2013-07-08T14:23:50-05:00 2012-12-31 461497033 EKS&H LLLP 7979 E TUFTS AVENUE SUITE 400 DENVER CO 802372521 990 2012-01-01 841003771 DONOR ALLIANCE INC DONO 3033294747 720 S COLORADO BLVD NO 800-N DENVER CO 80246 SUSAN M DUNN 3033294747 2013-07-02 1 CRAIG R CHOUN P00173718 3037409400 2012 2016-02-24 21:20:13Z SUSAN M DUNN 720 S COLORADO BLVD STE 800-N DENVER CO 80246 71225323 0 X WWW.DONORALLIANCE.ORG X 1985 CO DONOR ALLIANCE SAVES LIVES THROUGH ORGAN AND TISSUE DONATION AND TRANSPLANTATION. 9 9 128 252 0 0 1799705 1824324 31926162 28943789 292505 435258 8438 22271 34026810 31225642 0 0 0 0 9993469 10606332 0 0 0 18854470 17348898 28847939 27955230 5178871 3270412 52337664 54673314 3595892 2410970 48741772 52262344 SEE SCHEDULE O 0 0 20709983 28943789 CLINICAL ACTIVITIES FOR ORGAN AND TISSUE DONATIONSEE SCHEDULE O 1375058 COMMUNITY RELATIONS AND PUBLIC EDUCATIONSEE SCHEDULE O 22085041 1 1 0 1 0 0 0 0 0 0 1 0 1 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 102 0 1 128 1 0 0 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X RANDY WILSON 3033294747 720 S COLORADO BLVD SUITE 800-N DENVER CO 80246 JOHN HARNEY 1.00 X X 0 0 0 JUDY HUTCHISON 1.00 X X 0 0 0 IGAL KAM MD 1.00 X 0 0 0 BRADLEY KORNFELD ESQ 1.00 X 0 0 0 DEB SMITH 1.00 X 0 0 0 KEVIN SMITH 1.00 X X 0 0 0 BEN VERNON MD 1.00 X 0 0 0 NANCY WILLIAMS 1.00 X 0 0 0 MARY WHITE 1.00 X 0 0 0 SUSAN M DUNN 40.00 X 346027 0 62553 SAMUEL HARRY 40.00 X 189598 0 59126 JENNIFER PRINZ 40.00 X 214653 0 51644 STEVE KELLEY 40.00 X 193509 0 29515 FRANK RATHMAN 40.00 X 148653 0 29410 STEVE MANSFIELD 40.00 X 152111 0 34287 LORRIE LINQUIST 40.00 X 135356 0 21536 MARY FLEMING 40.00 X 154342 0 5903 1534249 0 293974 17 0 1 0 MOUNTAIN AVIATION INC 9656 METRO AIRPORT AVENUE BROOMFIELD CO 80021 CHARTER AIRCRAFT 1654670 MIDWEST TRANSPLANT NETWORK PO BOX 843313 KANSAS CITY MO 64184 ORGAN PROCUREMENT 1014400 UNIVERSITY PHYSICIANS INC PO BOX 110247 AURORA CO 80042 PHYSICIAN SERVICES 917100 SWEDISH MEDICAL CENTER 501 E HAMPDEN AVENUE ENGLEWOOD CO 80113 HOSPITAL RECOVERY 647132 LABS INC PO BOX 843224 KANSAS CITY MO 64184 TESTING LABORATORY 610873 39 40837 1783487 1824324 ORGAN FEES 900099 17667102 17667102 BONE AND TISSUE FEES 900099 9849710 9849710 INCOME FROM AFFILIATE 900099 1426977 1426977 28943789 497746 497746 39806049 1980 39870517 0 -64468 1980 -62488 -62488 118886 40837 129164 -10278 -10278 MISCELLANEOUS REVENUE 900099 32549 32549 32549 31225642 28943789 0 457529 923601 266297 657304 7666675 5358625 2308050 590287 385828 204459 840792 599508 241284 584977 402952 182025 14764 14764 42897 42897 17500 17500 35401 35401 487387 281506 205881 535106 535106 138758 63785 74973 664202 287069 377133 632841 155458 477383 479841 374227 105614 2352 2352 525896 381901 143995 325407 2835 322572 ORGAN HOSPITAL COSTS 10632128 10632128 OTHER PROGRAM EXPENSES 1242381 1242381 MEDICAL SUPPLIES 774400 774400 EDUCATION & COMMUNICATI 341035 341035 456602 456602 27955230 22085041 5870189 0 4599882 4133677 30000 0 4968569 3928655 0 41610 638009 604965 9358718 2591110 6774604 6767608 20253117 25033946 15050064 14139434 23419 23419 52337664 54673314 3446292 2284460 149600 126510 3595892 2410970 X 48425464 51993920 316308 268424 48741772 52262344 52337664 54673314 X 3270412 250160 X 0 1 X 1 0 X 141081 36860 511431 1799705 1824324 4313401 26813367 27801031 30627040 31926162 28943789 146111389 26954448 27837891 31138471 33725867 30768113 150424790 0 11546066 11012224 11006288 9383528 9191051 52139157 11546066 11012224 11006288 9383528 9191051 52139157 98285633 379339 338875 233725 298888 497746 1748573 379339 338875 233725 298888 497746 1748573 13669 5398 19067 2261 -3174 3040 32549 34676 27333787 28192696 31369022 34033193 31298408 152227106 0.64570 0.63910 0.01150 0.01100 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 18529 18529 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: OTHER LOBBYING ACTIVITIES PART II-B, LINE1(I) DONOR ALLIANCE IS A MEMBER OF THE ASSOCIATION OF ORGAN PROCUREMENT ORGANIZATIONS (AOPO). 6.75% OF ASSOCIATION DUES REPRESENT PAYMENTS FOR AOPO LOBBYING EXPENSES. TOTAL AMOUNT OF DUES THAT REPRESENT LOBBYING EXPENDITURES WERE $1,029. DONOR ALLIANCE ALSO ENGAGED PROFESSIONAL LOBBYING SERVICES IN THE AMOUNT $17,500. 258620 258620 4686048 209049 4476999 639803 566147 73656 3190216 1481821 1708395 584031 334093 249938 6767608 INVESTMENT IN ALLOSOURCE 14139434 C 14139434 CAPITAL LEASE OBLIGATIONS 1140 DEFERRED RENT AND LEASEHOLD IM 125370 126510 X 31569565 250160 129164 379324 31190241 35401 35401 31225642 28048993 129164 129164 27919829 35401 35401 27955230 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE ORGANIZATION APPLIES A MORE-LIKELY-THAN-NOT MEASUREMENT METHODOLOGY TO REFLECT THE FINANCIAL STATEMENT IMPACT OF UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. AFTER EVALUATING THE TAX POSITIONS TAKEN, NONE ARE CONSIDERED TO BE UNCERTAIN; THEREFORE, NO AMOUNTS HAVE BEEN RECOGNIZED AS OF DECEMBER 31, 2012 OR 2011. IF INCURRED, INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS ARE RECORDED IN THE PERIOD ASSESSED AS GENERAL AND ADMINISTRATIVE EXPENSE. NO INTEREST OR PENALTIES HAVE BEEN ASSESSED AS OF DECEMBER 31, 2012 OR 2011. TAX YEARS THAT REMAIN SUBJECT TO EXAMINATION INCLUDE 2009 THROUGH THE CURRENT YEAR. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT DIRECT EXPENSES 129,164. PART XI, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT/TRUSTEE FEES 35,401. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT DIRECT EXPENSES 129,164. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT/TRUSTEE FEES 35,401. DONOR DASH 159723 40837 118886 17803 1215 2807 107338 159723 40837 118886 17803 1215 2807 107338 129163 -10277 X X X 1 0 0 0 0 0 0 0 0 SUSAN M DUNN 300837 0 44726 0 464 0 50000 0 12553 0 408580 0 0 0 SAMUEL HARRY 161094 0 28255 0 249 0 33839 0 25287 0 248724 0 0 0 JENNIFER PRINZ 184061 0 30484 0 108 0 39373 0 12271 0 266297 0 0 0 STEVE KELLEY 182725 0 10071 0 713 0 17252 0 12263 0 223024 0 0 0 FRANK RATHMAN 141733 0 6823 0 97 0 13486 0 15924 0 178063 0 0 0 STEVE MANSFIELD 136189 0 15814 0 108 0 18887 0 15400 0 186398 0 0 0 LORRIE LINQUIST 119252 0 15639 0 465 0 20136 0 1400 0 156892 0 0 0 MARY FLEMING 145156 0 9129 0 57 0 4109 0 1794 0 160245 0 0 0 PART I, LINE 4A MARY FLEMING RECEIVED $92,463 AS A SEVERANCE PAYMENT WHICH WAS PART OF AN AGREEMENT TO PAY OUT THE REST OF HER ANNUAL SALARY. ORGANIZATION'S MISSION LINE 1 DONOR ALLIANCE SAVES LIVES THROUGH ORGAN AND TISSUE DONATION AND TRANSPLANTATION. AS A CENTER OF EXCELLENCE, DONOR ALLIANCE SERVES ALL WHO NEED TRANSPLANTATION BY OPTIMIZING AVAILABLE ORGANS AND TISSUES WITH A COMMITMENT TO EDUCATION, COLLABORATION, INNOVATION, AND INFLUENCING POLICY. DONOR ALLIANCE IS ONE OF 58 FEDERALLY DESIGNATED, NON-PROFIT ORGAN PROCUREMENT ORGANIZATIONS SERVING COLORADO AND MOST OF WYOMING. ADDITIONALLY, IT IS A MEMBER OF AND ACCREDITED BY BOTH THE ASSOCIATION OF ORGAN PROCUREMENT ORGANIZATIONS (AOPO) AND AMERICAN ASSOCIATION OF TISSUE BANKS (AATB). CLINICAL ACTIVITIES FOR ORGAN AND TISSUE DONATION LINE 4A DONOR ALLIANCE IS A LEADER IN FACILITATING THE DONATION AND RECOVERY OF TRANSPLANTABLE ORGANS AND TISSUES. WITH MORE THAN 116,000 PEOPLE AWAITING TRANSPLANTATION THROUGHOUT THE COUNTRY AND OVER 2,200 IN THE STATES OF COLORADO AND WYOMING, DONOR ALLIANCE IS DEDICATED AND FOCUSED ON RECOVERING LIFESAVING ORGANS FOR THOSE AWAITING TRANSPLANTATION. IN ORDER TO FULFILL ITS MISSION OF SAVING LIVES THROUGH ORGAN DONATION AND TRANSPLANTATION, DONOR ALLIANCE ESTABLISHES AND MAINTAINS STRONG RELATIONSHIPS WITH DONOR HOSPITALS HELPING THE HOSPITAL MAXIMIZE THEIR DONATION OPPORTUNITIES. DONOR ALLIANCE DEPLOYS AN EFFECTIVE FAMILY APPROACH AND RECOVERY PROGRAMS IN MORE THAN 100 HOSPITALS. ADDITIONALLY, DONOR ALLIANCE SAVES AND HEALS LIVES BY FACILITATING THE RECOVERY OF TISSUE FOR THOSE NEEDING HUMAN TISSUE ALLOGRAFTS. DONOR ALLIANCE SAW A SLIGHT DECREASE IN ITS OPERATIONAL RESULTS IN 2012, BUT WAS ABLE TO FACILITATE THE DONATION AND RECOVERY OF 390 ORGAN TRANSPLANTS FROM 126 DONORS. ORGANS TRANSPLANTED DECREASED BY 56 ORGANS (A 13% DECREASE) FROM 446 IN 2011. TISSUE SAW AN INCREASE FROM 966 DONORS IN 2011 TO 1,015 (A 5.0% INCREASE) DONORS IN 2012. THE ORGANIZATION REPORTED A 92% AUTHORIZATION RATE, THE RATE AT WHICH DONOR FAMILIES SAY YES TO DONATION WHEN APPROACHED. NEARLY 67% OF THE 126 ORGAN DONORS AND 59% OF THE 1,015 TISSUE DONORS IN 2012 WERE LISTED ON EITHER THE COLORADO OR WYOMING STATE DONOR REGISTRIES RESPECTIVELY. BELOW IS A LIST OF OTHER SIGNIFICANT ACCOMPLISHMENTS AND PROGRAMS FOR 2012: DONOR ALLIANCE MAINTAINED IN-HOUSE HOSPITAL COORDINATOR POSITIONS AT KEY HOSPITALS TO IMPROVE CUSTOMER SERVICE, DONATION OUTCOMES AND INTERACTIONS WITH DONOR HOSPITAL STAFF. WORKING TO EXTEND THOSE EFFORTS THROUGH A CONSOLIDATED EDUCATIONAL PLATFORM, DONOR ALLIANCE HOSTED A DONATION SUMMIT FOR ITS SERVICE AREA HOSPITALS. EXECUTED BY A MULTIDISCIPLINARY GROUP OF DONOR ALLIANCE STAFF, NEARLY 200 HOSPITAL STAFFERS ATTENDED, ENGAGING AND IGNITING MANY PARTNERSHIPS. DONOR ALLIANCE RECOGNIZED THREE COLORADO HOSPITALS AT THE COLORADO HOSPITAL ASSOCIATIONS ANNUAL MEETING WITH ENDING THE WAIT AWARDS IN APPRECIATION OF THEIR EXTRAORDINARY EFFORTS IN ORGAN AND TISSUE DONATION. IN EFFORT TO CONTINUALLY IMPROVE UPON CURRENT PROCESSES DONOR ALLIANCE CONTINUED ITS JOURNEY TO EXCELLENCE IN 2012, RECEIVING THE FOOTHILLS LEVEL AWARD FROM ROCKY MOUNTAIN PERFORMANCE EXCELLENCE (RMPEX), AFTER ADOPTING A FORMAL PERFORMANCE EXCELLENCE PROCESS STEMMING BACK TO 2009. ON OCTOBER 4TH, THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES (HHS) AWARDED 10 COLORADO AND WYOMING HOSPITALS, THREE LOCAL TRANSPLANT CENTERS AND DONOR ALLIANCE WITH MEDALS OF HONOR FOR SUCCESS IN MAXIMIZING THE LIFESAVING GIFT OF ORGAN DONATION. THE COLORADO AND WYOMING SERVICE AREA WAS AMONG THE NATIONS MOST RECOGNIZED WITH 11 TOTAL MEDALS OF HONOR. THE ANNUAL HHS RECOGNITION MEASURES ORGANIZATIONS PROFICIENCY IN MAXIMIZING THE GIFT OF LIFE. BUILDING ON ITS 2011 ACHIEVEMENT OF OPENING THE DOORS TO A FREE-STANDING RECOVERY CENTER, DONOR ALLIANCE TRANSFERRED ITS FIRST ORGAN RECOVERY CASE TO THE FACILITY IN APRIL OF 2012. THIS FACILITY ASSISTS DONOR ALLIANCE IN HOLDING DOWN ORGAN AND TISSUE RECOVERY COSTS. THROUGH DECEMBER 2012 AT TOTAL OF 8 ORGAN DONORS WERE TRANSFERRED TO THE RECOVERY CENTER. AS A TOTAL OF 961 TISSUE RECOVERIES ALSO TOOK PLACE AT THE RECOVERY CENTER. COMMUNITY RELATIONS AND PUBLIC EDUCATION LINE 4B A LARGE BARRIER TO CONSENT FOR DONATION IS LACK OF EDUCATION. MANY MYTHS AND MISCONCEPTIONS ABOUT ORGAN AND TISSUE DONATION PERSIST, AND PREVENT PEOPLE FROM BECOMING DONORS. DONOR ALLIANCE WORKS DIRECTLY WITH COMMUNITY LEADERS AND GATEKEEPERS TO PROVIDE INFORMATION, ANSWER QUESTIONS, LISTEN TO CONCERNS AND ULTIMATELY FIND WAYS TO ENCOURAGE NEW DONORS TO SAY YES. DONOR ALLIANCE INSPIRES THE PUBLIC TO REGISTER AS ORGAN AND TISSUE DONORS THROUGH COMMUNITY PARTNERSHIPS, PUBLIC OUTREACH AND EDUCATION CAMPAIGNS THROUGHOUT ITS DONATION SERVICE AREA. COLORADO'S DONOR DESIGNATION RATE (THE RATE AT WHICH PEOPLE SAY YES WHEN OBTAINING OR RENEWING THEIR DRIVERS LICENSE) WAS 66.5% AT THE CLOSE OF 2012 ONE OF THE HIGHEST PERFORMING STATE DONOR REGISTRIES IN THE NATION. WYOMING, RANKED 10TH HIGHEST WITH A 59% DONOR DESIGNATION RATE. DONOR ALLIANCE HAS A FIVE-PERSON COMMUNITY AND PUBLIC RELATIONS STAFF AND WORKS WITH A FULL-SERVICE PUBLIC RELATIONS AGENCY THAT DISSEMINATES MESSAGES THROUGH THE MEDIA, COMMUNITY LEADERS AND GRASSROOTS COMMUNITY GROUPS. THE ADVOCATES FOR LIFE VOLUNTEER PROGRAM BOASTS NEARLY 300 ACTIVE VOLUNTEERS WHO HELP FACILITATE A VARIETY OF COMMUNITY EVENTS ENCOURAGING ORGAN AND TISSUE DONATION. PRESENTATIONS ARE MADE TO VARIOUS COMMUNITY GROUPS (EX. DIABETES EXPO), CHURCHES, CIVIC ORGANIZATIONS AND HOSPITALS. THEY ARE RECOGNIZED EACH YEAR WITH A CEREMONY TO HONOR THEIR COMMITMENT. IN 2012, DONOR ALLIANCE SPONSORED A DONOR FAMILY MEMBER AS OUR FLOAT RIDER ON THE 2013 TOURNAMENT OF ROSES DONATE LIFE FLOAT. THE DONOR FAMILY WAS BOTH SUPPORTED BY AND REPRESENTED DONOR ALLIANCE IN THE DONATION-RELATED FESTIVITIES AND PUBLIC APPEARANCES SURROUNDING THE FLOAT, WHICH AIMS TO BRING AWARENESS TO THE CAUSE OF ORGAN AND TISSUE DONATION. DONOR ALLIANCE HOSTS AN ANNUAL EVENT HONORING DONORS WITHIN A TWO-YEAR SPAN AND RECOGNIZING DONOR FAMILIES FOR THEIR LOVED ONES GIFT. DURING THE EVENT EACH FAMILY CAN PLACE A SPECIAL MEMENTO ON THE MEMORY WALL IN HONOR OF THEIR LOVED ONE AND PARTICIPATE IN A RELEASE OF BALLOONS THAT SIGNIFIES LIFE CARRYING ON THROUGH DONATION. DONOR ALLIANCE'S SIGNATURE EVENT, THE DONOR DASH, IS A 5K FOR RUNNERS, WALKERS AND THE ENTIRE FAMILY TO HONOR THE LIVES OF ORGAN AND TISSUE DONORS, CELEBRATE THE LIVES OF ORGAN AND TISSUE RECIPIENTS AND RECOGNIZE THE LIVES OF THOSE WAITING FOR A LIFESAVING TRANSPLANT. THIS ANNUAL EVENT IS RECOGNIZED AS THE LARGEST ORGAN AND TISSUE DONATION AWARENESS EVENT IN THE STATE WITH MORE THAN 4,000 PARTICIPANTS AND GROWING. DONOR ALLIANCE RUNS A PROGRAM WITH LOCAL BUSINESSES CALLED WORKPLACE PARTNERSHIP FOR LIFE. THIS PROGRAM ALLOWS EDUCATIONAL LITERATURE AND DONATION AUTHORIZATION INFORMATION TO BE DISTRIBUTED THROUGH A VARIETY OF WAYS TO EMPLOYEES ENCOURAGING THEM TO REGISTER AS DONORS. DONOR ALLIANCE ALSO MANAGES A FREE, SCHOOL-CURRICULUM PROGRAM THAT EDUCATES MIDDLE AND HIGH SCHOOL STUDENT ON THE SCIENCE BEHIND ORGAN AND TISSUE DONATION, TRANSPLANTATION SCIENCE. THE ORGANIZATIONS EXTENSIVE COLLABORATION WITH THE COLORADO DIVISION OF MOTOR VEHICLES CONTINUED THROUGHOUT 2012 WITH OUTREACH, EDUCATION AND COLLATERAL MATERIALS PROVIDED TO ALL 55 DRIVERS LICENSE OFFICES IN COLORADO AS WELL AS 27 IN WYOMING. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED FIRST INTERNALLY BY THE CFO AND CEO. IT IS THEN REVIEWED BY THE FINANCE/AUDIT COMMITTEE AND PROVIDED TO THE BOARD OF DIRECTORS BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST FORM IS FILLED OUT ANNUALLY BY ALL DIRECTORS AND EMPLOYEES. AS PART OF THE FORM, THEY ACKNOWLEDGE THAT THEY WILL DISCLOSE ANY CONFLICTS WHICH CURRENTLY EXIST, OR ANY THAT MAY ARISE DURING THE YEAR. THE POLICY ADDRESSES "MOONLIGHTLING" OR ANY ACTIVITY WHEN A DIRECTOR, EMPLOYEE OR THEIR FAMILY MEMBER IS INVOLVED THAT MAY RESULT IN PERSONAL GAIN. BOARD DIRECTOR'S DISCLOSED CONFLICTS WILL BE ADDRESSED BY THE BOARD AND THE CONFLICTED PARTY WILL ABSTAIN FROM VOTING ON ANY MATTERS THAT DIRECTLY IMPACT THEIR FINANCIAL SITUATION. EMPLOYEE DISCLOSED CONFLICTS WILL BE ADDRESSED BY THE SENIOR LEADERSHIP OF DONOR ALLIANCE. FAILURE TO DISCLOSE CONFLICTS COULD RESULT IN DISMISSAL OF A DIRECTOR OR TERMINATION OF AN EMPLOYEE. FORM 990, PART VI, SECTION B, LINE 15 IN 2012, DONOR ALLIANCE UTILIZED A COMPENSATION CONSULTANT ALONG WITH INDEPENDENT THIRD PARTY SURVEYS AND ASSOCIATION OF ORGAN PROCUREMENT ORGANIZATIONS (AOPO) SURVEYS TO EVALUATE AND MAKE SALARY ADJUSTMENTS FOR THE TOP EXECUTIVES (CEO, COO AND CFO). THE SURVEYS WHERE THEN COMMUNICATED AT AN ANNUAL MEETING OF THE EXECUTIVE COMPENSATION COMMITTEE. THE EXECUTIVE COMPENSATION COMMITTEE IS COMPRISED OF A SUBSET OF THE BOARD OF DIRECTORS AND NONE OF THE COMMITTEE MEMBERS HAVE A CONFLICT OF INTEREST WITH REGARD TO COMPENSATION. THE CEO, COO AND CFO ARE NOT PRESENT AT THE MEETING DURING DISCUSSION OF THEIR COMPENSATION. ALL DISCUSSIONS ARE DOCUMENTED IN THE EXECUTIVE COMPENSATION COMMITTEE MEETING MINUTES. THE CHAIRMAN OF THE BOARD IS RESPONSIBLE FOR SOLICITING INPUT FROM THE BOARDMEMBERS AND COMPLETING AN ANNUAL PERFORMANCE APPRAISAL ON THE CEO BASED ON PRE-DETERMINED GOALS AND COMPETENCIES. THE CEO IS RESPONSIBLE FOR COMPLETING AN ANNUAL PERFORMANCE APPRAISAL ON THE CFO AND COO BASED ON PRE-DETERMINED GOALS AND COMPETENCIES. AFTER ALL THE INFORMATION IS PRESENTED, THE EXECUTIVE COMPENSATION COMMITTEE APPROVES COMPENSATION LEVELS FOR THE NEXT YEAR BASED ON THE INDEPENDENT SALARY SURVEYS, PERFORMANCE EVALUATIONS, AND THE CEO'S RECOMMENDATION FOR THE COO AND CFO. KEY EMPLOYEES ARE EVALUATED ANNUALLY BY EXECUTIVE LEADERSHIP (CEO, CFO AND COO) AND SALARY INCREASES ARE BASED ON THEIR PERFORMANCE, WITHIN PRESCRIBED SALARY RANGES. THE HUMAN RESOURCES DIRECTOR REVIEWS INDEPENDENT SALARY SURVEYS TO EVALUATE THE SALARY RANGES, AND THEY HAVE BEEN DETERMINED TO BE REASONABLE COMPARED TO ORGANIZATIONS OF SIMILAR SIZE AND SCOPE OF RESPONSIBILITY. PERFORMANCE IS BASED ON PRE-DETERMINED GOALS AND COMPETENCIES. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY, AND ARTICLES OF INCORPORATION AND BY-LAWS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: UNREALIZED GAIN 250,160. DONOR ALLIANCE FOUNDATION 720 S COLORADO BLVD SUITE 800-N DENVER CO 80246 841242267 PUBLIC AWARENESS CO 501(C)(3) 509(A)(3) N/A 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0