2013-08-09T15:35:40-05:00 2012-12-31 760233695 GRIFFING & COMPANY PC ONE SUGAR CREEK CTR BLVD STE 450 SUGAR LAND TX 77478 990 2012-01-01 741340341 HOUSTON HUMANE SOCIETY HOUS 7134336421 14700 ALMEDA ROAD HOUSTON TX 77053 SHERRY FERGUSON 7134336421 2013-08-08 1 JAMES S GRIFFING P00475060 2814918866 2012 2016-02-24 21:20:13Z SHERRY FERGUSON 3411 PALM DESERT MISSOURI CITY TX 77459 8394869 0 X WWW.HOUSTONHUMANE.ORG X 1958 TX THE CARE, ADOPTION, EDUCATION, AND/OR PREVENTION OF CRUELTY TO ANIMALS 8 7 88 300 177621 -27218 1698245 2606185 3040609 3137056 184832 230896 173905 149183 5097591 6123320 0 0 0 0 1885364 1878001 117702 149208 412524 2357080 2450139 4360146 4477348 737445 1645972 11095212 12790766 234760 178468 10860452 12612298 X HOUSTON HUMANE SOCIETY, THROUGH LEADERSHIP, EDUCATION AND ACTION, SEEKS TO PREVENT CRUELTY TO ALL LIVING CREATURES, RELIEVE THE SUFFERING OF ANIMALS, AND PROVIDE EDUCATIONAL PROGRAMS TO THE GENERAL PUBLIC REGARDING ANIMAL WELFARE. 0 0 2212739 2741532 THE ANIMAL CLINIC PROVIDES LOW COST MEDICAL CARE TO ANIMALS, INCLUDING VACINATIONS, SPAY/NEUTER SERVICES AND HEART WORM PREVENTION. 1274751 395524 THE SHELTER PROVIDES SHELTER, ANIMAL CARE AND FOOD TO HOMELESS ANIMALS. THE SHELTER ALSO OFFERS LOW COST ADOPTION OF THESE ANIMALS. 406049 WITH THE HELP OF FULL-TIME STAFF HIRED AS CRUELTY INVESTIGATORS, HHS IS ABLE TO RESCUE ANIMALS FROM ABUSIVE SITUATIONS, ENFORCE ANIMAL PROTECTION LAWS THROUGH THE CIVIL COURT SYSTEM, PROSECUTE ABUSERS BY FILING CRIMINAL CHARGES, AND EXECUTE OUTSTANDING CRIMINAL WARRANTS ALONG WITH ANIMAL CRUELTY WARRANTS. 48872 THE SHELTER PROVIDES RETAIL SALE OF SUPPLIES FOR THE CARE OF ANIMALS 48872 3942411 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 5 0 1 88 1 1 1 0 0 0 0 1 1 0 0 0 0 0 X 8 7 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 TX X HOUSTON HUMANE SOCIETY 7134336421 14700 ALMEDA ROAD HOUSTON TX 77053 CONNIE COOKE 2.00 X 0 0 0 BEVERLY BRANNAN 2.00 X 0 0 0 JAMES S GRIFFING 2.00 X 0 0 0 CYNTHIA AK RIGONI 2.00 X 0 0 0 TONY ROUBIK 2.00 X 0 0 0 KEITH THAYER 2.00 X 0 0 0 CARL WILSON 2.00 X 0 0 0 SHERRY FERGUSON 40.00 X X 139880 0 11352 TIMOTHY HARKNESS 40.00 X 111477 0 4436 251357 0 15788 2 0 1 0 0 22989 2583196 2606185 SERVICE FEES 541900 3137056 3137056 3137056 62168 62168 1819291 576368 1737169 489762 82122 86606 168728 82122 86606 155315 22989 39463 115852 115852 26809 5155 21654 21654 OTHER INCOME 900099 11677 11677 11677 6123320 3137056 177621 202458 139880 83928 13988 41964 1575420 1511062 13843 50515 17676 13330 4346 145025 140181 2420 2424 70000 52500 10500 7000 49553 37165 7433 4955 149208 149208 41505 41505 17654 13904 3750 21660 21660 8492 6369 1274 849 248500 208740 24850 14910 191286 143465 28692 19129 COST OF GOODS SOLD 889677 889677 CONTRACTED SERVICES 356501 330718 25783 MAINTENANCE & REPAIRS 152745 151711 1034 BANK CHARGES 136602 115172 12910 8520 265964 181324 6503 78137 4477348 3942411 122413 412524 2062661 1897665 35492 35764 10677569 2430217 5334027 8247352 3663032 2609985 11095212 12790766 167934 99760 66826 78708 234760 178468 X 9975944 11740284 46345 33851 838163 838163 10860452 12612298 11095212 12790766 1645972 105874 0 X 0 1 X 1 0 X 1432534 1563918 2121353 1692935 2583196 9393936 2260227 2833167 2990152 3040609 3137056 14261211 3692761 4397085 5111505 4733544 5720252 23655147 0 0 0 23655147 89685 52475 74303 98517 62168 377148 89685 52475 74303 98517 62168 377148 -48731 -44288 -7919 -21594 -27218 -149750 3733715 4405272 5177889 4810467 5755202 23882545 0.99050 0.98570 0.01580 0.02090 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 838163 838163 838163 838163 838163 838163 838163 403 189648 190051 838163 840379 60605 -210330 -147509 838163 1.00000 0 0 3690138 3690138 5899773 1676179 4223594 519892 338774 181118 567766 415264 152502 8247352 EQUITY SECURITIES 2219515 F FIXED INCOME TAXABLE BOND FUNDS 256384 F HEDGE FUNDS 79134 F REAL ESTATE 11106 F ALTERNATIVE INVESTMENTS 43846 F 2609985 ACCRUED PAYROLL 70698 PAYROLL TAXES 7807 SALES TAX PAYABLE 203 78708 X 6258886 105874 29692 135566 6123320 0 6123320 4507040 29692 29692 4477348 0 4477348 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: IN 2009, THE ORGANIZATION IMPLEMENTED THE PROVISIONS OF ASC TOPIC 740-10, INCOME TAXES WHICH CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THE ORGANIZATION CONCLUDED THERE WERE NO UNCERTAIN TAX POSITIONS THAT RESULT IN MATERIAL UNRECOGNIZED TAX BENEFITS. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 5,155. SPECIAL EVENTS EXPENSES 24,537. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENTS EXPENSES 24,537. COST OF GOODS SOLD 5,155. X X 0 ALPHA DOG MARKETING 9060 ANDERMATT DRIVE LINCOLN NE 68526 GRAPHIC DESIGN, PRINTING AND STRATEGY FOR DIRECT MARKETING 0 635351 193911 441440 635351 193911 441440 NO BALL 58232 58232 5085 FUN RUN 62075 22529 39546 18691 6 57537 460 57077 15687 177844 22989 154855 39463 39463 115392 EXPLANATION OF FUNDRAISING PAYMENTS SCHEDULE G, PART I, LINE 2B, COLUMN (V) PAYMENTS TO FUNDRAISER ALSO INCLUDES REIMBURSEMENTS FOR PRINTING COSTS. THE PRINTING COSTS ARE NOT BROKEN OUT BETWEEN EXPENSES FOR DESIGN, GRAPHICS, ACTUAL PRINTING COSTS OR DIRECT MAIL ADVICE. ONLY REIMBURSEMENTS FOR POSTAGE ARE SEPARATELY STATED. THE POSTAGE REIMBURSEMENTS ARE NOT INCLUDED IN THE $117,702 PAID FOR PRINTING AND OTHER SERVICES. 0 0 0 0 0 0 0 0 0 SHERRY FERGUSON 139880 0 0 0 0 0 6916 0 4436 0 151232 0 0 0 JAMES S GRIFFING TREASURER OF THE BOARD OF DIRECTORS OF HOUSTON HUMANE SOCIETY 9905 ACCOUNTING SERVICES AND TAX PREPARATION ARE PROVIDED BY AN ACCOUNTING FIRM OWNED BY MR. GRIFFING. 0 CORBIN COOKE SON OF THE PRESIDENT OF THE HOUSTON HUMANE SOCIETY 3543 RECEIVED COMMISSIONS FOR INSURANCE SALES AND REFERRALS RELATED TO THE ORGANIZATION'S PROPERTY, CASUALTY AND HEALTH INSURANCE POLICIES. 0 CLAYTON COOKE HUSBAND OF THE PRESIDENT OF THE HOUSTON HUMANE SOCIETY 3000 RECEIVED COMMISSIONS FOR INSURANCE SALES AND REFERRALS RELATED TO THE ORGANIZATION'S PROPERTY, CASUALTY AND HEALTH INSURANCE POLICIES. 0 TOM ROUBIK BOARD MEMBER OF THE HOUSTON HUMANE SOCIETY 35550 DONATED HIS REAL ESTATE COMMISSIONS AND FEES FOR THE PURCHASE AND SALES OF THE ORGANIZATION'S REAL ESTATE. 0 FORM 990, PART VI, SECTION B, LINE 11 GRIFFING & COMPANY, P.C., AN ACCOUNTING FIRM OWNED BY JAMES GRIFFING, THE TREASURER OF HOUSTON HUMANE, PREPARES AND REVIEWS THE FORM 990. THE FORM 990 IS THEN PRESENTED AT A BOARD MEETING TO THE BOARD OF DIRECTORS FOR THEIR REVIEW. FORM 990, PART VI, SECTION B, LINE 12C A COPY OF THE CONFLICT OF INTEREST POLICY SHALL BE GIVEN TO ALL BOARD MEMBERS, STAFF MEMBERS, VOLUNTEERS OR OTHER KEY STAKEHOLDERS UPON COMMENCEMENT OF SUCH PERSON'S RELATIONSHIP WITH HHS. EACH BOARD MEMBER, OFFICER, STAFF MEMBER AND VOLUNTEER SHALL SIGN AND DATE THE POLICY AT THE BEGINNING OF HIS/HER TERM OF SERVICE OR EMPLOYMENT AND EACH YEAR THEREAFTER. FOLLOWING FULL DISCLOSURE OF A POSSIBLE CONFLICT OF INTEREST OR ANY CONDITION LISTED IN THE POLICY, THE BOARD OF DIRECTORS SHALL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS AND, IF SO THE BOARD SHALL VOTE TO AUTHORIZE OR REJECT THE TRANSACTION OR TAKE ANY OTHER ACTION DEEMED NECESSARY TO ADDRESS THE CONFLICT AND PROTECT HHS' BEST INTERESTS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE ORGANIZATION'S EXECUTIVE DIRECTOR AND TOP MANAGEMENT OFFICIALS, WILL BE DONE ANNUALLY BY INDEPENDENT PERSON(S) AND INCLUDE A REVIEW AND APPROVAL, COMPARABILITY DATA, AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC AT ITS OFFICES LOCATED AT 14812 ALMEDA ROAD, HOUSTON, TX 77053.