HEALTH BENEFITS 0 0 TO PROVIDE HEALTH CARE, LIFE, DENTAL, VISION, PRESCRIPTION DRUG AND DISABILITY BENEFITS FOR ELIGIBLE PARTICIPANTS AND/OR THEIR DEPENDENTS IN ACCORDANCE WITH THE PLAN DOCUMENT AND SCHEDULE OF BENEFITS. 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 215 0 1 9 1 0 0 0 0 0 0 0 0 X 8 4 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 X RICHARD BECK 8153978350 4525 BOEING DRIVE ROCKFORD IL 611092934 DAVID NELSON 1.00 X X 0 0 0 DARRYLL RUSSELL 1.00 X X 0 123734 81078 JAMES ZWEEP 1.00 X 0 0 0 DOMENIC ALFANO 1.00 X 0 104324 71746 RAYMOND STEFFAN 1.00 X 0 920 0 EUGENE MEAD 1.00 X 0 0 0 BRIAN HELM 1.00 X 0 0 0 RICHARD BECK 1.00 X 0 103065 71746 ARTHURH SCHIAVO 1.00 X X 0 0 0 DARRYLL RUSSELL 1.00 X 0 0 0 0 332043 224570 0 0 1 0 BENEFIT MANAGEMENT GROUP INC 903 COMMEERCE DRIVE SUITE 304 OAKBROOK IL 60523 ADMINISTRATIVE FEES 245500 BLUE CROSS BLUE SHIELD 300 EAST RANDOLPH ST CHICAGO IL 60601 PPO PROVIDER 148432 2 EMPLOYER CONTRIBUTIONS 900099 7040099 7040099 PARTIC AND RETIREE CON 900099 1049126 1049126 PRESCRIPTION DRUG REBA 900099 190910 190910 EARLY RETIREE REINSURA 900099 -33470 -33470 8246665 553754 553754 22116838 21906458 210380 210380 210380 MISCELLANEOUS 900099 8955 8955 8955 9019754 8089225 0 930529 5374244 33707 17938 13562 5656 245500 47818 33101 51268 34152 30424 17674 4738 3338 7458 BANK FEES 10053 MISCELLANEOUS EXPENSE 2560 5933191 1484043 1436060 723241 884633 961473 1007311 7616 5677 112880 109435 6784 3445 16830535 20101118 20013692 23438244 54383 64024 110180 337319 164563 401343 X 0 0 0 0 19849129 23036901 19849129 23036901 20013692 23438244 X 3086563 101209 X X 0 1 1 X 0 9832 8571 1261 103048 100864 2184 3445 DUE TO BROKER 337319 337319 9019754 5933191 3086563 101209 101209 3187772 9069695 101209 101209 8968486 51268 51268 9019754 5881923 0 5881923 51268 51268 5933191 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE PLAN FILES FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, AND FORM 5500, ANNUAL RETURN/REPORT OF EMPLOYEE BENEFIT PLAN. THE PLAN'S RETURNS ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE UNTIL THE APPLICABLE STATUTE OF LIMITATION EXPIRES. 0 0 0 DARRYLL RUSSELL 0 123734 0 0 0 0 0 0 0 81078 0 204812 0 0 DOMENIC ALFANO 0 104324 0 0 0 0 0 0 0 71746 0 176070 0 0 RICHARD BECK 0 103065 0 0 0 0 0 71746 0 0 0 174811 0 0 FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION HAS NO COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 IS PROVIDED TO THE ENTIRE BOARD OF TRUSTEES FOR THEIR REVIEW, APPROVAL AND SIGNATURE PRIOR TO FILING. FORM 990, PART VI, SECTION C, LINE 19 THE HEALTH AND WELFARE FUND MAKES GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 101,209. FORM 990, PART VII, COLUMN B THE AVERAGE HOURS WORKED FOR RELATED ORGANIZATIONS ARE AS FOLLOWS: DARRYLL RUSSES, CHAIRMAN - 45 HOURS DOMENIC ALFANO, TRUSTEE - 43 HOURS RAYMOND STEFFAN, TRUSTEE - 1 HOUR RICHARD BECK, TRUSTEE - 43 HOURS ROCKFORD PIPE TRADES INDUSTRY PENSION FUND 4525 BOEING DRIVE ROCKFORD IL 61109 376123990 PROVIDE PENSION BENEFITS IL 401(A) NOT APPLICABLE 0 PLUMBERS & PIPEFITTES LOCAL 23 UA TRAINING FUND 4525 BOEING DRIVE ROCKFORD IL 61109 366109329 APPRENTICE AND JOURNEYMEN TRAINING IL 501(C)5 NOT APPLICABLE 0 ROCKFORD PIPE TRADES INDUSTRY 401(K) PLAN 4525 BOEING DRIVE ROCKFORD IL 61109 391951674 PROVIDE SAVINGS AND RETIREMENT BENEFITS IL 401(A) NOT APPLICABLE 0 ROCKFORD PIPE TRADES LABOR MANAGEMENT COOPERATION COUNCIL 4525 BOEING DRIVE ROCKFORD IL 61109 262258555 LABOR MANAGEMENT COOPERATION COUNCIL IL 501(C)6 NOT APPLICABLE 0 UNITED ASSOCIATION OF PLUMBERS & PIPEFITTERS LOCAL 23 4525 BOEING DR ROCKFORD IL 61109 362118228 LOCAL UNION IL 501(C )5 N/A 0 AREA MECHANICAL INC 821 1ST AVE ROCKFORD IL 61104 CONTRIBUTING EMPLOYER IL AUTOMATIC ENVIRONMENTAL 775 N MADISON ROCKFORD IL 61107 CONTRIBUTING EMPLOYER IL AUTOMATIC FIRE SYSTEMS INC 7910 BURDEN ROAD MACHESNEY PK IL 61115 CONTRIBUTING EMPLOYER IL BEST PLUMBING INC 13921 S KILDARE AVE CRESTWOOD IL 60445 CONTRIBUTING EMPLOYER IL BOLD MECHANICAL 3352 W ALPINE DR BELOIT WI 53511 CONTRIBUTING EMPLOYER WI BOSTON PLUMBING 27900 W CONCRETE UNIT INGLESIDE IL 60041 CONTRIBUTING EMPLOYER IL CECCHIN PLUMBING & HEATING INC 4 N 275 CAVALRY DRIVE BLOOMINGDALE IL 60108 CONTRIBUTING EMPLOYER IL CENTRAL TRANE SERVICE CO 3600 PAMMEL CREEK ROAD LA CROSSE WI 54601 CONTRIBUTING EMPLOYER WI CERONI PIPING CO 1372 IPSEN RD BELVIDERE IL 61008 CONTRIBUTING EMPLOYER IL CFMVR TESCO 1875 FOX LANE ELGIN IL 60123 CONTRIBUTING EMPLOYER IL COMMERCIAL MECHANICAL INC PO BOX 368 50 FIRST STREET DUNLAP IL 61525 CONTRIBUTING EMPLOYER IL COMMERCIAL REFRIGERATION 3419 LONERGAN DRIVE ROCKFORD IL 61109 CONTRIBUTING EMPLOYER IL CONCORD CONSTRUCTION SERVICES INC 570 OAKWOOD ROAD LAKE ZURICH IL 60047 CONTRIBUTING EMPLOYER IL D & L PLUMBING INC 7084 E MCCORMICK RD STILLMAN VALLEY IL 61084 CONTRIBUTING EMPLOYER IL DAHME MECHANICAL INDUSTRIES INC 610 S ARTHUR AVENUE ARLINGTON HEIGHTS IL 60005 CONTRIBUTING EMPLOYER IL DAY & ZIMMERMANN NPS 6610 NUCLEAR ROAD TWO RIVERS WI 54241 CONTRIBUTING EMPLOYER WI DESIGN PLUMBING & PIPING PO BOX 393 BYRON IL 61010 CONTRIBUTING EMPLOYER IL DOMINIC FIORDIROSA CONTRUCTION COMPANY 856 BLUFF CITY BLVD ELGIN IL 60120 CONTRIBUTING EMPLOYER IL EJ GALLAGHER & SONS 3373 FAWNRIDGE DR ROCKFORD IL 61114 CONTRIBUTING EMPLOYER IL EL MECHANICAL 6401 E SEVEN MILE DETROIT MI 48234 CONTRIBUTING EMPLOYER MI FJ BERO & CO INC 1629 WELD ROAD ELGIN IL 60123 CONTRIBUTING EMPLOYER IL FIVE STAR PLUMBING CO PO BOX 2582 LOVES PARK IL 61111 CONTRIBUTING EMPLOYER IL FM SYLVAN INC 1001 STATE STREET PERTH AMBOY NJ 08861 CONTRIBUTING EMPLOYER NJ GEOSTAR MECHANICAL INC P O BOX 7896 ROCKFORD IL 61125 CONTRIBUTING EMPLOYER IL HARTWIG PLUMBING & HEATING 20800 E BRINK ST HARVARD IL 60033 CONTRIBUTING EMPLOYER IL HERRMAN & GOETZ INC 225 SOUTH LAFAYETTE BLVD SOUTH BEND IN 46601 CONTRIBUTING EMPLOYER IN HILL MECHANICAL CORP 11045 GAGE AVENUE FRANKLIN PARK IL 60131 CONTRIBUTING EMPLOYER IL HI-TECH PLUMBING CONTRACT 3485 BRICK DR ROCKFORD IL 61109 CONTRIBUTING EMPLOYER IL HONEYWELL INC 1985 DOUGLAS DRIVE NORTH GOLDEN VALLEY MN 55422 CONTRIBUTING EMPLOYER MN HOYT BRUMM & LINK INC 1400 E 9 MILE ROAD FERNDALE MI 48220 CONTRIBUTING EMPLOYER MI HUSSMANN CORPORATION 890 REMMINGTON BLVD BOLINGBROOK IL 60440 CONTRIBUTING EMPLOYER IL JB CONTRACTING CORP 2999 EAST 350TH ROAD LASALLE IL 61301 CONTRIBUTING EMPLOYER IL JOHN E GREEN CO 220 VICTOR AVENUE HIGHLAND PARK MI 48203 CONTRIBUTING EMPLOYER MI JOHNSON CONTROLS INC 507 E MICHIGAN ST M54 MILWAUKEE WI 53202 CONTRIBUTING EMPLOYER WI KELSEY EXCAVATING INC 17855 WEST CAMPBELL ROAD DAVIS IL 61019 CONTRIBUTING EMPLOYER IL KING CUT CONCRETE CUTTERS 5400 FIELDSTONE WAY MCHENRY IL 60051 CONTRIBUTING EMPLOYER IL KOR PLUMBING CONTRACTORS INC 153 COVINGTON DRIVE BLOOMINGDALE IL 60108 CONTRIBUTING EMPLOYER IL LEE N' SONS PLUMBING INC 7070 E MCCORMICK RD STILLMAN VALLEY IL 61084 CONTRIBUTING EMPLOYER IL LOESCHER HEATING & AC 1860 S WALNUT FREEPORT IL 61032 CONTRIBUTING EMPLOYER IL MCT SERVICES LLC 7401 W 129TH OVERLAND PARK KS 66213 CONTRIBUTING EMPLOYER KS MECHANICAL INC PO BOX 690 FREEPORT IL 61032 CONTRIBUTING EMPLOYER IL MECHANICAL SERVICE INC 1144 MONMOUTH BLVD PO BOX 1508 GALESBURG IL 61401 CONTRIBUTING EMPLOYER IL MIDWEST MECHANICAL INDUST (BYRON) 1409 KYSOR RD PO BOX 190 BYRON IL 61010 CONTRIBUTING EMPLOYER IL MIDWEST REFRIGERATION PO BOX 10252 MERRILLVILLE IN 46411 CONTRIBUTING EMPLOYER IN MILLER ENGINEERING COMPANY 1616 SOUTH MAIN ST ROCKFORD IL 61102 CONTRIBUTING EMPLOYER IL MJT PLUMBING INC 5891 PAGE PLACE ROCKFORD IL 611017241 CONTRIBUTING EMPLOYER IL MODERN PIPING INC PO BOX 128 CEDAR RAPIDS IA 52406 CONTRIBUTING EMPLOYER IA MO-ST PLUMBING & MECHANICAL 608 DEPOT AVE DIXON IL 61021 CONTRIBUTING EMPLOYER IL MUELLERMIST IRRIGATION COMPANY 2612 S 9TH AVENUE BROADVIEW IL 60155 CONTRIBUTING EMPLOYER IL NELSON CARLSON MECH CONTR 1417 22ND STREET PO BOX 4183 ROCKFORD IL 61110 CONTRIBUTING EMPLOYER IL NORTHERN IL SERVICE 4781 SANDY HOLLOW ROAD ROCKFORD IL 61109 CONTRIBUTING EMPLOYER IL NORTHERN MECHANICAL INC 9933 N ALPINE RD MACHESNEY PARK IL 61115 CONTRIBUTING EMPLOYER IL NPL CONSTRUCTION CO 2355 W UTOPIA RD PHOENIX AZ 85027 CONTRIBUTING EMPLOYER AZ PCI ENERGY SERVICES LLC ONE ENERGY DRIVE LAKE BLUFF IL 60044 CONTRIBUTING EMPLOYER IL PEARSON PLUMBING & HTG 2415 20TH STREET ROCKFORD IL 61108 CONTRIBUTING EMPLOYER IL PELLEGRINI PLUMBING COMPANY 14301 SURREY CT HOMER GLEN IL 60491 CONTRIBUTING EMPLOYER IL PIPERS MECHANICAL INC 7182 US HWY 14 SUITE 508B MIDDLETON WI 53562 CONTRIBUTING EMPLOYER WI PROFESSIONAL PLUMBING INC 1435 S BARRINGTON ROAD BARRINGTON IL 60010 CONTRIBUTING EMPLOYER IL SCHMITT PLUMBING 502 IL ROUTE 2 DIXON IL 61021 CONTRIBUTING EMPLOYER IL SERVICE PLUMBING 931 RIVER LANE LOVES PARK IL 61111 CONTRIBUTING EMPLOYER IL SIEMENS WESTINGHOUSE GENE 3501 QUADRANGLE BLVD SUITE 175 ORLANDO FL 32817 CONTRIBUTING EMPLOYER FL STONE & WEBSTER CONST INC 36400 S ESSEX RD WILMINGTON IL 60481 CONTRIBUTING EMPLOYER IL SWISSLOG TRANSLOGIC CORP 10825 EAST 47TH AVENUE DENVER CO 802392913 CONTRIBUTING EMPLOYER CO THE BOLDT COMPANY 2525 N ROEMER RD PO BOX 419 APPLETON WI 549120411 CONTRIBUTING EMPLOYER WI TOTAL PLUMBING & HEATING 7790 BURDEN RD MACHESNEY PARK IL 61115 CONTRIBUTING EMPLOYER IL TRU-TEMP MECHANICAL INC 7336 FOREST HILLS ROAD LOVES PARK IL 611322788 CONTRIBUTING EMPLOYER IL UNITED METERS INC 798 GORE ROAD MORRIS IL 60450 CONTRIBUTING EMPLOYER IL VORIS MECHANICAL INC 370 WINDY POINT DRIVE GLENDALE HEIGHTS IL 60139 CONTRIBUTING EMPLOYER IL WELD TECH SERVICES CORP 2005 NEWPOINT PARKWAY LAWRENCEVILLE GA 30043 CONTRIBUTING EMPLOYER GA WELDING SERVICES INC 2225 SKYLAND CT NORCROSS GA 30071 CONTRIBUTING EMPLOYER GA 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 ROCKFORD PIPE TRADES INDUSTRY PENSION FUND P 110131 ROCKFORD PIPE TRADES INDUSTRY PENSION FUND R 775658 FORM 990, SCHEDULE R: THE SPONSORING ORGANIZATION OF THE FUND IS THE JOINT BOARD OF TRUSTEES. AS PART OF THE NORMAL DAY TO DAY OPERATIONS, THE FUND DOES NOT MAINTAIN THE INFORMATION NECESSARY TO COMPLETE THIS PORTION OF FORM 990. THE FUND HAS REPORTED AS MUCH OF THE INFORMATION AS IS READILY AVAILABLE FROM FUND RECORDS IN COMPLETING THIS SECTION OF THE FORM.