2013-08-28T16:10:47-05:00 2012-12-31 943108253 NOVOGRADAC & COMPANY LLP PO BOX 7833 SAN FRANCISCO CA 941207833 990 2012-01-01 721521579 TRANSFORMCA TRAN 5107403150 436 14TH STREET NO 600 OAKLAND CA 94612 STANLEY LAM 5107403150 2013-08-28 1 DAVID L CONWAY P00839993 4153568000 2012 2016-02-24 21:20:13Z TRANSFORM STUART COHEN 436 14TH STREET SUITE 600 OAKLAND CA 94612 3726002 0 X WWW.TRANSFORMCA.ORG X 2002 CA TRANSFORM WORKS TO CREATE WORLD-CLASS PUBLIC TRANSPORTATION AND WALKABLE COMMUNITIES IN THE BAY AREA AND BEYOND. WE BUILD DIVERSE COALITIONS, INFLUENCE POLICY AND DEVELOP INNOVATIVE PROGRAMS TO IMPROVE THE LIVES OF ALL PEOPLE AND PROTECT THE ENVIRONMENT. 14 14 54 0 0 0 2515047 3656427 105471 66657 1091 2918 0 0 2621609 3726002 0 0 0 0 2190318 2179135 0 0 247792 903747 871144 3094065 3050279 -472456 675723 2656397 3343363 206383 217626 2450014 3125737 X TRANSFORM WORKS TO CREATE WORLD-CLASS PUBLIC TRANSPORTATION AND WALKABLE COMMUNITIES IN THE BAY AREA AND BEYOND. WE BUILD DIVERSE COALITIONS, INFLUENCE POLICY AND DEVELOP INNOVATIVE PROGRAMS TO IMPROVE THE LIVES OF ALL PEOPLE AND PROTECT THE ENVIRONMENT. 0 0 712698 4500 WORLD CLASS TRANSIT - REGIONAL- WORKED WITH PARTNERS TO DEVELOP THE EQUITY, ENVIRONMENT, AND JOBS (EEJ) ALTERNATIVE FOR PLAN BAY AREA, THE BAY AREA'S SUSTAINABLE COMMUNITIES STRATEGY THAT WILL SHAPE DEVELOPMENT, LAND USE AND TRANSIT PATTERNS IN THE BAY FOR THE NEXT 25 YEARS. - INFLUENCED THE GRANT PROGRAM ASSOCIATED WITH THE BAY AREA'S SUSTAINABLE COMMUNITIES STRATEGY SO THAT IT CONSIDERS CITIES' RECORDS OF CREATING JOBS AND HOMES, INCLUDING AFFORDABLE HOMES, NEAR TRANSIT.- SUPPORTED BUS RAPID TRANSIT (BRT) PROJECTS IN THE EAST BAY AND THE SOUTH BAY BY ENGAGING COMMUNITIES IN DISCUSSIONS OVER DESIGN AND PROJECT FUNDING, INCLUDING FOUNDING AND LEADING A STUDENT BRT ADVOCACY GROUP ALONG THE ROUTE. - CO-FOUNDED THE BAY AREA HEALTH IN TRANSPORTATION COLLABORATIVE (BAHT) WITH THE NATIONAL SAFE ROUTES TO SCHOOLS PARTNERSHIP, WITH OVER 140 ADVOCATES, COMMUNITY MEMBERS, HEALTH PROFESSIONALS, AND PLANNING EXPERTS FROM ACROSS THE BAY AREA HAVING SIGNED ON. 560186 CLIMATE PLAN- WORKED WITH 25 SAN JOAQUIN VALLEY ORGANIZATIONS TO PRESERVE THE REGION'S GREENHOUSE GAS (GHG) REDUCTION TARGETS OF 5% BY 2020, AND 10% BY 2035. - HOSTED SEVERAL MEETINGS OF A WORKGROUP FOCUSED ON CAP AND TRADE REVENUE THAT LATER EVOLVED INTO THE SUSTAINABLE COMMUNITIES FOR ALL CAMPAIGN. MOST OF THEIR PLATFORM WAS INCORPORATED INTO THE AIR RESOURCES BOARD RECOMMENDATIONS AND THE GOVERNORS FINAL PROPOSAL FOR USE OF CAP AND TRADE FUNDS. - CONTINUED TO BUILD CAPACITY AND ENGAGE UNDERREPRESENTED COMMUNITIES IN THE SB 375 PROCESS. IN FRESNO, SUPPORTED OUTREACH BY FOUR COMMUNITY ORGANIZATIONS TO OVER 2,000 COMMUNITY MEMBERS NORMALLY NOT ENGAGED IN THE PUBLIC WORKSHOP PROCESS, TRANSLATED WORKSHOP MATERIALS, AND CONDUCTED ADDITIONAL WORKSHOPS FOR MONOLINGUAL HMONG AND SPANISH SPEAKERS. 579312 27611 SAFE ROUTES TO SCHOOLS- FACILITATED THE PARTICIPATION OF 45 SCHOOLS IN BIKE TO SCHOOL DAY, UP FROM 7 SCHOOLS IN 2011. THIS TRIPLED BIKE RIDERSHIP FOR THAT DAY, WITH OVER 1,600 STUDENTS RIDING TO SCHOOL.- RAN THE GOLDEN SNEAKER CONTEST TO PROMOTE WALKING AND BIKING AT 38 SCHOOLS, UP FROM 12 SCHOOLS IN 2011.- LAUNCHED THE BIKE MOBILE PILOT PROGRAM, WHICH REPAIRED 717 BIKES AT 29 SCHOOLS, RESULTING IN A 30 PERCENT INCREASE IN BICYCLING AT THESE SCHOOLS.- SERVED 98 ELEMENTARY AND MIDDLE SCHOOLS AND LAUNCHED PILOT PROGRAMMING AT FOUR HIGH SCHOOLS, TO REACH MORE THAN 42,500 STUDENTS AT A TOTAL OF 102 SCHOOLS. - 24 MORE SCHOOLS AND 12,500 MORE STUDENTS THAN 2011. - ASSISTED IN REGIONAL PLANNING AND TRAININGS FOR BAY AREA-WIDE SAFE ROUTES TO SCHOOLS PROGRAMMING. 577496 34546 GREAT COMMUNITIES COLLABORATIVE- PROGRAM EXPENSES: $263,448- PROGRAM REVENUE: $9,284WORLD CLASS TRANSIT-STATE- PROGRAM EXPENSES: $314,048- PROGRAM REVENUE: $25,262 577496 34546 2429692 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 22 0 1 54 1 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 CA X X X STANLEY LAM 5107403150 436 14TH STREET SUITE 600 OAKLAND CA 94612 CORINNE WINTER 2.00 X X 0 0 0 BRIAN RAYMOND 1.00 X X 0 0 0 AMANDA BROWN STEVENS 1.00 X 0 0 0 MIKE DALEY 1.00 X 0 0 0 BARNALI GHOSH 1.00 X 0 0 0 JENNIFER JEFFERS 1.00 X 0 0 0 JEAN FRASER 1.00 X 0 0 0 DAN LUSCHER 1.00 X 0 0 0 CHIONE FLEGAL 1.00 X 0 0 0 RICK THEIS 1.00 X X 0 0 0 DEBORAH SCHOENBAUM 1.00 X 0 0 0 YORIKO KISHIMOTO 1.00 X 0 0 0 RICHARD RAYA 1.00 X 0 0 0 EVELYN STIVERS 1.00 X 0 0 0 STUART COHEN 37.50 X 107635 0 10620 107635 0 10620 1 0 0 0 HISTORIC CENTRAL BUILDING LLC 436 14TH STREET OAKLAND CA 94612 OCCUPANCY 157961 1 846736 2809691 3656427 FEES FOR SERVICE 541900 66657 66657 66657 2918 2918 3726002 66657 0 2918 X 118255 96865 11547 9843 1718883 1407971 167842 143070 184637 150299 19109 15229 157360 128096 16286 12978 19647 12902 5696 1049 4489 2948 1301 240 404815 265844 117359 21612 8435 5540 2445 450 143088 123659 5832 13597 168677 138345 16268 14064 81293 68857 2875 9561 11449 9697 405 1347 12146 10437 852 857 7234 3443 3463 328 DUES, LICENSES, SERVICE 9871 4789 1515 3567 3050279 2429692 372795 247792 612 548 1635756 1594898 581500 1325000 352690 349414 40573 55980 84568 74102 22612 10466 22654 7057 2656397 3343363 141969 117370 4694 50082 59720 50174 206383 217626 X 431958 568432 2018056 2557305 2450014 3125737 2656397 3343363 675723 0 X X 0 1 X 1 1 1 X 3536698 2342687 4056917 2515047 3656427 16107776 3536698 2342687 4056917 2515047 3656427 16107776 5835190 10272586 5935 5058 2133 1091 2918 17135 41 41 16124952 423243 0.63710 0.66700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1530 2959 4489 3045790 3050279 302514 75629 0 0 272140 302671 304703 302514 1182028 1773042 10451 23253 24871 4489 63064 68035 75668 76176 75629 295508 443262 9845 18178 13820 1530 43373 84568 74102 10466 10466 ACCRUED RENT PAYABLE 42816 BENEFIT PAYABLE 7358 50174 X 3726002 0 3726002 0 3726002 3050279 0 3050279 0 3050279 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE PREPARATION OF FINANCIAL STATEMENTS IN ACCORDANCE WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRES THE ORGANIZATION TO REPORT INFORMATION REGARDING ITS EXPOSURE TO VARIOUS TAX POSITIONS TAKEN BY THE ORGANIZATION. MANAGEMENT HAS DETERMINED WHETHER ANY TAX POSITIONS HAVE MET THE RECOGNITION THRESHOLD AND HAS MEASURED THE ORGANIZATION'S EXPOSURE TO THOSE TAX POSITIONS. MANAGEMENT BELIEVES THAT THE ORGANIZATION HAS ADEQUATELY ADDRESSED ALL RELEVANT TAX POSITIONS AND THAT THERE ARE NO UNRECORDED TAX LIABILITIES. FEDERAL AND STATE TAX AUTHORITIES GENERALLY HAVE THE RIGHT TO EXAMINE AND AUDIT THE PREVIOUS THREE YEARS OF TAX RETURNS FILED. ANY INTEREST OR PENALTIES ASSESSED TO THE ORGANIZATION ARE RECORDED IN OPERATING EXPENSES. NO INTEREST OR PENALTIES FROM FEDERAL OR STATE TAX AUTHORITIES WERE RECORDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR, DEPUTY DIRECTOR, THE CONTROLLER AND THE MEMBERS OF THE BOARD AUDIT COMMITTEE. THE CHAIR OF THE FINANCE COMMITTEE ALSO HAS AN OPPORTUNITY TO REVIEW THE 990. ONCE THIS GROUP HAS APPROVED THE 990, IT IS GIVEN TO THE ENTIRE BOARD FOR REVIEW BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY WAS ADOPTED BY THE BOARD IN DECEMBER 2008. THERE WAS AN ANNUAL REVIEW BY ALL BOARD MEMBERS IN DECEMBER 2009, AND THIS HAS BEEN DONE SO ANNUALLY THEREAFTER. FORM 990, PART VI, SECTION B, LINE 15A PROCESS FOR DETERMINING EXECUTIVE DIRECTOR COMPENSATION: 1) THE CONTROLLER MAINTAINS CURRENT COPIES OF THE FOLLOWING COMPENSATION STUDIES: CENTER FOR NONPROFIT MANAGEMENT COMPENSATION AND BENEFITS SURVEY AND OPPORTUNITY KNOCKS.ORG WAGE AND BENEFIT REPORT. 2) A COMPENSATION MATRIX IS DEVELOPED BY THE CONTROLLER AND GIVEN TO THE CHAIR OF THE BOARD AND THE EXECUTIVE DIRECTOR COMPENSATION COMMITTEE. 3) PROCESS FOR DETERMINING KEY EMPLOYEE COMPENSATION: THE EXECUTIVE DIRECTOR USES THE ABOVE STUDIES, IN TANDEM WITH THE DEPUTY DIRECTOR AND PROGRAM DIRECTORS AS APPROPRIATE, TO DETERMINE KEY EMPLOYEE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. OTHER FEES FORM 990, PART IX, LINE 11G FEES FOR OUTREACH CONSULTANTS AND ORGANIZATIONAL MANAGEMENT SERVICES: PROGRAM SERVICE EXPENSES 265,844. MANAGEMENT AND GENERAL EXPENSES 117,359. FUNDRAISING EXPENSES 21,612. TOTAL EXPENSES 404,815. FORM 990, PART XII, LINE 2C PROCESS IS UNCHANGED FROM PRIOR YEAR.