2013-11-08T16:06:19-06:00 2013-06-30 346565596 ERNST & YOUNG US LLP 75 BEATTIE PLACE SUITE 800 GREENVILLE SC 29601 990 2012-07-01 593238636 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION INC HLEE 8137454673 12902 MAGNOLIA DRIVE TAMPA FL 33612 Janene Culumber 8137451329 2013-11-08 0 EMILY STANCIL P00115650 8642425740 2012 2016-02-24 21:20:13Z ALAN F LIST MD 12902 MAGNOLIA DRIVE TAMPA FL 33612 89481797 0 X WWW.MOFFITT.ORG X 1994 FL TO RAISE, MAINTAIN AND HOLD FUNDS FOR THE BENEFIT OF H. LEE MOFFITT CC&RI, INC. AND ITS SUBS. 29 29 27 1 0 0 15558496 19618708 0 0 1320826 4902165 -142522 -165284 16736800 24355589 12498238 15559818 0 0 2314873 1981799 907027 1075169 3066288 1835494 1902039 17555632 20518825 -818832 3836764 96984019 108908458 5350811 6363275 91633208 102545183 X THE PRIMARY EXEMPT PURPOSE OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. IS TO RAISE, MAINTAIN AND HOLD FUNDS WHICH ARE PRIMARILY USED FOR THE BENEFIT OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. AND ITS SUBSIDIARIES IN ACCORDANCE WITH RESTRICTIONS, IF ANY, IMPOSED BY DONORS. 0 0 15765342 15559818 H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION, INC. ("MOFFITT FOUNDATION") WAS FOUNDED IN 1994 WITH THE SOLE PURPOSE OF SUPPORTING RESEARCH, PATIENT CARE AND EDUCATION AT H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE, INC. (MOFFITT INSTITUTE). IT IS A TAX-EXEMPT CHARITABLE ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AND IS AUTHORIZED TO ACCEPT CHARITABLE GIFTS ON BEHALF OF MOFFITT INSTITUTE. ALL CONTRIBUTIONS ARE TAX DEDUCTIBLE WITHIN THE LIMITS SET BY LAW. PHILANTHROPY IS CRITICAL TO THE MOFFITT MISSION - TO CONTRIBUTE TO THE PREVENTION AND CURE OF CANCER - AND PHILANTHROPIC DONATIONS ARE DISSEMINATED ACROSS A WIDE SPECTRUM OF MOFFITT PROGRAMS AND SERVICES.MOFFITT FOUNDATION SOLICITS AND WELCOMES FINANCIAL GIFTS FROM DONORS WHO WISH TO SUPPORT THE WORK OF THE CANCER CENTER. CHARITABLE GIFTS PROVIDE AN IMPORTANT SOURCE OF FUNDING FOR MOFFITT'S EFFORTS IN TREATING AND CURING CANCER. DONORS MAY RESTRICT THEIR GIFTS FOR USE IN A SPECIFIC AREA OF CANCER RESEARCH, PATIENT CARE OR COMMUNITY EDUCATION. GIFTS ALSO MAY BE DIRECTED FOR USE IN AN AREA OF GREATEST NEED.THE MONEY RAISED BY THE FOUNDATION IS DISTRIBUTED FOR SUCH THINGS AS THE PURCHASE OF ADVANCED TECHNOLOGICAL EQUIPMENT, SUPPORT FOR RESEARCH LABORATORIES AND SUPPLIES, CANCER EDUCATION AND OUTREACH, LODGING, BIOMEDICAL LIBRARY, HEALTH DISPARITIES, SURVIVORSHIP AND INTEGRATIVE MEDICINE PROGRAMS.IN FY13, MOFFITT FOUNDATION HAD FOUR FUNDRAISING EVENTS. THE TWO LARGEST FUNDRAISING EVENTS ARE AS FOLLOWS:THE MAGNOLIA BALL - THE MAGNOLIA BALL WAS HELD ON SATURDAY, APRIL 20, 2013, AT THE A LA CARTE EVENT PAVILION IN TAMPA, FLORIDA. MORE THAN 800 ATTENDEES ENJOYED THE EVENING'S EVENTS WHICH INCLUDED A SILENT AUCTION, LIVE AUCTION, REMARKS FROM MOFFITT LEADERSHIP, A CHALLENGE GIFT, AND ENDED WITH PRIVATE ENTERTAINMENT BY TRAIN. BARBARA AND LES RYALS WERE THE EVENT CHAIRS, AND NICK AND KAREN VALVANO WERE THE HONORARY CHAIRS. THE PRESENTING SPONSOR WAS SKANSKA USA BUILDING INC. PROCEEDS FROM THE EVENT HELP PROVIDE THE MOST ADVANCED TREATMENT OPTIONS AND SUPPORT SERVICES TO PATIENTS AND THEIR FAMILIES. SPONSORSHIP DOLLARS ALSO GO TO FUND THE MAGNOLIA LODGING PROGRAM, WHICH HOUSES OUR PATIENTS WHO NEED TO BE CLOSE TO THE CANCER CENTER DURING THEIR TREATMENT. SKANSKA MOFFITT CLASSIC - THE 2012 SKANSKA MOFFITT GOLF CLASSIC WAS HELD ON MONDAY, OCTOBER 15, 2012, AT OLD MEMORIAL GOLF CLUB IN TAMPA, FLORIDA. THERE WERE 88 GOLFERS THAT PARTICIPATED IN THE EVENT THAT RAISED MORE THAN $125,000 FOR CANCER RESEARCH AT MOFFITT CANCER CENTER. THE EVENT WAS HOSTED BY OLD MEMORIAL FOUNDING MEMBER, WILLIAM HARPER, AND THE PRESENTING SPONSOR OF THE EVENT WAS HARPER LIMBACH LLC. 15765342 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 11 0 1 27 1 0 0 0 0 0 1 1 0 0 0 0 X 29 29 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AK CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OK OR PA RI SC TN UT WV WI X X JANENE CULUMBER 8137451329 12902 MAGNOLIA DRIVE TAMPA FL 33612 X EDWARD C DROSTE 1.00 1.00 X X 0 0 0 PETER T KIRKWOOD ESQ 1.00 X X 0 0 0 BENJAMIN H HILL III ESQ 1.00 1.00 X X 0 0 0 JOSEPH CABALLERO 1.00 1.00 X X 0 0 0 KIERSTEN L ALLEN 1.00 X 0 0 0 ALFRED S AUSTIN 1.00 X 0 0 0 SUZETTE BERKMAN 1.00 X 0 0 0 RONALD J CAMPBELL 1.00 X 0 0 0 THE HONORABLE MONTEREY CAMPBELL 1.00 X 0 0 0 EILEEN SENA CURD 1.00 X 0 0 0 S KATHERINE FRASIER 1.00 X 0 0 0 RICHARD GONZMART 1.00 X 0 0 0 SHAY GRIESE 1.00 X 0 0 0 CINDY GRUDEN 1.00 X 0 0 0 TIMM HARMON 1.00 X 0 0 0 JACK HARRIS 1.00 X 0 0 0 M CLAYTON HOLLIS 1.00 X 0 0 0 JOHN KYNES 1.00 X 0 0 0 THE HONORABLE H LEE MOFFITT 1.00 4.00 X 0 0 0 JIM U MORRISON 1.00 X 0 0 0 CAROL MORSANI 1.00 X 0 0 0 PAMELA MUMA 1.00 X 0 0 0 JIM OVERTON 1.00 X 0 0 0 BARBARA RYALS 1.00 X 0 0 0 LANSING SCRIVEN 1.00 X 0 0 0 PATRICK SOBERS 1.00 X 0 0 0 JACK SPANGLER 1.00 X 0 0 0 DONALD W WALLACE 1.00 X 0 0 0 JULIE WOOLEY 1.00 X 0 0 0 WILLIAM S DALTON MD 1.00 54.00 X 0 1082849 44981 ALAN LIST 6.00 49.00 X 0 725502 45390 LOUIS D DE LA PARTE 4.00 51.00 X 0 490687 40001 JOHN A KOLOSKY 4.00 51.00 X 0 654465 45876 JANENE J CULUMBER 4.00 51.00 X 0 398066 34768 SUSAN STERN 55.00 X 212480 0 36905 CYNTHIA MCGIRK 55.00 X 105540 0 1843 DEAN R HEAD 0.00 55.00 X 0 210225 24155 MARK F HULSE 0.00 55.00 X 0 314124 39989 YVETTE M LYONS TREMONTI 0.00 55.00 X 0 351262 50456 W J WILSON 0.00 55.00 X 0 255407 30803 318020 4482587 395167 2 1 1 0 DELOITTE CONSULTING LLP 4022 SELLS DRIVE HERMITAGE TN 37076 TOTAL CANCER CARE PROJECT 1108129 TRUE SENSE MARKETING 155 COMMERCE DR FREEDOM PA 15042 FUNDRAISING SERVICES 629558 HARRIS CONNECT LLC 1400-A CROSSWAYS BLVD CHESAPEAKE VA 23320 FUNDRAISING SERVICES 331399 3 2259998 17358710 129613 19618708 1494733 1494733 67937728 64530296 3407432 3407432 3407432 426735 2259998 595912 -169177 -169177 LITIGATION PROCEEDS 900099 3893 3893 3893 24355589 0 0 4736881 15559818 15559818 304603 30460 76151 197992 1354639 28877 548923 776839 83425 2908 31088 49429 123885 2254 83311 38320 115247 3861 45767 65619 27561 14484 13077 12499 12499 1075169 1075169 492603 492603 56922 20389 36533 20653 20653 84395 224 40213 43958 57986 57986 278815 8 278651 156 52269 6528 45741 297405 1056 276160 20189 2089 2089 ALLOC OF INTERCO EXP 0 72479 -441936 369457 FUNDRAISING EXPENSES 207348 207348 PURCHASED SERVICES 185062 63397 78382 43283 BAD DEBT EXPENSE 70500 70500 55932 43254 12678 20518825 15765342 1687195 3066288 777389 135892 9067768 13748977 1939 1642 502362 464041 70443 38321 85261428 93049949 1805052 1933677 96984019 108908458 361399 422284 4989412 5940991 5350811 6363275 X 35878497 41626288 42659865 47482467 13094846 13436428 91633208 102545183 96984019 108908458 X 3836764 7075211 X X 0 1 X 1 1 1 X 9462895 12227977 14975440 15558496 19618708 71843516 9462895 12227977 14975440 15558496 19618708 71843516 12246717 59596799 2180306 2039937 2219944 1048700 1494733 8983620 80827136 1668983 0.73730 0.78400 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 15226158 341582 2063522 99192 17532070 14785013 304883 232183 95921 15226158 12130727 321246 2396764 63724 14785013 9767019 1648112 786983 71387 12130727 10741370 264146 -1183648 54849 9767019 0.23000 0.77000 1 0 330262 292582 37680 172100 171459 641 38321 DUE TO RELATED ORGANIZATIONS 5118693 CHARITABLE GIFT ANNUITIES 822298 5940991 X Description of Intended Use of Endowment Funds: Part V, Line 4: MOFFITT FOUNDATION ENDOWMENT FUNDS PROVIDE FOR CURRENT AND FUTURE FUNDING NEEDS RELATED TO THE OPERATIONS OF MOFFITT INSTITUTE. Description of Uncertain Tax Positions Under FIN 48: Part X, Line 2: THE CANCER CENTER RECOGNIZES UNCERTAIN TAX POSITIONS WHEN IT IS MORE LIKELY THAN NOT (I.E., GREATER THAN 50% LIKELIHOOD OF RECEIVING BENEFIT) AND RECORDS THESE BENEFITS AT THE AMOUNT MOST LIKELY TO BE REALIZED ASSUMING A REVIEW BY TAX AUTHORITIES HAVING ALL RELEVANT INFORMATION AND APPLYING CURRENT CONVENTIONS. THE CANCER CENTER HAS NO SIGNIFICANT UNRECOGNIZED TAX BENEFITS AND DOES NOT BELIEVE THAT THERE WILL BE ANY MATERIAL CHANGES IN THE CANCER CENTER'S UNRECOGNIZED TAX POSITION OVER THE NEXT 12 MONTHS. X X X X X X 1 TRUE SENSE MARKETING 155 COMMERCE DR FREEDOM PA 15042 MAIL SOLICITATION 0 841940 573162 268778 HARRIS CONNECT LLC 1400-A CROSSWAYS BLVD CHESAPEAKE VA 23320 TELEPHONE SOLICITATION 0 462488 342271 120217 THE STELTER COMPANY 10435 NEW YORK AVE DES MOINES IA 50322 MULTICHANNEL SOLICITATION 0 5502 33736 -28234 BENTZ WHALEY FLESSNER & ASSOCIATES INC 7251 OHMS LANE MINNEAPOLIS MN 55439 STRATEGY 0 0 126000 -126000 1309930 1075169 234761 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY THE MAGNOLIA BALL 2345758 1965693 380065 90002 88613 313589 24503 GOLF TOURNAMENT 126400 100800 25600 20607 7383 5490 300 5942 2 214575 193505 21070 6156 23995 9332 2686733 2259998 426735 20607 103541 118098 313889 39777 595912 -169177 Explanation of Fundraising Payments Schedule G, Part I, Line 2b, Column (v) H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. HAS WRITTEN AGREEMENTS WITH OUR PROFESSIONAL FUNDRAISERS. THESE AGREEMENTS DISTINGUISH BETWEEN FEES FOR PROFESSIONAL FUNDRAISING SERVICES AND PAYMENTS OF FUNDRAISING EXPENSES. PAYMENTS OF FUNDRAISING EXPENSES TO HARRIS CONNECT,LLC, THE STELTER COMPANY, TRUE SENSE MARKETING AND BENTZ WHALEY FLESSNER AND ASSOCIATES, INC. WERE $13,091, $7,050, $166,756, AND $20,451, RESPECTIVELY. Schedule G, Part I, Line 2b, Column (iv): BENTZ WHALEY FLESSNER & ASSOCIATES, INC. IS HELPING H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. WITH PROGRAM ANALYSIS AND PROSPECT DEVELOPMENT FOR AN UPCOMING CAPITAL CAMPAIGN. SINCE THIS RELATES TO FUNDRAISING STRATEGY AND NOT DIRECT SOLICITATION, THERE ARE NO GROSS RECEIPTS LISTED. 1 H LEE MOFFITT CC&RI HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 501(c)(3) 1422014 431325 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501(c)(3) 9465751 3822100 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI LIFETIME CSC INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 501(c)(3) 418503 0 PHILANTHROPIC DISTRIBUTIONS 3 0 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: PHILANTHROPIC DISTRIBUTIONS ARE ONLY GIVEN TO RELATED 501(C)(3) ORGANIZATIONS. THE DISTRIBUTIONS FOLLOW A WRITTEN POLICY AND MUST BE IN COMPLIANCE WITH DONOR INTENT AS WELL AS THE MISSION OF THE CANCER CENTER. X 0 1 1 1 0 0 0 1 1 0 0 WILLIAM S DALTON MD 0 791684 0 250000 0 41165 0 28174 0 27352 0 1138375 0 0 ALAN LIST 0 625979 0 17944 0 81579 0 26125 0 26348 0 777975 0 0 LOUIS D DE LA PARTE 0 378469 0 0 0 112218 0 26125 0 20051 0 536863 0 0 JOHN A KOLOSKY 0 592480 0 0 0 61985 0 26125 0 21894 0 702484 0 0 JANENE J CULUMBER 0 359567 0 0 0 38499 0 20000 0 20621 0 438687 0 0 SUSAN STERN 203072 0 0 0 9408 0 17280 0 25393 0 255153 0 0 0 DEAN R HEAD 0 190761 0 14670 0 4794 0 16675 0 14688 0 241588 0 0 MARK F HULSE 0 273513 0 39201 0 1410 0 20000 0 26794 0 360918 0 0 YVETTE M LYONS TREMONTI 0 329226 0 0 0 22036 0 26125 0 30069 0 407456 0 0 W J WILSON 0 234642 0 20000 0 765 0 19872 0 15490 0 290769 0 0 Part I, Line 1b PAYMENTS MADE FOR SOCIAL DUES OR INITIATION FEES ARE APPROVED BY THE JOINT EXECUTIVE COMPENSATION AND BENEFITS COMMITTEE (JEC&BC). PAYMENTS ARE A FIXED AMOUNT BASED ON JOB CLASSIFICATION AND IS DOCUMENTED IN MINUTES OF THE COMMITTEE AND REPORTED BACK TO THE BOARD. Part I, Lines 4a-b CINDY MCGIRK RECEIVED $65,114.00 IN SEVERENCE PAYMENTS FROM THE FOUNDATION. THE FOLLOWING INDIVIDUALS PARTICIPATE IN A SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AND AMOUNTS LISTED ARE INCLUDED IN THEIR TOTAL COMPENSATION, RESPECTIVELY: YVETTE M. LYONS TREMONTI - $8032.95 JANENE J. CULUMBER - $8,330.90 LOUIS D. DE LA PARTE - $109,485.26 JOHN A. KOLOSKY - $33,589.68 Part I, Line 6 IN GENERAL, INCENTIVE COMPENSATION IS BASED ON MOFFITT'S ACHIEVEMENT AGAINST SPECIFIC ORGANIZATIONAL GOALS RELATED TO NET OPERATING INCOME AND ON DIVISION OR INDIVIDUAL GOALS. NET OPERATING INCOME MUST MEET OR EXCEED A CERTAIN THRESHOLD IN ORDER TO TRIGGER A PAYOUT FOR THE ORGANIZATIONAL GOAL COMPONENTS. Supplemental Information Part III Schedule J, Part I, Line 3: FOUNDATION'S CEO IS PAID BY A RELATED ORGANIZATION WHICH ESTABLISHES THE COMPENSATION OF THE CEO BY RELYING ON AN INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEYS OR STUDIES, AN EXECUTIVE COMPENSATION COMMITTEE, AND THE APPROVAL BY THE BOARD OR THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD. X 12 129613 SELLING PRICE X AUCTION ITEMS 126 0 0 0 1 1 Method for Determining Number of Contributors: Part I, Column (b): THE NUMBER OF CONTRIBUTORS REPORTED ON LINE 9 REPRESENTS THE NUMBER OF STOCK CONTRIBUTIONS, NOT THE NUMBER OF INDIVIDUAL SHARES RECEIVED. THE NUMBER OF CONTRIBUTORS REPORTED ON LINE 25 REPRESENTS THE NUMBER OF AUCTION ITEMS THAT WERE DONATED. Third Party Use: Part I, Line 32b: STOCK DONATIONS ARE SENT TO BANK OF AMERICA WHO HAS BEEN INSTRUCTED TO SELL THE STOCK WITHIN THREE WORKING DAYS. Non Reporting of Revenue: Part I, Line 33: MOST OF THE AUCTION ITEMS WERE DONATED FOR THE SILENT AUCTION AT THE MAGNOLIA BALL; THEREFORE, NO REVENUE WAS REPORTED. Form 990, Part VI, Section A, line 2 THE FOLLOWING DIRECTORS AND OFFICERS, THAT JOINTLY SERVE ON THE FOUNDATION AND A FOR-PROFIT RELATED ENTITY, QUALIFY AS HAVING A BUSINESS RELATIONSHIP. FOUNDATION & MOFFITT GENETICS CORPORATION: H. LEE MOFFITT - DIRECTOR WILLIAM S. DALTON - OFFICER LOUIS D. DE LA PARTE - OFFICER JANENE J. CULUMBER - OFFICER FOUNDATION & MOFFITT TECHNOLOGIES CORPORATION: WILLIAM S. DALTON - OFFICER ALAN LIST - OFFICER JOHN A. KOLOSKY - OFFICER LOUIS D. DE LA PARTE - OFFICER JANENE J. CULUMBER - OFFICER Form 990, Part VI, Section A, line 6 H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. IS THE SOLE MEMBER OF THE FOUNDATION. Form 990, Part VI, Section A, line 7a AS THE SOLE MEMBER OF THE FOUNDATION, H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. SHALL HAVE THE POWER TO APPROVE, DISAPPROVE OR REMOVE ANY MEMBER OF THE BOARD OF DIRECTORS OR OFFICER OF THE FOUNDATION. Form 990, Part VI, Section A, line 7b THE SOLE MEMBER OF THE CORPORATION SHALL HAVE THE FOLLOWING POWERS: A. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE ARTICLES OF INCORPORATION OF THE CORPORATION; B. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE BYLAWS OF THE CORPORATION; C. APPROVE, DISAPPROVE OR RECOMMEND THE SELECTION OF A QUALIFIED AUDIT FIRM AND THE ANNUAL OPERATING AND CAPITAL BUDGETS OF THE CORPORATION; D. EITHER APPROVE OR DISAPPROVE THE TRANSFER, SALE, LEASE OR DISPOSITION OF ANY ASSET OF THE CORPORATION IN EXCESS OF ONE HUNDRED THOUSAND DOLLARS ($100,000.00); E. APPROVE OR DISAPPROVE THE CONFERRING OF ANY LIEN OR SECURITY INTEREST IN ASSETS OF THE CORPORATION IN EXCESS OF FIVE HUNDRED THOUSAND DOLLARS ($500,000.00), WHETHER SAME SHALL BE IN CONNECTION WITH EITHER PUBLIC OR PRIVATE FINANCING, OR OTHERWISE; F. APPROVE OR DISAPPROVE ALL DONATIONS OR CHARITABLE CONTRIBUTIONS BY THE CORPORATION IN EXCESS OF TEN THOUSAND DOLLARS ($10,000.00) PER CONTRIBUTION OR ANNUAL CONTRIBUTION EXCEEDING TWENTY FIVE THOUSAND DOLLARS ($25,000.00) IN THE AGGREGATE; G. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION OF THE CORPORATION'S MISSION AND PHILOSOPHY STATEMENT; AND H. APPROVE OR DISAPPROVE CAPITAL EXPENDITURES BY THE CORPORATION IN EXCESS OF ONE HUNDRED THOUSAND DOLLARS ($100,000.00) PER EXPENDITURE OR TWO HUNDRED FIFTY THOUSAND DOLLARS ($250,000.00) IN THE AGGREGATE ANNUALLY. Form 990, Part VI, Section B, line 11 PRIOR TO PROVIDING FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, TO THE FOUNDATION BOARD OF DIRECTORS FOR REVIEW, THE CHIEF FINANCIAL OFFICER REVIEWS THE RETURN. SUGGESTED COMMENTS OR CHANGES ARE DISCUSSED AND ANY NECESSARY CORRECTIONS ARE MADE. PRIOR TO ELECTRONICALLY FILING FORM 990, MOFFITT FOUNDATION PROVIDES A COPY OF THE RETURN TO THE GOVERNING BODY, GIVING EACH BOARD MEMBER TIME TO REVIEW THE RETURN. BOARD MEMBERS HAVE THE OPPORTUNITY TO ASK QUESTIONS RELATED TO THE INFORMATION PROVIDED ON THE RETURN. Form 990, Part VI, Section B, line 12c ON AN ANNUAL BASIS A PRESENTATION IS MADE TO FOUNDATION BOARD MEMBERS TO REVIEW THE CONFLICT OF INTEREST POLICY AND PROCEDURES FOR DISCLOSING ANY POTENTIAL CONFLICTS. EACH DIRECTOR, OFFICER, COMMITTEE MEMBER, AND KEY EMPLOYEE SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ATTACHED TO THE POLICY. ANY DIRECTOR, OFFICER, COMMITTEE MEMBER, OR KEY EMPLOYEE WHO REASONABLY BELIEVES THAT HE OR SHE MAY HAVE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST DISCLOSE THE EXISTENCE OF AND THE MATERIAL FACTS OF THE NATURE OF HIS/HER INTEREST ON THE FORM. THE FORM IS SUBMITTED TO THE CORPORATE COMPLIANCE OFFICE, WHICH REVIEWS THE FORMS, GATHERS ADDITIONAL RELEVANT INFORMATION WHERE NECESSARY, AND PREPARES A SUMMARY OF THE DISCLOSURES TO BE REVIEWED BY THE CONFLICT OF INTEREST WORK GROUP. IF A DIRECTOR OR COMMITTEE MEMBER DISCLOSES THAT HE/SHE HAS A POTENTIAL CONFLICT OF INTEREST AT A BOARD OR COMMITTEE MEETING, SUCH DIRECTOR OR COMMITTEE MEMBER MUST DISCLOSE THE NATURE OF THE INTEREST AND ANY RELATED INFORMATION AND RESPOND TO QUESTIONS AS MAY BE REQUIRED BY THE REMAINING MEMBERS. BASED ON THE INFORMATION DISCLOSED, THE REMAINING BOARD MEMBERS WILL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. IF A CONFLICT EXISTS THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER AN ALTERNATIVE TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT IS EQUALLY ADVANTAGEOUS. IF AN ALTERNATIVE TRANSACTION IS NOT EQUALLY ADVANTAGEOUS THE DIRECTOR OR COMMITTEE MEMBER WHO IS THE SUBJECT OF THE CONFLICT SHALL NOT VOTE ON, NOR USE HIS/HER PERSONAL INFLUENCE ON, NOR PARTICIPATE IN DISCUSSIONS OR DELIBERATIONS WITH RESPECT TO THE TRANSACTION. Form 990, Part VI, Section B, line 15 MOFFITT'S BOARD OF DIRECTORS HAS AN ESTABLISHED SUB-COMMITTEE, THE JOINT EXECUTIVE COMPENSATION & BENEFITS COMMITTEE (JEC&BC) THAT IS MADE UP ENTIRELY OF INDEPENDENT, OUTSIDE DIRECTORS. THIS COMMITTEE IS CHARGED WITH THE OVERSIGHT OF THE PERFORMANCE AND COMPENSATION OF MOFFITT EXECUTIVES AND DISQUALIFIED PERSONS. THESE POSITIONS INCLUDE THE CEO, EXECUTIVE VICE PRESIDENTS, SENIOR VICE PRESIDENTS, VICE PRESIDENTS AND DEPARTMENT CHAIRPERSONS. TO ACCOMPLISH ITS MISSION, THE COMMITTEE CAN AS NEEDED AND DOES AT ITS DISCRETION, ENGAGE OUTSIDE INDEPENDENT, OUTSIDE ADVISORS INCLUDING, BUT NOT LIMITED TO ATTORNEYS AND COMPENSATION CONSULTANTS. ON AN ANNUAL BASIS THE JEC&BC ENGAGES A NATIONALLY KNOWN, THIRD PARTY CONSULTING FIRM TO PROVIDE A DETAILED STUDY OF THE CASH COMPENSATION FOR EACH EXECUTIVE, DISQUALIFIED PERSON AND INDIVIDUAL IN KEY POSITIONS. THE CONSULTANT USES A VARIETY OF PUBLISHED SURVEYS COMPILED BY INDEPENDENT FIRMS TO PROVIDE THE SOURCE DATA FOR THE STUDY. USING FUNCTIONALLY COMPARABLE POSITIONS IN OTHER SIMILARLY SIZED, NOT-FOR-PROFIT AND FOR-PROFIT HEALTHCARE, ACADEMIC AND RESEARCH ORGANIZATIONS, THE CONSULTING FIRM PRODUCES A STUDY THAT COMPARES EACH DESIGNATED MOFFITT POSITION TO ITS APPROPRIATE MARKET EQUIVALENT. THE RESULTING DATA IS PROVIDED TO THE DIRECTOR OF HR OPERATIONS, WHO IS NOT INCLUDED IN THE EXECUTIVE OR DISQUALIFIED PERSON CATEGORIES, FOR USE IN THE FORMULATION OF RECOMMENDATIONS FOR COMPENSATION CHANGES TO MAINTAIN MARKET COMPETITIVENESS OR TO REWARD PERFORMANCE. THESE RECOMMENDATIONS ALONG WITH THE CONSULTANT'S COMPARABILITY DATA ARE PRESENTED TO THE JEC&BC FOR IT TO CONFIRM ITS REASONABLENESS, MAKE MODIFICATIONS AS IT DEEMS NECESSARY AND PROVIDE FINAL APPROVAL. EVERY THIRD YEAR THE INDEPENDENT CONSULTANT ANALYZES THE TOTAL EXECUTIVE COMPENSATION PROGRAM, USING THE SAME METHODOLOGY AS DESCRIBED ABOVE, THAT INCLUDES THE VALUE OF ALL BENEFITS AND PREREQUISITES (CASH AND NON-CASH) PROVIDED AS COMPENSATION TO THE EXECUTIVES AND DISQUALIFIED PERSONS. THE PURPOSE OF THE ANALYSIS IS TO PROVIDE AN OPINION ON THE REASONABLENESS OF EACH OF THE INDIVIDUAL COMPENSATION COMPONENTS AND THE AGGREGATE COMPENSATION TOTAL. THIS MORE COMPREHENSIVE ANALYSIS IS PROVIDED TO THE JEC&BC FOR THEIR USE IN THE ANNUAL REVIEW PROCESS. MINUTES ARE KEPT AT EACH OF THESE ANNUAL MEETINGS DETAILING THE RECOMMENDATIONS PRESENTED AND THE DECISIONS MADE BY THE COMMITTEE. THESE MINUTES ARE PUBLISHED TO THE COMMITTEE AT THE NEXT MEETING AND REPORTED BACK TO THE FULL BOARD. Form 990, Part VI, Section C, line 19 MOFFITT FOUNDATION MAKES AVAILABLE TO THE PUBLIC THROUGH THIRD PARTY VENDORS' WEBSITES, ITS FORM 990 AND AUDITED FINANCIAL STATEMENTS AS WELL AS ON THE MOFFITT WEBSITE. IN ADDITION, FORM 990 IS MADE AVAILABLE ON GUIDESTAR WHILE THE AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE ON DACBOND. ALL ORGANIZING AND GOVERNING DOCUMENTS SUCH AS FORM 1023, CONFLICTS OF INTEREST POLICY, AND BYLAWS AS WELL AS FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE ALSO MADE AVAILABLE UPON REQUEST. Form 990, Part VII, Section A, Line 1a: EMPLOYEES WHO ARE LISTED ON MOFFITT FOUNDATION'S 2012 FORM 990 ARE EMPLOYEES WHOSE 2012 W-2'S WERE ISSUED BY MOFFITT INSTITUTE, THE COMMON PAYMASTER RELATED ENTITY. PROCEDURES TO REPORT COMPENSATION OF EMPLOYEES ON FORM 990 PART VII AND ON SCHEDULE J ARE IN ACCORDANCE WITH IRS INSTRUCTIONS FOR EACH RESPECTIVE SECTION. Changes in Net Assets or Fund Balances: Form 990, Part XI, line 9: TRANSFER FROM TAX EXEMPT AFFILIATE 5251369. OTHER THAN TEMPORARY ADJUSTMENT OF INVESTMENTS 2300602. RESTRICTED INVESTMENT INCOME INCLUDED IN REVENUE ON 990, -532793. BUT NOT IN REVENUE ON AUDITED FINANCIAL STATEMENTS OTHER 56033. H LEE MOFFITT CANCER CTR & RESEARCH INSTITUTE HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 PATIENT CARE FL 501(c)(3) Line 3 N/A 0 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 PARENT-RESEARCH FL 501(c)(3) Line 7 N/A 0 H LEE MOFFITT CC&RI LIFETIME CANCER SCREENING CENTER INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 PRACTICE MANAGEMENT FL 501(c)(3) Line 9 N/A 0 MOFFITT TECHNOLOGIES CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 300332914 TECHNOLOGY MANAGEMENT FL N/A C 0 MOFFITT GENETICS CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 208486180 DATABASE MANAGEMENT FL N/A C 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0