2013-01-29T09:09:19-06:00 2011-12-31 KPMG LLP 345 Park Avenue New York NY 101540102 990 2011-01-01 131552496 GREATER NEW YORK HOSPITAL ASSOCIATION % LISA KRIEGER GREA 2122467100 555 WEST 57TH STREET NEW YORK NY 10019 LEE PERLMAN 2013-01-24 true 2127589700 2011 2016-02-25 16:41:14Z LEE PERLMAN 555 W 57 ST New York NY 10019 5456429 false X WWW.GNYHA.ORG X 1904 NY THE PURPOSE OF THE GREATER NEW YORK HOSPITAL ASSOCIATION IS TO ACT AS THE PRINCIPAL ADVOCATE FOR ITS MEMBERS IN IMPROVING ACCESS TO AND QUALITY AND COST OF HEALTH CARE. 36 16 5 36 0 0 0 0 5295793 5432377 0 0 0 24052 5295793 5456429 0 0 0 0 694529 979902 0 0 0 4601264 4476527 5295793 5456429 0 1319043 2537804 1075485 2294246 243558 243558 X THE MISSION OF GNYHA IS TO ACT AS THE PRINCIPAL ADVOCATE FOR ITS MEMBERS IN IMPROVING ACCESS TO AND QUALITY AND COST OF HEALTH CARE. FOR MORE INFORMATION, SEE SCHEDULE O. false false THE GREATER NEW YORK HOSPITAL ASSOCIATION (GNYHA) IS THE ADVOCATE FOR NEARLY 150 MEMBER HOSPITALS BOTH VOLUNTARY AND PUBLIC IN THE NEW YORK METROPOLITAN AREA, THROUGHOUT NEW YORK STATE, AND IN THE STATES OF NEW JERSEY, CONNECTICUT AND RHODE ISLAND. ITS SERVICES INCLUDE POLICY ANALYSIS AND DEVELOPMENT, EDUCATION, RESEARCH AND COMMUNICATION, AND THE PROVISION OF SERVICES THAT ARE DESIGNED TO REDUCE PROVIDER'S COSTS AND IMPROVE OPERATIONAL EFFICIENCIES THROUGH ITS WHOLLY OWNED SUBSIDIARIES. false false false true false false false false false false true false true true true false true false false false false false false false false false false false true false false false false false true false false false false false true true true false true 3 0 true 5 true false false false false false false X 36 16 false false false false true true true true true false false true true true true true true true true false X LISA KRIEGER 2125065451 555 W 57 ST NEW YORK NY 10019 X ROBERT GROSSMAN 1.0 X X 0 0 0 STEVEN M SAFYER 1.0 X X 0 0 0 ALAN D AVILES 1.0 X X 0 0 0 ELI S FELDMAN 1.0 X X 0 0 0 JAMES KASKIE 1.0 X X 0 0 0 LOUIS A SHAPIRO 1.0 X X 0 0 0 ALLAN E ATZROTT 1.0 X X 0 0 0 WENDY GOLDSTEIN 1.0 X X 0 0 0 STEVEN J CORWIN 1.0 X X 0 0 0 PAMELA S BRIER 1.0 X X 0 0 0 LINDA BRADY 1.0 X X 0 0 0 GARY S HORAN 1.0 X X 0 0 0 KENNETH DAVIS 1.0 X X 0 0 0 MICHAEL DOWLING 1.0 X X 0 0 0 STANLEY BREZENOFF 1.0 X X 0 0 0 MARK MUNDY 1.0 X X 0 0 0 JOHN GUNN 1.0 X X 0 0 0 ROBERT S SHAPIRO 1.0 X X 0 0 0 RICHARD BECKER 0.5 X 0 0 0 FRANK CALAMARI 0.5 X 0 0 0 GAIL DONOVAN 0.5 X 0 0 0 ROBERT GARRETT 0.5 X 0 0 0 JEFFREY MENKES 0.5 X 0 0 0 WILLIAM SMITH 0.5 X 0 0 0 SCOTT BATULIS 0.5 X 0 0 0 ANTHONY FERRERI 0.5 X 0 0 0 RAJIV GARG 0.5 X 0 0 0 PAUL KRONENBERG 0.5 X 0 0 0 CHRISTOPHER OLIVIA 0.5 X 0 0 0 DANIEL REINGOLD 0.5 X 0 0 0 SCOTT COOPER 0.5 X 0 0 0 RONALD CORTI 0.5 X 0 0 0 ELLIOT JOSEPH 0.5 X 0 0 0 ANTONIO MARTIN 0.5 X 0 0 0 STEVEN STRONGWATER 0.5 X 0 0 0 AUDREY WEINER 0.5 X 0 0 0 JAMES HARDEN 0.5 X X 0 0 0 HERBERT PARDES 0.5 X X 0 0 0 DAVID ROSEN 0.5 X X 0 0 0 LYNDA CURTIS 0.5 X 0 0 0 MICHAEL ISRAEL 0.5 X 0 0 0 KENNETH E RASKE 3.5 X 0 2428256 645031 LEE HPERLMAN 1.0 X 0 2201591 209630 DAVID C RICH 10.5 X 0 1219578 218183 SUSAN C WALTMAN 3.5 X 0 971024 176876 KAREN S HELLER 3.5 X 0 698446 134947 0 7518895 1384667 0 false true false CARMEN GROUP LLC 1919 PENNSYLVANIA AVENUE WASHINGTON DC 20006 CONSULTING 199141 THE DUTKO GROUP LLC P O BOX 758663 BALTIMORE MD 21275 CONSULTING 181604 BOLTON ST JOHNS 146 STATE STREET ALBANY NY 12207 CONSULTING 170004 EMPIRE STRATEGIC PLANNING 111 WASHINGTON AVENUE ALBANY NY 12210 CONSULTING 120200 4 0 FUNCTIONS AND SEMINARS 541900 47450 47450 MEMBERSHIP DUES 541900 5384927 5384927 5432377 0 0 0 0 0 0 0 BAD DEBT RECOVERY 900099 24052 24052 24052 5456429 5456429 0 0 0 0 0 0 0 813645 30280 99071 36906 3510608 0 23000 640774 0 0 0 0 28344 914 0 117808 120192 0 2506 34 0 0 6348 SUBSCRIPTIONS & PUBLICATIONS 14991 MISCELLANEOUS EXPENSES 11008 5456429 84518 121531 0 0 0 0 0 105016 0 0 0 0 0 0 0 0 5017 6562 0 0 0 172031 172031 0 0 0 0 1057477 2132664 1319043 2537804 113567 94543 0 0 0 0 0 0 0 0 0 0 0 0 0 0 961918 2199703 1075485 2294246 X 243558 243558 0 0 0 0 243558 243558 1319043 2537804 0 X false true true X false true false false GNYHA MANAGEMENT CORP. 152031 C GNYHA VENTURES, INC. 20000 C 172031 DEFERRED COMPENSATION 297856 SECURITY DEPOSIT - 555 WEST 57 78070 OTHER RECEIVABLES 73 DUE FROM GNYH VENTURES 804989 DUE FROM GNYHA CONSULTING 5093 SECURITY DEPOSIT-CAR RENTAL 2147 DUE FROM GNYHA SERVICES CORP 944436 2132664 0 DEFERRED COMPENSATION PAYABLE 297856 SECURITY DEPOSIT 17928 DUE TO GNYH MANAGEMENT CORP 1625532 DUE TO GNYH FOUNDATION 182687 DUE TO FOUNDATION 4300 OTHER SHORT-TERM LIABILITIES 71400 DUE TO GNYH SERVICES CORP 0 2199703 FIN 48 - Uncertain Tax Positions FORM 990, SCH D The Association and subsidiaries follow Accounting Standards Codification (ASC) 740 relating to accounting for income tax uncertainties. The Association and subsidiaries utilize a threshold of more-likely than-not for recognition and derecognition of tax positions taken or expected to be taken in a tax return. The Association and subsidiaries adopted a policy to recognize interest and penalties related to income tax matters as a component of income tax expense, although it has no unrecognized tax positions upon adoption or additions or reductions regarding unrecognized tax positions for the year. X true true X X X X X false true false KENNETH E RASKE 0 972590 0 1334038 0 121628 0 622669 0 23868 0 3074793 0 0 LEE HPERLMAN 0 756000 0 1202523 0 243068 0 204850 0 6286 0 2412727 0 0 DAVID C RICH 0 667560 0 375000 0 177018 0 209881 0 9808 0 1439267 0 0 SUSAN C WALTMAN 0 663330 0 150000 0 157694 0 150702 0 27680 0 1149406 0 0 KAREN S HELLER 0 484250 0 105000 0 109196 0 112585 0 23868 0 834899 0 0 SCHEDULE J, Part I & Part II PART I, LINE 1: THE PRESIDENT AND EXECUTIVE VICE PRESIDENT, TRAVELING FREQUENTLY FOR COMPANY BUSINESS, ARE PERMITTED TO USE COMMERCIAL FIRST CLASS TRAVEL (I.E. SEATS IN THE FIRST CLASS CABIN OR A TRAIN OR AIRPLANE) AND DO SO ON OCCASION. ALL SUCH TRAVEL IS CONSIDERED A BUSINESS EXPENSE AND THEREFORE NOT REPORTED ON FORM W-2. THESE EXPENSES ARE PAID BY THE COMPANY'S BUSINESS CREDIT CARD. PART I, LINE 3: GREATER NEW YORK HOSPITAL ASSOCIATION, INC. USED THE FOLLOWING METHODS TO ESTABLISH THE COMPENSATION FOR THE TOP MANAGEMENT OFFICIALS OF THE ORGANIZATION. :COMPENSATION COMMITTEE :INDEPENDENT COMPENSATION CONSULTANT :FORM 990 OF OTHER ORGANIZATIONS :COMPENSATION SURVEY OR STUDY :APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE PART I, LINE 4B THE FOLLOWING INDIVIDUALS PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: KENNETH RASKE $328,100; LEE H. PERLMAN ZERO. PAYMENT OF COMPENSATION ON SCHEDULE J PAYMENT OF OFFICER'S COMPENSATION AND BENEFITS REPORTED ON SCHEDULE J, PART II IS PAID BY A RELATED ORGANIZATION, GNYHA MANAGEMENT CORPORATION. PART II THE GREATER NEW YORK HOSPITAL ASSOCIATION (GNYHA) IS A 501(C)(6) ORGANIZATION THAT PROVIDES ADVOCACY SERVICES FOR ITS MEMBER HOSPITALS TO ASSIST THEM IN IMPROVING ACCESS TO AND QUALITY AND COST OF HEALTH CARE. THESE SERVICES INCLUDE ADVOCACY SERVICES AT THE NATIONAL LEVEL FOR ITS NEW YORK, NEW JERSEY, CONNECTICUT, AND RHODE ISLAND HOSPITAL MEMBERS AND ADVOCACY SERVICES AT THE STATE LEVEL FOR ITS NEW YORK HOSPITAL MEMBERS. GNYHA'S RELATED ENTITIES INCLUDE SEVEN FOR-PROFIT COMPANIES THAT PROVIDE GROUP PURCHASING, SUPPLY CHAIN CONSULTING, AND OTHER SERVICES TO A WIDE ARRAY OF CUSTOMERS, INCLUDING ACUTE AND NON-ACUTE CARE HEALTH CARE PROVIDERS FOR THE PURPOSES OF HELPING THEM ACHIEVE THEIR MISSIONS. THESE COMPANIES FOCUS PRIMARILY ON HELPING HEALTH CARE ORGANIZATIONS REDUCE THEIR COSTS AND OPERATE MORE EFFICIENTLY. GNYHA'S RELATED ENTITIES ALSO INCLUDE A 501(C)(3) FOUNDATION, WHICH FILES A SEPARATE FORM 990. PART II, COLUMN B (II) KENNETH E. RASKE AND LEE PERLMAN PARTICIPATE IN THE ANNUAL BONUS AND THREE-YEAR CYCLE LONG-TERM INCENTIVE COMPENSATION PLANS FOR GNYHA MANAGEMENT CORPORATION AND SUBSIDIARIES - GNYHA'S FOR-PROFIT ENTITIES. A PARTIAL PAYOUT OF THE LONG-TERM INCENTIVE COMPENSATION PLAN WAS MADE IN 2011. OF THE $1,334,038 REPORTED FOR KENNETH E. RASKE IN 2011, $662,175 REPRESENTS ANNUAL BONUS AND $671,863 REPRESENTS LONG-TERM INCENTIVE COMPENSATION PAYMENT. OF THE $1,202,523 REPORTED FOR LEE PERLMAN IN 2011, $447,000 REPRESENTS ANNUAL BONUS AND $755,523 REPRESENTS LONG-TERM INCENTIVE COMPENSATION PAYMENT. GNYHA MANAGEMENT CORPORATION BUSINESS RELATIONSHIP 3510608 MANAGEMENT SERVICES false Schedule L, Part IV The goal of Greater New York Hospital Association (GNYHA) is to act as the principal advocate for its members in improving the access to, as well as the quality and cost of, healthcare and to foster an appropriate environment for the management of healthcare resources. GNYHA's for-profit subsidiary, GNYHA Management Corporation (Management Corporation) assists GNYHA in accomplishing its goals by providing GNYHA with a variety of management services, including administrative services, staffing, policy development, education, and research, in exchange for a management free. Some of the directors and officers of GNYHA also serve as directors and officers of Management Corporation. Organization's Mission Form 990, Part III, Line 1 GREATER NEW YORK HOSPITAL ASSOCIATION (GNYHA) IS AN ADVOCACY ORGANIZATION COMPRISING NEARLY 150 HOSPITALS, BOTH VOLUNTARY AND PUBLIC, IN THE NEW YORK METROPOLITAN AREA AND THROUGHOUT NEW YORK STATE, NEW JERSEY, CONNECTICUT, AND RHODE ISLAND. FORM 990, PART VI, SECTION A, GOVERNING BODY AND MANAGEMENT Question 3. The organization has a management agreement with GNYHA Management Corporation, a related entity that is a wholly owned subsidiary of the organization, pursuant to which GNYHA Management Corporation assists the organization in providing services. Question 7a The tax-exempt organization has five categories of members. 1. Institutional members include not-for-profit institutions and tax-supported institutions that are accredited by the joint commission or an equivalent organization. Institutional members are entitled to vote and elect certain members of the governing board (the "Board"). 2. Allied members consist of allied organizations the activities of which, in the judgment of the Board, involve a relationship with the tax-exempt organization meriting membership. Allied members are not entitled to vote but are entitled to have a non-voting representative attend meetings of the Board. 3. Associate members are limited to Veterans Affairs institutions and other similar organizations. Associate members are not entitled to vote or to have representation on the Board. 4. Affiliate members include providers of acute care or long term care that are for profit corporations and affiliated with an institutional member. Affiliated members are not entitled to vote or to have representation on the Board. 5. Honorary members include persons who have rendered exceptional service or have contributed substantially to the welfare of the tax-exempt organization or health field. Honorary members are not entitled to vote. Question 7b The members of GNYHA must approve any amendment to the Bylaws, the election of all members of the Board, and any other action requiring members' approval as a matter of law. Form 990, Part VI, Section B, Policies Question 11 The return was prepared by the organization's finance department and an independent accounting firm. The form 990 was provided to all members of the governing body by electronic means prior to being filed. Additionally, the organization's audit and compliance committee, which comprises 4 members of the board of governors, reviewed the information at a committee meeting. Question 12c The organization administers an annual conflict of interest disclosure statement to executive employees, officers and directors of the organization. The compliance officer is responsible for reviewing and monitoring any potential conflicts and reports to the audit and compliance committee on conflicts of interest matters. The audit and compliance committee has oversight responsibility regarding conflicts of interest matters. It meets regularly throughout the year to review ongoing administration and implementation of the conflict of interest policy. Question 14 The Board of Governors adopted a written document record retention and destruction policy in 2009. Question 15 The Compensation Committee of the organization (composed of independent persons) reviews and approves the compensation of the organization's President and other top management. Additionally, the organization engages an outside consultant to provide comparable data and other information to the Compensation Committee in connection with the determination of and adjustment to compensation of such personnel. The decision process of the committeE is documented. Those individuals are directly employed by GNYHA Management Corporation, a related entity of the organization, which is a for profit entity that provides staffing and other services to the organization. The organization reimburses GNYHA Management Corporation for compensation related to the organization through a Management Fee that is paid by the organization to GNYHA Management Corporation. FORM 990, PART VI, SECTION C, DISCLOSURE FORM 990, PART VI, SECTION C Question 19 All governing documents, the conflict of interest policy, the record retention and destruction policy and the financial statements are stored in the main office. The organization will provide copies upon request in a timely manner. FORM 990, PART XII, LINE 2B, ORGANIZATION'S FINANCIAL STATEMENTS THE ORGANIZATION'S FINANCIAL STATEMENTS WERE AUDITED AS PART OF A CONSOLIDATED AUDITED FINANCIAL STATEMENT. FORM 990, PART XII, Line 2C, Financial Statements and Reporting The organization has an audit and compliance committee that has responsibility for oversight of the audit, review and compilation of its financial statements and selection of an independent accountant. HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ROBERT GROSSMAN TITLE:CHAIR HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:STEVEN M SAFYER TITLE:CHAIR-ELECT HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ALAN D. AVILES TITLE:VICE CHAIR HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ELI S FELDMAN TITLE:VICE CHAIR HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JAMES KASKIE TITLE:VICE CHAIR HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:LOUIS A SHAPIRO TITLE:SECRETARY HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ALLAN E ATZROTT TITLE:TREASURER HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:WENDY GOLDSTEIN TITLE:ASSISTANT TREASURER HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:STEVEN J CORWIN TITLE:ASSISTANT SECRETARY HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:PAMELA S BRIER TITLE:IMMEDIATE PAST CHAIR HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:LINDA BRADY TITLE:PAST CHAIR HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:GARY S HORAN TITLE:PAST CHAIR HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:KENNETH DAVIS TITLE:PAST CHAIR HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MICHAEL DOWLING TITLE:PAST CHAIR HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:STANLEY BREZENOFF TITLE:PAST CHAIR HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:MARK MUNDY TITLE:PAST CHAIR HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:JOHN GUNN TITLE:PAST CHAIR HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:ROBERT S. SHAPIRO TITLE:CHAIR, GNYHA AUDIT,FINANCE HOURS:1 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:GAIL DONOVAN TITLE:DIRECTOR HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:AUDREY WEINER TITLE:DIRECTOR HOURS: HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:KENNETH E RASKE TITLE:PRESIDENT HOURS:32 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:LEE H.PERLMAN TITLE:EVP,CFO HOURS:34 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:DAVID C. RICH TITLE:EVP,GOVN'T AFFAIR HOURS:25 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:SUSAN C WALTMAN TITLE:EVP,GENERAL COUNSEL HOURS:32 HOURS DEVOTED FOR RELATED ORGANIZATION FORM 990 PART VII NAME:KAREN S. HELLER TITLE:EVP,EXECUTIVE DIRECTOR HOURS:32 Greater New York Hospital Foundation Inc 555 West 57th Street Suite 1500 New York NY 10019 132954140 Health Care NY 501 (c)(3) 7 GNYHA true GNYHA ALTERNATE CARE PURCHASING CORP 555 West 57th Street NEW YORK NY 10019 133725902 Health Care NY GNYHA Ventures C CORP 14567555 12696523 1.00000 GNYHA MANAGEMENT CORP 555 West 57th Street NEW YORK NY 10019 133636375 Adminstration NY GNYHA C CORP 6219660 45365757 1.00000 GNYHA SERVICES INC 555 West 57th Street NEW YORK NY 10019 132955551 Health Care NY GNYHA Ventures C CORP 38673342 19025082 1.00000 GNYHA VENTURES INC 555 West 57th Street NEW YORK NY 10019 133465616 Health Care NY GNYHA Mgnt Corp C CORP 634769 85823 1.00000 GNYHA STREAMING PRODUCTIONS INC 555 West 57th Street NEW YORK NY 10019 061626132 Media Technology DE GNYHA Ventures C CORP 66229 121067 1.00000 NEXERA INC 555 West 57th Street NEW YORK NY 10019 133465618 Health Care NY GNYHA Ventures C CORP 23690311 3357586 1.00000 HAPPTIQUE INC 555 West 57th Street NEW YORK NY 10019 273915406 Media Technology NY GNYHA Ventures C CORP 0 40378 1.00000 false false false false false false false false false false false true true true false false false false GNYHA Management Corporation L 3510608 FMV GNYHA Management Corporation M 101184 FMV GNYHA Management Corporation N 294732 FMV SCHEDULE R, PART IV Sch R part VII Supplemental Information The related organizations' total gross receipts are comprised of the following: GNYHA Alternate Care Purchasing Corp $28,941,897 * GNYHA Management Corp 6,219,660 GNYHA Services Inc. 38,673,342 GNYHA Ventures Inc. 634,769 GNYHA Streaming Productions Inc. 66,229 Nexera Inc. 23,690,311 Happtique Inc - Total Gross Receipts $98,226,208 *The above amount includes our ownership percentage of gross income from investments whereas Schedule R section(f) includes net income from investments in partnerships.