2013-05-15T11:30:54-05:00 2012-06-30 910189318 MOSS ADAMS LLP 3121 WEST MARCH LANE SUITE 100 STOCKTON CA 952192303 990 2011-07-01 951816009 LOMA LINDA UNIVERSITY LOMA 9095584515 11145 ANDERSON STREET NO 205 LOMA LINDA CA 92350 RODNEY NEAL 9095584515 2013-05-13 1 TRACY S PAGLIA P00366884 2099556100 2011 2016-02-24 21:20:13Z RICHARD H HART 11175 CAMPUS ST STE 11006 LOMA LINDA CA 92354 1467093992 0 1071 X WWW.LLU.EDU X 1910 CA EDUCATING ETHICAL AND PROFICIENT CHRISTIAN HEALTH PROFESSIONALS AND SCHOLARS THROUGH INSTRUCTION, EXAMPLE, AND THE PURSUIT OF TRUTH;EXPANDING KNOWLEDGE THROUGH RESEARCH IN THE BIOLOGICAL, BEHAVIORAL, PHYSICAL, AND ENVIRONMENTAL SCIENCES AND APPLYING THIS KNOWLEDGE TO HEALTH AND DISEASE; PROVIDING COMPREHENSIVE, COMPETENT, AND COMPASSIONATE HEALTH CARE FOR THE WHOLE PERSON THROUGH FACULTY, STUDENTS, AND ALUMNI. 20 19 3329 0 -186578 -938596 71504563 49431500 152871454 168062148 23420267 21610260 30796904 32677716 278593188 271781624 7090759 6675937 0 0 144194840 147906054 0 0 707924 107871076 96236842 259156675 250818833 19436513 20962791 984534862 1030478914 474427782 507414258 510107080 523064656 X LOMA LINDA UNIVERSITY, A SEVENTH-DAY ADVENTIST CHRISTIAN HEALTH SCIENCES INSTITUTION, SEEKS TO FURTHER THE HEALING AND TEACHING MINISTRY OF JESUS CHRIST "TO MAKE MAN WHOLE" BY:- EDUCATING ETHICAL AND PROFICIENT CHRISTIAN HEALTH PROFESSIONALS AND SCHOLARS THROUGH INSTRUCTION, EXAMPLE, AND THE PURSUIT OF TRUTH;- EXPANDING KNOWLEDGE THROUGH RESEARCH IN THE BIOLOGICAL, BEHAVIORAL, PHYSICAL, AND ENVIRONMENTAL SCIENCES AND APPLYING THIS KNOWLEDGE TO HEALTH AND DISEASE;- PROVIDING COMPREHENSIVE, COMPETENT, AND COMPASSIONATE HEALTH CARE FOR THE WHOLE PERSON THROUGH FACULTY, STUDENTS, AND ALUMNI. 0 0 43344484 2509255 25103280 LOMA LINDA UNIVERSITY SCHOOL OF MEDICINE OPENED IN 1909. IT HAS BEEN ACCREDITED SINCE THE 1920S AND IS A MEMBER OF THE AMERICAN ASSOCIATION OF MEDICAL SCHOOLS. THE SCHOOL TRAINS SKILLED MEDICAL PROFESSIONALS WITH A COMMITMENT TO CHRISTIAN SERVICE AND MORE THAN 750 OF THE 10,000 GRADUATES HAVE SPENT A YEAR OR MORE IN OVERSEAS MISSION SERVICE. MOST MEDICAL STUDENTS PARTICIPATE IN PROGRAMS THAT DELIVER MEDICAL CARE TO LOWER INCOME PEOPLE WHO HAVE LITTLE ACCESS TO BASIC MEDICAL CARE. ONE QUARTER OF THE PHYSICIANS IN CALIFORNIA'S "INLAND EMPIRE" ARE GRADUATES OF THE SCHOOL OF MEDICINE. DURING THE YEAR THE SCHOOL AWARDED THE FOLLOWING DEGREES: MD 155, MD/PHD 1, PHD 7, MS 0. 53306197 197165 67865522 THE SCHOOL OF DENTISTRY TRAINS STUDENTS IN THE DENTAL SCIENCES TO SERVE IN VARIOUS SETTINGS THROUGHOUT THE WORLD. DURING THE ACADEMIC YEAR 2011-2012 STUDENTS RECEIVED DEGREES IN DENTISTRY, DENTAL HYGIENE AND THE INTERNATIONAL DENTIST PROGRAM AND EIGHT POST GRADUATE PROGRAMS. MORE THAN 8,834 PEOPLE RECEIVED TREATMENT THROUGH THE SERVICE LEARNING INTERNATIONAL PROGRAM FROM MORE THAN 117 STUDENTS. THERE WERE MORE THAN 90,500 PATIENT VISITS IN VARIOUS CLINICS WHERE STUDENTS HONE THEIR CLINICAL SKILLS AND PREPARE FOR BOARD EXAMINATIONS. STUDENTS ALSO VOLUNTEER FOR SERVICE IN MOBILE CLINICS, HEALTH FAIRS, AND COMMUNITY CLINICS. DENTAL FACULTY ARE ACTIVE IN ADVANCING KNOWLEDGE THROUGH INTERNATIONAL LECTURES AND IN SUPERVISING STUDENTS IN THE SERVICE LEARNING INTERNATIONAL PROGRAM. 19648583 475414 20020773 SCHOOL OF ALLIED HEALTH PROFESSIONS PREPARES GRADUATES TO BE EMPLOYEES OF CHOICE FOR PREMIER ORGANIZATIONS AROUND THE WORLD BY PROVIDING THEM WITH PRACTICAL LEARNING EXPERIENCES THROUGH PARTNERSHIPS WITH THOSE OPEN TO SHARING OUR VISION. SINCE 1966 THE SCHOOL HAS BEEN TRAINING HIGHLY SKILLED AND DEDICATED HEALTH CARE PROFESSIONALS IN MANY FIELDS. WHATEVER THEIR SPECIALTY, GRADUATES ENJOY JOB SECURITY, GOOD PAYING WAGES, AND THE PLEASURES OF A PERSONALLY REWARDING CAREER. THE SCHOOL OFFERS OVER FIFTY SPECIALIZED HEALTH CARE DEGREE OPTIONS IN THE FIELDS OF CARDIOPULMONARY SCIENCES, CLINICAL LABORATORY SCIENCES, COMMUNICATION SCIENCES AND DISORDERS, HEALTH INFOMATICS AND INFORMATION MANAGEMENT, NUTRITION AND DIETETICS, OCCUPATIONAL THERAPY, ORTHOTICS AND PROSTHETICS, PHYSICAL THERAPY, PHYSICIAN ASSISTANT SCIENCES, AND RADIATION TECHNOLOGY. DURING THE YEAR THE SCHOOL AWARDED THE FOLLOWING DEGREES: CERT/POST SECOND-40, ASSOCIATE-79, BACCALAUREATE-148, MASTER-132, DOCTORAL-87. 103938004 3494103 55072573 OTHER EDUCATION DIVISION ENTITIES 103938004 3494103 55072573 220237268 1 1 0 0 0 1 0 0 0 1 1 1 0 1 1 1 1 0 1 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 1 0 0 0 0 1 793 0 1 3329 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 X 20 19 0 1 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 1 1 CA X RODNEY NEAL 9095584515 11145 ANDERSON STREET BC 205 LOMA LINDA CA 92350 X RICHARD H HART 25.00 X X 0 450987 54552 LOWELL C COOPER 1.00 X X 0 0 0 CHRISTINE FRIESTAD 1.00 X 0 250 0 DANIEL JACKSON 1.00 X 0 250 0 DAVE WEIGLEY 1.00 X 0 250 0 DAVID WILLIAMS 1.00 X 0 250 0 ERIC TSAO 1.00 X 0 250 0 GT NG 1.00 X 0 250 0 GINA BROWN 1.00 X 0 250 0 JERE CHRISPENS 1.00 X 0 250 0 JUDITH STORFJELL 1.00 X 0 250 0 LISA BEARDSLEY 1.00 X 0 250 0 MAX TORKELSEN 1.00 X 0 250 0 RICARDO GRAHAM 1.00 X 0 250 0 ROBERT CARMEN 1.00 X 0 250 0 ROBERT LEMON 1.00 X 0 250 0 SAMUEL ACHILEFU 1.00 X 0 0 0 SHIRLEY CHANG 1.00 X 0 250 0 STEVEN FILLER 1.00 X 0 250 0 TED WILSON 1.00 X 0 250 0 THOMAS LEMON 1.00 X 0 250 0 ANGELA LALAS 1.00 X 0 142842 24999 DAVID P HARRIS 50.00 X 0 155463 39690 DONALD WRIGHT 1.00 X 0 76739 9698 HENRY R HADLEY 12.00 X 0 452871 38833 KEVIN J LANG 8.00 X 0 869961 -6466 MARK HUBBARD 4.00 X 0 471642 46985 MYRNA HANNA 1.00 X 0 118119 25684 RICKY WILLIAMS 50.00 X 0 171938 28829 RODNEY NEAL 50.00 X 0 152024 32401 RONALD L CARTER 50.00 X 0 165435 24453 KEVIN FISCHER 1.00 X 0 107251 19149 BOYD SANDERS 1.00 X 0 136628 24093 BRIAN S BULL 5.00 X 0 0 0 MARK REEVES 1.00 X 0 0 0 CHARLES GOODACRE 40.00 X 291993 0 35510 MARILYN HERRMANN 40.00 X 168745 0 29262 WALTER HUGHES 40.00 X 195067 0 31659 ALAN HERFORD 40.00 X 483320 0 36089 BARRY K KRALL 40.00 X 316754 0 20246 JOHN LEYMAN 40.00 X 400750 0 22174 LARY TRAPP 40.00 X 372905 0 21769 R BRUCE WALTER 40.00 X 356597 0 21194 VERLON W STRAUSS 0.00 X 0 145239 8728 2586131 3621639 589531 195 1 1 0 LLUAHSC DEPT OF RISK MGMT 101 E REDLANDS BLVD SAN BERNARDINO CA 92408 INSURANCE 21737543 LLUMC 11234 ANDERSON STREET LOMA LINDA CA 92354 VARIOUS SERVICES 5698867 FACULTY PHYSICIANS & SURGEONS OF LLUSM 11175 CAMPUS STREET LOMA LINDA CA 92354 MEDICAL DIRECTORS 3743196 LLUHC 11175 CAMPUS STREET LOMA LINDA CA 92354 VARIOUS SERVICES 3487378 LLUAHSC 11175 CAMPUS STREET LOMA LINDA CA 92354 MANAGEMENT SERVICES 1872280 83 9405313 23679565 16346622 1129200 49431500 TUITION AND FEES 611600 137371730 137371730 CLINIC INCOME 621400 23215239 23215239 RESEARCH CONTRACT 541700 7475179 7475179 168062148 16711797 -839405 17551202 7069937 7001462 68475 68475 68475 1181802498 1176904035 4898463 4898463 4898463 9289636 11406871 -2117235 629091 -2746326 INDEPENDENT OPERATIONS 445100 16406648 6820 16399828 POWER PLANT 221000 12243290 12243290 OTHER REVENUE 900099 6076538 16916 6059622 34726476 271781624 168062148 -186578 54474554 6675937 6675937 1561677 752235 809442 260821 106854 153967 110618787 106486595 3731884 400308 8971289 8859647 93815 17827 19100514 18561161 504320 35033 7392966 7187601 75491 129874 831324 831324 211370 211370 40517 40517 17857298 8487479 9369361 458 1791355 1725745 65610 14570380 14323377 152061 94942 1572364 1521189 51175 15425232 12085157 3332689 7386 3543943 3501005 34475 8463 842126 828956 13170 4419020 2878199 1540821 15534606 9320764 6213842 778160 773280 4880 CAPITAL EXPEND. & EQUIP 4567191 4489386 77805 SUBSCRIPTIONS & DUES 1028269 1020163 8106 BAD DEBT EXPENSE 842842 821272 21570 SPENDING RATE POLICY 833697 833697 11547148 9831266 1702249 13633 250818833 220237268 29873641 707924 3128989 2539104 8551461 16770231 3178298 2346039 24935998 25476697 3680276 3245757 3047005 4070060 590517000 230609284 330070311 359907716 347191053 327982723 84206099 96590968 39569798 39207576 136975574 152342043 984534862 1030478914 35467743 42277680 17879784 24243575 34200000 33515000 27800677 29114101 22011673 24833334 337067905 353430568 474427782 507414258 X 185971191 192490358 177554012 181029244 146581877 149545054 510107080 523064656 984534862 1030478914 X 20962791 -8005215 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6 1172023 446158 2736087 1 1 232579708 3114993 3364331 37828 3796840 235224364 207146060 10124550 17622031 46778 2266155 232579708 199674467 8195774 5772008 0 6496189 207146060 231557074 7763282 -35945113 21000 3679776 199674467 0.24470 0.60060 0.15470 0 0 37951361 37951361 105020900 315010586 120337462 299694024 126844546 110271822 16572724 5689607 5689607 359907716 59514446 F INTERNATIONAL EQUITY FUNDS 4922433 F HEDGE FUNDS 29825990 F OTHER 2328099 F 96590968 IRREVOCABLE TRUSTS 54178391 OTHER ASSETS 10174521 FIRST TRUSTS DEEDS 87989131 152342043 ANNUITIES, TRUSTS AND AGENCIES 4440632 TRUSTS LIABILITIES 30332373 AMOUNTS HELD FOR OTHERS 286282827 NON-OPERATING LIABILITY 32374736 353430568 271781624 250818833 20962791 -8005215 -8005215 12957576 266783359 -8005215 9682887 1677672 265105687 6675937 6675937 271781624 253825783 9682887 9682887 244142896 6675937 6675937 250818833 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ENDOWMENT FUNDS ARE INTENDED TO BE USED FOR STUDENT SCHOLARSHIPS, STUDENT LOANS, UNIVERSITY OPERATIONS AND OTHER PURPOSES AS SPECIFIED BY THE UNIVERSITY AND DONORS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE INTERNAL REVENUE SERVICE HAS RULED THAT THE UNIVERSITY QUALIFIES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS THEREFORE NOT SUBJECT TO INCOME TAXES FOR ACTIVITIES RELATED TO ITS EXEMPT PROGRAMS. MANAGEMENT IS NOT AWARE OF ANY EVENT WHICH WOULD CAUSE THE UNIVERSITY TO BE DISQUALIFIED IN OPERATION. THE UNIVERSITY HAD NO UNRECOGNIZED TAX BENEFITS AT JUNE 30, 2012 AND AT JUNE 30, 2011. THE ORGANIZATION FILES AN EXEMPT ORGANIZATION RETURN AND APPLICABLE UNRELATED BUSINESS INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION AND WITH THE CALIFORNIA FRANCHISE TAX BOARD. THE ORGANIZATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY TAXING AUTHORITIES FOR YEARS BEFORE 2009 AND 2008 FOR ITS FEDERAL AND STATE FILINGS RESPECTIVELY. PART XII, LINE 2D - OTHER ADJUSTMENTS: NET RENTAL EXPENSES TRANSFERRED TO NET RENTAL INCOME 7,001,462. COST OF GOODS SOLD TRANSFERRED TO NET INCOME/(LOSS) 2,681,425. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT AID 6,675,937. PART XIII, LINE 2D - OTHER ADJUSTMENTS: NET RENTAL EXPENSES TRANSFERRED TO NET RENTAL INCOME 7,001,462. COST OF GOODS SOLD TRANSFERRED TO NET INCOME/(LOSS) 2,681,425. PART XIII, LINE 4B - OTHER ADJUSTMENTS: STUDENT AID 6,675,937. 1 1 1 1 1 1 1 0 0 0 1 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 NONDISCRIMINATION POLICY IS PUBLISHED IN THE STUDENT HANDBOOK, IN THE UNIVERSITY CATALOG, AND IN THE UNIVERSITY WEBSITE. EXPLANATION OF RACIAL DISCRIMINATION SCHEDULE E, PART I, LINE 5 SOME SCHOLARSHIPS ARE FUNDED BY MINORITY GROUPS WHO SPECIFY THAT THEY SHOULD BE AWARDED ONLY TO THE RESPECTIVE MINORITY STUDENTS. ALL OTHERS ARE AWARDED WITHOUT REGARD TO RACE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FUNDS FROM GOVERNMENT AGENCIES ONLY IN GRANTS FOR RESEARCH. UNIVERSITY STUDENTS RECEIVE FUNDS FROM GOVERNMENT AGENCIES. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 36 PROGRAM SERVICES SERVICE LEARNING MISSION TRIPS, PROGRAM DEVELOPMENT, SURGERIES, TEACHING, TRAINING, PROGRAM DEVELOPMENT 88829 EAST ASIA AND THE PACIFIC 0 18 PROGRAM SERVICES DEVOTIONAL PRESENTATIONS, TEACHING, TRAINING, PRESENTATIONS, RESEARCH, SERVICE LEARNING MISSION TRIPS, OFF-CAMPUS DEGREE PROGRAMS 84841 EUROPE (INCLUDING ICELAND & GREENLAND) 0 23 PROGRAM SERVICES PROGRAM DEVELOPMENT/ASSESSMENT, PRESENTATIONS, CONSULTATION, TEACHING 101052 SOUTH AMERICA 0 7 PROGRAM SERVICES SERVICE LEARNING MISSION TRIPS, CONSULTATION, SURGERIES 22367 SUB-SAHARAN AFRICA 0 21 PROGRAM SERVICES SERVICE LEARNING MISSION TRIPS, PROGRAM EVALUATIONS, FIELD RESEARCH, FIELD WORK, DATA COLLECTIONS, TEACHING, TECHNICAL SUPPORT 86803 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 8661790 NORTH AMERICA INVESTMENTS 3271238 0 105 0 0 0 105 12316920 0 12316920 1 0 0 0 1 0 1 SCHOOL OF MEDICINE 236 2509255 SCHOOL OF SCIENCE & TECHNOLOGY 95 858499 SCHOOL OF NURSING 287 507992 SCHOOL OF ALLIED HEALTH PROFESSIONS 147 475414 SCHOOL OF PUBLIC HEALTH 100 223804 SDS - DENTISTRY 40 197165 SCHOOL OF PHARMACY 49 169276 SCHOOL OF RELIGION 6 13769 SELMA E ANDREWS SCHOLARSHIP 661 815663 LLU STUDENT SCHOLARSHIP 183 329645 MISCELLANEOUS OTHER SCHOLARSHIPS AND GRANTS 872 575455 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: GRANTS ARE ACCOUNTED FOR IN THE UNIVERSITY'S ACCOUNTING RECORDS, INCLUDING SUPPORTING DOCUMENTATION FOR ALL EXPENDITURES. GRANT MANAGERS ARE REQUIRED TO ASSERT THAT FUNDS HAVE BEEN SPENT IN ACCORDANCE WITH THE GRANT REQUIREMENTS. 1 1 0 0 0 0 0 0 0 RICHARD H HART 0 350000 0 0 0 100987 0 15014 0 39538 0 505539 0 0 ANGELA LALAS 0 128416 0 342 0 14084 0 7860 0 17139 0 167841 0 0 DAVID P HARRIS 0 135340 0 0 0 20123 0 8746 0 30944 0 195153 0 0 HENRY R HADLEY 0 331790 0 0 0 121081 0 15014 0 23819 0 491704 0 0 KEVIN J LANG 0 537000 0 68351 0 264610 0 15014 0 -21480 0 863495 0 59374 MARK HUBBARD 0 315000 0 53855 0 102787 0 15014 0 31971 0 518627 0 0 RICKY WILLIAMS 0 134763 0 0 0 37175 0 6461 0 22368 0 200767 0 0 RODNEY NEAL 0 134000 0 0 0 18024 0 8506 0 23895 0 184425 0 0 RONALD L CARTER 0 143982 0 0 0 21453 0 6442 0 18011 0 189888 0 0 BOYD SANDERS 0 122589 0 299 0 13740 0 7414 0 16679 0 160721 0 0 CHARLES GOODACRE 290909 0 299 0 785 0 16458 0 19052 0 327503 0 0 0 MARILYN HERRMANN 165348 0 299 0 3098 0 11942 0 17320 0 198007 0 0 0 WALTER HUGHES 193976 0 299 0 792 0 13975 0 17684 0 226726 0 0 0 ALAN HERFORD 427372 0 299 0 55649 0 14503 0 21586 0 519409 0 0 0 BARRY K KRALL 316365 0 149 0 240 0 5000 0 15246 0 337000 0 0 0 JOHN LEYMAN 400285 0 465 0 0 0 5708 0 16466 0 422924 0 0 0 LARY TRAPP 372796 0 109 0 0 0 5708 0 16061 0 394674 0 0 0 R BRUCE WALTER 356170 0 149 0 278 0 5419 0 15775 0 377791 0 0 0 VERLON W STRAUSS 0 0 0 0 0 145239 0 0 0 8728 0 153967 0 0 PART I, LINE 1A LLU'S SENIOR EXECUTIVES ARE EMPLOYED BY LLUAHSC AND LLUAHSC BENEFITS PROVIDE FOR PAYMENT OF THE TRAVEL EXPENSES FOR A SPOUSE TO ACCOMPANY AN EMPLOYEE ON ONE BUSINESS TRIP PER YEAR. IF USED, THE TAXABLE COST OF THIS BENEFIT IS INCLUDED IN THE EMPLOYEE'S W-2. LLUAHSC BENEFITS PROVIDE FOR GROSS-UP PAYMENTS TO APPROXIMATELY COVER THE TAXES ON THE IMPUTED COST OF GROUP-TERM LIFE INSURANCE COVERAGE IN EXCESS OF $50,000. ALL EMPLOYEES RECEIVED THIS BENEFIT. THE TAXABLE COST OF THIS BENEFIT IS INCLUDED IN THE EMPLOYEE'S W-2. LLUAHSC BENEFITS PROVIDE FOR HOUSING ALLOWANCE. IF USED, THE TAXABLE COST OF THIS BENEFIT IS INCLUDED IN THE EMPLOYEE'S W-2. PART I, LINE 3 THE ORGANIZATION RELIED ON A RELATED ORGANIZATION THAT USED ONE OR MORE OF THE METHOD DESCRIBED TO ESTABLISH TOP MANAGEMENT OFFICIAL'S COMPENSATION. PART I, LINES 4A-B VERLON STRAUSS RECEIVED $145,239 SEVERANCE PAYMENTS FROM LLUAHSC. EMPLOYER CONTRIBUTIONS/PAYMENTS FOR ELECTIVE BENEFITS (INCLUDES VESTED AND FORFEITED BENEFITS FUNDED IN PRIOR YEARS): LANG, KEVIN J. $(56,017.85) SAUDER, MELVIN $(56,404.07) NET FLEX PLAN CREDITS PAID TO EMPLOYEE IN CASH: HADLEY, HENRY ROGER $53,709.66 HART, RICHARD HENRY $54,656.91 HUBBARD, MARK LEE $41,573.41 LANG, KEVIN J. $98,059.00 SERP FUNDING PAID TO EMPLOYEE IN CASH: HUBBARD, MARK LEE $28,791.00 LANG, KEVIN J. $28,944.00 SUPPLEMENTAL INFORMATION PART III SCHEDULE J; PART II: THE FOLLOWING OFFICERS LISTED ON THE FORM 990, PART VII, LINE 1A OR ON SCHEDULE J, PART II ARE EMPLOYED BY LLUHS. LLUHS PAYS THE COMPENSATION FOR THESE OFFICERS AND REPORTS THE COMPENSATION AMOUNTS IN THE FORMS W-2 FOR EACH OFFICER. AMOUNTS REPORTED ON THE FORM 990, PART VII, LINE 1A, COLUMNS E AND F, OR ON SCHEDULE J, PART II, COLUMN E(II) REPRESENT TOTAL AMOUNTS OF COMPENSATION RECEIVED BY EACH OFFICER FROM LLUHS. THE OFFICERS DO NOT RECEIVE ANY OTHER COMPENSATION AMOUNTS FROM RELATED ORGANIZATIONS. HANNA, MYRNA L. IS EMPLOYED BY LOMA LINDA UNIVERSITY HEALTH SERVICES. LALAS, ANGELA IS EMPLOYED BY LOMA LINDA UNIVERSITY HEALTH SERVICES. SANDERS, BOYD IS EMPLOYED BY LOMA LINDA UNIVERSITY HEALTH SERVICES. WRIGHT, DONALD IS EMPLOYED BY LOMA LINDA UNIVERSITY HEALTH SERVICES. THE FOLLOWING OFFICERS LISTED ON THE FORM 990, PART VII, LINE 1A OR ON SCHEDULE J, PART II ARE EMPLOYED BY LLUAHSC. LLUAHSC PAYS THE COMPENSATION FOR THESE OFFICERS AND REPORTS THE COMPENSATION AMOUNTS IN THE FORMS W-2 FOR EACH OFFICER. AMOUNTS REPORTED ON THE FORM 990, PART VII, LINE 1A, COLUMNS E AND F, OR ON SCHEDULE J, PART II, COLUMN E(II) REPRESENT TOTAL AMOUNTS OF COMPENSATION RECEIVED BY EACH OFFICER FROM LLUAHSC. THE OFFICERS DO NOT RECEIVE ANY OTHER COMPENSATION AMOUNTS FROM RELATED ORGANIZATIONS. LLUAHSC ALLOCATES THE COMPENSATION AMOUNTS TO THE APPLICABLE RELATED ORGANIZATIONS AND RECEIVES REIMBURSEMENT PAYMENTS PURSUANT TO THE MANAGEMENT CONTRACT. ALLOCATION PERCENTAGES OF THE COMPENSATION PAYMENTS FOR THE OFFICERS ARE AS FOLLOWS: CARTER, RONALD IS EMPLOYED BY LLUAHSC. HIS COMPENSATION IS 100% FUNDED BY LOMA LINDA UNIVERSITY. HADLEY, HENRY ROGER IS EMPLOYED BY LLUAHSC. HIS COMPENSATION IS FUNDED BY LOMA LINDA UNIVERSITY NET OF $50,000 FROM LOMA LINDA UNIVERSITY HEALTH CARE AND HIS PRIVATE PRACTICE COMPENSATION FROM LOMA LINDA UNIVERSITY UROLOGY GROUP AND THE DEPARTMENT OF VETERANS AFFAIRS. HARRIS, DAVID PAUL IS EMPLOYED BY LLUAHSC. HIS COMPENSATION IS 100% FUNDED BY LOMA LINDA UNIVERSITY. HART, RICHARD HENRY IS EMPLOYED BY LLUAHSC. HIS COMPENSATION, EXCLUDING THE SERP BENEFIT, IS FUNDED BY LOMA LINDA UNIVERSITY (50%) AND LOMA LINDA UNIVERSITY MEDICAL CENTER (50%). THE SERP BENEFIT IS 100% FUNDED BY LOMA LINDA UNIVERSITY MEDICAL CENTER. HUBBARD, MARK LEE IS EMPLOYED BY LLUAHSC. HIS COMPENSATION, EXCLUDING THE SERP BENEFIT, IS FUNDED BY LLUAHSC'S RISK MANAGEMENT DEPARTMENT (20%) AND LOMA LINDA UNIVERSITY MEDICAL CENTER (80%). THE SERP BENEFIT IS 100% FUNDED BY LOMA LINDA UNIVERSITY MEDICAL CENTER. LANG, KEVIN J. IS EMPLOYED BY LLUAHSC. HIS COMPENSATION, EXCLUDING THE SERP BENEFIT, IS FUNDED BY LOMA LINDA UNIVERSITY MEDICAL CENTER (70%), LOMA LINDA UNIVERSITY (17.5%), LOMA LINDA UNIVERSITY HEALTH CARE (7.5%) AND LOMA LINDA UNIVERSITY BEHAVIORAL MEDICINE CENTER (5%). THE SERP BENEFIT IS FUNDED BY LOMA LINDA UNIVERSITY MEDICAL CENTER (92.5%) AND LOMA LINDA UNIVERSITY HEALTH CARE (7.5%). SAUDER, MELVIN D. IS EMPLOYED BY LLUAHSC. HIS COMPENSATION, EXCLUDING THE SERP BENEFIT, IS FUNDED BY LOMA LINDA UNIVERSITY (25%) AND LOMA LINDA UNIVERSITY MEDICAL CENTER (75%). THE SERP BENEFIT IS 100% FUNDED BY LOMA LINDA UNIVERSITY MEDICAL CENTER. STRAUSS, VERLON WAYNE IS EMPLOYED BY LLUAHSC. HIS COMPENSATION IS 100% FUNDED BY LOMA LINDA UNIVERSITY. DISCLOSURE ON SCHEDULE J, PART II COLUMN (F): $59,373.78 OF THE AMOUNT REPORTED ON SCHEDULE J IN COLUMN B(III) AS "OTHER COMPENSATION" WAS AN AMOUNT THAT BECAME VESTED AND TAXABLE IN 2011 UNDER AN EXECUTIVE FLEXIBLE BENEFIT PLAN ESTABLISHED FOR KEVIN J. LANG IN 2006 THAT RECEIVED EMPLOYER CONTRIBUTIONS FOR BENEFITS FROM 02/01/2006 THROUGH 02/01/2011. AS REQUIRED, THE CONTRIBUTIONS TO THIS PLAN THAT GENERATED THE AMOUNT REPORTED IN COLUMN (B)(III) AND THAT WERE REPORTED ON PRIOR YEARS' FORM 990S ARE REPORTED IN COLUMN (F). CALIFORNIA MUNICIPAL FINANCE AUTHORITY REVENUE 201563466 13048TCN1 2007-11-14 36364641 ACQUIRE, CONSTRUCT, EXPAND STUDENT HOUSING, UPGRADE POWER PLANT 0 0 0 36364641 2390393 700543 33303086 2010 0 0 1 1 0 0 0 0 0.00000 0.00000 0.00000 1 0 0 0 0 0 0 X LINDA MARIE WILLIAMS FAMILY MEMBER OF RICKY WILLIAMS, AN OFFICER 106854 EMPLOYMENT 0 X 12375 FMV X 4 866087 HIGH/LOW AVERAGE X 8 842 FMV X 25 188439 FMV X COINS 3 3634 FMV X CONSTRUCTION LABOR & MATERIALS 2 45920 FMV X MISC ITEMS 12 4124 FMV X PRECIOUS METALS 4 7779 SELLING PRICE 0 0 1 1 FORM 990, PART VI, SECTION A, LINE 3 LLUAHSC HAS BEEN DELEGATED CONTROL OVER MANAGEMENT DUTIES PURSUANT TO RELATIONSHIP STRUCTURE DESCRIBED FURTHER IN THE RESPONSE TO PART VI, SECTION A, LINE 7B. FORM 990, PART VI, SECTION A, LINE 6 LLUAHSC IS THE SOLE MEMBER OF LLU. FORM 990, PART VI, SECTION A, LINE 7A THE CORPORATE MEMBER OF THE UNIVERSITY PURSUANT TO SECTION 9310 OF THE CALIFORNIA NONPROFIT RELIGIOUS CORPORATION LAW SHALL BE LLUAHSC, A CALIFORNIA NONPROFIT RELIGIOUS CORPORATION, ACTING BY AND THROUGH ITS BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B LLU IS A UNIT OF LOMA LINDA UNIVERSITY ADVENTIST HEALTH SCIENCES CENTER (LLUAHSC), A CALIFORNIA NONPROFIT RELIGIOUS CORPORATION. THE ARTICLES OF INCORPORATION AND BYLAWS OF LLUAHSC, NOW AND HEREAFTER IN EFFECT ARE INCORPORATED AND ARE REFERENCED INTO THESE BYLAWS. RESERVED POWERS: POWERS RESERVED BY LLUAHSC AS MEMBER, WHICH MAY ONLY BE EXERCISED BY THE LLUAHSC BOARD UPON THE AFFIRMATIVE VOTE OF TWO-THIRDS OF THE TRUSTEES PRESENT AND VOTING AT ANY REGULAR OR SPECIAL MEETING OF THE BOARD AT WHICH A QUORUM IS PRESENT ARE TO: 1. APPROVE OR RATIFY ALL CHANGES TO THE ARTICLES OF INCORPORATION AND BYLAWS OF LLU AS CORPORATE MEMBER. 2. APPOINT THE BOARD FOR LLU AS THE MEMBER; 3. APPROVE ANY SIGNIFICANT CHANGE IN THE CORPORATE PURPOSES OF LLU. POWERS RESERVED BY LLUAHSC AS MEMBER, WHICH SHALL ONLY BE EXERCISED BY THE LLUAHSC BOARD UPON A MAJORITY VOTE OF LLUASHC'S TRUSTEES PRESENT AND VOTING AT A REGULAR OR SPECIAL MEETING WHENEVER A QUORUM IS PRESENT: 1. REMOVE FROM OFFICE ANY TRUSTEE OF LLU WITH OR WITHOUT CAUSE; 2. APPOINT THE EXECUTIVE VICE PRESIDENT FOR UNIVERSITY AFFAIRS; 3. APPROVE ANY MERGER, CONSOLIDATION, DISSOLUTION, SALE, OR TRANSFER OF MORE THAN TEN MILLION DOLLARS OF THE ASSETS OF LLU; 4. REQUIRE LLU TO HAVE A POLICY FOR BORROWING FUNDS THAT IS CONGRUENT WITH THE LLUAHSC BOARD-APPROVED POLICY ON BORROWING; 5. APPROVE ALL BORROWING OF FIVE MILLION DOLLARS OR MORE BY LLU OR ITS SUBSIDIARIES; 6. APPROVE ANY EXCEPTIONS TO THE POLICY FOR THE BORROWING OF FUNDS BY LLU; 7. APPROVE THE STRATEGIC PLAN OF LLU; 8. APPROVE MAJOR CONSTRUCTION PROJECTS OF LLU; 9. APPROVE INSTITUTES AND CORPORATIONS SUBSIDIARY TO LLU; 10. ACCEPT THE ANNUAL AUDITED FINANCIAL STATEMENTS OF LLU; 11. APPROVE THE ANNUAL OPERATING AND CAPITAL BUDGETS OF LLU; 12. APPROVE THE LLU CONTRACTING GUIDELINES; 13. APPROVE RECOMMENDATIONS FROM LLU AND ITS SUBSIDIARIES FOR BUSINESS DEVELOPMENT PLANS AND ACTIVITIES; 14. REQUIRE LLU TO HAVE A COMPLIANCE PROGRAM. NOTHING IN THESE BYLAWS IS INTENDED NOR SHALL BE CONSTRUED TO DIMINISH THE AUTHORITY OF THE BOARD OF TRUSTEES AND OFFICERS OF LLU OVER ITS OWN STRATEGIC, OPERATIONAL AND MANAGEMENT ISSUES AS REQUIRED BY CALIFORNIA LAW, ACCREDITING BODIES, AND/OR FINANCING DOCUMENTS. FURTHER FUNCTIONS OF THE MEMBER ARE: 1. TO REVIEW AND CONSULT WITH THE UNIVERSITY BOARD REGARDING THE APPOINTMENT OF THE UNIVERSITY PRESIDENT AND CHIEF EXECUTIVE OFFICER. HOWEVER, THE APPOINTMENT AND REMOVAL OF THE PRESIDENT AND THE CHIEF EXECUTIVE OFFICER ARE SOLELY THE LEGAL RESPONSIBILITY OF THE LLU BOARD; 2. TO APPROVE ALL CHANGES TO THE ARTICLES OF INCORPORATION AND BYLAWS ACCORDING TO THE PROVISION OF ARTICLE III OF THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED BY INTERNAL AUDIT AND MANAGEMENT AND IS MADE AVAILABLE TO THE AUDIT COMMITEE AND BOARD FOR REVIEW AND COMMENTS BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C GENERAL COUNSEL ANNUALLY OBTAINS STATEMENT OF DISCLOSURE FROM TRUSTEES, OFFICERS, ADMINISTRATORS, KEY EMPLOYEES, AND OTHERS WHO MAKE OR AFFECT SIGNIFICANT DECISIONS AND REVIEWS THE FINDINGS WITH APPROPRIATE BOARDS AND COMMITTEES. THE BOARD OF TRUSTEES MAKES THE DECISIONS REGARDING QUESTIONS WHICH HAVE NOT BEEN SATISFACTORILY ANSWERED AFTER ADMINISTRATIVE CONSIDERATION. FORM 990, PART VI, SECTION B, LINE 15 LLUAHSC, LLU'S PARENT ORGANIZATION, EMPLOYS AN INDEPENDENT OUTSIDE CONSULTING FIRM TO BENCHMARK COMPENSATION FOR LLUAHSC EMPLOYEES, INCLUDING THE CEO AND TOP MANAGEMENT. LLUAHSC PROVIDES MANAGEMENT SERVICES FOR LLU. THE LLUAHSC EXECUTIVE COMPENSATION COMMITTEE USES THE RESULTS OF THE INDEPENDENT SURVEY TO ESTABLISH PAY SCALES FOR THE NEXT FISCAL YEAR. THE EXECUTIVE COMPENSATION COMMITTEE SETS THE TOTAL COMPENSATION BELOW THE INDUSTRY MEAN AND MEDIAN AMOUNTS PROVIDED IN THE SURVEY. THE EXECUTIVE COMPENSATION COMMITTEE IS COMPOSED OF TRUSTEES APPOINTED BY THE LLUAHSC BOARD WHO ARE INDEPENDENT OF LLUAHSC'S MANAGEMENT. THE EXECUTIVE COMPENSATION COMMITTEE IS APPOINTED BY THE LLUAHSC BOARD OF TRUSTEES TO HAVE DIRECT RESPONSIBILITY FOR ESTABLISHING COMPENSATION, POLICIES, AND BENEFITS FOR THE SENIOR EXECUTIVES OF LLUAHSC. THE COMMITTEE'S PROCESS INCLUDES CONTEMPORANEOUS SUBSTANTIATION OF DELIBERATIONS AND DECISIONS. FOR KEY EMPLOYEES OTHER THAN THE OFFICERS AS WELL AS EMPLOYEES IN LEADERSHIP POSITIONS, LLU MANAGEMENT, THROUGH THE HUMAN RESOURCE DEPARTMENT, OBTAINS THE SERVICES OF AN INDEPENDENT CONSULTING FIRM TO CONDUCT NATIONWIDE COMPENSATION SURVEYS. MANAGEMENT USES THE COMPARABLE BENCHMARKS IN THE SURVEY RESULTS TO ESTABLISH OR REVIEW PAY SCALES FOR THE POSITION. THIS SURVEY, CONDUCTED BY THE INDEPENDENT CONSULTING FIRM, IS PERFORMED FOR THE ORGANIZATION EVERY TWO YEARS. INTERNALLY, THE HUMAN RESOURCE DEPARTMENT CONDUCTS ANNUAL SURVEYS USING AT LEAST THREE SURVEY RESULTS FROM INDEPENDENT FIRMS TO ESTABLISH OR REVIEW THE REASONABLENESS OF COMPENSATION AMOUNTS. THIS PROCESS WAS LAST UNDERTAKEN IN 12/09 FOR THE POSITION OF EVP, MEDICAL AFFAIRS & DEAN, SCHOOL OF MEDICINE HELD BY HADLEY, HENRY ROGER. THIS PROCESS WAS LAST UNDERTAKEN IN 12/09 FOR THE POSITION OF PRESIDENT & CEO HELD BY HART, RICHARD HENRY. THIS PROCESS WAS LAST UNDERTAKEN IN 12/09 FOR THE POSITION OF EVP, FINANCE & ADMINISTRATION & CFO HELD BY LANG, KEVIN. THIS PROCESS WAS LAST UNDERTAKEN IN 12/09 FOR THE POSITION OF VP, BUSINESS DEVELOPMENT HELD BY SAUDER, MELVIN. THIS PROCESS WAS LAST UNDERTAKEN IN 12/09 FOR THE POSITION OF EVP, HUMAN RESOURCES AND RISK MANAGEMENT HELD BY HUBBARD, MARK LEE. THIS PROCESS WAS LAST UNDERTAKEN IN 01/03 FOR THE POSITION OF VP, DIVERSITY HELD BY POLLARD, LESLIE NELSON. THIS PROCESS WAS LAST UNDERTAKEN IN 12/06 FOR THE POSITION OF VC, ACADEMIC AFFAIRS HELD BY CARTER, RONALD. FORM 990, PART VI, SECTION C, LINE 19 LLU WILL MAKE ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. THE CONFLICT OF INTEREST POLICY IS POSTED ON THE ORGANIZATION'S INTERNAL WEBSITE FOR EMPLOYEES. FINANCIAL STATEMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC. DESCRIPTION OF HOURS FOR RELATED ORGANIZATIONS PART VII, SECTION A, COLUMN (B): FOR EMPLOYEES OF LLUAHSC OR LLUAHSC AFFILIATES (ORGANIZATION(S)) RELATED TO THE FILING ORGANIZATION WHO DEVOTE LESS THAN FULL-TIME TO THE FILING ORGANIZATION (BASED UPON THE AVERAGE NUMBER OF HOURS PER WEEK SHOWN IN PART VII, SECTION A, COLUMN (B) OF THE RETURN) THE COMPENSATION AMOUNTS SHOWN IN COLUMNS (E) AND (F) WERE PROVIDED IN CONJUNCTION WITH THEIR RESPONSIBILITIES AND ROLES IN OTHER POSITIONS FOR ORGANIZATIONS RELATED TO THE FILING ORGANIZATION. THESE INDIVIDUALS EACH DEVOTE APPROXIMATELY 50 HOURS PER WEEK SERVING IN THEIR RESPECTIVE POSITIONS WITHIN THE ORGANIZATION. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -8,005,215. LLU SCHOOL OF MEDICINE FACULTY MEDICAL GROUP 11175 CAMPUS ST LOMA LINDA CA 92350 330672914 EMPLOY CLINICAL FACULTY CA 501(C)(3) LINE 11C, III-FI N/A 0 CHARITABLE REMAINDER TRUSTS (191) TRUST MANAGEMENT CA LOMA LINDA UNIVERSITY T CHARITABLE LEAD TRUSTS (2) TRUST MANAGEMENT CA LOMA LINDA UNIVERSITY T 0 0 0 1 0 0 0 0 1 1 1 1 1 1 1 1 0 0