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0 733982 1542803 754001 2275504 1989076 7295366 1288680 0 0 0 249372 1039308 0 0 8334674 0 0 0 0 0 0 733982 7600692 1542803 754001 2275504 1989076 1039308 THOMAS I UNTERBERG MARY DEBARE ANDREW ARNO X INTERNATIONAL WOMEN'S HEALTH 333 SEVENTH AVENUE NEW YORK NY 10001 NO INDIVIDUALS 501(C)3 CHARITABLE 2450 YMCA 101 N WACKER DRIVE CHICAGO IL 60606 NO INDIVIDUALS 501(C)3 CHARITABLE 5000 GRAND STREET SETTLEMENT 294 DELANCEY STREET NEW YORK NY 10002 NO INDIVIDUALS 501(C)3 CHARITABLE 152500 PLANNED PARENTHOOD OF NYC (PPNYC) 434 WEST 33RD STREET NEW YORK NY 10001 NO INDIVIDUALS 501(C)3 CHARITABLE 15000 CIVILIAN CONSERVATION CORP LEGACY(CCC) PO BOX 341 EDINBURG VA 22824 NO INDIVIDUALS 501(C)3 CHARITABLE 10000 TWO RIVER THEATER COMPANY 21 BRIDGE AVENUE RED BANK NJ 07701 NO INDIVIDUALS 501(C)3 CHARITABLE 125400 VNACARE NETWORK(VNACN) 5 FEDERAL ST DANVERS MA 01923 NO INDIVIDUALS 501(C)3 CHARITABLE 1000 LINCOLN CENTER THEATER 70 LINCOLN CENTER PLAZA NEW YORK NY 10023 NO INDIVIDUALS 501(C)3 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YORK NY 10023 62500 X 2 THOMAS I UNTERBERG 49 EAST 67TH STREET NEW YORK NY 10021 124550 X 3 THOMAS I UNTERBERG 49 EAST 67TH STREET NEW YORK NY 10021 124950 X 4 THOMAS I UNTERBERG 49 EAST 67TH STREET NEW YORK NY 10021 126550 X 5 THOMAS I UNTERBERG 49 EAST 67TH STREET NEW YORK NY 10021 128150 X 6 THOMAS I UNTERBERG 49 EAST 67TH STREET NEW YORK NY 10021 129900 X 7 THOMAS I UNTERBERG 49 EAST 67TH STREET NEW YORK NY 10021 129050 X 8 THOMAS I UNTERBERG 49 EAST 67TH STREET NEW YORK NY 10021 130950 X 9 THOMAS I UNTERBERG 49 EAST 67TH STREET NEW YORK NY 10021 130650 X 10 THOMAS I UNTERBERG 49 EAST 67TH STREET NEW YORK NY 10021 129600 X 11 THOMAS I UNTERBERG 49 EAST 67TH STREET NEW YORK NY 10021 129800 X 12 THOMAS I UNTERBERG 49 EAST 67TH STREET NEW YORK NY 10021 282655 X 2 10,000 SHARES AES CORP. 124550 2011-01-03 3 10,000 SHARES AES CORP. 124950 2011-01-04 4 10,000 SHARES AES CORP. 126550 2011-01-05 5 10,000 SHARES AES CORP. 128150 2011-01-06 6 10,000 SHARES AES CORP. 129900 2011-01-07 7 10,000 SHARES AES CORP. 129050 2011-01-10 8 10,000 SHARES AES CORP. 130950 2011-01-11 9 10,000 SHARES AES CORP. 130650 2011-01-12 10 10,000 SHARES AES CORP. 129600 2011-01-13 11 10,000 SHARES AES CORP. 129800 2011-01-14 12 24,430 SHARES AES CORP. 282655 2011-12-19 MARKS PANETH & SHRON LLP 8500 4250 4250 STOCKS(SEE SCHEDULE ATTACHED) 0 0 221 SHS. AES CORP. 4784 2617 3,352 SHS. ELECTRONICS FOR IMAGING INC. 82262 47766 20 SHS. INFINITY ENERGY RESOURCES INC. 229 32 22,790 SHS. STORAGE ENGINE 6% PFD 33276 22790 100 SHS. BLUE PUMPKIN ESCROW DUE 3/3/06 10066 100 750 SHS. DIGITAL RIVER INC. 7808 750 300 SHS. DIGITAL RIVER INC. 2902 300 125,000 SHS. ECCS INC. CONV CUML SER A 6% PFD 216722 125000 34,800 SHS. PREDICTIVE NETWORKS INC. 103669 34800 23,372 SHS. SCENT DETECTION TECHNOLOGIES LTD 150000 23372 217,842 SHS. CLUB ONE INC. PFD SER C 1089209 217842 20,000 SHS. PD-LD INC. 168000 20000 4,000 SHS. NYLX INC. 8% SER. A PFD 200000 4000 14,286 SHS. OBERON MEDIA INC. JUNIOR PFD 100000 14286 23,663 SHS. OBERON MEDIA INC. JUNIOR PFD 243956 23663 34,168 SHS. CONNER TECHNOLOGY PUBLIC LTD 125000 34168 TAMAR TECHNOLOGY INVESTORS LP AT COST 0 0 UNTERBERG TECHNOLOGY PARTNERS LP AT COST 1724911 1724911 76,580.5920 SHARES JHANCOCK FLOATING RATE FMV 733003 699181 11,032.47 SHARES JPMORGAN CORE BOND SLCT FMV 126780 130514 GRAHAM GLOBAL INVESTMENT FUND II LTD FMV 300000 243532 SOUTHPAW CREDIT OPP PRTNERS LTD FMV 500000 487150 AMICI INTERNATIONAL LTD FMV 500000 479113 UNREALIZED GAIN (LOSS) FROM PARTNERSHIPS 488959 INVESTMENT EXPENSES 46996 46996 0 ADVISORY FEES 44235 44235 0 FEDERAL EXCISE TAX 30000 0 0 FOREIGN TAX PAID 192 0 0