2013-03-25T13:50:36-05:00 2012-08-31 113518842 MARKS PANETH & SHRON LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2011-09-01 131992402 CATALYST INC CATA 2125147600 120 WALL STREET NO 15 FL NEW YORK NY 10005 ILENE H LANG 2125147600 2013-03-25 1 ROBERT R LYONS CPA P00227477 2125038800 2011 2016-02-25 16:41:14Z ILENE H LANG 120 WALL STREET NO 15 FL NEW YORK NY 10005 25930316 0 X WWW.CATALYST.ORG X 1962 OH CATALYST IS THE LEADING NONPROFIT ORGANIZATION WITH A MISSION TO EXPAND OPPORTUNITIES FOR WOMEN AND BUSINESS. 34 33 86 0 0 0 5759789 20156919 870911 1006130 337622 228713 3345801 -28605 10314123 21363157 0 0 0 0 7617425 8591646 0 0 1576459 2222195 3371571 9839620 11963217 474503 9399940 17241722 28200075 2569209 3869306 14672513 24330769 X EXPANDING OPPORTUNITIES FOR WOMEN AND BUSINESS. 0 0 3190189 640580 COMMUNICATIONSCOMMUNICATIONS CREATES AND EXECUTES STRATEGIES TO INCREASE CATALYST'S VISIBILITY IN THE UNITED STATES, CANADA, EUROPE AND INDIA BY DEVELOPING STRATEGIC PARTNERSHIPS AND STRENGTHENING ITS BRAND, PRODUCTS AND SERVICES. COMMUNICATIONS IS RESPONSIBLE FOR EDITING, DESIGNING, AND PRODUCING ALL PUBLICATIONS AND COLLATERAL MATERIALS, AND FOR PUBLIC EDUCATION ACTIVITIES SUCH AS PRESS RELATIONS AND SPEAKING ENGAGEMENTS. THE DEPARTMENT MANAGES SPECIAL EVENTS, INCLUDING THE CATALYST AWARDS DINNER AND CONFERENCES TO DISSEMINATE CATALYST RESEARCH. 2265653 10500 RESEARCHRESEARCH CONDUCTS QUALITATIVE AND QUANTITATIVE RESEARCH ON BOTH WOMEN'S LEADERSHIP ADVANCEMENT AND WORK/LIFE ISSUES ACROSS A WIDE RANGE OF INDUSTRIES, GEOGRAPHIES, GENERATIONS AND RACIAL/ETHNIC GROUPS. THE RESEARCH CULMINATES IN PUBLISHED STUDIES THAT INCLUDE FINDINGS FROM INTERVIEWS, FOCUS GROUPS, AND SURVEYS AS WELL AS COMPANY BEST PRACTICES AND RECOMMENDATIONS FOR COMPANIES AND FIRMS INTERESTED IN RECRUITING, RETAINING AND ADVANCING WOMEN. CATALYST CONDUCTS RESEARCH ON WOMEN IN LEADERSHIP IN THE UNITED STATES, CANADA, EUROPE, INDIA AND LATIN AMERICA. 1384345 INFORMATION CENTER AND SERVICES THE INFORMATION CENTER TRACKS AND COLLECTS INFORMATION AND PRODUCES QUALITY RESULTS TO REQUESTS THROUGH A COMPREHENSIVE COLLECTION OF BOOKS, PERIODICALS, STATISTICS, GOVERNMENT REPORTS, AND PRESS COVERAGE OF WORKING WOMEN. THE INFORMATION CENTER PROVIDES EFFICIENT, VALUABLE INFORMATION TO CATALYST MEMBERS, THE MEDIA, AND THOSE WHO FORMULATE PUBLIC POLICY. 783608 NATIONAL EDUCATIONNATIONAL EDUCATION FOSTERS AWARENESS AND INFORMS DECISION MAKERS OF THE CHANGING ROLE AND NEEDS OF WOMEN IN THE WORKPLACE BY PROMOTING CATALYST'S MISSION OF ADVANCING WOMEN IN BUSINESS AND THE PROFESSIONS, CATALYST'S RESEARCH, AND SERVICES. NATIONAL EDUCATION ALSO INCLUDES THE EXECUTION OF STRATEGIC PLANS TO EXPAND THE REACH OF CATALYST'S MISSION IN THE NORTH AMERICAN, EUROPEAN AND ASIAN BUSINESS COMMUNITIES. 1266464 355050 ADVISORY SERVICES ADVISORY SERVICES CONDUCT LARGE-SCALE INTERNAL ORGANIZATIONAL ASSESSMENTS ON A PROPRIETARY BASIS FOR COMPANIES AND FIRMS. IT ADVISES EMPLOYERS ON WORKPLACE BARRIERS AND SUCCESSFUL STRATEGIES TO RETAIN, DEVELOP, AND ADVANCE WOMEN. ADVISORY SERVICES ALSO PROVIDES SINGLE-ISSUE, FOCUSED WORKSHOPS ON TOPICS SUCH AS MENTORING, CREATING WOMEN'S NETWORK, AND WORK/LIFE INTERGRATION. 2050072 355050 8890259 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 1 0 1 9 0 86 0 0 1 CA SZ IN 0 0 0 1 1 0 0 X 34 33 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY NJ CA AL AZ AK CO CT DC FL GA IL KY MD MA MI MN NC OR RI PA VA TN OH WA WI UT X X JENNIFER DANIEL-DAVIDSON 2125147600 120 WALL STREET 15TH FLOOR NEW YORK NY 10005 JAMES S TURLEY 1.00 X X 0 0 0 THOMAS J FALK 1.00 X X 0 0 0 LLOYD C BLANKFEIN 1.00 X 0 0 0 JOHN BRYANT 1.00 X 0 0 0 URSULA M BURNS 1.00 X 0 0 0 IAN M COOK 1.00 X 0 0 0 MARY B CRANSTON ESQ 1.00 X 0 0 0 MICHAEL S DELL 1.00 X 0 0 0 DAVID B DILLON 1.00 X 0 0 0 JAMIE DIMON 1.00 X 0 0 0 WILLIAM A DOWNE 1.00 X 0 0 0 JOE ECHEVARRIA 1.00 X 0 0 0 MARY BETH HOGAN ESQ 1.00 X 0 0 0 JEFFREY R IMMELT 1.00 X 0 0 0 ANDREA JUNG 1.00 X 0 0 0 MUHTAR KENT 1.00 X 0 0 0 ELLEN J KULLMAN 1.00 X 0 0 0 MICHEL LANDEL 1.00 X 0 0 0 GERALD LEMA 1.00 X 0 0 0 MURRAY D MARTIN 1.00 X 0 0 0 ROBERT A MCDONALD 1.00 X 0 0 0 DENISE MORRISON 1.00 X 0 0 0 LIAM E MCGEE 1.00 X 0 0 0 JOSEPH NEUBAUER 1.00 X 0 0 0 INDRA K NOOYI 1.00 X 0 0 0 KENDALL J POWELL 1.00 X 0 0 0 JIM SKINNER 1.00 X 0 0 0 STEPHANIE A STREETER 1.00 X 0 0 0 RICHARD K TEMPLETON 1.00 X 0 0 0 PETER VOSER 1.00 X 0 0 0 RICHARD E WAUGH 1.00 X X 0 0 0 MAGGIE WILDEROTTER 1.00 X 0 0 0 THOMAS J WILSON 1.00 X 0 0 0 ILENE H LANG 35.00 X X 385310 0 45285 NANCY CARTER 35.00 X 234548 0 30296 DEBORAH SOON 35.00 X 226576 0 47984 JENNIFER DANIEL-DAVIDSON 35.00 X 218222 0 51233 MERLYE MAHRER-KAPLAN 35.00 X 187580 0 39036 ANABEL PEREZ 35.00 X 180542 0 36228 MARY BOUGHTON 35.00 X 128681 0 33431 JAN COMBOPIANO 35.00 X 128820 0 21882 SUSAN NIERENBERG FEEST 35.00 X 126160 0 32661 KATHERINE GISCOMBE 35.00 X 136349 0 23457 BRANDE STELLINGS 35.00 X 114474 0 43937 2067262 0 405430 11 0 1 0 DEEPALI BAGATI 66 NAPEAN SEA ROAD 28TH FLOOR MUMBAI IN 400026 CONSULTING 115073 1 4733472 15423447 93734 20156919 CONFERENCE REVENUE 900099 409030 409030 ADVISORY SERVICES 900099 355050 355050 HONORARIA 900099 213750 213750 LICENSE FEES 900099 16000 16000 AWARD APPLICATION FEES 900099 10500 10500 1800 1800 1006130 238637 238637 2575 2575 3986846 3996770 -9924 -9924 -9924 538010 4733472 570389 -32379 -32379 SALE OF PUBLICATIONS 511190 1199 1199 1199 21363157 1006130 0 200108 1798477 1270463 293691 234323 4979312 3627570 599337 752405 398096 294194 48162 55740 989792 735551 113450 140791 425969 309455 54852 61662 65500 65500 488664 351475 81965 55224 55287 43029 5546 6712 671418 462111 98703 110604 359369 259980 22204 77185 360539 360539 273871 194543 41553 37775 OTHER 459318 385095 53890 20333 PRINTING & DESIGN 363132 363132 REPAIRS AND MAINTENANCE 95099 84773 7164 3162 BOOKS AND SUBSCRIPTIONS 73088 70465 899 1724 106286 77884 9583 18819 11963217 8890259 1496499 1576459 1600 1500 702698 572824 1148335 9550940 2139370 2492272 19525 0 84510 146357 5257261 2758210 218235 2499051 4694736 5693154 8232713 7243977 17241722 28200075 2155536 2503895 306500 21650 107173 1343761 2569209 3869306 X 10882329 11784576 482031 5299248 3308153 7246945 14672513 24330769 17241722 28200075 X 9399940 258316 X X 0 1 1 X 0 X 8155039 7602550 4563533 5712289 20156919 46190330 8155039 7602550 4563533 5712289 20156919 46190330 46190330 409060 386532 320499 261717 242411 1620219 47810549 4180983 0.96610 0.95170 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 3308153 3624561 314231 7246945 2973021 335132 3308153 2666229 306792 2973021 3122260 -456031 2666229 1.00000 0 0 1517265 84801 1432464 2964744 2231828 732916 775252 441581 333671 2499051 CERTIFICATES OF DEPOSIT 7243977 F 7243977 DEFERRED RENT OBLIGATION 1343761 1343761 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: DURING 1992, CATALYST ESTABLISHED THE "FELICE N. SCHWARTZ RESERVE FUND FOR THE ADVANCEMENT OF WOMEN IN BUSINESS AND THE PROFESSIONS." THE PRINCIPAL AMOUNT OF THE FUND MAY BE BORROWED ON A SHORT-TERM BASIS BY CATALYST TO COMPLETE RESEARCH PROJECTS, WHICH ARE OF STRATEGIC IMPORTANCE BUT LACK COMPLETE FUNDING, AND TO MEET TEMPORARY CASH FLOW NEEDS. THE INCOME EARNED FROM INVESTED PRINCIPAL WILL BE USED TO GROW THE FUND IN LINE WITH INFLATION AND TO COMPLETE THE FINANCING OF RESEARCH PROJECTS FOR WHICH THE MAJORITY OF FUNDS HAVE BEEN RAISED. BECAUSE BORROWINGS FROM THE PRINCIPAL AND INTEREST OF THIS FUND MUST BE REPAID, THESE AMOUNTS HAVE BEEN CLASSIFIED AS PERMANENTLY RESTRICTED NET ASSETS. THERE WERE NO BORROWINGS FROM THE FUND FOR THE YEARS ENDED AUGUST 31, 2012 AND 2011. IN DECEMBER 2010, THE BOARD OF DIRECTORS APPROVED THE ESTABLISHMENT OF THE MAJOR GIFTS CAMPAIGN TO FUND THE LONGITUDINAL RESEARCH INITIATIVE: CHANGE LEADERSHIP RESEARCH CENTER, CAREER PATHWAYS RESEARCH CENTER, CORPORATE PRACTICES RESEARCH CENTER AND CORPORATE GOVERNANCE RESEARCH CENTER. THE PRINCIPAL AMOUNT OF THE FUND WILL REMAIN INTACT. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: CATALYST HAS NO UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2012 AND 2011 IN ACCORDANCE WITH ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. CATALYST IS NO LONGER SUBJECT TO FEDERAL OR STATE AND LOCAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES BEFORE 2009. AWARDS DINNER 5271482 4733472 538010 570389 5271482 4733472 538010 570389 570389 -32379 X X 0 0 0 0 0 0 0 0 0 ILENE H LANG 355310 0 30000 0 0 0 24500 0 20785 0 430595 0 0 0 NANCY CARTER 214548 0 20000 0 0 0 21455 0 8841 0 264844 0 0 0 DEBORAH SOON 206576 0 20000 0 0 0 20658 0 27326 0 274560 0 0 0 JENNIFER DANIEL-DAVIDSON 198222 0 20000 0 0 0 19822 0 31411 0 269455 0 0 0 MERLYE MAHRER-KAPLAN 177580 0 10000 0 0 0 17758 0 21278 0 226616 0 0 0 ANABEL PEREZ 165542 0 15000 0 0 0 16554 0 19674 0 216770 0 0 0 MARY BOUGHTON 125681 0 3000 0 0 0 12568 0 20863 0 162112 0 0 0 JAN COMBOPIANO 125820 0 3000 0 0 0 12582 0 9300 0 150702 0 0 0 SUSAN NIERENBERG FEEST 123160 0 3000 0 0 0 12316 0 20345 0 158821 0 0 0 KATHERINE GISCOMBE 133349 0 3000 0 0 0 13335 0 10122 0 159806 0 0 0 BRANDE STELLINGS 111474 0 3000 0 0 0 11147 0 32790 0 158411 0 0 0 X COMPUTER AND EQUIPMENT 1 93734 FMV 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED IN DETAIL BY THE AUDIT COMMITTEE AND IS MADE AVAILABLE FOR SEVEN DAYS TO THE FULL BOARD FOR REVIEW AND COMMENTS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCES WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING MEMBERS OF THE BOARD OF DIRECTORS TO NOTIFY THE ORGANIZATION IMMEDIATELY OF ANY CHANGES. FORM 990, PART VI, SECTION B, LINE 15 THE PERFORMANCE OF THE CEO IS DISCUSSED AND REVIEWED BY THE CHAIR OF THE BOARD. THE FULL BOARD THEN DISCUSSES AND APPROVES THE SALARY OF THE CEO, COMPARABILITY DATA IS NOTED. THE APPROVED SALARY IS DOCUMENTED IN THE MINUTES AND A LETTER IS SENT BY THE CHAIR TO THE CFO AUTHORIZING PAYMENT OF THE SALARY. THE CEO REVIEWS THE PERFORMANCE OF THE OTHER OFFICERS AND RECOMMENDS THEIR SALARY TO THE FULL BOARD WHO THEN APPROVES. COMPARABILITY DATA IS NOTED. THE APPROVAL OF THE RECOMMENDED SALARIES IS DOCUMENTED IN THE MINUTES. THE BOARD CHAIR INCLUDES THIS INFORMATION IN THE LETTER TO THE CFO AS WELL. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE WWW.CATALYST.ORG. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 258,316. PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. 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