2013-05-15T11:51:33-05:00 2012-06-30 430765316 RUBINBROWN LLP ONE NORTH BRENTWOOD SAINT LOUIS MO 63105 990 2011-07-01 430652649 LINDENWOOD COLLEGE LIND 6369494970 209 SOUTH KINGSHIGHWAY ST CHARLES MO 633011693 JAMES D EVANS 6369494970 2013-05-15 1 BRENT W STEVENS P01291820 3142903300 2011 2016-02-24 21:20:13Z LINDENWOOD UNIVERSITY JAMES D EVANS 209 SOUTH KINGSHIGHWAY ST CHARLES MO 633011693 188760263 0 X WWW.LINDENWOOD.EDU X 1853 MO ACCREDITED BY THE HIGHER LEARNING COMMISSION SINCE 1918, LINDENWOOD UNIVERSITY IS A DISTINCTIVE, INDEPENDENT MIDWESTERN UNIVERSITY THAT PRODUCES INFORMED, EFFECTIVE, PRINCIPLED LEADERS FOR A GLOBAL SOCIETY. 32 32 2598 216 723904 -331082 3950659 3757270 154606242 160217022 3933432 3607883 104348 139312 162594681 167721487 35467091 36056078 0 0 42998998 47137070 0 0 733149 61113094 71708712 139579183 154901860 23015498 12819627 436907980 443316116 16780179 15988008 420127801 427328108 X LINDENWOOD UNIVERSITY OFFERS VALUES-CENTERED PROGRAMS LEADING TO THE DEVELOPMENT OF THE WHOLE PERSON-AN EDUCATED, RESPONSIBLE CITIZEN OF A GLOBAL COMMUNITY. LINDENWOOD IS COMMITTED TO 1 PROVIDING AN INTEGRATIVE LIBERAL ARTS CURRICULUM 2 OFFERING PROFESSIONAL AND PRE-PROFESSIONAL DEGREE PROGRAMS 3 FOCUSING ON THE TALENTS INTERESTS AND FUTURE OF THE STUDENT 4 SUPPORTING ACADEMIC FREEDOM AND THE UNRESTRICTED SEARCH FOR TRUTH 5 AFFORDING CULTURAL ENRICHMENT TO THE SURROUNDING COMMUNITY 6 PROMOTING ETHICAL LIFESTYLES 7 DEVELOPING ADAPTIVE THINKING AND PROBLEM-SOLVING SKILLS 8 FURTHERING LIFELONG LEARNING. LINDENWOOD IS AN INDEPENDENT, PUBLIC-SERVING, LIBERAL ARTS UNIVERSITY THAT HAS A HISTORICAL RELATIONSHIP WITH THE PRESBYTERIAN CHURCH AND IS FIRMLY ROOTED IN JUDEO-CHRISTIAN VALUES. THESE VALUES INCLUDE BELIEF IN AN ORDERED, PURPOSEFUL UNIVERSE, THE DIGNITY OF WORK, THE WORTH AND INTEGRITY OF THE INDIVIDUAL, THE OBLIGATIONS AND PRIVILEGES OF CITIZENSHIP AND THE PRIMACY OF THE TRUTH. 0 0 138961114 36056078 159493118 INSTRUCTIONAL AND LIBRARY - FACULTY, LIBRARY AND CURRICULUM EXPENSE FOR STUDENTS EARNING AN UNDERGRADUATE, GRADUATE, EDUCATION SPECIALISTS AND DOCTORAL DEGREES AND AS OF FISCAL YEAR ENDING 6/30/2012, APPROXIMATELY 10,811 FULL-TIME EQUIVALENT STUDENTS. APPROXIMATELY 15,903 STUDENTS WERE SERVED. STUDENT SERVICES - ALONG WITH ADMISSIONS, ACADEMIC SERVICES, AND FINANCIAL AID DEPARTMENTS, LINDENWOOD HAS A STUDENT ACTIVITIES OFFICE THAT SERVES AS A COORDINATING CENTER ON CAMPUS AND WORKS WITH APPROXIMATELY 61 STUDENT CLUBS AND ORGANIZATIONS TO FACILITATE THEIR ACTIVITIES AND PROJECTS. THE ATHLETIC DEPARTMENT HAS 26 NAIA SPORTS FOR MEN AND WOMEN, AS WELL AS, 30 OTHER NATIONALLY AFFILIATED SPORTS. AUXILIARY - STUDENT ROOM AND BOARD AND AS OF FISCAL YEAR 6/30/2012, APPROXIMATELY 4,484 STUDENTS WERE SERVED. 138961114 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 15707 0 2598 1 1 1 0 0 0 0 1 1 0 0 0 0 X 32 32 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 X DAVID KANDEL 6369494970 209 SOUTH KINGSHIGHWAY ST CHARLES MO 633011693 JIM J SHOEMAKE 1.00 X X 0 0 0 BEN F BLANTON 1.00 X X 0 0 0 JOHN W HAMMOND 1.00 X X 0 0 0 GRACE HARMON 1.00 X X 0 0 0 PATRICIA AHRENS 1.00 X 0 0 0 KEVIN BRAY 1.00 X 0 0 0 JACKIE BROCK 1.00 X 0 0 0 GASPARE CALVARUSO 1.00 X 0 0 0 NANCY CALVERT 1.00 X 0 0 0 J MICHAEL CONOYER 1.00 X 0 0 0 DAVID G COSBY 1.00 X 0 0 0 DUANE FLOWERS 1.00 X 0 0 0 JONATHAN FORD 1.00 X 0 0 0 ELIZABETH HUSS 1.00 X 0 0 0 JAMES E ISSLER 1.00 X 0 0 0 MARK ANDREW KERN 1.00 X 0 0 0 ROBERT LOWERY SR 1.00 X 0 0 0 JOSEPH G MATHEWS 1.00 X 0 0 0 DOUG MUELLER 1.00 X 0 0 0 MAURICE D NEWBERRY 1.00 X 0 0 0 RONALD W OHMES 1.00 X 0 0 0 RONNIE D OSBORN 1.00 X 0 0 0 DONALD PAULE 1.00 X 0 0 0 LUCY D RAUCH 1.00 X 0 0 0 HERB ROACH 1.00 X 0 0 0 JANE CALVERT ROGERS 1.00 X 0 0 0 DALE ROLLINGS 1.00 X 0 0 0 JERRY E SCHEIDEGGER 1.00 X 0 0 0 GARY N SHAW 1.00 X 0 0 0 RANDALL R SIMONS 1.00 X 0 0 0 PATRICK S SULLIVAN 1.00 X 0 0 0 RICK SULLIVAN 1.00 X 0 0 0 JAMES D EVANS 40.00 X 368789 0 12250 JERRY M BLADDICK 40.00 X 150700 0 9038 RICHARD BOYLE 40.00 X 209679 0 12284 LUCY S MORROS 40.00 X 124729 0 7743 SUSAN MANGELS 40.00 X 0 0 0 JULIE M MUELLER 40.00 X 265848 0 13965 JOHN R OLDANI 40.00 X 184363 0 9193 JANN WEITZEL 40.00 X 152483 0 11335 DAVID KANDEL 40.00 X 137005 0 10564 ERIC O STUHLER 40.00 X 124114 0 9920 PETER BEZEMES 40.00 X 165890 0 9880 EMILIE JOHNSON 40.00 X 147216 0 14554 BRADLEY SODERBERG 40.00 X 146744 0 9783 MARILYN ABBOTT 40.00 X 129201 0 10114 BRETT BARGER 40.00 X 134560 0 14017 2441321 0 154640 34 0 1 0 HOSPITALITY SERVICES 811 CROMWELL PARK DRIVE SUITE 113 GLEN BURNIE MD 21061 FOOD SERVICES 4663681 BLANTON CONSTRUCTION INC 550 TURNER BOULEVARD ST PETERS MO 63376 CONSTRUCTION 1852159 MATHENY HEATING & COOLING 6317 OLIVE STREET ST LOUIS MO 63130 AIR CONDITIONER & HEATING REPAIR SERVICE 1463919 COMMERCIAL FLOORING INC 8200 EXCHANGE WAY ST LOUIS MO 63144 FLOORING 1395865 PYRAMID ELECTRICAL CONTRACTORS INC 300 MONTICELLO PLACE FAIRVIEW HEIGHTS IL 62208 ELECTRICAL WORK 1367104 89 80300 659649 3017321 1349838 3757270 UNIVERSITY REVENUE 900099 160217022 159493118 723904 160217022 3341750 3341750 73936 0 73936 73936 73936 21258188 19311422 1680633 1946766 -1680633 266133 266133 22650 80300 46721 -24071 -24071 OTHER REVENUE 900099 89447 89447 89447 167721487 159493118 723904 3747195 36056078 36056078 1882837 863489 702970 316378 39154051 36303867 2599827 250357 812435 720650 85485 6300 2306997 2117216 168160 21621 2980750 2694377 244837 41536 21264 21264 252164 252164 410473 410473 1601862 832968 768894 1113243 801535 311708 3705201 2371329 1259768 74104 6783088 5426470 1356618 897751 897751 634612 520382 101538 12692 12495325 11620652 865926 8747 765172 765172 STUDENT WORK & LEARN 13853510 12980739 872771 REPAIRS & MAINTENANCE 8448581 5854867 2593714 FOOD SERVICE 5438991 5438991 UTILITIES 4713253 4402178 309661 1414 10574222 9057575 1516647 154901860 138961114 15207597 733149 11328747 20515528 4443095 4130576 4412201 4451369 450107 470631 843442 1118903 368426588 85802826 273400274 282623762 137087784 125289965 3331633 634470 473827 4307860 909922 436907980 443316116 9235003 8601668 5570806 5499107 1974370 1887233 16780179 15988008 X 403426416 412463363 5715944 3876778 10985441 10987967 420127801 427328108 436907980 443316116 X 12819627 -5619320 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 267926 4335571 X X X 0 113331832 1123484 -5099281 410473 108945562 86486542 5800042 21368184 322936 113331832 68591943 11725373 6654442 485216 86486542 71753943 13486682 -16418576 230106 68591943 0.89270 0.10080 0.00650 1 0 52071947 52071947 4268865 258310519 64018185 198561199 10142080 3414297 6727783 29960678 18370344 11590334 13672499 13672499 282623762 FUNDS HELD IN CUSTODY FOR OTHERS 673153 OBLIGATIONS UNDER SPLIT-INTEREST AGREEMENTS 27310 REFUNDABLE U.S. GOVERNMENT STUDENT LOANS 620425 PAYABLE TO LIFE ESTATE ANNUITANTS 566345 1887233 167721487 154901860 12819627 -5675325 230700 -174695 -5619320 7200307 126046089 -5675325 230700 -5444625 131490714 36230773 36230773 167721487 118845782 0 118845782 36056078 36056078 154901860 PART III, LINE 4: PURPOSE FOR LINDENWOOD UNIVERSITY'S COLLECTIONS THE UNIVERSITY HAS OBTAINED OVER THE YEARS BY PURCHASE OR DONATION VARIOUS COLLECTIONS FOR THE HISTORIC DANIEL BOONE HOME AND BOONFIELD VILLAGE. THE MISSION OF THIS HISTORIC SITE IS TO PRESERVE AND PROTECT THE HISTORIC STRUCTURES, COLLECTIONS AND NATURAL RESOURCES THAT COMPRISE THE FACILITY; TO INTERPRET THE EARLY AMERICAN FRONTIER EXPERIENCE IN MISSOURI AS EXEMPLIFIED BY THE BOONE FAMILY AND THEIR CONTEMPORARIES; AND TO PROVIDE A CENTER FOR FULLY INTEGRATED LEARNING ON ALL EDUCATIONAL LEVELS FROM ELEMENTARY THROUGH THE UNIVERSITY LEVEL. THE COLLECTIONS OF THE BOONE HOME EXIST TO PRESERVE THE STORY OF THE BOONE FAMILY AND ITS PLACE IN AMERICAN HISTORY (SPECIFICALLY WITH REGARD TO WESTWARD EXPANSION) AND TO EDUCATE THE PUBLIC AND UNIVERSITY STUDENTS ABOUT THE BOONE FAMILY'S STORY AND THE CHARACTER TRAITS OF THE "AMERICAN PIONEER". THE SECONDARY GOAL OF THE COLLECTIONS IS TO PRESERVE AND EDUCATE THE PUBLIC AND UNIVERSITY STUDENTS ABOUT THE CRAFTS AND TRADES EMPLOYED BY THE PEOPLE OF MISSOURI IN THE 1800S. THE SITE HAS TWO DISTINCT COLLECTIONS: THE BOONE COLLECTION AND THE STUDY AND EDUCATION COLLECTION. DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE PERMANENT ENDOWMENT CONSISTS OF DONOR PRINCIPAL RESTRICTED GIFTS THAT THE ANNUAL INCOME MUST BE USED FOR THE FOLLOWING UNIVERSITY EXPENSES. TYPE OF RESTRICTION % PURPOSE GENERAL 2.79 GENERAL OPERATING EXPENSES SCHOLARSHIPS 5.26 DESERVING LINDENWOOD STUDENTS BUILDING AND MAINTENANCE 1.04 BUILDING AND MAINTENANCE EXPENSES OTHER 1.38 DESIGNATED OPERATING EXPENSES (1) QUASI ENDOWMENTS 89.53 TOTAL 100.00 (1) THE QUASI ENDOWMENTS ARE EXTRA FUNDS THAT THE UNIVERSITY HAS SET ASIDE OVER THE LAST 183 YEARS TO PROTECT THE PRINCIPAL AND INCOME DISTRIBUTIONS OF THE PERMANENTLY RESTRICTED ENDOWMENT FUND. ANY REMAINING INCOME IS USED FOR FUNDING INSTITUTIONAL STUDENT AID. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN SPLIT-INTEREST AGREEMENT -174,695. RECONCILIATIONS OF REVENUE SCHEDULE D, PART XII LINE 4B SCHOLARSHIPS - 36,056,078 CHANGE IN SPLIT INTEREST AGREEMENT - 174,695 RECONCILIATION OF EXPENSES SCHEDULE D, PART XIII LINE 4B SCHOLARSHIPS - 36,056,078 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 ALL ADVERTISEMENTS (I.E. CATALOGS) INCLUDE STATEMENTS RECOMMENDED FOR IRS EXEMPT ORGANIZATIONS. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 GOVERNMENTAL AID HAS BEEN RECEIVED THIS YEAR AS FOLLOWS: STUDENT FINANCIAL AID FROM THE U.S. DEPARTMENT OF EDUCATION, FEDERAL WORK-STUDY AND FEDERAL SUPPLEMENTAL EDUCATION OPPORTUNITY GRANT PROGRAMS, A TAX INCREMENTAL FINANCE PAYMENT FROM THE CITY OF BELLEVILLE, ILLINOIS. CENTRAL AMERICA/CARIBBEAN 0 2 PROGRAM SERVICES RECRUITING 44260 EUROPE 0 0 PROGRAM SERVICES STUDY ABROAD TUITION 53522 0 2 0 0 0 2 97782 0 97782 0 0 0 0 0 0 METHOD USED TO ACCCOUNT FOR EXPENDITURES: SCHEDULE F, PART I, LINE 3: LINDENWOOD HAS CONTRACTED WITH TWO ALUMNI IN PANAMA TO BE PART-TIME INDEPENDENT CONTRACTORS TO HELP THE UNIVERSITY RECRUIT STUDENTS IN THE CENTRAL AMERICA REGION. TOTAL FEES AND ALLOTMENT FOR OFFICE EXPENSES FOR 2011-2012 FISCAL YEAR WAS: ALUMNI ONE: $28,880 ALUMNI TWO: $15,380 TOTAL: $44,260 LINDENWOOD PAID THE UNIVERSITY OF CAEN (LOCATED IN FRANCE) $44,856 IN FOREIGN STUDIES TUITION FOR NINE STUDENTS THAT STUDIED ABROAD DURING THE YEAR. LINDENWOOD PAID THE YORK ST. JOHN UNIVERSITY (LOCATED IN THE UNITED KINGDOM) $8,666 IN FOREIGN STUDIES TUITION FOR ONE STUDENT THAT STUDIED ABROAD DURING THE YEAR. GOLF OUTING 102950 80300 22650 9296 15380 17984 4061 102950 80300 22650 9296 15380 17984 4061 46721 -24071 1 SCHOLARSHIPS 8129 36056078 PART III MONITORING POLICY FOR GRANTS AWARDED ALL STUDENT AID AWARD LETTERS ARE PREPARED BY LINDENWOOD COLLEGE'S FINANCIAL AID OFFICE. EACH AWARD LETTER HAS A STATEMENT OF CONDITIONS AND IS SIGNED BY THE STUDENT. THE BUSINESS OFFICE POSTS ALL AID TO THE STUDENT'S ACCOUNT FOR ACADEMIC USAGE. BOTH THE BUSINESS OFFICE AND THE FINANCIAL AID OFFICE MONITOR THESE FUNDS. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 JAMES D EVANS 349145 0 0 0 19644 0 12250 0 0 0 381039 0 0 0 JERRY M BLADDICK 146458 0 0 0 4242 0 7323 0 1715 0 159738 0 0 0 RICHARD BOYLE 205273 0 0 0 4406 0 10264 0 2020 0 221963 0 0 0 JULIE M MUELLER 261287 0 0 0 4561 0 12250 0 1715 0 279813 0 0 0 JOHN R OLDANI 183852 0 0 0 511 0 9193 0 0 0 193556 0 0 0 JANN WEITZEL 144545 0 0 0 7938 0 7227 0 4108 0 163818 0 0 0 PETER BEZEMES 161606 0 0 0 4284 0 8165 0 1715 0 175770 0 0 0 EMILIE JOHNSON 137683 0 0 0 9533 0 7171 0 7383 0 161770 0 0 0 BRADLEY SODERBERG 137233 0 0 0 9511 0 2400 0 7383 0 156527 0 0 0 BLANTON CONSTRUCTION OWNER IS A DIRECTOR 1852159 CONSTRUCTION LABOR 0 MIDWEST SERVICE GROUP OWNER'S FATHER IS A DIRECTOR 194674 ASBESTOS REMOVAL 0 X 1 1048800 FAIR MARKET VALUE X 2 8598 FAIR MARKET VALUE X BUILD. MATERIALS 4 67464 FAIR MARKET VALUE X FURN. & FIXTURES 2 176250 FAIR MARKET VALUE X EQUIPMENT 1 20628 FAIR MARKET VALUE X VARIOUS 22 28098 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 INFORMATION NEEDED TO COMPLETE THE FORM 990 IS COMPILED BY THE ACCOUNTING DEPARTMENT AND THE RETURN IS PREPARED AND SIGNED BY RUBINBROWN LLP. THE COMPLETED 990, INCLUDING REQUIRED SCHEDULES IS PROVIDED TO THE BOARD OF DIRECTORS BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C LINDENWOOD UNIVERSITY'S CONFLICT OF INTEREST PROCEDURES ARE AS FOLLOWS: PRIOR TO A BOARD OR COMMITTEE ACTION ON A CONTRACT OR TRANSACTION INVOLVING A CONFLICT OF INTEREST, A DIRECTOR OR COMMITTEE MEMBER HAVING A CONFLICT OF INTEREST AND WHO IS IN ATTENDANCE AT THE MEETING SHALL DISCLOSE ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. A DIRECTOR OR COMMITTEE MEMBER WHO PLANS NOT TO ATTEND A MEETING AT WHICH HE OR SHE HAS REASON TO BELIEVE THAT THE BOARD OR COMMITTEE WILL ACT ON A MATTER IN WHICH THE PERSON HAS A CONFLICT OF INTEREST SHALL DISCLOSE TO THE CHAIR OF THE MEETING ALL FACTS MATERIAL TO THE CONFLICT OF INTEREST. A PERSON WHO HAS A CONFLICT OF INTEREST SHALL NOT PARTICIPATE IN OR BE PERMITTED TO HEAR THE BOARD'S OR COMMITTEE'S DISCUSSION OF THE MATTER EXCEPT TO DISCLOSE MATERIAL FACTS AND TO RESPOND TO QUESTIONS. A PERSON WHO HAS A CONFLICT OF INTEREST WITH RESPECT TO A CONTRACT OR TRANSACTION THAT WILL BE VOTED ON AT A MEETING SHALL NOT BE COUNTED IN DETERMINING THE PRESENCE OF A QUORUM FOR PURPOSES OF THE VOTE. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION FOR THE PRESIDENT IS FIXED BY A THREE YEAR WRITTEN CONTRACT CONTAINING AN ANNUAL PERCENTAGE INCREASE OVER THE THREE YEAR TERM. NO ADDITIONAL BONUSES, INCENTIVE PAYMENTS, OR OTHER COMPENSATION IS PAID IN ADDITIONAL TO THE CONTRACTUAL SUM. THE AMOUNT OF COMPENSATION IS DETERMINED BY A COMPENSATION COMMITTEE, APPOINTED BY THE CHAIRMAN OF THE BOARD. THIS COMMITTEE CONSISTED OF BOARD MEMBERS WITH VARIOUS PROFESSIONAL, LEGAL, AND BUSINESS BACKGROUNDS. THE COMPENSATION COMMITTEE DETERMINES THE SALARY PARAMETERS BASED ON AN EXTENSIVE REVIEW OF SALARIES AND COMPENSATION PAID PRESIDENTS OF OTHER SIMILARLY SIZED UNIVERSITIES, INCLUDING DATA FROM THE CARNEGIE CLASSIFICATIONS PUBLISHED IN THE CHRONICLE OF HIGHER EDUCATION. NEGOTIATIONS BETWEEN THE COMMITTEE AND THE PRESIDENT LEAD TO A DRAFT CONTRACT THAT IS SUBMITTED TO THE LINDERWOOD UNIVERSITY BOARD OF DIRECTORS EXECUTIVE COMMITTEE FOR REVIEW, COMMENT, AND OVERSIGHT INSTRUCTION. CHANGES, MODIFICATIONS, AND RECOMMENDATIONS FROM THE EXECUTIVE COMMITTEE LEAD TO FURTHER NEGOTIATIONS WITH THE PRESIDENT IN ORDER TO IMPLEMENT THEIR RECOMMENDATIONS. THE FINAL CONTRACT DRAFT IS THEN SUBMITTED TO THE FULL LINDENWOOD UNIVERSITY BOARD OF DIRECTORS FOR APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC AT THIS TIME. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -5,675,325. DONATED SERVICES AND USE OF FACILITIES: 230,700. CHANGE IN SPLIT-INTEREST AGREEMENT -174,695. TOTAL TO FORM 990, PART XI, LINE 5: -5,619,320.