2013-11-13T09:56:53-06:00 2012-12-31 611436956 NOVAK FRANCELLA LLC ONE PRESIDENTIAL BLVD SUITE 330 BALA CYNWYD PA 19004 990 2012-01-01 274862860 MIDWESTERN GOVERNORS ASSOCIATION MIDW 2023671112 2025 M STREET NW NO 800 WASHINGTON DC 20036 JESSE HEIER 2023671112 2013-11-13 1 LOUIS VERZELLA CPA P00360279 6106689400 2013-11-12 2012 2016-02-24 21:20:13Z JESSE HEIER 2025 M STREET NW NO 800 WASHINGTON DC 20036 476164 0 X WWW.MIDWESTERNGOVERNORS.ORG X 2011 DC MGA IS A BIPARTISAN ORGANIZATION THAT BRINGS TOGETHER GOVERNORS TO ADDRESS PUBLIC POLICY ISSUES OF SIGNIFICANCE TO THE REGION. 9 9 0 0 0 0 313902 190946 150000 262500 900 1535 7157 21183 471959 476164 0 0 0 0 0 0 0 0 0 572921 544540 572921 544540 -100962 -68376 795974 618664 136748 27814 659226 590850 X A NON-PROFIT,BIPARTISAN ORGANIZATION THAT BRINGS TOGETHER GOVERNORS AND THEIR STAFF TO ADDRESS PUBLIC POLICY ISSUES OF SIGNIFICANCE TO THE REGION. THE MGA PROVIDES GOVERNORS WITH THE OPPORTUNITY TO FOSTER REGIONAL DEVELOPMENT AND ATTAIN GREATER EFFICIENCY IN STATE ADMINISTRATION IT COORDINATES A REGIONAL AGENDA BEFORE CONGRESS AND THE FEDERAL GOVERNMENT AND FACILITATE THE EXCHANGE OF VIEWS AND EXPERIENCES ON SUBJECTS OF IMPORTANCE TO THE PEOPLE OF MIDWESTERN STATES. 0 0 91098 91098 JOYCE FOUNDATION GRANT WAS USED FOR MGA'S REGIONAL ENERGY POLICY INITIATIVES TO EXPAND DEPLOYMENT OF ENERGY EFFICIENCY AND CARBON CAPTURE AND TO ACCELERATE THE ENERGY SECTOR TRADE AND INVESTMENT IN THE MIDWEST. 99848 99848 THE DEPARTMENT OF ENERGY GRANT WAS USED TO DEVELOP AND REPORT ON ENERGY INFRASTRUCTURE ISSUES RELATING TO THE EXPANSION OF ELECTRIC TRANSMISSION CAPACITY AND THE PRODUCTION OF LOW COST ENERGY IN THE MIDWEST. 190946 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 6 0 0 0 0 0 0 0 0 0 0 X 9 9 0 1 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X SMITHBUCKLIN INC 2023671102 2025 M STREET SUITE 800 WASHINGTON DC 20036 X GOVERNOR PAT QUINN 1.00 X 0 0 0 GOVERNOR TERRY BRANSTAD 1.00 X 0 0 0 GOVERNOR SAM BROWNBACK 1.00 X 0 0 0 GOVERNOR RICK SNYDER 1.00 X 0 0 0 GOVERNOR MARK DAYTON 1.00 X 0 0 0 GOVERNOR JAY NIXON 1.00 X 0 0 0 GOVERNOR JOHN KASICH 1.00 X 0 0 0 GOVERNOR SCOTT WALKER 1.00 X 0 0 0 GOVERNOR MIKE PENCE 1.00 X 0 0 0 JESSE HEIER 40.00 X 0 0 0 0 0 0 0 0 0 0 SMITHBUCKLIN CORPORATION 2025 M STREET NW WASHINGTON DC 20036 MANAGEMENT SERVICE 292039 1 99848 91098 190946 PARTNERS PROGRAM 900099 232500 232500 MEMBERSHIP DUES 900099 30000 30000 262500 1535 1535 MISCELLANEOUS 900099 21183 21183 21183 476164 283683 0 1535 X 137971 137971 1982 1982 20000 20000 73206 73206 15646 15646 16173 16173 2701 2701 24135 24135 26780 26780 DOE GRANT 99848 99848 JOYCE FOUNDATION GRANT 91098 91098 MANAGEMENT AND HEADQUAR 35000 35000 544540 190946 353594 0 795874 370229 248435 100 0 795974 618664 38150 17814 98598 10000 136748 27814 X 659226 590850 659226 590850 795974 618664 -68376 0 X X 0 1 X 1 0 X 463902 453446 917348 463902 453446 917348 917348 900 1535 2435 7157 21183 28340 948123 0.96750 0.98300 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X 476164 0 476164 0 476164 544540 0 544540 0 544540 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: MANAGEMENT EVALUATED THE ASSOCIATION'S TAX POSITIONS AND CONCLUDED THAT THE ASSOCIATION HAD MAINTAINED ITS TAX EXEMPT STATUS AND HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. AT THE PRESENT TIME, THE ASSOCIATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE, OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2009. FORM 990, PART VI, SECTION A, LINE 3 SMITHBUCKLIN MAINTAINS THE BOOKS AND RECORDS OF THE ASSOCIATION. THEY ALSO PEFORM MANAGEMENT AND ADMINSTRATIVE FUNCTIONS FOR ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 6 THE ELIGIBLE MEMBERS OF THE MGA SHALL INCLUDE THE GOVERNORS OF THE STATES OF ILLINOIS, INDIANA, IOWA, KANSAS, MICHIGAN, MINNESOTA, MISSOURI, NEBRASKA, NORTH DAKOTA, OHIO, SOUTH DAKOTA AND WISCONSIN. FORM 990, PART VI, SECTION A, LINE 7A THE CHAIR HAS THE POWER TO APPOINT MEMBERS OF GOVERNORS'S COMMITTEES, TASK FORCES AND WORKING GROUPS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PROVIDED TO EXECUTIVE DIRECTOR OF THE ASSOCIATION BEFORE FILLING. FORM 990, PART VI, SECTION B, LINE 12C FOR EACH INTEREST DISCLOSED TO THE CHAIR OF THE BOARD OF GOVERNORS, THE CHAIR WILL DETERMINE WHETHER TO: (A) TAKE NO ACTION; (B) ASSURE FULL DISCLOSURE TO THE BOARD OF GOVERNORS AND OTHER INDIVIDUALS COVERED BY THIS POLICY; (C) ASK THE PERSON TO RECUSE FROM PARTICIPATION IN RELATED DISCUSSIONS OR DECISIONS WITHIN THE ASSOCIATION; OR (D) ASK THE PERSON TO RESIGN FROM HIS OR HER POSITION IN THE ASSOCIATION OR, IF THE PERSON REFUSES TO RESIGN, BECOME SUBJECT TO POSSIBLE REMOVAL IN ACCORDANCE WITH THE ASSOCIATION'S REMOVAL PROCEDURES. THE ASSOCIATION'S EXECUTIVE DIRECTOR AND CHIEF EMPLOYED FINANCE EXECUTIVE WILL MONITOR PROPOSED OR ONGOING TRANSACTIONS FOR CONFLICTS OF INTEREST AND DISCLOSE THEM TO THE CHAIR IN ORDER TO DEAL WITH POTENTIAL OR ACTUAL CONFLICTS, WHETHER DISCOVERED BEFORE OR AFTER THE TRANSACTION HAS OCCURRED. FORM 990, PART VI, SECTION C, LINE 19 THE ASSOCIATION MAKES ITS GOVERNING DOCUMENT, CONFLICTS OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILBLE TO THE PUBLIC UPON REQUEST. OTHER FEES FORM 990, PART IX, LINE 11G CONSULTANT: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 73,206. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 73,206. THE MGA EXECUTIVE DIRECTOR IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT AND FINANCIAL STATEMENTS