2013-11-15T15:03:34-06:00 2012-12-31 351476702 BRADY WARE & SCHOENFELD INC ONE SOUTH MAIN STREET SUITE 600 DAYTON OH 454022088 990 2012-01-01 310537112 GOODWILL EASTER SEALS MIAMI VALLEY GOOD 9374614800 1511 KUNTZ ROAD DAYTON OH 45404 AMY LUTTRELL 9374614800 2013-11-12 1 MARY T COLEGATE P00197566 9372235247 2013-11-08 2012 2016-03-07 17:11:31Z AMY LUTTRELL 1511 KUNTZ RD DAYTON OH 45404 46793240 0 X GESMV.ORG X 1934 OH EMPOWER PEOPLE WITH DISABILITIES AND OTHER NEEDS TO ACHIEVE INDEPENDENCE AND ENHANCE THEIR LIVES. 26 26 2106 1127 0 0 4497272 5982952 33842907 37908232 -6808 96875 873521 500998 39206892 44489057 151266 131578 0 0 24972739 26172341 24000 24000 472915 10906365 11337715 36054370 37665634 3152522 6823423 43107621 50310057 17501954 17290049 25605667 33020008 X GOODWILL EASTER SEALS MIAMI VALLEY IS A NOT-FOR-PROFIT ORGANIZATION THAT HAS A STATED MISSION TO EMPOWER PEOPLE WITH DISABILITIES AND OTHER NEEDS TO ACHIEVE INDEPENDENCE AND ENHANCE THEIR LIVES. SERVICES ARE PROVIDED IN PORTIONS OF 23 COUNTIES IN WEST CENTRAL OHIO. GOODWILL EASTER SEALS MIAMI VALLEY IS AN INCORPORATED ENTITY AND IS EXEMPT UNDER THE PROVISIONS OF SECTION 501 (C) (3) OF THE INTERNAL REVENUE CODE.THE FINANCIAL INFORMATION INCLUDED IN THIS FORM 990 INCLUDES THE ACTIVITIES FOR THE 2012 CALENDAR YEAR. 0 0 27928919 8002814 EMPLOYMENT SERVICES -THESE PROGRAMS PROVIDE OPPORTUNITIES FOR THOSE THAT ARE DISABLED OR ECONOMICALLY DISADVANTAGED TO OBTAIN MEANINGFUL AND GAINFUL EMPLOYMENT. THE SERVICES INCLUDE EVALUATING EMPLOYMENT SKILLS, ESTABLISHING VIABLE CAREER GOALS, LEARNING MARKETABLE WORK BEHAVIORS AND VALUES, AND TECHNICAL SKILLS AND OBTAINING PLACEMENT AND RETENTION SERVICES. GOODWILL EASTER SEALS EMPLOYED 490 EMPLOYEES WITH DISABILITIES AT DECEMBER 31, 2012. 7,737 PERSONS SERVED IN 2012. 532082 234189 CHILDREN AND YOUTH SERVICES -CHILDREN AND YOUTH SERVICES ENABLE CHILDREN OF ALL AGES TO ACHIEVE THEIR FULL DEVELOPMENT, EDUCATIONAL AND CAREER POTENTIAL. FAMILIES WITH INFANTS, CHILDREN OR YOUTH RECEIVE SUPPORT SERVICES THAT HELP THEIR CHILDREN LEARN AND DEVELOP IN SAFE, HEALTHY AND ENRICHING ENVIRONMENTS. SERVICES INCLUDE EARLY IDENTIFICATION OF DEVELOPMENTAL DISABILITIES, INCLUSIVE CHILDCARE, YOUTH RECREATION GROUPS, DONATION AND SET-UP OF CLASSROOM COMPUTERS AND YOUTH EMPLOYMENT TRAINING AS WELL AS PROVIDING CAR SEATS TO PARENTS OF YOUNG CHILDREN WITH INSTRUCTION AS TO PROPER USE. 2,902 PERSONS SERVED IN 2012. 1320084 1241589 SENIOR SERVICES -SENIOR SERVICES PROVIDES OLDER ADULTS AND THEIR FAMILIES THE OPPORTUNITY TO LIVE MORE INDEPENDENTLY. SENIORS WHO ARE AT RISK OF BECOMING ISOLATED, INJURED OR FORGOTTEN CAN PARTICIPATE AND/OR OBTAIN SERVICES SUCH AS DAILY RECREATIONAL PROGRAMS, FACILITY AND HOME BASED MEDICAL CARE, PERSONAL AND HOMEMAKER ASSISTANCE, ADAPTIVE EQUIPMENT, ONGOING COMMUNICATION AND SUPPORT AND TRANSPORTATION SERVICES THAT ENABLE THEM TO REMAIN SAFE IN THEIR HOMES AND INDEPENDENT OF INSTITUTIONAL CARE. 1,423 PERSONS SEREVED IN 2012. 1999547 2465200 MRDD SERVICES -MRDD SERVICES PROVIDES A VARIETY OF SERVICES TO INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES. THE PROGRAMS INCLUDE SUPPORTED EMPLOYMENT EXPERIENCE, PERSONAL AND HOMEMAKER SERVICES, AND ADULT DAY SUPPORT. THROUGH THE USE OF SUPPORT AND RECREATIONAL SERVICES, ADAPTIVE EQUIPMENT AND TECHNOLOGY, TRANSPORTATION AND COMMUNICATION SERVICES, INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES AND THEIR FAMILIES ARE ABLE TO LEAD FULFILLING AND DIGNIFIED LIVES. 97 PERSONS SERVED IN 2012. 1999547 2465200 31780632 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 665 0 2106 1 0 0 0 0 0 1 1 0 0 0 1 0 X 26 26 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 OH X X X LEO DUGDALE 9374614800 1511 KUNTZ ROAD DAYTON OH 45404 DWIGHT T JOHNSON 1.00 X X 0 0 0 MARK E SCHUTTER 1.00 X X 0 0 0 J MICHAEL HERR 1.00 X X 0 0 0 GEORGE KLING 1.00 X 0 0 0 ROBERT J BLOMMEL 1.00 X 0 0 0 CRAIG A COY 1.00 X 0 0 0 WILLIAM D DUNCAN 1.00 X 0 0 0 J NORMAN ECKSTEIN 1.00 X 0 0 0 PHONDA GAMBLE 1.00 X 0 0 0 D WARD ALLEN 1.00 X 0 0 0 PHILIP G CHICK 1.00 X 0 0 0 ANDREW S FARLEY 1.00 X 0 0 0 CRAIG JENNINGS 1.00 X 0 0 0 BARBARA A JOHNSON 1.00 X 0 0 0 RAJ KEJRIWAL 1.00 X 0 0 0 C MARK KINGSEED 1.00 X 0 0 0 ANN E KNERR 1.00 X 0 0 0 DANIEL A MARION JR 1.00 X 0 0 0 MICHAEL L MARSH 1.00 X 0 0 0 BRYCE W NICKEL 1.00 X 0 0 0 ROBERT F RAGGIO 1.00 X 0 0 0 JEFF M REID 1.00 X 0 0 0 FREDERICK SETZER JR 1.00 X 0 0 0 L TARLTON THOMAS III 1.00 X 0 0 0 TERRY VUKCEVIC 1.00 X 0 0 0 MICHAEL WATTS MD 1.00 X 0 0 0 AMY LUTTRELL 40.00 X 248960 0 13847 LANCE DETRICK 40.00 X 193522 0 16940 LEO DUGDALE 40.00 X 137929 0 15771 ROBERT S PAWLAK 40.00 X 152251 0 573 STEVE GOUBEAUX 40.00 X 143941 0 15222 MATTHEW ARNTZ 40.00 X 136022 0 4071 STEVE WESSELER 40.00 X 118035 0 11450 1130660 0 77874 7 0 1 0 0 7439 2461505 3514008 5982952 THRIFT STORE SALES 453310 25964440 25964440 VOCATIONAL REHABILITATION 624310 4230862 4230862 GOVERNMENT CONTRACTS 624310 2658864 2658864 MRDD SERVICES 624100 2465200 2465200 SENIOR SERVICES 624100 1241589 1241589 1347277 1347277 37908232 4489 4489 1198865 114681 1136985 84175 61880 30506 92386 30506 61880 1547305 1083023 464282 464282 DISCOUNTS TAKEN 900099 35403 35403 MISCELLANEOUS REVENUE 900099 1313 1313 36716 44489057 12011014 0 26495091 131578 131578 779894 756215 23679 20992142 18642914 2164816 184412 166415 118273 43116 5026 2174006 1884973 273029 16004 2059884 1822310 220977 16597 142513 142513 260068 46101 213967 24000 24000 1421028 1011843 313884 95301 324201 306500 16408 1293 1661089 1481515 165455 14119 3050145 2692471 350176 7498 80067 14466 61881 3720 376993 347802 -23424 52615 1667185 1477096 188192 1897 TRANSPORTATION 1481579 1398746 79076 3757 MEMBERSHIP DUES 325870 95317 229808 745 EQUIPMENT MAINTENANCE A 319232 238371 75334 5527 PRINTING AND PUBLISHING 164534 81178 66748 16608 63211 -10822 73916 117 37665634 31780632 5412087 472915 2015008 4198848 531859 1045416 848380 1314929 3098958 4016572 79367 1960373 1715474 583375 710408 42211236 14309786 25726604 27901450 515773 435481 7273053 8479077 190070 184716 284801 307686 43107621 50310057 3794420 4743930 75425 22470 13509049 12424014 123060 99635 17501954 17290049 X 23062503 27809092 2543164 5210916 25605667 33020008 43107621 50310057 6823423 590918 0 X 0 1 X 1 1 1 X 2108963 3643343 3232911 4497272 5982952 19465441 2108963 3643343 3232911 4497272 5982952 19465441 450623 19014818 256101 136433 66880 11419 4489 475322 12951 20438 14999 21025 36716 106129 20046892 0.94850 0.89650 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 187 0 0 187 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: PART II-B, LINE 1(G) OUR MISSION IS TO EMPOWER PEOPLE WITH DISABILITIES AND OTHER NEEDS TO ACHIEVE INDEPENDENCE AND ENHANCE THEIR LIVES. AS PART OF OUR AFFILIATION WITH NATIONAL EASTER SEALS AND IN CONJUNCTION WITH NISH, OUR STAFF PARTICIPATES IN MEETINGS WITH ELECTED OFFICIALS AND THEIR STAFF IN ORDER TO EDUCATE AND/OR INFLUENCE ELECTED OFFICIALS IN LEGISLATION AFFECTING OUR CONSTITUENTS. OUR EXPENSES IN SUPPORT OF THIS EFFORT WOULD CONSIST OF STAFF TIME AND OUT OF POCKET EXPENSES FOR TRAVEL. 5769362 606144 18946 6356560 5779658 4381 14677 5769362 5199757 592554 12643 5779658 4397113 818842 16198 5199757 5920923 -1505346 18464 4397113 0.88240 0.11760 1 0 8153569 8153569 19050299 5381735 13668564 940804 718148 222656 10360785 8209903 2150882 3705779 3705779 27901450 MUTUAL FUNDS 4384115 F FIXED INCOME CD'S 859314 F FIXED INCOME MUTUAL FUNDS 3235648 F 8479077 OBLIGATION UNDER INTEREST RATE SWAP 99635 99635 X DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE AGENCY USES A PORTION OF THE ENDOWMENT FUND APPRECIATION TO FUND NEEDY SOCIAL PROGRAMS THAT MAY NOT HAVE A FUNDING SOURCE. THESE FUNDS PROVIDE A NET ASSET BASE WHICH ENHANCES THE CREDIT WORTHINESS OF THE AGENCY. THE ENDOWMENT FUND ALSO PROVIDES STABILITY TO THE AGENCY IN THE EVENT OF ECONOMIC DOWNTURN. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES - BASED ON ITS REVIEW, MANAGEMENT DOES NOT BELIEVE THE ORGANIZATION HAS TAKEN ANY MATERIAL UNCERTAIN TAX POSITIONS, INCLUDING ANY POSITION THAT WOULD PLACE THE ORGANIZATIONS EXEMPT STATUS IN JEOPARDY AS OF DECEMBER 31, 2012. THE FEDERAL TAX RETURNS OF THE CORPORATION FOR 2009, 2010, AND 2011 ARE SUBJECT TO EXAMINATION BY TAXING AUTHORITIES, GENERALLY FOR THREE YEARS AFTER THEIR FILING DATE. X X X X 1 LORING STERNBERG & ASSOCIATES 7557 HOOVER RD INDIANAPOLIS IN 46260 CAPITAL CAMPAIGN CONSULTING 0 2689583 24000 2665583 2689583 24000 2665583 OH 0 CAR SAFETY SEAT PROGRAM FOR KIDS 478 26395 BOOK VALUE CAR SEATS COATS FOR KIDS 3000 2325 BOOK VALUE COATS TRANSPORTATION ASSISTANCE 517 7830 BOOK VALUE TOKENS & PASSES LOW VISION AIDS 67 47113 BOOK VALUE VISION AIDS OCCUPANCY ASSISTANCE, HOME CHOICE 118 26889 BOOK VALUE FURNITURE, BEDS, BEDDING EMERGENCY & OTHER 37 21026 FMV MISCELLANEOUS GRANTS AND ASSISTANCE THE AGENCY DETERMINES NEED AND TRAINS RECIPIENTS IN THE USE OF CAR SAFETY SEATS PROVIDED TO CHILDREN. THE TRANSPORTATION ASSISTANCE AND COATS FOR KIDS GRANTS ARE PROVIDED AS NEEDED. VISION AIDS ARE PROVIDED TO NEEDY INDIVIDUALS WHO HAVE A PERSONAL CRISIS OR A SPECIFIC NEED RELATED TO EMPLOYMENT. OCCUPANCY ASSISTANCE ALLOWS INDIVIDUALS TO REMAIN IN THEIR HOME IN THE EVENT OF A TEMPORARY CRISIS THAT CANNOT BE HANDLED FINANCIALLY. THIS INCLUDES PROVIDING FURNITURE, BEDS, OR BEDDING DUE TO A FIRE, ACCIDENT, DEATH IN THE FAMILY, ETC. X X X 0 0 0 0 0 0 0 0 0 AMY LUTTRELL 216000 0 32960 0 0 0 0 0 13847 0 262807 0 0 0 LANCE DETRICK 179574 0 13948 0 0 0 0 0 16940 0 210462 0 0 0 LEO DUGDALE 130337 0 7592 0 0 0 0 0 15771 0 153700 0 0 0 ROBERT S PAWLAK 143941 0 8310 0 0 0 0 0 573 0 152824 0 0 0 STEVE GOUBEAUX 139669 0 4272 0 0 0 0 0 15222 0 159163 0 0 0 A STATE OF OHIO ECONOMIC DEVELOPMENT REVENUE BOND - PNC (NATIONAL CITY BANK) 2003-07-01 7320000 TAX EXEMPT BONDS 2003 - CONSTRUCTION 0 0 0 B STATE OF OHIO ECONOMIC DEVELOPMENT REVENUE BOND - PNC (NATIONAL CITY BANK) 2005-12-01 4324395 TAX EXEMPT BONDS 2005 - CONSTRUCTION 0 0 0 C DAYTON-MONTGOMERY COUNTY PORT AUTHORITY 2010-05-11 4065000 TAX EXEMPT BONDS 2010 - CONSTRUCTION 0 0 0 A 1235000 7320000 110840 7209160 2003 0 0 1 1 B 1237381 4324395 56670 4267725 2005 0 0 1 1 C 813000 4065000 118826 3946174 2010 0 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 A 0 0 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 C 0 0 0 0 1 1 PNC BANK 5.000000000000 0 0 0 0 0 MICHAEL HERR BOARD OF TRUSTEES 128039 A PRINCIPAL OF THOMPSON HINE ACTS AS GENERAL COUNSEL. 0 NORMAN ECKSTEIN BOARD OF TRUSTEES 42000 A PRINCIPAL AT BROWER IS A BROKER FOR THE ORGANIZATION'S GROUP HEALTH INSURANCE. 0 CHARLES LANDREVILLE FORMER BOARD OF TRUSTEES 41019 A PRINCIPAL OF GLOBAL ENVIRONMENT, WHICH IS A CUSTOMER OF THE ORGANIZATION, WAS A FORMER TRUSTEE OF THE ORGANIZATION. 0 MICHAEL MARSH BOARD OF TRUSTEES INDIVIDUAL IS A PRINCIPAL FOR A CUSTOMER OF GOODWILL EASTER SEALS MIAMI VALLEY 0 X RESALE VALUE X RESALE VALUE X 1071 RESALE VALUE X 14 RESALE VALUE 0 1 0 NON REPORTING OF REVENUE: PART I, LINE 33: THE AGENCY EMPLOYS PERSONS WITH DISABILITIES TO WORK IN THEIR RETAIL THRIFT STORES. THE STORE REVENUES, WHICH INCLUDES THE RESALE OF DONATED ITEMS, ARE REPORTED UNDER PROGRAM SERVICE REVENUE ON PAGE 9 OF THE FORM 990 AS THE AGENCY CONSIDERS THE PROGRAMS AND SERVICES PROVIDED IN THE RETAIL THRIFT STORES AN IMPORTANT ELEMENT OF ITS MISSION SERVICES AND AN INTEGRAL PART OF ITS EXEMPT PURPOSE. FORM 990, PART VI, SECTION A, LINE 2 GEORGE E. KLING, TRUSTEE HAD A BUSINESS RELATIONSHIP WITH J. NORMAN ECKSTEIN, TRUSTEE. ROBERT J. BLOMMEL, TRUSTEE HAD A BUSINESS RELATIONSHIP WITH MARK E. SCHUTTER, CRAIG JENNINGS, AND ROBERT F. RAGGIO, TRUSTEES AND AMY LUTTRELL, PRESIDENT. WILLIAM DUNCAN, TRUSTEE HAS A BUSINESS RELATIONSHIP WITH AMY LUTTRELL, PRESIDENT. FORM 990, PART VI, SECTION A, LINE 4 GOODWILL EASTER SEALS MIAMI VALLEY HAS UPDATED ITS CODE OF REGULATION EFFECTIVE MARCH, 2012. THE CHANGES INCLUDE A CHANGE IN THE MAXIMUM NUMBER OF TRUSTEES, CLARIFICATION OF THE PROCESS FOR REMOVING A TRUSTEE FOR NON-ATTENDANCE, OUTLINING FURTHER DUTIES OF THE TRUSTEES AND COMMITTEES, AND FURTHER DEFINING THE ELECTION OF OFFICERS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS COMPILED BY THE OUTSIDE AUDITORS FROM THE AUDITED TRIAL BALANCE AND OTHER SUPPLEMENTAL SCHEDULES PREPARED BY INTERNAL FINANCE STAFF. THE CFO REVIEWS THE DRAFT 990 AND REVISES OR REWRITES AS NECESSARY. MANAGER AND PARTNER REVIEW FROM THE OUTSIDE AUDITORS WILL RESULT IN QUESTIONS AND OR REVISIONS. THE ADVANCE DRAFT IS REVIEWED BY THE CFO AND THE VICE PRESIDENT AND THE PRESIDENT. ANY NECESSARY MODIFICATIONS ARE MADE TO THE 990. THE FINAL DRAFT FROM THE AUDITORS WHICH HAS BEEN REVIEWED EXTENSIVELY BY SENIOR MANAGEMENT AS MENTIONED ABOVE IS THEN SENT TO THE MEMBERS OF THE AUDIT COMMITTEE. ANY QUESTIONS ARE RESPONDED TO AND ANY NECESSARY MODIFICATIONS ARE MADE. THE AUDIT COMMITTEE, UPON BEING SATISFIED BY THEIR REVIEW, RECOMMENDS THAT THE 990 CAN BE FILED. A COPY OF THE 990 IS PROVIDED TO THE FULL BOARD BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EACH BOARD MEMBER IS REQUIRED TO FILL OUT A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. THESE QUESTIONNAIRES ARE REVIEWED BY THE EXECUTIVE COMMITTEE AND THE COMMITTEE WOULD RECOMMEND ANY ACTION THAT MIGHT BE NECESSARY. FORM 990, PART VI, SECTION B, LINE 15 ALL DISQUALIFIED INDIVIDUALS OF THE ORGANIZATION, WHICH IN 2012 CONSISTED OF AMY LUTTRELL, LANCE DETRICK, BOB PAWLAK AND LEO DUGDALE, HAVE THEIR COMPENSATION REVIEWED ANNUALLY BY THE EXECUTIVE COMMITTEE OF THE BOARD. COMPARABLE DATA FOR BASE COMPENSATION, BONUS AND FRINGE BENEFITS IS DEVELOPED BY MERCER CONSULTING AND MADE AVAILABLE TO THE BOARD. THE BOARD USES THIS DATA TO SET THE COMPENSATION OF THE PRESIDENT. THE PRESIDENT SETS THE COMPENSATION OF THE VICE PRESIDENTS AND THE CFO, WITH LIMITS APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD. THE EXECUTIVE COMMITTEE WILL ALWAYS ASK IF ANY MEMBERS HAVE A CONFLICT OF INTEREST WITH RESPECT TO APPROVING THE COMPENSATION OF THE DISQUALIFIED INDIVIDUALS. IF SO, THEY DO NOT VOTE. THE RESULTS OF THE REVIEW AND THE VOTING ARE DOCUMENTED IN THE MINUTES. FORM 990, PART VI, SECTION C, LINE 19 ALTHOUGH THE 990 IS AVAILABLE TO THE PUBLIC, CONFLICT OF INTEREST AND FINANCIAL STATEMENTS ARE GENERALLY NOT MADE AVAILABLE TO THE PUBLIC ALTHOUGH SUMMARIZED FINANCIAL INFORMATION PREPARED FROM THE AUDITED FINANCIALS IS MADE AVAILABLE IN THE ANNUAL REPORT. RESOURCE SOLUTIONS LLC 1511 KUNTZ ROAD DAYTON OH 45404 020627284 EMPLOYS PERSONS WITH DISABILITIES, BUSINESS FULFILLMENT OH -11252 1196823 GOODWILL EASTER SEALS MIAMI VALLEY GOODWILL EMPLOYEE LEASING LLC 1511 KUNTZ ROAD DAYTON OH 45404 EMPLOYEE LEASING OH GOODWILL EASTER SEALS MIAMI VALLEY SUNRISE CENTER FOR ADULTS INC 1511 KUNTZ ROAD DAYTON OH 45404 311316371 ADULT DAY CARE FOR THE ELDERLY OR IMPAIRED OH 501(C)(3) 170(B)(1) (A)(IV) GOODWILL EASTER SEALS MIAMI VALLEY 0 TECHNOLOGY RESOURCE CENTER 1511 KUNTZ ROAD DAYTON OH 45404 311322415 SERVICES TO PEOPLE WITH DISABILITIES OH 501(C)(3) 170(B)(1) (A)(IV) GOODWILL EASTER SEALS MIAMI VALLEY 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0