2013-10-09T12:47:21-05:00 2012-12-31 582676261 Rogers & Company PLLC 8300 Boone Boulevard Suite 600 Vienna VA 22182 990 2012-01-01 360753125 The Financial Services Roundtable FINA 2022894322 1001 Pennsylvania Ave NW No 500S Washington DC 20004 Richard M Whiting 2022894322 2013-10-08 1 Nicole M Simon CPA P01315245 7038930300 2013-10-08 2012 2016-02-24 21:20:13Z Timothy Pawlenty 1001 Pennsylvania Ave NW No 500S Washington DC 20004 22734111 0 X www.fsround.org X 1994 DC Promotes the business of banking and financial services and encourages the development of sound banking and financial policies and practices. 32 32 57 34 0 0 84513 134734 19773343 22538045 59546 24640 37845 36692 19955247 22734111 0 0 0 0 9893540 10331976 0 0 0 9331443 12158509 19224983 22490485 730264 243626 10769784 11482042 4722093 4993427 6047691 6488615 X Promotes the business of banking and financial services and encourages the development of sound banking and financial policies and practices. 0 0 Identifies impacts of pending legislation and regulation affecting the financial services industry and develops and advocates solutions to major policy concerns. The Anthony T. Cluff Research Fund was established for the purpose of researching issues impacting financial service interests and of concern to members. BITS addresses issues at the intersection of financial services, technology and public policy, where industry cooperation serves the public good, such as critical infrastructure protection, fraud prevention, and the safety of financial services. The Housing Policy Council Fund was established for the purpose to determine and influence the most critical public policy issues that shape a vibrant and competitive mortgage and housing marketplace. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 90 0 1 57 1 0 0 0 0 0 0 X 32 32 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 DC X Richard M Whiting 2022894322 1001 Pennsylvania Ave NW 500S Washington DC 20004 Thomas J Wilson 1.00 X X 0 0 0 John G Stumpf 1.00 X X 0 0 0 James E Rohr 1.00 X X 0 0 0 Kelly S King 1.00 X X 0 0 0 Ellen Alemany 1.00 X X 0 0 0 Thomas A James 1.00 X 0 0 0 Edward B Rust Jr 1.00 X 0 0 0 Richard K Davis 1.00 X 0 0 0 Larry Zimpleman 1.00 X 0 0 0 John F Barrett 1.00 X 0 0 0 Walter A Bell 1.00 X 0 0 0 Irene M Dorner 1.00 X 0 0 0 Laurence D Fink 1.00 X 0 0 0 Aubrey B Patterson 1.00 X 0 0 0 J Michael Shepherd 1.00 X 0 0 0 Frederick H Waddell 1.00 X 0 0 0 John D Johns 1.00 X 0 0 0 William H Cary 1.00 X 0 0 0 Kevin T Kabat 1.00 X 0 0 0 Bharat Masrani 1.00 X 0 0 0 Liam E McGee 1.00 X 0 0 0 Ronald P O'Hanley 1.00 X 0 0 0 James C Smith 1.00 X 0 0 0 Thomas R Watjen 1.00 X 0 0 0 Ellen Costello 1.00 X 0 0 0 Ajaypal S Banga 1.00 X 0 0 0 Gary C Bhojwani 1.00 X 0 0 0 Mark Casady 1.00 X 0 0 0 James A Israel 1.00 X 0 0 0 D Bryan Jordan 1.00 X 0 0 0 Theodore A Mathas 1.00 X 0 0 0 Manuel Sanchez 1.00 X 0 0 0 Timothy Pawlenty 55.00 X 289705 0 0 Steve Bartlett 55.00 X 1921499 0 66344 Richard M Whiting 55.00 X 808034 0 66344 John Dalton 55.00 X 1027854 0 52912 Paul Smocer 55.00 X 379421 0 51500 Peter Ludgin 55.00 X 220230 0 48056 Donald Truslow 55.00 X 219837 0 17287 Scott Talbott 55.00 X 514766 0 69272 John Carlson 55.00 X 248174 0 52176 Craig Schwartz 55.00 X 196891 0 12725 Paul Leonard 55.00 X 350551 0 66476 Daniel Schutzer 30.00 X 203701 0 26507 6380663 0 529599 24 0 1 0 Barnett Sivon & Natter PC 1155 Fifteenth St Ste 1101 Washington DC 20005 Consulting 750227 Korn Ferry International PO Box 1450 Minneapolis MN 55485 CEO search 668805 Adrian Harpool Associates 1820 Madison Avenue Baltimore MD 21217 Media specialist 206412 Bradley Dwin Stonegate Associates 15005 Wellwood Road Silver Spring MD 20905 Consultant for Hope Now 142000 John Doyle Principal Network 4223 36th Street South Arlington VA 22206 Retirement security consulting 123360 7 134734 134734 Membership dues 900099 14706650 14706650 Industry reputation 900099 3584000 3584000 Coalition income 900099 1848204 1848204 Meetings & conferences 900099 840440 840440 New Hope sponsorship & outreach 900099 794001 794001 764750 764750 22538045 24640 24640 Other income 900099 82060 82060 Net partnership loss 518210 -45368 -45368 36692 22734111 22574737 0 24640 5169022 3978908 316931 459102 408013 172169 25505 1327992 182782 97547 1361847 216710 1133858 289381 61714 Industry reputation 3584000 Coalition expenditures 1861146 Transition 788304 Community service 365930 689624 22490485 2753579 3328447 4844900 4857915 743021 421984 53095 84696 2919514 2474516 668885 444998 185459 231842 105737 0 1415108 2112160 10769784 11482042 3283276 3241006 800035 1287247 638782 465174 4722093 4993427 X 6047691 6488615 6047691 6488615 10769784 11482042 X 243626 24653 172645 X 0 1 X 1 0 0 0 0 14706650 7927795 7927795 7477500 450295 2045865 1695650 350215 873649 778866 94783 444998 Deposits 135111 Assets held under deferred compensation plan 222797 Prepaid pension asset 1754252 2112160 Refundable advances 411723 Deferred rent 53451 465174 X 22698395 24653 -60369 -35716 22734111 0 22734111 22490485 0 22490485 0 22490485 Description of Uncertain Tax Positions Under FIN 48: Part X, Line 2: The Roundtable had no uncertain tax positions during the year ended December 31, 2012. Part XI, Line 2d - Other Adjustments: Difference in estimated vs. actual partnership loss X X 1 1 X X X X X 0 0 0 Timothy Pawlenty 266667 0 0 0 23038 0 0 0 0 0 289705 0 0 0 Steve Bartlett 1000000 0 850000 0 71499 0 52000 0 14344 0 1987843 0 0 0 Richard M Whiting 529167 0 272753 0 6114 0 52000 0 14344 0 874378 0 0 0 John Dalton 700000 0 320728 0 7126 0 52000 0 912 0 1080766 0 0 0 Paul Smocer 296667 0 80000 0 2754 0 51500 0 0 0 430921 0 0 0 Peter Ludgin 199458 0 15000 0 5772 0 29984 0 18072 0 268286 0 0 0 Donald Truslow 188230 0 30000 0 1607 0 16183 0 1104 0 237124 0 0 0 Scott Talbott 353652 0 155000 0 6114 0 51200 0 18072 0 584038 0 0 0 John Carlson 238680 0 3500 0 5994 0 33000 0 19176 0 300350 0 0 0 Craig Schwartz 164032 0 30000 0 2859 0 5873 0 6852 0 209616 0 0 0 Paul Leonard 314437 0 30000 0 6114 0 47300 0 19176 0 417027 0 0 0 Daniel Schutzer 170513 0 20000 0 13188 0 26507 0 0 0 230208 0 0 0 Part I, Line 1a Social club memberships are provided to Scott Talbott and John Dalton, primarly for business uses. Timothly Pawlenty, CEO, received a housing allowance in the amount of $10,000 during 2012. Form 990, Part VI, Section A, line 6 The Roundtable's membership is reserved for for-profit companies delivering integrated financial services within the United States. The Roundtable's Nominating Committee, comprised of representatives of the membership, has the authority to nominate Board members for election. Form 990, Part VI, Section A, line 7a The Roundtable's directors are elected by the membership. Form 990, Part VI, Section A, line 7b Any amendments to the Roundtable's Bylaws are required to be approved by the membership. Form 990, Part VI, Section B, line 11 The 990 is prepared by the Roundtable's outside auditors. It is then reviewed by the CFO, the CEO, and the Audit and Finance Committee. The return will be distributed to the Board of Directors prior to filing. Form 990, Part VI, Section B, line 12c The conflict of interest policy is distributed to directors, officers, executive employees, and key employees for self-disclosure. It must be signed and returned to the organization, where it is kept on file. Individuals are required to report any conflicts to the Board, which will take the appropriate actions. Form 990, Part VI, Section B, line 15 An annual salary survey is prepared by the Roundtable's outside auditors using data gleaned from comparable trade associations. The survey is reviewed by the Chairman and the Compensation Committee who then decide on a compensation amount. The decision is documented and a copy is retained in the personnel file. Form 990, Part VI, Section C, line 19 Only the Organization's financial statements are available to the public. They are included in the annual report and are posted on the organization's website. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 9: Change in benefit plan obligation 233,014. Difference in estimated vs. actual partnership loss -60,369. fTLD Registry Services LLC 1120 Connecticut Avenue NW Washington DC 20036 454083790 Operate financial services TLDs to promote safety and security. DE N/A Related -45368 60233 0 1 0.33300 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0