2013-08-28T21:31:55-05:00 2012-12-31 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2012-01-01 362945562 ASSOCIATION OF UNIVERSITY ANESTHESIOLOGISTS ASSO 8478255586 520 NORTH NORTHWEST HIGHWAY PARK RIDGE IL 600682573 LEE A FLEISHER MD 8478255586 2013-08-27 1 LU ANN TRAPP P01506476 3122071040 2013-08-27 2012 2016-02-24 21:20:13Z LEE A FLEISHER MD 520 NORTH NORTHWEST HIGHWAY PARK RIDGE IL 600682573 206608 0 X WWW.AUAHQ.ORG X 1999 WA ADVANCEMENT OF ANESTHESIA THROUGH RESEARCH, TEACHING AND EXCHANGE OF IDEAS. 9 9 0 36 0 0 0 0 250622 200328 7981 6280 0 0 258603 206608 30000 30000 0 0 0 0 0 0 0 207862 210760 237862 240760 20741 -34152 425570 376617 66503 24630 359067 351987 THE ADVANCEMENT OF THE ART & SCIENCE OF ANESTHESIOLOGY BY THE ENCOURAGEMENT OF ITS MEMBERS TO PURSUE ORIGINAL INVESTIGATIONS IN THE CLINIC AND IN THE LABORATORY, THE DEVELOPMENT OF THE METHOD OF TEACHING ANESTHESIA AND FREE AND INFORMAL INTERCHANGE OF IDEAS. 0 0 214146 30000 200328 TO ENCOURAGE PROGRESS IN TEACHING, PATIENT CARE AND RESEARCH IN THE FIELD OF ANESTHESIOLOGY. TO PROVIDE A FORUM FOR THE FREE AND INFORMAL EXCHANGE OF IDEAS RELATING TO TEACHING, PATIENT CARE, AND RESEARCH IN THE FIELD OF ANESTHESIOLOGY, AND TO DO ALL THINGS NECESSARY OR APPROPRIATE IN ORDER TO ACCOMPLISH THE FOREGOING. 214146 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 2 0 1 0 0 0 0 0 0 0 0 0 0 0 X 9 9 0 1 1 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 IL X BRENDA SOUTHARD 8472689194 520 NORTH NORTHWEST HIGHWAY PARK RIDGE IL 600682573 X LEE A FLEISHER MD 5.00 X X 0 0 0 KEVEN K TREMPER MD PHD 2.00 X X 0 0 0 THOMAS JJ BLANCK MD PHD 2.00 X X 0 0 0 JEANINE WIENER-KRONISH MD 2.00 X X 0 0 0 JEFFREY R KIRSCH MD 2.00 X X 0 0 0 JOHN A ULATOWSKI MD PHD 2.00 X X 0 0 0 ANDREW W KOFKE MD 2.00 X 0 0 0 MICHAEL S AVIDAN MBBCH 2.00 X 0 0 0 MARK F NEWMAN MD 2.00 X 0 0 0 0 0 0 0 0 0 0 0 MEETING REGISTRATION 900099 121793 121793 MEMBERSHIP DUES 900099 78535 78535 200328 6280 6280 206608 200328 0 6280 30000 30000 112 112 10600 10600 330 330 2301 2301 1588 1588 123434 123434 2993 2993 PROFESSIONAL AND ADMINS 53007 37105 15902 ACCREDITATION FEES 6108 6108 OTHER 5204 5204 NEWSLETTER 5083 5083 240760 214146 26614 0 91324 30589 9949 35055 620 0 20116 29497 303561 281476 425570 376617 28153 16230 38350 8400 66503 24630 X 359067 351987 359067 351987 425570 376617 -34152 27072 0 X 0 1 X 0 0 X 77475 79000 75475 79875 78535 390360 143190 108245 152247 170747 121793 696222 220665 187245 227722 250622 200328 1086582 1400 1600 2400 1800 7200 0 1400 1600 2400 1800 7200 1079382 13027 10722 7939 7981 6280 45949 13027 10722 7939 7981 6280 45949 233692 197967 235661 258603 206608 1132531 0.95310 0.91810 0.04060 0.05400 X 0 X 233350 27072 27072 206278 330 330 206608 240430 0 240430 330 330 240760 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ASSOCIATION AND RECOGNIZE A TAX LIABILITY IF THE ASSOCIATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE IRS OR OTHER APPLICABLE TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE ASSOCIATION, AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2012 AND 2011, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE ASSOCIATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. MANAGEMENT BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR YEARS PRIOR TO 2009. 1 FOUNDATION FOR ANESTHESIA EDUCATION & RESEARCH 520 NORTH NORTHWEST HIGHWAY PARK RIDGE IL 60068 521494164 501(C)(3) 30000 TO ADVANCE MEDICINE THROUGH EDUCATION AND RESEARCH IN ANESTHESIOLOGY. 1 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE ORGANIZATION'S GRANT TO FAER GOES INTO A POOL FOR GRANTS. THE ORGANIZATION RECEIVES A YEARLY ANNUAL REPORT FROM FAER. FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION UTILIZES THE MANAGEMENT OF AMERICAN SOCIETY OF ANESTHESIOLOGISTS (ASA) TO PROVIDE CERTAIN PROGRAM AND ADMINISTRATIVE SERVICES. FORM 990, PART VI, SECTION A, LINE 4 THE FOLLOWING CHANGES WERE MADE TO THE ORGANIZATION'S GOVERNING DOCUMENTS: IN THE ABSENCE OF THE PRESIDENT, THE PRESIDENT-ELECT SHALL PRESIDE AT ALL MEETINGS OF THE ASSOCIATION. IN THE ABSENCE OF BOTH THE PRESIDENT AND THE PRESIDENT-ELECT, THE IMMEDIATE PAST PRESIDENT SHALL PRESIDE AT ALL MEETINGS OF THE ASSOCIATION. THE TERM OF THE PRESIDENT-ELECT CHANGED FROM A ONE-YEAR TERM TO A TWO-YEAR TERM. SENIOR MEMBERS ARE NO LONGER REQUIRED TO PAY DUES, AND THEY ARE ALLOWED ALL PRIVILEGES OF ACTIVE MEMBERSHIP WITH THE EXCEPTION OF HOLDING OFFICE AND VOTING. THE ORGANIZATION ESTABLISHED A NEW COMMITTEE ENTITLED THE COMMUNICATIONS AND WEBSITE COMMITTEE. THIS COMMITTEE CONSISTS OF TEN MEMBERS. THE CHAIR IS APPOINTED BY THE PRESIDENT. THE PRESIDENT, AFTER CONSULTATION WITH THE CHAIR, WILL APPOINT THE REMAINING MEMBERS. THE COMMITTEE WILL BE RESPONSIBLE FOR THE PRODUCTION OF THE SOCIETY NEWSLETTER, THE SOCIETY WEBSITE AND OTHER TECHNOLOGICAL COMMUNICATIONS. THE COMPOSITION OF THE COUNCIL NOW INCLUDES THE CHAIR OF THE COMMUNICATIONS AND WEBSITE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IN THE SOCIETY SHALL BE CLASSIFIED AS ACTIVE, SENIOR, HONORARY AND FORMER MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A A NOMINATING COMMITTEE, CONSISTING OF THE PAST PRESIDENT, THE PRESIDENT AND THE SECRETARY SHALL NOMINATE CANDIDATES FOR OFFICE THREE MONTHS PRIOR TO THE ANNUAL MEMBERSHIP BUSINESS MEETING. ADDITIONAL CANDIDATES MAY BE NOMINATED FROM THE FLOOR AT THE ANNUAL MEETING OF THE ASSOCIATION. ELECTION OF OFFICERS WILL BE BY A MAJORITY VOTE OF THE MEMBERS PRESENT AT THE ASSOCIATION'S ANNUAL MEETING. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990 AND PROVIDES A COPY TO EACH MEMBER OF THE GOVERNING BODY PRIOR TO FILING. THE GOVERNING BODY IS GIVEN A CHANCE TO COMMENT AND/OR ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A POLICY FOR CONFLICT OF INTEREST. THE POLICY REQUIRES THAT ANY DIRECTOR ALERT THE BOARD OF DIRECTORS TO THE CONFLICT HE/SHE IS EXPERIENCING. A CONFLICT OF INTEREST WILL BE ADDRESSED AT A BOARD MEETING AND BE DOCUMENTED IN THE MINUTES. THE MEMBERS WILL BE GIVEN A LISTING OF AFFILIATIONS REGARDING MATERIAL FINANCIAL INTEREST OR OWNERSHIP, SIGNIFICANT HONORARIA OR CONSULTING FEES AND CERTAIN GUIDELINES FOR THEIR POSITION. NEW DIRECTORS WILL BE GIVEN A COPY OF THE CONFLICT OF INTEREST POLICY, ALONG WITH THE AFFILIATIONS LIST, AND SPECIFICALLY ASKED TO READ IT. EACH DIRECTOR SHALL BE ASKED TO COMPLETE THE CONFLICT OF INTEREST POLICY DISCLOSURE STATEMENT UPON HIS OR HER APPOINTMENT OR REAPPOINTMENT TO THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE BYLAWS, FORM 990 AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON A WRITTEN REQUEST TO THE ORGANIZATION. FORM 990 PART VI SECTION B LINE 15: MANAGEMENT DUTIES NORMALLY PERFORMED BY THE CEO, EXECUTIVE DIRECTOR, OR THE TOP MANAGEMENT OFFICIAL ARE PERFORMED BY NON-COMPENSATED BOARD MEMBERS.