2013-08-14T10:41:51-05:00 2012-12-31 861065662 Deloitte Tax LLP 225 West Santa Clara Street San Jose CA 95113 990PF 2012-01-01 770150580 Monterey Bay Aquarium Research Institute MONT 8317751700 7700 Sandholdt Road Moss Landing CA 950399644 C Michael Pinto 8317751700 2013-08-14 1 Sharon Zorbach Director P00125475 4087044000 2012 2016-02-24 21:20:13Z X 117338627 X 45523145 5581 5581 5581 6894 6894 6894 227129 227129 227129 208684 169585 225000 0 0 985503 168886 985503 46917837 408490 1225107 525450 0 0 541254 16462739 0 0 17138213 13412596 0 0 4708209 120666 0 0 117347 166186 0 0 163036 137 0 0 137 3839 0 0 3839 9027354 34936 34936 2186665 0 0 2171869 802180 0 0 819860 170199 0 0 170199 9374301 86028 86028 8891265 52252312 120964 120964 34725228 247500 247500 52499812 120964 120964 34972728 -5581975 287526 1104143 500 500 500 6319300 7440260 7440260 66840 31375 66840 66840 47222255 48460810 48460810 67675 98313 98313 3189843 3572341 3572341 164901735 107202172 61474993 57699563 57699563 118305941 117338627 117338627 6369420 6843092 409178 316010 17284000 19875000 24062598 27034102 X 57517223 52843883 36726120 37460642 94243343 90304525 118305941 117338627 94243343 -5581975 1643157 90304525 0 90304525 0 48336221 13616560 3.549811 41664241 15289673 2.724992 42932298 9866022 4.351531 44928892 8872868 5.063627 42837984 10583156 4.047751 19.737712 3.947542 9520657 37583193 2875 37586068 40312058 X 2875 0 2875 0 2875 4396 4396 1521 1521 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 1 0 0 0 1 WWW.MBARI.ORG Jim Rehkopf 8317751704 7700 Sandholdt Road Moss Landing CA 950399644 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Applies To All Directors Officers 7700 Sandholdt Road Moss Landing CA 950399644 0.00 0 0 0 Julie Packard 7700 Sandholdt Road Moss Landing CA 950399644 4.00 0 0 0 Dr Franklin Orr Jr 7700 Sandholdt Road Moss Landing CA 950399644 1.00 0 0 0 Nancy Burnett 7700 Sandholdt Road Moss Landing CA 950399644 1.00 0 0 0 Dr Joel Birnbaum 7700 Sandholdt Road Moss Landing CA 950399644 1.00 6000 0 0 Dr Curtis Collins 7700 Sandholdt Road Moss Landing CA 950399644 1.00 6000 0 0 Dr Eric Hartwig 7700 Sandholdt Road Moss Landing CA 950399644 1.00 4500 0 0 Dr G Ross Heath 7700 Sandholdt Road Moss Landing CA 950399644 1.00 6000 0 0 Dean O Morton 7700 Sandholdt Road Moss Landing CA 950399644 1.00 6000 0 0 Dr Norman Pace 7700 Sandholdt Road Moss Landing CA 950399644 1.00 4500 0 0 Dr Karl Pister 7700 Sandholdt Road Moss Landing CA 950399644 1.00 6000 0 0 Dr Robert C Spindel 7700 Sandholdt Road Moss Landing CA 950399644 1.00 4500 0 0 Barbara P Wright 7700 Sandholdt Road Moss Landing CA 950399644 1.00 0 0 0 Dr George N Somero 7700 Sandholdt Road Moss Landing CA 950399644 1.00 6000 0 0 Bruce C Gilman 7700 Sandholdt Road Moss Landing CA 950399644 1.00 4500 0 0 C Michael Pinto 7700 Sandholdt Road Moss Landing CA 950399644 40.00 210464 57971 0 Dr Chris Scholin 7700 Sandholdt Road Moss Landing CA 950399644 40.00 254986 53628 0 Dr Joseph P Allen 7700 Sandholdt Road Moss Landing CA 950399644 1.00 6000 0 0 Dr Robert Vrijenhoek 7700 Sandholdt Rd Moss Landing CA 950399644 40.00 213349 57776 0 Dr Peter Brewer 7700 Sandholdt Rd Moss Landing CA 950399644 40.00 204920 55125 0 Dr James Bellingham 7700 Sandholdt Rd Moss Landing CA 950399644 40.00 204690 48201 0 Kanna Rajan 7700 Sandholdt Rd Moss Landing CA 950399644 40.00 195553 47298 0 Stephen Etchemendy 7700 Sandholdt Rd Moss Landing CA 950399644 40.00 196778 28814 0 172 PricewaterhouseCoopers LLP 3 Embarcadero Center San Francisco CA 94111 Accountants 139311 0 DEVELOPMENT OF OCEANOGRAPHIC INSTRUMENTS - DNA PROBES, SEAFLOOR MAPPING SYSTEMS, IN SITU ANALYZERS/SAMPLERS, CHEMICAL SENSORS, ETC. 4692605 NEW TECHNOLOGY DATA COLLECTION VEHICLES - AUV DEVELOPMENT AND ENHANCEMENTS, ROV UPGRADES AND ENHANCEMENTS AND NEW COASTAL RESEARCH VESSEL 2724087 STUDY THE COMPOSITION, STRUCTURE, ECOLOGICAL DYNAMICS AND POPULATION DYNAMICS OF THE WATER COLUMNS AND SEAFLOOR OF THE MONTEREY BAY AND OTHER WEST COAST SITES 10902867 MAINTAIN AN OCEAN OBSERVATORY SYSTEM AND A DATA REFERENCE SYSTEM WHICH WOULD PROVIDE THE OCEANOGRAPHIC COMMUNITY WITH ACCESS TO KEY DATA AND DATA COLLECTION OPPORTUNITIES 2033059 N/A 0 0 0 4464020 5201622 9665642 0 0 9665642 144985 9520657 476033 X 34972728 0 5339330 40312058 2875 40309183 1988-05-03 X 476033 185722 469489 259560 1390804 404628 157864 399066 220626 1182183 40312058 48336221 41664241 42932298 173244818 247500 241000 245338 245000 978838 40064558 48095221 41418903 42687298 172265980 117338627 118305941 120608158 122874240 479126966 107672985 104482022 105085647 112857974 430098628 0 0 0 0 0 X Consortium for Ocean Leadership 1201 New York Ave NW 420 Washington DC 20005 None Public Charity NOSB Sea Lion Bowl, promote interest in ocean science 1500 Leland Stanford Jr Univ William F Durand Building Stanford CA 95305 None Public Charity Support for collaborative research program 240000 Monterey County Office of Education (Science & Engoneering Fair) PO Box 80851 Salinas CA 93912 None Gov't Associat'n Donation to Science Fair, 2012 2500 SpectorDance 3343 Paul Davis Drive Marina CA 93933 None Public Charity Support for collaborative presentation at Smithsonian in Washington, D.C. 2000 Science Buddies PO Box 5038 Carmel CA 93921 None Public Charity Support for education tools for K-12 science, technology, engineering and math in 3 local counties. 1500 247500 Leland Stanford Jr Univ William F Durand Building Stanford CA 95305 None Public Charity Support for collaborative research program 240000 240000 14 5581 14 6894 16 206429 01 2255 01 169585 Recycled Materials 01 3934 Earned Discounts 01 2149 Royalty Receipts 15 168886 Insurance Reimbursement 01 793469 Sale of Obsolete Cable 01 15000 Misc Refunds 01 2065 0 1376247 0 1376247 0 0 0 0 0 0 0 0 0 0 X X 1 Berkeley Seismological Laboratory 174 Stanley Hall Berkeley CA 947203220 12074 X 2 BP Exploration Chertsey Road Sunbury-on-Thames UK 34020 X 3 Centro De Investigacion Cientifica 9355 Airway Road San Diego CA 92154 6100 X 4 Defense Advanced Research Projects STO 3701 North Fairfax Drive Arlington VA 222031714 1163086 X 5 David and Lucile Packard Foundation 300 Second Street Suite 200 Los Altos CA 94022 37450642 X 6 Gordon and Betty Moore Foundation T PO Box 29910 San Francisco CA 941290910 775216 X 7 Harvard University 26 Oxford Street Cambridge MA 02138 23891 X 8 International Research Institute St PO Box 8046 Stavanger NO 7571 X 9 Dave Judi Zaches Foundation PO Box 2410 Monterey CA 939422410 5000 X 10 Marine Science Technology Foundatio 555 Bryant St 374 Palo Alto CA 94301 23502 X 11 Monterey Bay Sanctuary Foundation 299 Foam Street Monterey CA 93940 28072 X 12 Moss Landing Marine Lab 8272 Moss Landing Road Moss Landing CA 950399647 5000 X 13 National Aeronautics and Space Admi Bldg 1111 C Road Stennis Space Center MS 395296000 697867 X 14 National Institute of Health 45 Center Drive Bethesda MD 208926200 253479 X 15 National Oceanic and Atmospheric Ad 1100 Wayne Ave 1210 Silver Springs MD 209103283 1757992 X 16 National Science Foundation 4201 Wilson Blvd Arlington VA 22230 696407 X 17 Naval Postgraduate School 3985 Cummings Road Bldg 116 San Diego CA 921324200 22672 X 18 Netherlands Organization Scientific PO Box 93510 The Hague NL 6484 X 19 Office of Naval Research 300 5th Ave St 710 Seattle WA 981042398 18991 X 20 Office of Naval Research 875 North Randolph St Arlington VA 222031995 996489 X 21 Stanford University 340 Panama Street Stanford CA 943054125 451721 X 22 University of California San Diego 9500 Gilman Drive La Jolla CA 920930232 273208 X 23 University of California Santa Cruz 1156 High Street Santa Cruz CA 95064 26703 X 24 University of Hawaii 1950 East West Road Honolulu HI 96822 52390 X 25 University of Washington 4333 Brooklyn Ave NE Seattle WA 981959472 33591 X 26 US Department of Energy 9800 South Cass Avenue Argonne IL 60439 605318 X 27 Woods Hole Oceanographic Institutio 183 Oyster Pond Road Woods Hole MA 02543 39589 X 28 University of Delaware 700 Pilottown Rd Lewes DE 199581242 10564 X 29 University of Minnesota 117 Pleasant St SE Minneapolis MN 55455 20433 X 30 HUB International Insurance Service 4371 Latham St Suite 101 Riverside CA 925011731 25000 X Deloitte & Touche LLP - Tax Review 5925 0 0 5925 Ryan McDonald - Audit 11500 0 0 11500 PricewaterhouseCoopers LLP - Audit 139311 0 0 139311 North Bay Pensions 9450 0 0 6300 LAND 2011-06-30 4246219 0.000000000000 0 0 0 BUILDINGS 2011-06-30 45388293 23903265 0.000000000000 0 0 0 BUILDING IMPROVEMENTS 2011-06-30 4824672 3415382 0.000000000000 0 0 0 FURNITURE & FIXTURES 2011-06-30 1210584 1204972 0.000000000000 0 0 0 VEHICLES 2011-06-30 510051 505307 0.000000000000 0 0 0 EQUIPMENT - GENERAL 2011-06-30 15962560 15200678 0.000000000000 0 0 0 EQUIPMENT - OFFICE 2011-06-30 146150 114528 0.000000000000 0 0 0 EQUIPMENT - COMPUTER 2011-06-30 1847950 1496360 0.000000000000 0 0 0 EQUIPMENT - VIDEO & CAMERA 2011-06-30 1218676 1169147 0.000000000000 0 0 0 EQUIPMENT - MACHINE SHOP 2011-06-30 668915 598750 0.000000000000 0 0 0 EQUIPMENT - POSITIONING 2011-06-30 174569 174569 0.000000000000 0 0 0 SOFTWARE 2011-06-30 696738 636063 0.000000000000 0 0 0 OCEAN DEPLOYED EQUIPMENT 2011-06-30 24867352 9720169 0.000000000000 0 0 0 SHIPS 2011-06-30 38759764 30941580 0.000000000000 0 0 0 SHIPBOARD EQUIPMENT 2011-06-30 4241176 3495654 0.000000000000 0 0 0 REMOTELY OPERATED VEHICLES 2011-06-30 4665416 3747932 0.000000000000 0 0 0 ROV IMPROVEMENTS 2011-06-30 4734554 3621292 0.000000000000 0 0 0 AUTONOMOUS UNDERWATER VEHICLES 2011-06-30 4596876 3902135 0.000000000000 0 0 0 AUV IMPROVEMENTS 2011-06-30 4417790 3354387 0.000000000000 0 0 0 FIXED ASSET PURCHASES IN PROCESS 2011-06-30 227824 0.000000000000 0 0 0 CONSTRUCTION IN PROCESS 2011-06-30 1495605 0.000000000000 0 0 0 Sale of Research Vessel Pt. Lobos 1988-01 Purchased 2012-03 Marine Express Inc 225000 1200165 0 169585 1144750 FORM 990-PF, PART VIII, LINE 1, STATEMENT 14In addition to the amount of compensation paid to each director and officer (if any), in 2011 MBARI paid D&O insurance premiums of $22,825 (10/2011 - 9/2012) and in 2012 paid D&O premiums of $25,979 (10/2012 - 9/2013), of which $23,613 is allocable to 2012 and to these individuals as a nontaxable working condition fringe benefit.Barbara P. Wright is an officer of MBARI. Her firm, Finch Montgomery Wright LLP, provides legal services to MBARI. Fees for these services are paid to the firm and are for legal services, not for services in her capacity as an officer. Fees paid and expenses reimbursed to the firm in 2012 were $14,200. This amount is included in the appropriate Statement pertaining to Legal Fees. LAND 4246219 0 4246219 BUILDINGS 45388293 23903265 21485028 BUILDING IMPROVEMENTS 4824672 3415382 1409290 FURNITURE & FIXTURES 1210584 1204972 5612 VEHICLES 510051 505307 4744 EQUIPMENT - GENERAL 15962560 15200678 761882 EQUIPMENT - OFFICE 146150 114528 31622 EQUIPMENT - COMPUTER 1847950 1496360 351590 EQUIPMENT - VIDEO & CAMERA 1218676 1169147 49529 EQUIPMENT - MACHINE SHOP 668915 598750 70165 EQUIPMENT - POSITIONING 174569 174569 0 SOFTWARE 696738 636063 60675 OCEAN DEPLOYED EQUIPMENT 24867352 9720169 15147183 SHIPS 38759764 30941580 7818184 SHIPBOARD EQUIPMENT 4241176 3495654 745522 REMOTELY OPERATED VEHICLES 4665416 3747932 917484 ROV IMPROVEMENTS 4734554 3621292 1113262 AUTONOMOUS UNDERWATER VEHICLES 4596876 3902135 694741 AUV IMPROVEMENTS 4417790 3354387 1063403 FIXED ASSET PURCHASES IN PROCESS 227824 0 227824 CONSTRUCTION IN PROCESS 1495605 0 1495605 Ropes & Gray 16212 0 0 16212 Law Offices of Ann L Lipson, PC 6200 0 0 6200 Finch Montgomery Wright LLP 14200 0 0 14200 Fragomen, Del Rey, Bernsen & Loewy, LLP 15297 0 0 15297 Miscellaneous Legal 5955 0 0 8425 The Wagner Law Group 32806 0 0 25517 Lumen Patent Firm 5010 0 0 6510 Fischer & Associates 24986 0 0 24986 Expensed Equipment 271785 0 0 184667 General & Lab Supplies 2821748 0 0 2813968 Recruitment 62796 0 0 62796 Freight & Postage 139439 0 0 139524 Outside Services - General 1412765 0 0 1046458 Outside Services - Subawards 2530919 0 0 2530919 External Shiptime & Equip Rental 188835 0 0 235530 Insurance 666416 0 0 666416 Maintenance & Repair 1063825 0 0 1067176 Royalty Expense 67583 67583 67583 0 MBARI Ship/ROV/AUV Usage 0 18445 18445 -18445 Miscellaneous 148190 0 0 162256 Recycled Materials 3934 3934 Earned Discounts 2149 2149 Royalty Receipts 168886 168886 168886 Insurance Reimbursement 793469 793469 Sale of Obsolete Cable 15000 15000 Misc Refunds 2065 2065 Effect of Actuarial Gains & Amortization for Postretirement Benefit Plan 1643157 Postretirement Benefit Liabilities 17284000 19875000 State of California 235 0 0 235 Internal Revenue Service 3604 0 0 3604