2013-11-06T09:35:16-06:00 2012-12-31 521853933 RIBIS JONES & MARESCA PA 1730 M STREET NW SUITE 805 WASHINGTON DC 20036 990 2012-01-01 522096845 NEW AMERICA FOUNDATION NEWA 2029862700 1899 L STREET NW NO 400 WASHINGTON DC 20036 ANNE MARIE SLAUGHTER 2029862700 2013-11-06 1 DAVID JONES P01361002 2022936321 2012 2016-03-07 17:11:31Z ANNE MARIE SLAUGHTER 1899 L STREET NW NO 400 WASHINGTON DC 20036 22258222 0 X WWW.NEWAMERICA.NET X 1998 DC TO BRING EXCEPTIONALLY PROMISING NEW VOICES AND NEW IDEAS TO THE FORE OF OUR NATION'S PUBLIC DISCOURSE THROUGH FELLOWSHIPS AND ISSUE-SPECIFIC PROGRAMS AND SPONSORING A WIDE RANGE OF RESEARCH, WRITING, CONFERENCES AND EVENTS ON THE MOST IMPORTANT ISSUES OF OUR TIME. 22 21 174 50 0 0 16734129 21814326 0 3305 216397 182469 237965 258122 17188491 22258222 0 0 0 0 9405397 10809376 0 0 485314 6018857 10825455 15424254 21634831 1764237 623391 16830752 18102949 1713945 2362751 15116807 15740198 X TO BRING EXCEPTIONALLY PROMISING NEW VOICES AND NEW IDEAS TO THE FORE OF OUR NATION'S PUBLIC DISCOURSE THROUGH FELLOWSHIPS AND ISSUE- SPECIFIC PROGRAMS AND SPONSORING A WIDE RANGE OF RESEARCH, WRITING, CONFERENCES AND EVENTS ON THE MOST IMPORTANT ISSUES OF OUR TIME. 0 0 5805726 TECHNOLOGY POLICY PROGRAMS -MEDIA POLICY INITIATIVE: THE MEDIA POLICY INITIATIVE FORMULATES POLICY AND REGULATORY REFORMS TO FOSTER THE DEVELOPMENT OF A HEALTHY MEDIA THAT SATISFIES THE NEEDS OF DEMOCRACY IN THE 21ST CENTURY. OPEN TECHNOLOGY INSTITUTE: THE OPEN TECHNOLOGY INSTITUTE ("OTI") SUPPORTS THE DEVELOPMENT AND IMPLEMENTATION OF OPEN TECHNOLOGIES AND COMMUNICATIONS SYSTEMS THAT PROVIDE LOW-COST BROADBAND ACCESS. THROUGH PARTNERSHIPS WITH COMMUNITIES, RESEARCHERS, INDUSTRY, AND NON-PROFIT ORGANIZATIONS, OTI IS COMMITTED TO MAXIMIZING THE POTENTIALS OF INNOVATIVE OPEN TECHNOLOGIES BY STUDYING THEIR SOCIAL AND ECONOMIC IMPACTS-PARTICULARLY FOR POOR, RURAL, AND OTHER UNDERSERVED CONSTITUENCIES.WIRELESS FUTURE PROJECT: THE WIRELESS FUTURE PROJECT DEVELOPS AND ADVOCATES POLICY PROPOSALS TO PROMOTE UNIVERSAL, AFFORDABLE AND UBIQUITOUS BROADBAND AND IMPROVE THE PUBLICS ACCESS TO CRITICAL WIRELESS COMMUNICATION TECHNOLOGIES. 7013671 ECONOMIC/FISCAL POLICY PROGRAMS -ASSET BUILDING PROGRAM: THE MISSION OF THE ASSET BUILDING PROGRAM IS TO SIGNIFICANTLY BROADEN ACCESS TO ECONOMIC RESOURCES THROUGH INCREASED SAVINGS AND ASSET OWNERSHIP, THEREBY PROVIDING FAMILIES WITH ENHANCED ECONOMIC SECURITY, A DIRECT STAKE IN THE COMMONWEALTH, AND THE MEANS TO PURSUE THEIR ASPIRATIONS.COMMITTEE FOR A RESPONSIBLE FEDERAL BUDGET: THE COMMITTEE FOR A RESPONSIBLE FEDERAL BUDGET ("CRFB") SEEKS TO EDUCATE THE PUBLIC ABOUT BUDGET POLICY AND ISSUES THAT HAVE SIGNIFICANT FISCAL IMPACT, SUCH AS BUDGET AND TAX REFORM. THIS PROGRAM WAS TERMINATED EFFECTIVE OCTOBER 31, 2012.ECONOMIC GROWTH: THE PURPOSE OF THE ECONOMIC GROWTH PROGRAM IS TO DEVELOP AN INTEGRATED STRATEGY WITH A SET OF SPECIFIC POLICY PROPOSALS FOR OVERCOMING THE UNITED STATES' STAGNANT WAGES, ERODED TRADABLE GOODS CAPACITY, DEBT-LED CONSUMPTION, AND DETERIORATING PUBLIC INFRASTRUCTURE; AND FOR PROMOTING WIDESPREAD GROWTH AND PROSPERITY.MARKETS, ENTERPRISE, AND RESILIENCE INITIATIVE: THE MARKETS, ENTERPRISE AND RESILIENCE INITIATIVE OF THE FOUNDATION PROMOTES GREATER AWARENESS OF THE POLITICAL AND ECONOMIC DANGERS OF EXTREME CONSOLIDATION, IDENTIFIES THE CHANGES IN POLICY AND LAW THAT CLEARED THE WAY FOR SUCH CONSOLIDATION, AND FOSTERS DISCUSSIONS OF POTENTIAL COURSES OF ACTION TO REESTABLISH AMERICA'S POLITICAL ECONOMY ON A MORE STABLE AND FAIR FOUNDATION. 2776797 DOMESTIC POLICY PROGRAMS -EDUCATION POLICY: THE MISSION OF THE EDUCATION POLICY PROGRAM IS TO DEVELOP IDEAS THAT ADVANCE THE CAUSE OF EQUITY, ACCESS AND EXCELLENCE IN EDUCATION ACROSS THE FULL SPECTRUM OF CHILDREN'S LIVES.HEALTH POLICY PROGRAM: THE HEALTH POLICY PROGRAM IS FOCUSED ON IMPROVING THE QUALITY AND COST EFFECTIVENESS OF AMERICA'S HEALTH CARE DELIVERY SYSTEM. THE PROGRAM IDENTIFIES AND COMMUNICATES BEST PRACTICES TO A BROAD AUDIENCE OF POLICY MAKERS, HEALTH CARE PROFESSIONALS AND CONSUMERS THROUGH SCHOLARLY WORK, CONVENINGS AND JOURNALISM.NEXT SOCIAL CONTRACT INITIATIVE: THE NEXT SOCIAL CONTRACT INITIATIVE DESIGNS AND ADVANCES A FRAMEWORK FOR A 21ST-CENTURY SOCIAL CONTRACT, ALONG WITH A DETAILED POLICY AGENDA TO SUPPORT IT. THE PREMISE OF THIS INITIATIVE IS THAT, GIVEN THE UNIMAGINABLE CHANGES OF THE LAST HALF-CENTURY, WE SHOULD THINK FROM SCRATCH ABOUT THE APPROPRIATE ROLES OF EACH SECTOR OF SOCIETY - GOVERNMENT, EMPLOYERS, INDIVIDUALS, AND CIVIL SOCIETY.THE POSTSECONDARY NATIONAL POLICY INSTITUTE: THIS INSTITUTE PROVIDES HIGH-QUALITY PROFESSIONAL DEVELOPMENT TO CONGRESSIONAL STAFF WORKING ON HIGHER EDUCATION ISSUES.WORKFORCE AND FAMILY PROGRAM: THE WORKFORCE AND FAMILY PROGRAM EDUCATES AND ENGAGES POLICYMAKERS AND THE PUBLIC TO BUILD CONSENSUS AROUND NEW POLICY SOLUTIONS THAT BENEFIT CHILDREN, STRENGTHEN FAMILIES, IMPROVE WORKFORCE SKILL DEVELOPMENT, HELP AMERICANS BALANCE THEIR WORK AND LIFE COMMITMENTS, AND ENHANCE THE COMPETITIVENESS OF THE AMERICAN ECONOMY. 2629205 3305 INTERNATIONAL POLICY PROGRAMS -GLOBAL ASSETS PROJECT: THE GLOBAL ASSETS PROJECT WORKS TO CREATE AND ADVANCE INNOVATIVE TOOLS AND POLICIES THAT BUILD SAVINGS AND ASSETS FOR POOR, LOW- AND MODERATE-INCOME PERSONS AROUND THE WORLD.MIDDLE EAST TASK FORCE: THE MIDDLE EAST TASK FORCE SEEKS TO INFORM AND DEEPEN THE DEBATE ON AMERICAN POLICY TOWARD THE MIDDLE EAST AND NORTH AFRICA; AND TO EXAMINE THE DYNAMICS AND IMPLICATIONS OF A CHANGING MIDDLE EAST FOR U.S. INTERESTS AND POLICIES.NATIONAL SECURITY STUDIES PROGRAM: THE MISSION OF THE NATIONAL SECURITY STUDIES PROGRAM IS TO EXAMINE AMERICA'S MOST PRESSING STRATEGIC CHALLENGES USING AN INNOVATIVE BLEND OF OPEN-SOURCE RESEARCH AND ANALYSIS TO GIVE POLICY MAKERS AND THE PUBLIC THE INSIGHT, FORESIGHT, AND ALTERNATIVES NECESSARY TO SECURE THE NATIONAL INTEREST.OPEN ZION INITIATIVE: THE MISSION OF THIS INITIATIVE IS TO FOSTER AN OPEN AND UNAFRAID CONVERSATION ABOUT ISRAEL, PALESTINE, AND THE JEWISH FUTURE. SMART STRATEGY INITIATIVE: THIS INITIATIVE SEEKS TO PROVOKE A NEW DISCOURSE ACROSS THE UNITED STATES AND WORLD CAPITALS ON THREE TOPICS: THE CENTRAL CHALLENGE FACING THE UNITED STATES AND THE GREAT POWERS IN THE FIRST HALF OF THE 21ST CENTURY; THE NATURE AND FUNCTION OF GRAND STRATEGY IN TODAY'S CONSTITUTIONAL DEMOCRACY AND MARKET ECONOMY; AND, THE CONTOURS OF A NEW GRAND STRATEGY CAPABLE OF FORGING A PROSPEROUS, SECURE AND SUSTAINABLE FUTURE FOR THE AMERICAN EXPERIMENT AND THE COMMUNITY OF NATIONS. 2457060 FELLOWS PROGRAMS:BERNARD L. SCHWARTZ FELLOWS PROGRAM - THE PURPOSE OF THE BERNARD L. SCHWARTZ FELLOWS PROGRAM IS TO SUPPORT A NEW GENERATION OF ASPIRING PUBLIC INTELLECTUALS. TOWARD THIS END, NEW AMERICA PROVIDES ECONOMIC, PROFESSIONAL, AND INTELLECTUAL SUPPORT TO EXCEPTIONALLY PROMISING WRITERS, THINKERS, AND ANALYSTS WHO WISH TO ESTABLISH THEMSELVES AS LEADING VOICES IN THE NATIONAL POLICY DEBATE. 5086265 3305 20682459 1 1 0 1 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 180 0 1 174 1 0 0 0 0 0 0 0 0 0 0 X 22 21 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 1 0 CA X X THE ORGANIZATION 2029862700 1899 L STREET NW SUITE 400 WASHINGTON DC 20036 ERIC SCHMIDT 1.00 X X 0 0 0 LIAQUAT AHAMED 1.00 X X 0 0 0 KATI MARTON 1.00 X X 0 0 0 R BOYKIN CURRY 1.00 X 0 0 0 JAMES FALLOWS 1.00 X 0 0 0 FRANCIS FUKUYAMA 1.00 X 0 0 0 RITA E HAUSER 1.00 X 0 0 0 WALTER RUSSELL MEAD 1.00 X 0 0 0 ATUL A GAWANDE MD MPH 1.00 X 0 0 0 WILLIAM W GERRITY 1.00 X 0 0 0 TED HALSTEAD 1.00 X 0 0 0 NOOSHEEN HASHEMI 1.00 X 0 0 0 STEVEN RATTNER 1.00 X 0 0 0 ZACHARY KARABELL 1.00 X 0 0 0 JEFFREY LEONARD 1.00 X 0 0 0 DAVID G BRADLEY 1.00 X 0 0 0 LENNY MENDONCA 1.00 X 0 0 0 BERNARD L SCHWARTZ 1.00 X 0 0 0 JONATHAN SOROS 1.00 X 0 0 0 DANIEL YERGIN 1.00 X 0 0 0 FAREED ZAKARIA 1.00 X 0 0 0 ANNE-MARIE SLAUGHTER 1.00 X 0 0 0 STEVE COLL 40.00 X 320730 0 43187 SASCHA MEINRATH 40.00 X 173921 0 33375 RACHEL WHITE 40.00 X 199857 0 38387 ANDRES MARTINEZ 40.00 X 178086 0 26982 SIMONE FRANK 34.00 6.00 X 111975 17344 25615 VALERIE USHER 40.00 X 124744 0 5682 MAYA MACGUINEAS 36.80 3.20 X 187792 176407 38769 SHERLE SCHWENNINGER 40.00 X 183422 0 27822 REID CRAMER 40.00 X 158535 0 30841 MICHAEL LIND 40.00 X 156953 0 24492 JASON DELISLE 40.00 X 137427 0 22650 1933442 193751 317802 21 0 1 0 FISSION STRATEGY LLC PO BOX 128 MILL VALLEY CA 94942 WEBSITE DEVELOPMENT 797439 CASTING POINT CONSULTING 6410 RUFFIN ROAD CHEVY CHASE MD 20815 PROJECT MANAGEMENT 328457 DEWEY SQUARE GROUP PO BOX 60340 CHARLOTTE NC 28260 COMMUNICATIONS/ OUTREACH 252750 MERCURY 437 MADISON AVE NEW YORK NY 10022 CONSULTING FEES 180500 MICCICHE GROUP LLC 318 WRENS WAY FALLS CHURCH VA 22046 PROJECT MANAGEMENT 167097 14 2402380 19411946 2377 21814326 PUBLICATION SALES 900099 3305 3305 3305 182469 182469 164682 0 164682 164682 164682 FISCAL SPONSOR INCOME 900099 93440 93440 93440 22258222 3305 0 440591 X 1282542 1122845 125121 34576 7676417 6715934 754493 205990 540381 475211 50201 14969 677003 595357 62893 18753 633033 556689 58809 17535 71260 56027 15233 32587 7500 25087 6423831 6141483 282348 103093 103093 625163 457641 161591 5931 1397974 1109219 269376 19379 948189 855149 68460 24580 660362 520099 48230 92033 104701 104701 25805 1330 24475 STAFF RECRUITMENT 275943 173851 102092 PUBLICATIONS AND SUBSCR 115212 95285 13103 6824 MISCELLANEOUS 41335 28988 11587 760 ADMINISTRATIVE ALLOCATI 0 1666758 -1710742 43984 21634831 20682459 467058 485314 556 67 12879962 12902766 3160191 4415478 54574 73506 111013 287926 691451 404469 225290 286982 399166 136224 16830752 18102949 691441 1510518 410478 133749 612026 718484 1713945 2362751 X 4926614 5262993 10190193 10477205 15116807 15740198 16830752 18102949 623391 0 X X 0 1 X 1 1 1 X 13741770 15201367 15373300 16734129 21814326 82864892 13741770 15201367 15373300 16734129 21814326 82864892 16757619 66107273 451937 493857 460611 430740 347151 2184296 20941 93440 114381 85163569 9873 0.77620 0.74380 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 227186 227186 20455272 20682458 1000000 250000 0 0 931872 934778 921213 1000000 3787863 5681795 68693 33893 42280 227186 372052 232968 233695 230303 250000 946966 1420449 0 1 X 151767 151767 539684 404469 135215 286982 DEFERRED RENT 718484 718484 X 22558222 300000 300000 22258222 0 22258222 21934831 300000 300000 21634831 0 21634831 PART IV, LINE 2B: EFFECTIVE DECEMBER 14, 2010, THE FOUNDATION BECAME THE FISCAL SPONSOR OF NATIVE PUBLIC MEDIA ("NPM"), WHICH HAS SUBMITTED AN APPLICATION FOR 501(C)(3) STATUS WITH THE INTERNAL REVENUE SERVICE. THE FOUNDATION ACCEPTED THE RESPONSIBILITY TO ENSURE THE FUNDS ARE PROPERLY SPENT TO ACHIEVE NPM'S GOALS. AS SUCH, FUNDS RECEIVED BY NEW AMERICA FOR NPM ARE HELD IN ESCROW FOR NPM'S USE, NET OF ANY ADMINISTRATIVE FEES. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE FOUNDATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS OR THAT WOULD HAVE AN EFFECT ON ITS TAX-EXEMPT STATUS. THERE ARE NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES THAT NEED TO BE RECORDED. X X 0 0 0 0 0 0 0 1 0 STEVE COLL 270730 0 50000 0 0 0 30000 0 13187 0 363917 0 0 0 SASCHA MEINRATH 173921 0 0 0 0 0 21300 0 12075 0 207296 0 0 0 RACHEL WHITE 184857 0 15000 0 0 0 25200 0 13187 0 238244 0 0 0 ANDRES MARTINEZ 178086 0 0 0 0 0 21300 0 5682 0 205068 0 0 0 SIMONE FRANK 111975 17344 0 0 0 0 14178 0 11437 0 137590 17344 0 0 MAYA MACGUINEAS 157792 176407 30000 0 0 0 23000 0 13187 2582 223979 178989 0 0 SHERLE SCHWENNINGER 183422 0 0 0 0 0 22140 0 5682 0 211244 0 0 0 REID CRAMER 158535 0 0 0 0 0 19980 0 10861 0 189376 0 0 0 MICHAEL LIND 156953 0 0 0 0 0 18810 0 5682 0 181445 0 0 0 JASON DELISLE 137427 0 0 0 0 0 16770 0 5880 0 160077 0 0 0 PART I, LINE 7 IN 2012, AS NOTED IN PART II, BONUSES WERE GIVEN TO THREE EXECUTIVES AS RECOGNITION OF EXEMPLARY SERVICE TO THE ORGANIZATION. ANY BONUS PAYMENTS AND AMOUNTS PAID TO THE PRESIDENT OF THE ORGANIZATION WERE DETERMINED AND APPROVED BY THE BOARD OF DIRECTORS. ANY BONUS PAYMENTS AND AMOUNTS PAID TO OTHER EXECUTIVES WERE DETERMINED AND APPROVED BY THE PRESIDENT. ALL BONUS PAYMENTS AND AMOUNTS WERE BASED ON PERFORMANCE EVALUATIONS AND NOT GROSS OR NET REVENUE. WILLIAM W GERRITY BOARD MEMBER OF NEW AMERICA FOUNDATION 96313 THE FOUNDATION SUB LEASES OFFICE SPACE FOR ITS NEW YORK CITY OFFICE FROM MR. GERRITY WHO IS PRIMARY ON THE LEASE. UNDER THE AGREEMENT THE FOUNDATION PAYS FOR RENT, IMPROVEMENTS, UTILITIES AND ADMINISTRATIVE ASSISTANCE. 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY MANAGEMENT AND THE AUDIT COMMITTEE BEFORE IT IS SIGNED BY A MEMBER OF THE EXECUTIVE TEAM AND FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C BOARD OF DIRECTORS AND EMPLOYEES ARE REQUIRED TO FILL OUT AND SIGN A CONFLICT OF INTEREST FORM ANNUALLY TO DISCLOSE ANY ACTIVITES OR INTERESTS THAT COULD GIVE RISE TO CONFLICT. A MEMBER OF THE OPERATIONS TEAM MONITORS COMPLIANCE WITH THIS POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS REVIEWED AND DETERMINED BY THE BOARD OF DIRECTORS ANNUALLY. ALL STAFF SALARIES ARE DETERMINED BY THE PRESIDENT AND OVERSEEN BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST AND ON THE WEBSITE GUIDESTAR.ORG. THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON NEW AMERICA'S WEBSITE. OTHER FEES FORM 990, PART IX, LINE 11G FELLOWS: PROGRAM SERVICE EXPENSES 1,005,392. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,005,392. CONSULTANTS: PROGRAM SERVICE EXPENSES 5,136,091. MANAGEMENT AND GENERAL EXPENSES 282,348. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,418,439. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED ITS AUDIT OVERSIGHT PROCESS OR PROCESS OF SELECTION OF AN INDEPENDENT ACCOUNTANT DURING THE TAX YEAR. THE COMMITTEE FOR A RESPONSIBLE FEDERAL BUDGET 1899 L STREET NW WASHINGTON DC 20036 521231278 TO EDUCATE THE PUBLIC AND CONGRESS ABOUT THE BUDGET PROCESS DC 501(C)(3) LINE 7 N/A 0 NATIVE PUBLIC MEDIA INC PO BOX 3955 FLAGSTAFF AZ 86003 800672072 TO PROMOTE HEALTHY, ENGAGED, INDEPENDENT NATIVE COMMUNITIES AZ 501(C)(3) LINE 9 N/A 0 0 0 1 0 0 0 0 0 0 1 0 1 0 1 1 0 1 0 1 COMMITTEE FOR A RESPONSIBLE FEDERAL BUDGET C 1534780 ACTUAL COSTS PLUS 10% MGMT COMMITTEE FOR A RESPONSIBLE FEDERAL BUDGET O 214042 ACTUAL COSTS COMMITTEE FOR A RESPONSIBLE FEDERAL BUDGET Q 131174 ACTUAL COSTS COMMITTEE FOR A RESPONSIBLE FEDERAL BUDGET S 555929 ACTUAL COSTS