2013-05-10T17:09:36-05:00 2012-06-30 953322166 KUSHNER SMITH JOANOU & GREGSON LLP 8105 IRVINE CENTER DRIVE STE 1000 IRVINE CA 92618 990 2011-07-01 237287150 SEGERSTROM CENTER FOR THE ARTS SEGE 7145562122 600 TOWN CENTER DRIVE COSTA MESA CA 92626 BRIAN L FINCK 7145562122 2013-04-18 1 MARGOT ANDREWS P00177103 9492612808 2011 2016-02-24 21:20:13Z BRIAN L FINCK 600 TOWN CENTER DRIVE COSTA MESA CA 92626 108562502 0 X HTTP://WWW.SCFTA.ORG X 1973 CA DEVELOPING AND OPERATING A MAJOR PERFORMING ARTS CENTER PRESENTING THE FINEST IN PERFORMING ARTS. 52 47 571 390 28609 27609 13088314 9524174 37928135 33208235 9143143 3502462 1564 32024 60161156 46266895 0 0 0 0 8273995 8653803 0 0 3713497 53017654 45810519 61291649 54464322 -1130493 -8197427 462351867 451201008 215031061 211600623 247320806 239600385 X THE SEGERSTROM CENTER FOR THE ARTS EXISTS TO PRESENT A WIDE VARIETY OF THE MOST SIGNIFICANT NATIONAL AND INTERNATIONAL PRODUCTIONS OF MUSIC, DANCE AND THEATER TO THE PEOPLE OF SOUTHERN CALIFORNIA. WE BELIEVE THAT EXPERIENCING THE BEST IN THE PERFORMING ARTS ADDS MEANINGFULLY TO THE QUALITY OF LIFE IN OUR COMMUNITY AND ARE COMMITTED TO PROVIDING AN UNSURPASSED ATTENDANCE EXPERIENCE. IN CONJUNCTION WITH ITS ARTISTIC MISSION, THE CENTER IS ALSO ENTRUSTED WITH STEWARDSHIP OF ITS WORLD CLASS FACILITIES WHICH PROVIDE THE PERFORMANCE BASE FOR ITS RESIDENT COMPANIES. 0 0 30814481 25641440 CENTER PRESENTATIONSTHE SEGERSTROM CENTER FOR THE ARTS IS ONE OF THE NATION'S PREMIER ARTS ORGANIZATIONS. IT IS A UNIQUE ACHIEVEMENT OF COMMUNITY VISION, INITIATIVE, ARTISTIC ACCOMPLISHMENT AND GENEROSITY KNOWN FOR ITS STUNNING ARCHITECTURE AND TECHNICAL FACILITIES, IMPECCABLE ACOUSTICS AND THE EXCEPTIONAL QUALITY OF THE COMPANIES AND ARTISTS WHO PERFORM HERE. THE CENTER, ORANGE COUNTY'S LARGEST NON-PROFIT ARTS ORGANIZATION, OFFERS THE WORLD'S LEADING DANCE COMPANIES, BROADWAY SHOWS, AWARD-WINNING CLASSICAL, JAZZ AND CABARET ARTISTS, FAMILY ENTERTAINMENT, SPECIAL EVENTS AND YEAR-ROUND EDUCATIONAL PROGRAMS. THE CENTER ENCOMPASSES THE 3,000-SEAT OPERA HOUSE STYLE SEGERSTROM HALL, THE 2,000-SEAT RENEE AND HENRY SEGERSTROM CONCERT HALL, THE 500-SEAT MULTI-FUNCTIONAL SAMUELI THEATER, 250-SEAT FOUNDERS HALL AND 46,000-SQUARE-FOOT COMMUNITY PLAZA. THE LAWRENCE AND KRISTINA DODGE EDUCATION CENTER INCLUDES THE STUDIO PERFORMANCE SPACE AND BOEING EDUCATION LAB AS WELL AS THE OFFICES FOR THE CENTER'S EDUCATION DEPARTMENT. OTHER AMENITIES INCLUDE TWO PRIVATE DONOR ROOMS, AND THE ELEGANT LEATHERBY'S CAFE. THE PERFORMANCE VENUES ALL FEATURE ARTIST AMENITIES, INCLUDING DRESSING ROOMS, ARTIST LOUNGES, PRACTICE SUITES AND REHEARSAL STUDIOS. 11660305 6692032 HALL RENTAL OPERATIONSTHE SEGERSTROM CENTER FOR THE ARTS IS ALSO THE HOME OF THREE RESIDENT COMPANIES: PACIFIC SYMPHONY, THE PHILHARMONIC SOCIETY OF ORANGE COUNTY, AND PACIFIC CHORALE. TOGETHER THE RESIDENT COMPANIES HAVE OVER 100 PERFORMANCES A YEAR AT THE CENTER. IN ADDITION TO THE RESIDENT COMPANIES, THE CENTER ALSO RENTS TO OTHER USERS. 2222529 874763 EDUCATION PROGRAMSIN ADDITION TO OFFERING A BROAD SPECTRUM OF QUALITY REGIONAL, NATIONAL AND INTERNATIONAL PROGRAMMING, THE CENTER HAS ONE OF THE NATION'S MOST RESPECTED DEPARTMENTS OF EDUCATION AND COMMUNITY PROGRAMS. EACH YEAR, APPROXIMATELY 375,000 ELEMENTARY, MIDDLE AND HIGH SCHOOL, COLLEGE STUDENTS AND EDUCATORS HAVE THEIR LIVES ENHANCED BY ATTENDING A CENTER ARTS-IN-EDUCATION PROGRAM SUCH AS THE CENTER'S ARTS TEACH, ARTSCONNECT, SUMMER AT THE CENTER, MASTERS AT THE CENTER AND OTHERS. FOUNDERS PLUS, ONE OF THE PERFORMING ARTS CENTER'S MANY SUPPORT GROUPS, HELPS TO DISTRIBUTE THOUSANDS OF FREE TICKETS TO STUDENTS AND THE UNDERSERVED EACH YEAR. 44697315 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 174 0 1 571 1 1 1 0 0 0 0 1 1 0 0 0 0 X 52 47 1 0 0 0 1 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA X BRIAN FINCK 7145562121 600 TOWN CENTER DRIVE COSTA MESA CA 92626 MR TERRENCE DWYER 40.00 X X X 439741 0 20795 MR STEPHEN T FRY 1.00 X X 0 0 0 MR LAWRENCE M HIGBY 1.00 X X 0 0 0 MR THOMAS E LARKIN JR 1.00 X X 0 0 0 MR WYLIE A AITKEN 1.00 X 0 0 0 MR ANTHONY A ALLEN 1.00 X 0 0 0 MRS ZELMA M ALLRED 1.00 X 0 0 0 MRS JULIA ARGYROS 1.00 X 0 0 0 MRS JOAN F BEALL 1.00 X 0 0 0 MRS MARTA BHATHAL 1.00 X 0 0 0 MR DAVID BLACKFORD 1.00 X 0 0 0 MRS DEBORAH BRIDGES 1.00 X 0 0 0 MR CHRIS CALLERO 1.00 X 0 0 0 MRS SALLY CROCKETT 1.00 X 0 0 0 SANDY SEGERSTROM-DANIELS 1.00 X 0 0 0 CHANCELLOR MICHAEL V DRAKE MD 1.00 X 0 0 0 MR JIM DRISCOLL 1.00 X 0 0 0 MRBENJAMIN R DU 1.00 X 0 0 0 MR JOHN R EVANS 1.00 X 0 0 0 MR JOHN C GARRETT 1.00 X 0 0 0 MR JOHN L GINGER 1.00 X 0 0 0 MR MIKE S GORDON 1.00 X 0 0 0 MR JOHN W HAMILTON JR 1.00 X 0 0 0 MRS LYNETTE M HAYDE 1.00 X 0 0 0 MR FRED C HELMS 1.00 X 0 0 0 MRS BETTY HUANG 1.00 X 0 0 0 MR MICHAEL JOSEPH 1.00 X 0 0 0 MR PARKER S KENNEDY 1.00 X 0 0 0 MR ROGER T KIRWAN 1.00 X 0 0 0 MRS EVE KORNEYI-RUFFATTO 1.00 X 0 0 0 MRS SHANAZ LANGSON 1.00 X 0 0 0 GENERAL WILLIAM LYON 1.00 X 0 0 0 MR ANTHONY MATHEWS 1.00 X 0 0 0 MR THOMAS V MCKERNAN 1.00 X 0 0 0 MR WILLIAM MEEHAN 1.00 X 0 0 0 MR RICK MUTH 1.00 X 0 0 0 MR MARK PERRY 1.00 X 0 0 0 MRS PAT POSS 1.00 X 0 0 0 MR MARK P ROBINSON JR 1.00 X 0 0 0 MR HENRY T SEGERSTROM 1.00 X 0 0 0 MR MICHAEL SHAPIRO 1.00 X 0 0 0 MR ALAN D SIMON 1.00 X 0 0 0 MR ALLAN D SIMON 1.00 X 0 0 0 MR GLENN B STEARNS 1.00 X 0 0 0 MRS SUTTON STRACKE 1.00 X 0 0 0 MR TIMOTHY L STRADER 1.00 X 0 0 0 MR DAVID H TROOB 1.00 X 0 0 0 MR THOMAS E TUCKER 1.00 X 0 0 0 MR GADDI VASQUEZ 1.00 X 0 0 0 MR WILLIAM W WANG 1.00 X 0 0 0 MRS CAROL L WILKEN 1.00 X 0 0 0 MRS JANE FUJISHIGE YADA 1.00 X 0 0 0 BRIAN FINCK 40.00 X X 199097 0 22708 JUDITH O'DEA MORR 40.00 X X 248806 0 10266 TODD BENTJEN 40.00 X 175906 0 8640 SARA FOUSEKIS 40.00 X 158884 0 14248 ELLERY BROWN 40.00 X 145960 0 14188 JOHN OLIPHANT 40.00 X 194436 0 27438 TOM LANE SR 40.00 X 154150 0 21974 TALENA MARA 40.00 X 129461 0 10835 LOREN THIES 40.00 X 127486 0 19012 1973927 0 170104 20 0 1 0 PENN PRESENTATIONS LLC 165 WEST 46TH STREET SUITE 1101 NEW YORK NY 10036 BROADWAY PRODUCTION OF WICKED 5293511 BUENA VISTA THEATRICAL GROUP LTD 500 S BUENA VISTA ST BURBANK CA 91521 BROADWAY PRODUCTION OF MARY POPPINS 1710159 BROADWAY ACROSS AMERICA INC 729 7TH AVENUE 6TH FLOOR NEW YORK NY 10019 PARTNER FOR BROADWAY PRODUCTIONS 1203367 ARDANI ARTISTS MANAGEMENT INC 130 W 56TH STREET FLR 5M NEW YORK NY 10019 BALLET PERFORMANCES 1105000 TONIGHT TOURING LP 1560 BROARDWAY SUITE 409 NEW YORK NY 10036 BROADWAY PRODUCTION OF WEST SIDE STORY 1067132 50 1148933 8375241 168438 9524174 CENTER PRESENTATIONS 711110 25641440 25641440 HALL RENTAL OPERATIONS 711110 6692032 6692032 EDUCATION PROGRAMS 711110 874763 874763 33208235 4349152 4349152 81234 52625 28609 28609 28609 60404813 61251503 -846690 -846690 -846690 981084 1148933 981084 0 13810 10395 3415 3415 46266895 33208235 28609 3505877 1374420 447145 739637 187638 6176495 2204832 2856124 1115539 166357 58967 80193 27197 521519 230520 228557 62442 415012 146062 187082 81868 78070 78070 75486 75486 146334 146334 122491 7375 87665 27451 396319 123623 204388 68308 280470 67519 187636 25315 2772455 2692634 53390 26431 139797 25321 108866 5610 132756 13761 108120 10875 3169383 3169383 9558741 9327304 141696 89741 275926 275926 UBI TAX 326 326 PROGRAMMING 26515109 26137717 0 377392 GROSS UP (SP GPS / SP E 1418526 1418526 EQUIPMENT RENT & MAINTE 398149 1597 396552 0 330181 43555 97462 189164 54464322 44697315 6053510 3713497 192957 111851 9016028 8892062 8585350 4492625 970075 1728334 886264 795292 341467900 90285632 259637760 251182268 174262309 174943023 8801124 9055553 462351867 451201008 3843172 3027277 12145838 9761200 198923593 198693688 118458 118458 215031061 211600623 X 178159378 177189728 33250851 26316767 35910577 36093890 247320806 239600385 462351867 451201008 X -8197427 477006 X 0 1 1 X 0 X 23890786 12761758 10954288 13088314 9524174 70219320 23890786 12761758 10954288 13088314 9524174 70219320 16512394 53706926 9324247 4618194 3883177 4393014 4349152 26567784 4342 41727 19316 2369 28609 96363 96883467 168611796 0.55430 0.53210 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 52166948 183313 -1204481 1250000 146334 49749446 45088144 23071 9370467 2200000 114734 52166948 41109182 358206 5733760 2000000 113004 45088144 47256904 4678945 -8179991 2500000 146676 41109182 0.27450 0.72550 0.00000 0 0 10605607 10605607 288743650 67832681 220910969 41018643 22452951 18565692 1100000 1100000 251182268 ANNUITY PAYMENT LIABILITY 118458 118458 46266895 54464322 -8197427 48202 428804 477006 -7720421 46468528 48202 428804 477006 45991522 146334 129039 275373 46266895 54188949 0 54188949 146334 129039 275373 54464322 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE CENTER'S ENDOWMENT CONSISTS OF 23 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF IRREVOCABLE DEFERRED GIFTS 428,804. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF IRREVOCABLE DEFERRED GIFTS 428,804. PART XII, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT IN KIND DONATIONS 98,035. IN-KIND CORPORATE DONATIONS 31,004. PART XIII, LINE 4B - OTHER ADJUSTMENTS: SPECIAL EVENT DIRECT EXPENSES DONATED 98,035. IN-KIND CORPORATE DONATIONS 31,004. PART X, LINE 2 - FOOTNOTE REGARDING UNCERTAIN TAX POSITIONS: THE CENTER HAS ADOPTED THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION ("ASC") 740-10-05 RELATING TO ACCOUNTING AND REPORTING FOR UNCERTAINTY IN INCOME TAXES. FOR THE CENTER, THESE PROVISIONS COULD BE APPLICABLE TO THE INCURRENCE OF ANY UNRELATED BUSINESS INCOME ATTRIBUTABLE TO THE CENTER. BECAUSE OF THE CENTER'S GENERAL TAX-EXEMPT STATUS, ASC 740-10-05 IS NOT ANTICIPATED TO HAVE A MATERIAL IMPACT ON TEH CENTER'S FINANCIAL STATEMENTS. CANDLELIGHT CONCERT 2130017 1148933 981084 422170 145456 253946 159512 2130017 1148933 981084 422170 145456 253946 159512 981084 0 X X X X X X 0 0 0 0 0 0 0 0 0 MR TERRENCE DWYER 379741 0 60000 0 0 0 8487 0 12308 0 460536 0 0 0 BRIAN FINCK 189547 0 9550 0 0 0 4682 0 18026 0 221805 0 0 0 JUDITH O'DEA MORR 227306 0 21500 0 0 0 5633 0 4633 0 259072 0 0 0 TODD BENTJEN 167376 0 8530 0 0 0 4179 0 4461 0 184546 0 0 0 SARA FOUSEKIS 153634 0 5250 0 0 0 3610 0 10638 0 173132 0 0 0 ELLERY BROWN 138590 0 7370 0 0 0 3612 0 10576 0 160148 0 0 0 JOHN OLIPHANT 194436 0 0 0 0 0 0 0 27438 0 221874 0 0 0 TOM LANE SR 154150 0 0 0 0 0 0 0 21974 0 176124 0 0 0 CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13033W7H0 2011-06-23 169670000 REFINANCE PREVIOUS ISSUE THAT WAS USED TO BUILD NEW CONCERT HALL 0 0 0 CALIFORNIA INFRASTRUCTURE AND ECONOMIC DEVELOPMENT BANK 630304653 13033W7B3 2011-06-23 29274840 REFINANCE PREVIOUS ISSUE THAT WAS USED TO BUILD NEW CONCERT HALL 0 0 0 169670000 169670000 2006 1 0 1 1 29274840 29274840 2006 1 0 1 1 0 0 0 0 0.03000 0.03000 1 0 0 0 0 0.03000 0.03000 1 0 1 0 0 0 1 0 0 0 0 0 1 PART III, LINES 3A-3D THE ORGANIZATION PREVIOUSLY ENGAGED COUNSEL TO ADVISE FOR OTHER AREAS OF POTENTIONAL PRIVATE USE. PART IV, LINE 1 NO FILING HAS OCCURRED AS OF THE DATE OF THE FILING OF THIS RETURN. PART I, BOND ISSUE ON LINE B THE BOND ISSUE FOR $29,274,840 HAD AN ISSUE PRICE OF $28,000,000 AND A PREMIUM OF $1,274,840 JOHN HAMILTON JR - BOARD JOHN HAMILTON JR. RUTAN & TUCKER PROVIDES LEGAL SERVICES TO SEGERSTROM CENTER FOR THE ARTS. NO DIRECT LEGAL TRANSACTIONS ARE CONDUCTED WITH JOHN HAMILTON JR., BUT THERE IS A RELATIONSHIP WITH THE FIRM. AS OF OCTOBER 2011, JOHN HAMILTION JR. RESIGNED FROM RUTAN & TUCKER. FOR 2011 THE TOTAL AMOUNT OF SERVICES WAS LESS THAN $100,000 AFTER TAKING INTO ACCOUNT THE DISCOUNT THAT THE FIRM GIVES THE CENTER; THEREFORE, IT WAS NOT DISCLOSED IN SCHEDULE L PART IV. 0 MEMBER SEE SCHEDULE O 0 WILLIAM MEEHAN - BOARD WILLIAM MEEHAN RUTAN & TUCKER PROVIDES LEGAL SERVICES TO SEGERSTROM CENTER FOR THE ARTS. NO DIRECT LEGAL TRANSACTIONS ARE CONDUCTED WITH WILLIAM MEEHAN, BUT THERE IS A RELATIONSHIP WITH THE FIRM. FOR 2011 THE TOTAL AMOUNT OF SERVICES WAS LESS THAN $100,000 AFTER TAKING INTO ACCOUNT THE DISCOUNT THAT THE FIRM GIVES THE CENTER; THEREFORE, IT WAS NOT DISCLOSED IN SCHEDULE L PART IV. 0 MEMBER SEE SCHEDULE O 0 X 7 39399 STOCK SOLD X GIFT PACKAGES 4 9100 FMV/RETAIL VALUE X EVENT GIFTS 3 88935 RETAIL VALUE X TECHNOLOGY 1 31004 RETAIL VALUE 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): IN PART I, COLUMN (B), THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS. NON REPORTING OF REVENUE: PART I, LINE 33: PART I, LINE 9, COLUMN (C): THE ORGANIZATION RECEIVED A STOCK DONATION IN THE CURRENT YEAR THAT WAS A PAYMENT ON A PLEDGE RECEIVABLE, WHICH WAS REPORTED AS CONTRIBUTION REVENUE IN A PRIOR YEAR. THEREFORE, THIS STOCK CONTRIBUTION IS NOT LISTED ON LINE 9, COLUMN (C) AND IS ALSO NOT REPORTED ON PART VIII LINE 1G FOR THE CURRENT YEAR. THE AMOUNT OF THE PLEDGE PAYMENT WAS DETERMINED BY PROCEEDS FROM THE SALE OF THE STOCK, $257,419. FORM 990, PART VI, SECTION A, LINE 2 RELATIONSHIP SCHEDULE NAME OF DIRECTOR: HENRY SEGERSTROM NAME OR RELATED ENTITY: SANDY SEGERSTROM-DANIELS - DIRECTOR RELATIONSHIP: SECOND COUSINS FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS WHO CAN ELECT THE BOARD OF DIRECTORS, BUT DO NOT VOTE ON THE BOARD'S DECISIONS. FORM 990, PART VI, SECTION A, LINE 7A THERE IS ONE CLASS OF MEMBER AND THEIR ONLY RIGHT IS TO ELECT MEMBERS TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS DISTRIBUTED TO THE CHAIRMAN OF THE BOARD, THE AUDIT COMMITTEE CHAIRMAN, THE FINANCE COMMITTEE CHAIRMAN AND THE PRESIDENT OF THE ORGANIZATION FOR REVIEW AND COMMENT. ADDITIONALLY, THE FORM 990 IS DISTRIBUTED TO THE ENTIRE BOARD OF DIRECTORS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY AND ANNUAL DISCLOSURE QUESTIONNAIRE ARE DISTRIBUTED ANNUALLY TO BE SIGNED BY ALL BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION IS DETERMINED BY A COMPENSATION COMMITTEE BASED ON COMPARISONS WITH OTHER NONPROFIT ORGANIZATIONS AND INDEPENDENT COMPENSATION CONSULTANTS. MINUTES OF ALL COMPENSATION MEETINGS ARE MAINTAINED. FORM 990, PART VI, SECTION C, LINE 19 A FILE COPY IS KEPT AT SEGERSTROM CENTER FOR THE ARTS FOR INSPECTION. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 48,202. CHANGE IN VALUE OF IRREVOCABLE DEFERRED GIFTS 428,804. TOTAL TO FORM 990, PART XI, LINE 5: 477,006. CONTINUATION OF MISSION STATEMENT: FORM 990, PAGE 2, PART III, LINE 1 BY 2025, THE WORLD'S FINEST ARTISTS AND COMPANIES WILL SEEK TO PERFORM FIRST ON OUR STAGES BECAUSE WE HAVE CULTIVATED THE NATION'S MOST ENTHUSIASTIC, LOYAL AND KNOWLEDGEABLE AUDIENCES FOR IMPORTANT MUSIC, DANCE AND THEATER. THE CALIBER OF OUR PRESENTATIONS WILL BE SECOND TO NONE, COMPLEMENTED BY INNOVATIVE PROGRAMS OF COMMUNITY EDUCATION AND ENGAGEMENT. BY BRINGING TOGETHER EXISTING AND NEW AUDIENCES TO EXPERIENCE PROGRAMS THAT EXCITE THE CREATIVE TENSION BETWEEN TRADITION AND INNOVATION, THE CENTER WILL BE RECOGNIZED BY EVERYONE AS THE DYNAMIC CULTURAL AND CIVIC CENTER OF OUR COMMUNITY. INFUSED WITH AN ENGAGING ENERGY AND WELCOMING TO ALL, THE CENTER WILL STAND AS A NATIONAL MODEL FOR AN ARTISTICALLY AMBITIOUS, FINANCIALLY SUSTAINABLE PERFORMING ARTS CENTER.