2013-11-04T16:16:58-06:00 2012-12-31 330885895 LINDSAY & BROWNELL LLP 4225 EXECUTIVE SQUARE SUITE 1150 LA JOLLA CA 92037 990PF 2012-01-01 470793015 GARY AND MARY WEST FOUNDATION GARY 7606020195 5796 ARMADA DRIVE NO 300 CARLSBAD CA 92008 VIRGINIA MERRIFIELD 7606020195 2013-11-01 1 STEPHEN J BROWNELL P00232091 8585589200 2012 2016-03-07 17:11:31Z X 166140959 X 48 X 9163194 9163194 1690299 43327639 1690299 374995 374995 0 11228536 11228488 0 347308 42842 0 215700 414565 145721 0 272825 118236 29416 0 84040 24360 0 0 22784 44887 38154 0 15666 962629 907169 0 46849 157831 12822 0 197717 22787 5697 0 134942 33736 0 136688 66370 3244 0 64048 6558 0 0 15280 106114 18230 0 101021 2406587 1237031 0 1172618 6304061 23271905 8710648 1237031 0 24444523 2517888 9991457 0 88425 389029 389029 20234041 15791361 15791361 5314 5314 5314 379953 0 0 24670 27513 27513 69197154 90125193 90125193 28680157 13440193 13440193 47916509 43736866 43736866 226417 102852 124016 123565 123565 884899 2501925 2501925 167529824 166140959 166140959 54184 1000493 44427355 27465784 654893 1530695 45136432 29996972 X 122393392 136143987 122393392 136143987 167529824 166140959 122393392 2517888 11232707 136143987 0 136143987 ANCHORAGE OFFSHORE P 2010-02-12 2012-11-15 324497 15701 308796 308796 LIBERTY HARBOR SERIES A/1 P 2007-06-06 2012-12-31 435128 404648 30480 30480 LIBERTY HARBOR SERIES A/2 P 2007-08-01 2012-12-31 706820 621958 84862 84862 LIBERTY HARBOR SERIES A/3 P 2007-09-01 2012-12-31 1128832 973813 155019 155019 MEZZANINE PARTNERS OFFSHORE P 2007-11-30 2012-04-30 7447 5144 2303 2303 MORTGAGE CREDIT OFFSHORE P 2008-02-29 2012-10-22 1213077 1513762 -300685 -300685 ARIAS RESOURCE CAPITAL FUND LP P 2008-07-23 2012-12-17 125506 20253 105253 105253 ETON PARK OVERSEAS FUND - A1 P 2007-09-01 2012-11-30 1024523 902360 122163 122163 ETON PARK OVERSEAS FUND - S P 2007-09-01 2012-12-31 36836 30392 6444 6444 GLOBAL PARTNERS OFFSHORE, 22L P 2007-09-01 2012-02-01 1000000 1236846 -236846 -236846 GLOBAL PARTNERS 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.141265 25711232 200429596 .128281 11896929 231250031 .051446 1116565 243339665 .004589 .457163 .091433 169056931 15457382 99915 15557297 24444523 X 99915 0 99915 0 99915 99494 6000 105494 5579 5579 0 0 0 0 0 0 0 0 0 0 0 1 1 CA NE 1 0 0 0 0 1 WWW.GMWF.ORG MONA CHAHAL 7606020195 5796 ARMADA DRIVE SUITE 300 CARLSBAD CA 92008 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 GARY L WEST 5796 ARMADA DRIVE SUITE 300 CARLSBAD CA 92008 2.00 0 0 0 MARY E WEST 5796 ARMADA DRIVE SUITE 300 CARLSBAD CA 92008 2.00 0 0 0 ROLAND J SANTONI 5796 ARMADA DRIVE SUITE 300 CARLSBAD CA 92008 2.00 94500 7560 0 SHELLEY L VALENTINE 5796 ARMADA DRIVE SUITE 300 CARLSBAD CA 92008 8.00 110000 8000 0 VIRGINIA MERRIFIELD 5796 ARMADA DRIVE SUITE 300 CARLSBAD CA 92008 40.00 142808 9090 0 GERALDINE BRANDT 5796 ARMADA DRIVE SUITE 300 CARLSBAD CA 92008 40.00 129250 10547 0 LEXY HARSHMAN 5796 ARMADA DRIVE SUITE 300 CARLSBAD CA 92008 40.00 67650 4920 0 VYAN NGUYEN 5796 ARMADA DRIVE SUITE 300 CARLSBAD CA 92008 40.00 58780 4363 0 SARA VAZ TERMINATED 102612 5796 ARMADA DRIVE SUITE 300 CARLSBAD CA 92008 40.00 58461 1750 0 0 WEST FAMILY INVESTMENTS INC 1603 ORRINGTON SUITE 810 EVANSTON IL 60201 INVESTMENT MANAGEMENT 798379 0 0 147361029 21612056 2658317 171631402 0 0 171631402 2574471 169056931 8452847 8452847 99915 99915 8352932 0 8352932 0 8352932 24444523 0 24444523 99915 24344608 8352932 0 0 4653284 18238481 15081824 37973589 24444523 0 0 0 8352932 16091591 0 0 54065180 0 0 0 0 0 0 0 54065180 4653284 18238481 15081824 16091591 GARY L WEST MARY E WEST X ACCESS TO INDEPENDENCE OF SAN DIEGO INC 8885 RIO SAN DIEGO DR STE 131 SAN DIEGO CA 92108 NONE OTHER PUBLIC CHARITY TO SUPPORT THE COMMUNITY INTEGRATION AND HOUSING CASE MANAGEMENT PROJECT. 25000 BAYSIDE COMMUNITY CENTER 2202 COMSTOCK STREET SAN DIEGO CA 92111 NONE OTHER PUBLIC CHARITY TO SUPPORT THE CAPACITY BUILDING PROJECT. 75000 BOYS AND GIRLS CLUB OF CARLSBAD 2730 BRESSI RANCH WAY CARLSBAD CA 92009 NONE OTHER PUBLIC CHARITY TO SUPPORT PROGRAMS THAT HELP YOUTH CREATE ASPIRATIONS FOR THE FUTURE. 2000 CASA DE AMPARO 325 BUENA CREEK ROAD SAN MARCOS CA 92069 NONE OTHER PUBLIC CHARITY TO SUPPORT THE NEW DIRECTIONS PROJECT. 27816 CHALLENGE CENTER 5540 LAKE PARK WAY LA MESA CA 91942 NONE OTHER PUBLIC CHARITY TO SUPPORT THE PHYSICAL THERAPY FOR SENIORS PROJECT. 25000 COBURN-EASTMAN VFW POST 8451 PO BOX 35 CHELSEA VT 05038 NONE OTHER PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 500 CONNECT FOUNDATION PO BOX 3756 CHARLESTON WV 25337 NONE OTHER PUBLIC CHARITY TO SUPPORT THE "THEY CAME HERE" PROJECT. 30000 CREIGHTON UNIVERSITY 2500 CALIFORNIA PLAZA OMAHA NE 98178 NONE OTHER PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 10000 FEEDING AMERICA SAN DIEGO 9455 WAPLES STREET SUITE 135 SAN DIEGO CA 92121 NONE OTHER PUBLIC CHARITY TO SUPPORT THE FEEDING SENIORS PROJECT. 20000 FIRST CHRISTIAN CHURCH OF ORANGE 1130 E WALNUT AVE ORANGE CA 92867 NONE OTHER PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 5000 GARY AND MARY WEST HEALTH POLICY CENTER INC 1909 K STREET NW SUITE 730 WASHINGTON DC 20006 NONE PRIVATE OPERATING FO TO SUPPORT NON-PARTISAN RESEARCH AND ANALYSIS ON HEALTH POLICY. 2632397 GARY AND MARY WEST WIRELESS HEALTH INSTITUTE 10350 NORTH TORREY PINES ROAD LA JOLLA CA 92037 NONE OTHER PUBLIC CHARITY TO SUPPORT THE APPLIED MEDICAL RESEARCH GRANT PROJECT. 17184682 GIFFORD MEDICAL CENTER PO BOX 2000 RANDOLPH VT 05060 NONE OTHER PUBLIC CHARITY TO SUPPORT GIFFORD'S SENIOR LIVING COMMUNITY. 9500 LEGAL AID SOCIETY OF SAN DIEGO INC 110 S EUCLID AVE SAN DIEGO CA 92114 NONE OTHER PUBLIC CHARITY TO SUPPORT THE SENIOR HEALTH ADVOCACY PROJECT. 100000 MERRYMAKERS ASSOCIATION 11213 DAVENPORT STREET SUITE 201 OMAHA NE 68154 NONE OTHER PUBLIC CHARITY TO SUPPORT THE SENIOR MUSIC COORDINATION PROJECT. 10000 NATIONAL SAFETY COUNCIL NEBRASKA 11620 M CIRCLE OMAHA NE 68137 NONE OTHER PUBLIC CHARITY TO SUPPORT FIRST FALL PREVENTION TAI CHI PROJECT. 10000 NATIONAL VETERANS TRANSITION SERVICES INC 4141 CAMINO DEL RIO SOUTH STE 318 SAN DIEGO CA 92108 NONE OTHER PUBLIC CHARITY TO SUPPORT THE REBOOT PROJECT. 125000 NOBLE NETOWRK OF CHARTER SCHOOLS 1 NORTH STATE STREET FLOOR 7-L CHICAGO IL 60622 NONE OTHER PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 5000 NORTH COUNTY TRADE TECH HIGH SCHOOL 1126 NORTH MELROSE DRIVE VISTA CA 92083 NONE OTHER PUBLIC CHARITY TO SUPPORT THE ADMINISTRATIVE TRANSITION PROJECT 25000 PALOMAR HEALTH DEVELOPMENT INC 456 E GRAND AVENUE ESCONDIDO CA 92025 NONE OTHER PUBLIC CHARITY TO SUPPORT THE INTERLINK PATHWAYS PROJECT. 111950 PAWS SAN DIEGO COUNTY INC 6160 FAIRMOUNT AVENUE SUITE I SAN DIEGO CA 92120 NONE OTHER PUBLIC CHARITY TO SUPPORT THE SENIORS AND PET WELLNESS PROJECT. 71811 PAWS'ITIVE TEAMS INC 9225 CHESAPEAKE DR UNIT B SAN DIEGO CA 92123 NONE OTHER PUBLIC CHARITY TO SUPPORT THE NET SALARY OF THE EXECUTIVE DIRECTOR. 25000 REBUILDING TOGETHER OMAHA 4221 N 164TH ST OMAHA NE 68116 NONE OTHER PUBLIC CHARITY TO SUPPORT THE SENIOR HEALTHY AT HOME PROJECT. 76000 SAN DIEGO FOUNDATION 2508 HISTORIC DECATUR RD SAN DIEGO CA 92106 NONE OTHER PUBLIC CHARITY TO SUPPORT THE MORE ON THE MENU PROJECT. 50000 SAN DIEGO FUTURES FOUNDATION 4275 EL CAJON BLVD 200 SAN DIEGO CA 92105 NONE OTHER PUBLIC CHARITY TO SUPPORT THE IT TRAINING FOR YOUTH PROJECT. 172760 SAN DIEGO PUBLIC LIBRARY FOUNDATION 820 E ST SAN DIEGO CA 92101 NONE OTHER PUBLIC CHARITY TO SUPPORT THE NEW CENTRAL LIBRARY. 1500000 SAN DIEGO SECOND CHANCE PROGRAM 6145 IMPERIAL AVENUE SAN DIEGO CA 92114 NONE OTHER PUBLIC CHARITY TO SUPPORT EMPLOYMENT SPECIALISTS PROJECT. 45439 SENIOR COMMUNITY CENTERS OF SAN DIEGO 525 14TH STREET SUITE 200 SAN DIEGO CA 92101 NONE OTHER PUBLIC CHARITY TO SUPPORT THE GMWSWC PROJECT. 400000 SENIOR COMMUNITY CENTERS OF SAN DIEGO 525 14TH STREET SUITE 200 SAN DIEGO CA 92101 NONE OTHER PUBLIC CHARITY TO SUPPORT THE INNOVATIVE HEALTH KIOSK INTEGRATION PROJECT 75050 ST JOSEPH HOSPITAL FOUNDATION 1835 FRANKLIN ST DENVER CO 80218 NONE OTHER PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 5000 UNIVERSITY OF ILLINOIS FOUNDATION 1305 WEST GREEN STREET URBANA IL 61801 NONE OTHER PUBLIC CHARITY TO SUPPORT GENERAL OPERATIONS. 10000 URBAN CORPS OF SAN DIEGO 3127 JEFFERSON STREET SAN DIEGO CA 92110 NONE OTHER PUBLIC CHARITY TO SUPPORT THE URBAN CORPS CHARTER SCHOOL PROJECT. 400000 VOLUNTEERS ASSISTING SENIORS 1941 S 42ND ST 502 OMAHA NE 68105 NONE OTHER PUBLIC CHARITY TO SUPPORT THE CONTINUATION OF THE MEDICARE COUNSELING PROJECT. 7000 23271905 GARY AND MARY WEST HEALTH POLICY CENTER INC 1909 K STREET NW SUITE 730 WASHINGTON DC 20006 NONE PRIVATE OPERATING FO TO SUPPORT NON-PARTISAN RESEARCH AND ANALYSIS ON HEALTH POLICY. 4932603 REBUILDING TOGETHER OMAHA 4221 N 164TH ST OMAHA NE 68116 NONE OTHER PUBLIC CHARITY TO SUPPORT THE SENIOR HEALTHY AT HOME PROJECT. 245500 SAN DIEGO PUBLIC LIBRARY FOUNDATION 820 E ST SAN DIEGO CA 92101 NONE OTHER PUBLIC CHARITY TO SUPPORT THE NEW CENTRAL LIBRARY. 1500000 SENIOR COMMUNITY CENTERS OF SAN DIEGO 525 14TH STREET SUITE 200 SAN DIEGO CA 92101 NONE OTHER PUBLIC CHARITY TO SUPPORT THE GMWSWC PROJECT. 884950 7563053 14 9163194 14 374995 18 1690299 0 11228488 0 11228488 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 44887 38154 0 15666 GARY AND MARY WEST HEALTH POLICY CENTER INC (EIN 27-5388874) 1909 K STREET NW SUITE 730 WASHINGTON DC 20006 2011-12-01 6000000 TO PROVIDE GENERAL SUPPORT TO ENABLE THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") TO ACCOMPLISH ITS MISSION OF LOWERING HEALTH CARE COSTS BY DEVELOPING INNOVATIVE PATIENT-CENTERED SOLUTIONS ACCOMPLISHED BY CONDUCTING INDEPENDENT NON-PARTISAN RESEARCH AND ANALYSIS, CONVENING AND EDUCATING STAKEHOLDERS AND ADVANCING PRACTICAL AND ACTIONABLE HEALTH POLICY.THE AMOUNT EXPENDED BY THE POLICY CENTER WAS $310,634 AND $65,000 IN 2011 AND 2012, RESPECTIVELY. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION WAS $310,634 AND $65,000 IN 2011 AND 2012, RESPECTIVELY. THE REMAINING UNUSED AND UNDISBURSED PORTION OF THE GRANT, WHICH AMOUNTED TO $5,624,366, WAS TERMINATED ON 01/27/12. A NEW GRANT IN THE AMOUNT OF $7,500,000 WAS SUBSEQUENTLY APPROVED ON 01/27/12. 375634 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. 03/02/12, 01/28/13 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. GARY AND MARY WEST HEALTH POLICY CENTER INC (EIN 27-5388874) 1909 K STREET NW SUITE 730 WASHINGTON DC 20006 2012-01-27 7500000 TO ENABLE THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") TO ACCOMPLISH ITS MISSION OF LOWERING HEALTH CARE COSTS BY DEVELOPING INNOVATIVE PATIENT-CENTERED SOLUTIONS ACCOMPLISHED BY CONDUCTING INDEPENDENT NON-PARTISAN RESEARCH AND ANALYSIS, CONVENING AND EDUCATING STAKEHOLDERS AND ADVANCING PRACTICAL AND ACTIONABLE HEALTH POLICY.THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2012 WAS $2,567,397. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION IN 2012 WAS $2,567,397. 2567397 TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. 01/28/13 THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE. FORM 990-PF; PART VII-B; QUESTION 1A(4) WEST FAMILY INVESTMENTS, INC. PROVIDED INVESTMENT MANAGEMENT SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2012 FOR A MARKET BASED FEE. WEST FAMILY INVESTMENTS, INC. IS OWNED 100% BY GARY AND MARY WEST, SUBSTANTIAL CONTRIBUTORS TO THE FOUNDATION. THIS IS AN EXCEPTED ACT OF SELF-DEALING UNDER IRC SECTION 4941(D).WEST DEVELOPMENT, LLC PROVIDED PROFESSIONAL INFORMATION TECHNOLOGY SERVICES TO THE GARY AND MARY WEST FOUNDAITON DURING 2012. WEST FAMILY HOLDINGS, LLC IS THE SOLE MEMBER OF WEST DEVELOPMENT, LLC. THE TWO MEMBERS OF WEST FAMILY HOLDINGS, LLC ARE THE GARY L. WEST 2010 REVOCABLE LIVING TRUST AND THE MARY E. WEST 2010 REVOCABLE LIVING TRUST. BOTH MEMBERS OWN 50% OF WEST FAMILY HOLDINGS, LLC. THIS IS AN EXCEPTED ACT OF SELF-DEALING UNDER IRC 4941(D). 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