2013-08-13T10:45:10-07:00 2012-12-31 990 2012-01-01 042103543 AUSTEN RIGGS CENTER INC AUST 4132985511 25 Main Street PO Box 962 Stockbridge MA 01262 Chauncey Collins 4132985511 2013-08-15 2012 2016-02-24 21:20:13Z Chauncey Collins 25 Main Street PO Box 962 Stockbridge MA 01262 22860722 0 X www.austenriggs.org X 1919 MA Psychiatric hospital and residential treatment center 24 23 153 0 0 0 410135 449132 15763601 16821310 674844 675881 20114 36439 16868694 17982762 0 0 0 0 11201157 11349517 22100 11073 273896 5107458 5050457 16330715 16411047 537979 1571715 33994473 35201661 11548137 10952049 22446336 24249612 Psychiatric hospital and residential treatment center 0 0 13759482 0 16857749 Mental Health Treatment Programs, General/Other: Patient Care 90% 21,796 Patient Program Days. Research & Training 10% (0 Patient Days) 0 0 0 13759482 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 132 0 1 153 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 24 23 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X Chauncey T Collins 4132985511 Austen Riggs Center 25 Main St Stockbridge MA 01262 Lisa Raskin PhD 0 0 X X 0 0 0 Aso O Tavitian 0 0 X X 0 0 0 Stephen W Bosworth 0 0 X 0 0 0 Lansing Crane 0 0 X 0 0 0 Robert A DeNoble 0 0 X 0 0 0 Jeffrey L Diamond 0 0 X 0 0 0 Joan D Goodrich 0 0 X 0 0 0 Laurie J Hall 0 0 X 0 0 0 Richard Honig MD 0 0 X 0 0 0 Dwight Jewson PhD 0 0 X 0 0 0 Daniel S Kaufman 0 0 X 0 0 0 Katherine G Kennedy MD 0 0 X 0 0 0 Thomas A Kohut PhD 0 0 X 0 0 0 Kimberlyn Leary Phd MPA 0 0 X 0 0 0 Andrew Lustbader MD FAAP 0 0 X 0 0 0 John Maynard 0 0 X 0 0 0 Julia Moore 0 0 X 0 0 0 Jerome I Rosenberg 0 0 X 0 0 0 Jean J Rousseau 0 0 X 0 0 0 Steven Sharfstein MD 0 0 X 0 0 0 Ileene Smith 0 0 X 0 0 0 W Mason Smith III 0 0 X 0 0 0 Samuel A Waterston 0 0 X 0 0 0 Donald E Rosen MD 40 0 X X 405531 0 60948 Chauncey T Collins 40 0 X 207986 0 34189 Todd R Morin 40 0 X 82093 0 23893 Doreen S Barcsz 40 0 X 48299 0 11342 James L Sacksteder MD 40 0 X 262179 0 32981 Eric M Plakun MD 40 0 X 238511 0 42968 M Gerard Fromm Phd 40 0 X 209586 0 34207 Elizabeth Weinberg MD 40 0 X 155784 0 27300 John Muller PhD 40 0 X 155784 0 28412 1765753 0 296240 20 0 1 0 Marois Construction Co Inc 260 Old Lyman Rd South Hadley MA 01075 Construction 817441 Echoditto One Davis Square Somerville MA 02144 Web services and consulting 112455 2 0 0 7389 0 0 441743 0 449132 16821310 16821310 0 0 16821310 422695 0 0 422695 0 0 0 0 0 0 0 0 0 0 5131146 0 4877960 0 253186 0 253186 0 0 253186 0 36439 36439 0 0 36439 17982762 16857749 0 675881 0 0 0 0 0 0 0 0 743909 244882 472313 26714 0 0 0 0 7810080 6672468 997035 140577 934331 755565 167520 11246 1280842 1088025 170579 22238 580355 483003 88579 8773 0 0 0 0 50761 0 50761 0 56040 0 56040 0 0 0 0 0 11073 11073 0 0 0 0 912922 821633 91289 0 138450 138450 0 0 151223 95462 39940 15821 24750 22275 2475 0 0 0 0 0 288163 259347 28816 0 169237 141188 15687 12362 0 0 0 0 21774 19597 2177 0 243354 243354 0 0 0 0 0 0 1273936 1273936 0 0 352268 295905 56363 0 Maintenance and Equipment Rental 94112 84701 9411 0 Supplies 1249467 1095691 128684 25092 Bad Debt 24000 24000 0 0 16411047 13759482 2377669 273896 0 0 246210 1153079 173000 172450 902614 949043 0 0 0 0 325880 246940 0 0 350621 308985 30162699 13442182 17322986 16720517 10058145 11374040 4107236 4276607 0 0 0 0 507781 0 33994473 35201661 1556167 1701653 0 0 245429 305217 5090846 4709643 0 0 0 0 0 0 0 0 4655695 4235536 11548137 10952049 X 15416232 16949941 596075 818442 6434029 6481229 22446336 24249612 33994473 35201661 X 1571715 799980 0 0 0 -568419 X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 11875081 47200 1475861 0 550000 0 12848142 12645644 200925 -447488 0 524000 0 11875081 10023745 2242419 709480 0 330000 0 12645644 8343662 331552 1698531 0 350000 0 10023745 11831065 181200 -3453907 0 214696 0 8343662 0.44 0.56 0 0 0 1148093 0 1148093 21109611 0 6918760 14190851 0 0 0 0 7731595 0 6523422 1208173 173400 0 0 173400 16720517 Money Market Funds 3086607 F Real Estate 1190000 F 4276607 Defined Benefits Plan Liability 4235536 4235536 18214323 799980 0 0 -568419 231561 17982762 0 0 0 17982762 16411047 0 0 0 0 0 16411047 0 0 0 16411047 SchD_P05_S00_L04 Schedule D, Part V, Line 4 Board Designated Funds: Investments allocated for future capital expansion, educational programs and research. Permanantly Endowed: Returns form investments are used for specific purposes, patient aid, research, education and the fellowship program. SchD_P11_S00_L02d Schedule D, Part XI, Line 2d Pension related changes other than net periodic pension cost 1 1 0 0 1 1 0 0 0 0 458207 0 458207 0.0279 0 0 0 0 0 0 0 0 0 0 0 0 0 0 458207 0 458207 0.0279 552752 20180 532572 0.0325 0 0 0 0 316474 0 316474 0.0193 30510 0 30571 0.0019 0 0 899736 20180 879617 0.0537 0 0 1357943 20180 1337824 0.0816 0 24000 4560 0 0 0 X 1 0 1 1 Austen Riggs Center

25 Main Street PO Box 962 Stockbridge MA 01262

X Austen Riggs Center 1 0 1 0 0 1 X X X X X 1 1 X X X X 1 X 0 X X X 0 X 0 0 SchH_P01_S00_L03c Schedule H, Part I, Line 3c Fee reductions are offered by the Center based on need after a review of the financial resources available in the context of the treatment plan. Patients submit an application for a fee reduction that includes a letter describing their need, income and net worth. The Center's Resource Management Committee reviews the application and may approve up to a 25% reduction of the program rate. SchH_P01_S00_L07 Schedule H, Part I, Line 7 Direct costs are derived from the general ledger. Payroll, benefits and overhead are based from cost accounting and percentage of staff time. SchH_P01_S00_L07g Schedule H, Part I, Line 7g not applicable SchH_P03_S0A_L04 Schedule H, Part III, Section A, Line 4 not applicable SchH_P03_S0B_L08 Schedule H, Part III, Section B, Line 8 not applicable SchH_P03_S0C_L09b Schedule H, Part III, Section C, Line 9b Collection practices are the same. SchH_P06_S00_L02 Schedule H, Part VI, Line 2 not applicable SchH_P06_S00_L03 Schedule H, Part VI, Line 3 Patients are informed during the pre admission screening and during the admission process that an application for a fee reduction may be submitted. SchH_P06_S00_L04 Schedule H, Part VI, Line 4 The Austen Riggs Center is a long term treatment facility. Patients treated at the Center are predominately from throughout the United States, but also include international patients. SchH_P06_S00_L05 Schedule H, Part VI, Line 5 The Center hosts a variety of forums and seminars each year that are available to the psychiatric community. Center staff serve on community boards and councils that provide service to the local mental health organizations and schools. X X 1 1 X X X X X X 0 1 0 0 0 0 0 0 0 Donald E Rosen MD 405531 0 0 0 0 0 0 0 60948 0 466479 0 0 0 Chauncey T Collins 207986 0 0 0 0 0 0 0 34189 0 242175 0 0 0 James L Sacksteder MD 262179 0 0 0 0 0 0 0 32981 0 295160 0 0 0 Eric M Plakun MD 238511 0 0 0 0 0 0 0 42968 0 281479 0 0 0 M Gerard Fromm Phd 209586 0 0 0 0 0 0 0 34207 0 243793 0 0 0 John Muller PhD 155784 0 0 0 0 0 0 0 28412 0 184196 0 0 0 Elizabeth Weinberg MD 155784 0 0 0 0 0 0 0 27300 0 183084 0 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a The Medical Director resides on the campus in a house owned by the Austen Riggs Center. The discretionary spending account is used for business purchases that are specific to the Medical Director that do not fall under other departmental expenses. SchJ_P01_S00_L04 Schedule J, Part I, Line 4 B Dr. Rosen directed $16,500 of his compensation to a 457(b) plan at TIAA CREFF. A Massachusetts Health and Educational Facilities Authority 2004-07-12 4000000 Expansion & Renovations 0 0 0 B Massachusetts Health and Educational Facilities Authority 2008-06-05 4000000 Expansion & Renovations 0 0 0 A 2779584 0 4000000 0 0 0 0 0 0 4000000 0 0 2005 0 0 1 1 B 510773 0 4000000 0 0 0 0 0 0 4000000 0 0 2011 0 0 1 1 A 0 0 0 0 0 0 0 1 0 0 B 0 0 0 0 0 0 0 1 0 0 A 0 0 0 0 1 0 0 0 0 B 0 0 0 0 0 0 0 0 0 A 0 B 0 F990_P06_S0B_L11b Form 990, Part VI, Section B, Line 11b Management distributes the 990 to the Board for review prior to filing. The independant auditing firm also reviews the 990 for accuracy prior to filing. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c Annually all officers and trustees are required to disclose any potential conflict of interest. All interests that give rise to potential conflicts are reviewed by the Board Committte which then follow the guidelines of the Austen Riggs Center. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 CEO compensation is recommended by a compensation committee of the Board of Trustees and approved by the full Board of Trustees. All compensation levels are determined by geographical comparable data and a review of industry peers. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 Corporate documents are available upon request. F990_P11_S00_L09 Form 990, Part XI, Line 9 Change in Defined Benefit Pension Plan Fund Liability. Automatic 3-month extension granted.