ASSISTANT NATIONAL EXECUTIVE DIRECT

2013-03-14T09:29:39-05:00 2012-04-30 135381590 BDO USA LLP 100 PARK AVENUE NEW YORK NY 10017 990 2011-05-01 131676086 AMERICAN FEDERATION OF TELEVISION AND RADIO ARTISTS-NATIONAL AMER 3235496689 5757 WILSHIRE BLVD 7TH FLOOR LOS ANGELES CA 90036 MATHIS DUNN ASSISTANT NATIONAL EXECUTIVE DIRECT 3236348139 2013-03-14 1 JAMES WETZOLD P00229911 2128855000 2011 2016-02-25 16:41:14Z X MATHIS DUNN 5757 WILSHIRE BLVD 7TH FLOOR LOS ANGELES CA 90036 50066642 0 X WWW.AFTRA.COM X 1952 CA LABOR UNION 77 77 291 0 0 0 0 0 32688514 38964949 409091 197959 2228409 2099010 35326014 41261918 0 0 0 0 22253268 22067483 0 0 0 11807510 14323586 34060778 36391069 1265236 4870849 33230353 0 19141743 0 14088610 0 TO ADVANCE, FOSTER, PROMOTE AND BENEFIT ALL THOSE CONNECTED WITH PERFORMANCES IN THE FIELDS OF RADIO, TELEVISION AND SOUND RECORDING AND TO PROTECT AND SECURE THE RIGHTS OF THESE PERSONS IN THEIR PROFESSIONAL ACTIVITIES. 0 0 THE ORG. EXISTS TO ADVANCE, FOSTER, PROMOTE AND BENEFIT ALL THOSE CONNECTED WITH PERFORMANCES IN THE FIELDS OF RADIO, TELEVISION AND SOUND RECORDING, AND TO PROTECT AND SECURE THE RIGHTS OF THESE PERSONS IN THEIR PROFESSIONAL ACTIVITIES. 0 0 0 1 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 1 0 1 0 1 15 0 1 291 1 0 0 0 0 0 0 0 0 X 77 77 0 0 0 0 1 1 1 1 1 0 1 1 0 0 0 1 0 0 0 CA X DAVID METZ 3235496689 C/O SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 900363689 RANDALL HIMES ASST NATL EXEC DIR 40.00 X 360599 0 70317 KIM ROBERTS NATIIONAL EXEC DIR 40.00 X 346934 0 67652 MATHIS DUNN ASST NATL EXECUTIVE DIRECT 40.00 X 324599 0 63297 JOAN WEISE ASST NATL EXEC DIRECTOR 40.00 X 165920 0 32355 THOMAS CARPENTER DIRECTOR 40.00 X 163718 0 31925 KATHY NELSEN VP HOUSTON 40.00 X 163077 0 31800 PATRICIA O'DONNELL WASHINGTON/BALTIMORE EXEC 40.00 X 162330 0 31654 MARY CAVALLARO ASST EXEC DIRECTOR 40.00 X 162211 0 31631 JOHN EILHARDT DIRECTOR OF FINANCE 40.00 X 157901 0 30791 ERIC CHAUDRON EXECUTIVE DIRECTOR 40.00 X 149039 0 29063 PHILIP DENNISTON DIR OF ORGAINZING 40.00 X 146521 0 28572 HERTA SUAREZ ED-MIAMI 40.00 X 143910 0 28062 ANTHONY PAPANDREA IT DIRECTOR 40.00 X 134421 0 26212 REBECCA FAEZ DIRECTOR OF ADMIN 40.00 X 131923 0 25725 ROSEANN BADAMO ASST TO NATL DIR 40.00 X 131731 0 25687 DONA SOMMERS BOSTON EXEC DIRECTOR 40.00 X 127859 0 24932 MICHELE FIGURES ASSOC EXEC DIR 40.00 X 126196 0 24608 THOMAS HIGGINS DIR OF BROADCAST 40.00 X 120238 0 23447 GEORGE WRIGHT JR DEPUTY EXEC DIR 40.00 X 116489 0 22716 PAULA WEINBAUM DIR OF BROADCAST 40.00 X 115769 0 22575 TERRIE BJORKLUND DIR OF LEGAL 40.00 X 113386 0 22110 RAYMOND BRADFORD RODRIGUEZ DIRECTOR, EEO 40.00 X 111466 0 21736 FRANK DU CHARME SF EXEC DIRECTO 40.00 X 110814 0 21609 JANE LOVE ASSOC EXEC DIR 40.00 X 108219 0 21103 CHRIS DE HAAN DIR OF COMM 40.00 X 106915 0 20849 ANDREW SCHEFMAN DIR CONTRACTS 40.00 X 106605 0 20788 STEPHEN LESHINSKI EXECUTIVE DIRECTOR 40.00 X 103132 0 20110 KENNETH GREENE ASST EXEC DIR 40.00 X 102008 0 19891 STEPHEN BURROW NY LOCAL EXEC DIRECTOR 40.00 X 467409 0 91144 RICHARD LARKIN ASSOCIATE EXEC DIR 40.00 X 365078 0 71190 PETER FUSTER ASST EXEC DIRECTOR 40.00 X 268423 0 52343 RALPH BRAUN ASST EXEC DIRECTOR 40.00 X 242258 0 47240 EVELYN LAROCCA NATL DIR OF MMBRSHIP 40.00 X 130939 0 25534 SEAN TAYLOR ASST EXEC DIRECTOR 40.00 X 134211 0 26171 DAVID SALVADOR ASST EXEC DIRECTOR 40.00 X 113579 0 22148 WILLIAM F THOMAS EXECUTIVE DIRECTOR 40.00 X 217041 0 42323 HARRY MAR LA LOCAL ASST EXEC DIRECTO 40.00 X 157617 0 30736 DAVID BESBRIS DIRECTOR OF TV 40.00 X 128571 0 25071 TRESLYN WILLIAMS DIR OF COMMERCIALS 40.00 X 114169 0 22263 JANE AUSTIN NATIONAL BM 1.00 X 0 0 360 JEFF AUSTIN NATIONAL BM 1.00 X 0 0 0 JOHN BADILA NATIONAL BM 1.00 X 0 0 0 ED BADRAK NATIONAL BM 1.00 X 0 0 848 PEPE BARRETO NATIONAL BM 1.00 X 0 0 400 BONNIE BARTLETT NATIONAL BM 1.00 X 0 0 0 BOBBIE BATES NATIONAL BM 1.00 X 0 0 943 DENIS BERKFELDT NATIONAL VP 1.00 X 0 0 3599 JAYNE BOWER NATIONAL BM 1.00 X 0 0 632 SUSAN BOYD JOYCE NATIONAL BM 1.00 X 0 0 3497 RODGER BRAND NATIONAL BM 1.00 X 0 0 773 DAVID BROWDE NATIONAL BM 1.00 X 0 0 3102 CATHERINE BROWN NATIONAL VP 1.00 X 0 0 1998 RAZA BURGEE NATIONAL BM 1.00 X 0 0 410 SUZANNE BURKHEAD NATIONAL BM 1.00 X 0 0 0 ROLF BURTON NATIONAL BM 1.00 X 0 0 586 BOB BUTLER NATIONAL VP 1.00 X 0 0 8453 MARYANN CARSON NATIONAL BM 1.00 X 0 0 828 GABRIELLE CARTERIS NATIONAL VP 1.00 X 0 0 2920 LAINIE COOKE NATIONAL RECORDING SCTY 1.00 X 0 0 1219 MIMI COZZENS NATIONAL BM 1.00 X 0 0 360 WENDELL CRAIG NATIONAL BM 1.00 X 0 0 0 DENISE DAL VERA NATIONAL BM 1.00 X 0 0 1684 PATRIKA DARBO NATIONAL BM 1.00 X 0 0 804 DEE DAWSON NATIONAL BM 1.00 X 0 0 1353 DENNY DELK NATIONAL VP 1.00 X 0 0 24459 CRAIG DELLIMORE NATIONAL VP 1.00 X 0 0 1078 CECE DUBOIS NATIONAL BM 1.00 X 0 0 0 BOB EDWARDS NATIONAL FIRST VP 1.00 X 0 0 922 SHARON FERGUSON NATIONAL BM 1.00 X 0 0 380 JIM FERGUSON NATIONAL VP 1.00 X 0 0 1121 RICHARD FERRONE NATIONAL BM 1.00 X 0 0 1434 FRANCES FISHER NATIONAL BM 1.00 X 0 0 0 DAN FRICK NATIONAL BM 1.00 X 0 0 848 ED FRY NATIONAL BM 1.00 X 0 0 856 ANNE GARTLAN NATIONAL BM 1.00 X 0 0 232 JANETTE GAUTIER NATIONAL BM 1.00 X 0 0 1897 JASON GEORGE NATIONAL BM 1.00 X 0 0 0 JAY GERBER NATIONAL BM 1.00 X 0 0 0 MARGIE GHIGO NATIONAL BM 1.00 X 0 0 1074 MARIA GOMEZ NATIONAL BM 1.00 X 0 0 4302 HOLTER GRAHAM NATIONAL VP 1.00 X 0 0 2466 JOE GUNDERMAN NATIONAL BM 1.00 X 0 0 1274 JOHN HARLAN NATIONAL BM 1.00 X 0 0 895 LINDA HARMON NATIONAL BM 1.00 X 0 0 360 ANITA HOLLANDER NATIONAL BM 1.00 X 0 0 1084 PAUL HORN NATIONAL BM 1.00 X 0 0 3191 ANNEMARIE JOHNSON NATIONAL BM 1.00 X 0 0 0 JACKIE JOSEPH NATIONAL BM 1.00 X 0 0 900 JON JOYCE NATIONAL BM 1.00 X 0 0 550 MATT KIMBROUGH NATIONAL TREASURER 1.00 X 0 0 3839 DICK KLINGER NATIONAL BM 1.00 X 0 0 0 JOE KREBS NATIONAL BM 1.00 X 0 0 2365 CLYDE KUSATSU NATIONAL BM 1.00 X 0 0 400 ELAINE LEGARO NATIONAL BM 1.00 X 0 0 0 DENNY LONG NATIONAL BM 1.00 X 0 0 0 JAMES LURIE NATIONAL BM 1.00 X 0 0 165 ROBERT LYDIARD NATIONAL BM 1.00 X 0 0 1287 MITCH MCGUIRE NATIONAL BM 1.00 X 0 0 600 MIERRE MIERRE NATIONAL BM 1.00 X 0 0 517 DW MOFFETT NATIONAL BM 1.00 X 0 0 0 DORENDA MOORE NATIONAL BM 1.00 X 0 0 410 RON MORGAN NATIONAL BM 1.00 X 0 0 3469 DAN NAVARRO NATIONAL BM 1.00 X 0 0 0 ROBERT NEWMAN NATIONAL BM 1.00 X 0 0 439 JENNY O'HARA NATIONAL BM 1.00 X 0 0 410 KAREN O'LEARY NATIONAL BM 1.00 X 0 0 30 PAUL PETERSEN NATIONAL BM 1.00 X 0 0 400 RICK PFEIFFER NATIONAL BM 1.00 X 0 0 2305 ROBERT PINE NATIONAL BM 1.00 X 0 0 360 JASON PRIESTLEY NATIONAL BM 1.00 X 0 0 0 BILL RATNER NATIONAL BM 1.00 X 0 0 360 ROBERTA REARDON NATIONAL PRESIDENT 1.00 X 0 0 53235 MARK ROBERTS NATIONAL BM 1.00 X 0 0 2910 CHRISSE ROCCARO NATIONAL BM 1.00 X 0 0 1645 ALAN RUCK NATIONAL BM 1.00 X 0 0 0 SHELBY SCOTT NATIONAL BM 1.00 X 0 0 4529 DAVID SCOTT NATIONAL BM 1.00 X 0 0 0 NANCY SELLERS NATIONAL BM 1.00 X 0 0 765 LESLIE SHREVE NATIONAL BM 1.00 X 0 0 843 BILL SHUSTA NATIONAL BM 1.00 X 0 0 2005 SALLY STEVENS NATIONAL BM 1.00 X 0 0 887 BARRY STOLTZE NATIONAL BM 1.00 X 0 0 1201 MARCIA STRASSMAN NATIONAL BM 1.00 X 0 0 360 JOAN VALENTINA NATIONAL BM 1.00 X 0 0 363 DEAN VIVIAN NATIONAL BM 1.00 X 0 0 0 6653225 0 1467571 39 0 1 0 COHEN WEISS AND SIMON LLP 330 WEST 42ND STREET NEW YORK NY 10036 LEGAL 451307 VENICE CONSULTING GROUP PO BOX 905 CULVER CITY CA 90232 IT CONSULTING FIRM 339446 AGINS ASSOCIATES INC 88 CENTRAL PARK WEST NEW YORK NY 10023 IT CONSULTING FIRM 320740 INTEGRITY VOTING SYSTEMS PO BOX 388 EVERETT WA 98206 VOTING SERVICE 310193 REICH ADELL & CVITAN 3550 WILSHIRE BLVD SUITE 2000 LOS ANGELES CA 900102314 LEGAL 286828 5 MEMBERSHIP DUES 900000 22697724 22697724 INITIATION FEES 900000 15554685 15554685 OTHER MEMBER REVENUES 900000 471808 471808 MISCELLANEOUS REVENUES 900000 240732 240732 38964949 504989 504989 8497694 8804724 -307030 -307030 -307030 SAG CONTRACT PAYMENTS 515100 2099010 2099010 2099010 41261918 40756929 0 504989 7950601 10708607 273649 1790561 1344065 954685 200099 733308 3264749 383368 2884041 1741676 1807131 483158 ORGANIZATION DUES 624660 PAYROLL EXPENSE 540233 COMMUNICATIONS - PUBLIC 262878 MISCELLANEOUS EXPENSES 199472 244128 36391069 4652 0 14851814 0 0 451858 0 0 0 0 0 0 0 0 2942966 0 13978833 0 27335 0 0 0 972895 0 33230353 0 3987166 3950230 11204347 0 19141743 0 X 13672489 0 416121 0 14088610 0 33230353 0 X 4870849 -18959459 X X 0 1 1 X 0 1 0 0 0 41261918 36391069 4870849 479562 -1457622 -978060 3892789 39670668 479562 30698 510260 39160408 2101510 2101510 41261918 34292059 0 34292059 2099010 2099010 36391069 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: AFTRA FOLLOWS THE ACCOUNTING GUIDANCE IN FASB ASC TOPIC 740-10, "INCOME TAXES." THE GUIDANCE CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS AND REQUIRES AFTRA TO RECOGNIZE IN ITS FINANCIAL STATEMENTS ONLY TAX POSITIONS DETERMINED TO BE MORE LIKELY THAN NOT OF BEING SUSTAINED. AFTRA CLASSIFIES INTEREST AND PENALTIES ON SUCH UNCERTAINTIES AS INCOME TAX EXPENSE. THE TAX YEARS THAT REMAIN SUBJECT TO EXAMINATION BY THE IRS ARE THE YEARS ENDED APRIL 30, 2009 THROUGH MARCH 30, 2012 AND BY THE CALIFORNIA FRANCHISE TAX BOARD ARE THE YEARS ENDED APRIL 30, 2008 THROUGH APRIL 30, 2012. THERE WERE NO TAX EXAMINATIONS IN PROGRESS AS OF APRIL 30, 2012 AND APRIL 30, 2011. PART XI, LINE 8 - OTHER ADJUSTMENTS: TRANSFER OF UNRESTRICTED FUNDS TO THE AFTRA FOUNDATION -25,451. LOSS ON FIXED ASSET IMPAIRMENT -1,372,995. TRANSFER OF RESTRICTED FUNDS TO THE AFTRA FOUNDATION -59,176. TOTAL TO SCHEDULE D, PART XI, LINE 8: -1,457,622. PART XII, LINE 2D - OTHER ADJUSTMENTS: NET ASSETS RELEASED FROM RESTRICTIONS 30,698. PART XII, LINE 4B - OTHER ADJUSTMENTS: SAG CONTRACT PAYMENTS 2,099,010. TEMPORARILY RESTRICTED REVENUE 2,500. PART XIII, LINE 4B - OTHER ADJUSTMENTS: SAG CONTRACT PAYMENTS 2,099,010. X 1 0 0 RANDALL HIMES 360599 0 0 0 0 0 14424 0 55893 0 430916 0 0 0 KIM ROBERTS 346934 0 0 0 0 0 13877 0 53775 0 414586 0 0 0 MATHIS DUNN 324599 0 0 0 0 0 12984 0 50313 0 387896 0 0 0 JOAN WEISE 165920 0 0 0 0 0 6637 0 25718 0 198275 0 0 0 THOMAS CARPENTER 163718 0 0 0 0 0 6549 0 25376 0 195643 0 0 0 KATHY NELSEN 163077 0 0 0 0 0 6523 0 25277 0 194877 0 0 0 PATRICIA O'DONNELL 162330 0 0 0 0 0 6493 0 25161 0 193984 0 0 0 MARY CAVALLARO 162211 0 0 0 0 0 6488 0 25143 0 193842 0 0 0 JOHN EILHARDT 157901 0 0 0 0 0 6316 0 24475 0 188692 0 0 0 ERIC CHAUDRON 149039 0 0 0 0 0 5962 0 23101 0 178102 0 0 0 PHILIP DENNISTON 146521 0 0 0 0 0 5861 0 22711 0 175093 0 0 0 HERTA SUAREZ 143910 0 0 0 0 0 5756 0 22306 0 171972 0 0 0 ANTHONY PAPANDREA 134421 0 0 0 0 0 5377 0 20835 0 160633 0 0 0 REBECCA FAEZ 131923 0 0 0 0 0 5277 0 20448 0 157648 0 0 0 ROSEANN BADAMO 131731 0 0 0 0 0 5269 0 20418 0 157418 0 0 0 DONA SOMMERS 127859 0 0 0 0 0 5114 0 19818 0 152791 0 0 0 MICHELE FIGURES 126196 0 0 0 0 0 5048 0 19560 0 150804 0 0 0 STEPHEN BURROW 467409 0 0 0 0 0 18696 0 72448 0 558553 0 0 0 RICHARD LARKIN 365078 0 0 0 0 0 14603 0 56587 0 436268 0 0 0 PETER FUSTER 268423 0 0 0 0 0 10737 0 41606 0 320766 0 0 0 RALPH BRAUN 242258 0 0 0 0 0 9690 0 37550 0 289498 0 0 0 EVELYN LAROCCA 130939 0 0 0 0 0 5238 0 20296 0 156473 0 0 0 SEAN TAYLOR 134211 0 0 0 0 0 5368 0 20803 0 160382 0 0 0 WILLIAM F THOMAS 217041 0 0 0 0 0 8682 0 33641 0 259364 0 0 0 HARRY MAR 157617 0 0 0 0 0 6305 0 24431 0 188353 0 0 0 DAVID BESBRIS 128571 0 0 0 0 0 5143 0 19928 0 153642 0 0 0 PART I, LINE 4A FOLLOWING ARE THE AMOUNTS OF DEFERRED COMPENSATION RECEIVED BY OFFICERS AND EMPLOYEES IN ADDITION TO THEIR REGULAR SALARY: ROE BADAMO $38,961 HERTA SUAREZ $40,375 MATHIS DUNN $111,807 KATHY NELSEN $86,154 ANN WOELK $81,927 RANDY HIMES $173,904 MICHELE FIGURES $38,560 LYNN KOENIGSBERG $19,166 CONNIE BEST $20,013 STEPHEN BURROW $175,921 EVELYN LAROCCA $21,560 RICHARD LARKIN $136,868 RALPH BRAUN $90,824 PETER FUSTER $100,632 ELBA AVILES $15,000 YVONNE COSTAGLIOLA $18,327 LYNN LEVINSON $12,784 GLORIA MEDINA $11,722 LISA CIVITELLO $8,269 DENISE ANTHONY $10,194 ANGELINE MCGRAW $12,680 JERRY RUTKOWSKI $13,622 KIMBERLY ARCHIE $11,528 CHRIS MILONE $10,953 CASH AND CASH EQUIVALENTS 2012-03-30 10689223 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) RESTRICTED CASH (UNLOCATED MEMBERS, ESCROW FUNDS, TALENT CONSERVATORY AND PRODUCERS' BONDS, SCHOLARSHIP/ABC FUNDS, LEASEHOLD IMPROVEMENT FUND, WELFARE FUND, MEMBERSHIP EXCHANGE, SETTLEMENTS, BETTY MITCHELL SICK AND BENEFIT FUND) 2012-03-30 4454326 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) DUES, FEES AND OTHER RECEIVABLES 2012-03-30 1320717 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) PREPAID EXPENSES 2012-03-30 749728 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) RESTRICTED INVESTMENTS 2012-03-30 6808462 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) INVESTMENTS - CORPORATE BONDS 2012-03-30 1414680 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) INVESTMENTS - MUTUAL BONDS 2012-03-30 1482158 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) INVESTMENTS - MUNICIPAL BONDS 2012-03-30 1612653 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) INVESTMENTS - GOVERNMENT BONDS 2012-03-30 508379 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) INVESTMENTS - CASH 2012-03-30 361308 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) INVESTMENTS - PREFERRED SECURITIES 2012-03-30 424082 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) INVESTMENTS - CERTIFICATES OF DEPOSIT 2012-03-30 62225 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) INVESTMENTS - REINVESTED UNRESTRICTED INVESTMENT INCOME FROM RESTRICTED INVESTMENTS 2012-03-30 2286688 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) SECURITY DEPOSITS 2012-03-30 95002 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) FIXED ASSETS - OFFICE FURNITURE AND EQUIPMENT 2012-03-30 3529898 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) FIXED ASSETS - LEASEHOLD IMPROVEMENTS 2012-03-30 2240788 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) FIXED ASSETS - COMPUTER HARDWARE 2012-03-30 841750 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) FIXED ASSETS - ACCUMULATED DEPRECIATION AND AMORTIZATION 2012-03-30 -4374758 "FASB"/"ASC" 454931719 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 501(C)(5) 1 1 0 1 1 0 0 1 0 0 PART I, LINE 2E: FOLLOWING ARE THE AMOUNTS OF DEFERRED COMPENSATION RECEIVED BY OFFICERS AND EMPLOYEES IN ADDITION TO THEIR REGULAR SALARY:ROE BADAMO $38,961 HERTA SUAREZ $40,375 MATHIS DUNN $111,807 KATHY NELSEN $86,154 ANN WOELK $81,927 RANDY HIMES $173,904 MICHELE FIGURES $38,560 LYNN KOENIGSBERG $19,166 CONNIE BEST $20,013 STEPHEN BURROW $175,921 EVELYN LAROCCA $21,560 RICHARD LARKIN $136,868 RALPH BRAUN $90,824 PETER FUSTER $100,632 ELBA AVILES $15,000 YVONNE COSTAGLIOLA $18,327 LYNN LEVINSON $12,784 GLORIA MEDINA $11,722 LISA CIVITELLO $8,269 DENISE ANTHONY $10,194 ANGELINE MCGRAW $12,680 JERRY RUTKOWSKI $13,622 KIMBERLY ARCHIE $11,528 CHRIS MILONE $10,953 PART I, LINE 2E: AFTRA'S NATIONAL OFFICE AND CERTAIN LOCALS EACH MAINTAINED SEVERANCE PAY POLICIES FOR OFFICERS AND EMPLOYEES IN THE EVENT OF TERMINATION OF SERVICES. THE SEVERANCE PAY POLICIES VARIED FOR EACH OFFICE LOCATION. IN DECEMBER 2011, AFTRA PAID OUT ITS ENTIRE LIABILITY OF $1,261,746 TO THE APPLICABLE EMPLOYEES. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS WHO PARTICIPATE IN THE VOTING PROCESS. FORM 990, PART VI, SECTION A, LINE 7A ALL MEMBERS OF THE ORGANIZATION ELECT THE MEMBERS OF THE GOVERNING BODY THROUGH A VOTING PROCESS. FORM 990, PART VI, SECTION A, LINE 7B CERTAIN RESOLUTIONS OF THE GOVERNING BODY ARE SUBJECT TO APPROVAL OF THE MEMBERS THROUGH A VOTING PROCESS. FORM 990, PART VI, SECTION B, LINE 11 THE RETURN IS REVIEWED BY THE CFO, GENERAL COUNSEL AND THE CONTROLLER PRIOR TO FILING AND WITH THE FINANCE COMMITTEE AFTER FILING. FORM 990, PART VI, SECTION C, LINE 19 AVAILABLE UPON REQUEST AS PART OF LM-2 FILING. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 479,562. TRANSFER OF UNRESTRICTED FUNDS TO THE AFTRA FOUNDATION -25,451. LOSS ON FIXED ASSET IMPAIRMENT -1,372,995. TRANSFER OF RESTRICTED FUNDS TO THE AFTRA FOUNDATION -59,176. TRANSFER OF NET ASSETS TO SAG-AFTRA -17,981,399. TOTAL TO FORM 990, PART XI, LINE 5: -18,959,459. PART XII LINE 2C: THE SAG-AFTRA FINANCE COMMITTEE IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS. THE AFTRA FOUNDATION INC 5757 WILSHIRE BLVD LOS ANGELES CA 90036 133904351 PROVIDES SUPPORT OF EDUCATIONAL & CHARITABLE PURPOSES OF AFTRA. CA 501(C)(3) 11 0 AFTRA HEALTH FUND 260 MADISON AVE NEW YORK NY 10016 131790766 PROVIDES VARIOUS HEALTH BENEFITS NY 419 0 AFTRA RETIREMENT FUND 260 MADISON AVE NEW YORK NY 10016 136414972 PROVIDES RETIREMENT BENEFITS NY 401 0 AFTRA INDUSTRY COOPERATIVE FUND 260 MADISON AVE NEW YORK NY 10016 137204581 PROVIDES EDUCATIONAL & INFORMATIONAL ASSISTANCE TO PERFORMERS & PRODUCERS NY 419 0 AFTRA INDIVIDUAL ACCOUNT PLAN 260 MADISON AVE NEW YORK NY 10016 134048801 DEFINED CONTRIBUTION PROFIT SHARING PLAN NY 401 0 SAG-AFTRA 5757 WILSHIRE BLVD LOS ANGELES CA 90036 454931719 ADVANCE,FOSTER, PROMOTE & BENEFIT THE PERFORMERS IN RADIO, TV & SOUND RECORD CA 501(C)(5) 0 0 1 0 0 0 0 0 0 0 0 1 0 1 1 1 0 1 0 SAG-AFTRA K 2099010 CASH THE AFTRA FOUNDATION INC N 30000 CASH THE AFTRA FOUNDATION INC O 109687 CASH SAG-AFTRA Q 17981399 NET ASSET VALUE THE AFTRA FOUNDATION INC Q 84627 CASH THE AFTRA FOUNDATION INC M 0 THE AFTRA FOUNDATION INC B 59176 CASH