2013-08-14T14:35:32-05:00 2012-12-31 263753134 CBIZ TOFIAS 500 BOYLSTON STREET BOSTON MA 02116 990 2012-01-01 050264797 AMERICAN MATHEMATICAL SOCIETY AMER 4014554000 201 CHARLES STREET PROVIDENCE RI 029042294 EMILY D RILEY 4014554000 2013-08-12 1 CRAIG KLEIN P00734640 6177610600 2012 2016-02-24 21:20:13Z DONALD E MCCLURE 201 CHARLES STREET PROVIDENCE RI 029042294 35713002 0 X WWW.AMS.ORG X 1888 DC THE SOCIETY'S BROAD MISSION IS TO FURTHER THE INTEREST OF MATHEMATICAL SCHOLARSHIP AND RESEARCH, WHICH IS ACCOMPLISHED THROUGH PUBLICATIONS, MEETINGS, SERVICES, ADVOCACY IN EDUCATION, RESEARCH AND OTHER AREAS. 8 6 222 664 25279 21963 3593131 3633274 21934367 22456760 1184028 3341685 0 0 26711526 29431719 487214 578433 0 0 17004467 17620547 0 0 188581 7595397 8088079 25087078 26287059 1624448 3144660 105874713 119626115 22379732 23097151 83494981 96528964 X PLEASE SEE SCHEDULE O.THE AMERICAN MATHEMATICAL SOCIETY, FOUNDED IN 1888 TO FURTHER THE INTERESTS OF MATHEMATICAL SCHOLARSHIP AND RESEARCH, SERVES THE INTERNATIONAL MATHEMATICAL COMMUNITY THROUGH ITS PUBLICATIONS, MEETINGS, ADVOCACY AND OTHER PROGRAMS, WHICH: (A) PROMOTE MATHEMATICAL RESEARCH AND ITS USES; (B) ENCOURAGE AND PROMOTE THE TRANSMISSION OF MATHEMATICAL UNDERSTANDINGS AND SKILLS TO ENSURE THE CONTINUED VITALITY OF THE PROFESSION; (C) SUPPORT MATHEMATICAL EDUCATION AT ALL LEVELS; (D) ADVANCE THE STATUS OF THE PROFESSION OF MATHEMATICS, ENCOURAGING AND FACILITATING FULL PARTICIPATION OF ALL INDIVIDUALS, AND, (E) FOSTER AN AWARENESS AND APPRECIATION OF MATHEMATICS AND ITS CONNECTIONS TO OTHER DISCIPLINES AND EVERYDAY LIFE. 0 0 15724698 20295944 PUBLICATION AND DISSEMINATION OF MATHEMATICAL LITERATURE, INCLUDING RESEARCH JOURNALS, BOOKS OF GENERAL MATHEMATICAL INTEREST, GRADUATE AND UPPER LEVEL UNDERGRADUATE COURSE MATERIAL, PROCEEDINGS OF MEETINGS IN CURRENT TOPICAL AREAS AND HIGH LEVEL RESEARCH MONOGRAPHS. AMS PUBLICATIONS ALSO INCLUDE THE MATHEMATICAL REVIEWS DATABASE, MATHSCINET, THE PREMIER MATHEMATICAL RESEARCH TOOL, CONTAINING CITATIONS AND REVIEWS OF MATHEMATICAL LITERATURE DATING BACK TO 1940, AND BIBLIOGRAPHIC ITEMS DATING BACK TO 1812. THE AMS ADDED 85,089 NEW REVIEWS TO MATHSCINET IN 2012. IN ADDITION, THE AMS PUBLISHED 28,028 PAGES OF NEW MATERIAL IN JOURNALS AND ADMINISTRATIVE PUBLICATIONS, AND 78 NEW BOOKS. 5356858 578433 877476 MEMBERSHIP AND OUTREACH ACTIVITIES, AS WELL AS PROFESSIONAL SERVICES AND PROGRAMS FOR THE MATHEMATICAL COMMUNITY, SUCH AS EMPLOYMENT SERVICES, GRANT OR ENDOWMENT SUPPORTED CONFERENCES, SURVEYS OF THE PROFESSION, ENDOWMENT SUPPORTED PRIZES, AWARDS SCHOLARSHIPS AND FELLOWSHIPS FOR ACHIEVEMENTS IN MATHEMATICS, HIGH SCHOOL OUTREACH, PUBLIC AWARENESS, AND OTHER PROGRAMS. THE SOCIETY HAS APPROXIMATELY 30,000 INDIVIDUAL AND INSTITUTIONAL MEMBERS, WITH NO CRITERIA FOR MEMBERSHIP, WHO ARE SERVED THROUGH THE MEMBERSHIP PROGRAM. TO SUPPORT ITS MISSION, THE SOCIETY AWARDED FELLOWSHIPS, TRAVEL GRANTS, AND OTHER AWARDS TO APPROXIMATELY 190 INDIVIDUALS AND ORGANIZATIONS, TOTALLING MORE THAN $550,000. 1130955 1203859 MEETINGS OF THE SOCIETY INCLUDE THE ANNUAL JOINT MATHEMATICAL MEETING HELD IN JANUARY EACH YEAR AND CO-SPONSORED WITH THE MATHEMATICAL ASSOCIATION OF AMERICA. IN ADDITION, EIGHT TO NINE SECTIONAL MEETINGS ARE HELD IN FOUR REGIONS OF THE U.S. EACH YEAR. THE JOINT MATHEMATICS MEETING, HELD IN BOSTON, MA, IN 2012 HAD RECORD-BREAKING ATTENDANCE OF 7,156. 701716 54202 GOVERNMENT RELATIONS IS A DIVISION OF THE SOCIETY WHICH MAINTAINS CONTACT WITH OTHER PROFESSIONAL SCIENTIFIC ORGANIZATIONS AS WELL AS AGENCIES AND INDIVIDUALS IN THE GOVERNMENT WHOSE PURPOSE IS TO SUPPORT SCIENCE AND MATHEMATICAL RESEARCH AND EDUCATION. THE OFFICE PROVIDES INFORMATION BOTH TO THE GOVERNMENT ABOUT ISSUES RELATED TO SCIENCE AND MATHEMATICAL RESEARCH AND EDUCATIONS, AS WELL AS TO THE MATHEMATICAL COMMUNITY ABOUT THE GOVERNMENT'S EFFORTS AND INITIATIVES IN THESE AREAS. 701716 54202 22914227 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 545 0 1 222 1 1 1 0 0 0 0 0 0 0 0 0 X 8 6 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 DC X EMILY D RILEY 4014554000 201 CHARLES ST PROVIDENCE RI 029042294 RUTH CHARNEY 2.00 X 0 0 0 MARK L GREEN 2.00 X 0 0 0 WILLIAM H JACO 2.00 X 0 0 0 RONALD J STERN 2.00 X 0 0 0 KAREN VOGTMANN 2.00 X 0 0 0 CAROL WOOD 2.00 X 0 0 0 ERIC M FRIEDLANDER 20.00 X X 12000 0 0 ROBERT J DAVERMAN 25.00 X X 84686 0 0 JANE M HAWKINS 4.00 X X 0 0 0 ZBIGNIEW NITECKI 3.00 X X 0 0 0 JOHN FRANKS 3.00 X X 0 0 0 DONALD MCCLURE 40.00 X 262574 0 46183 EMILY RILEY 40.00 X 140536 0 23280 GRAEME FAIRWEATHER 40.00 X 224623 0 45202 SAMUEL RANKIN 40.00 X 216491 0 42855 ELIZABETH HUBER 40.00 X 139938 0 22629 SERGEI GELFAND 40.00 X 133712 0 31426 EROL OZIL 40.00 X 129616 0 35954 ELLEN MAYCOCK 40.00 X 149935 0 30703 THOMAS BLYTHE 40.00 X 147095 0 35072 1641206 0 313304 34 0 1 1 0 2387376 779336 466562 3633274 PUBLICATIONS 541900 20295944 20295944 MEETINGS 541900 1229138 1203859 25279 SERVICES AND OUTREACH 541900 877476 877476 OTHER 900099 54202 54202 22456760 3342514 3342514 6280454 6281283 -829 -829 -829 29431719 22431481 25279 3341685 327426 327426 227807 227807 23200 23200 940910 441114 499796 12391283 11335944 935075 120264 1247536 1129991 113650 3895 2096296 1828241 266918 1137 944522 835586 99824 9112 46633 35226 5070 6337 98404 98404 89305 78704 10601 448110 448110 482397 412063 70334 584183 341533 233440 9210 855660 854038 1622 1943 1943 612632 431737 180895 154579 127496 27083 PRINTING/PUBLICATIONS 1348538 1346163 2322 53 OUTSIDE SERVICES 1152080 862499 279678 9903 POSTAGE AND SHIPPING 696313 675932 11383 8998 EQUIPMENT PURCHASES 315984 276585 39299 100 1201318 874832 319458 7028 26287059 22914227 3184251 188581 1753474 1094226 13739319 14775356 108422 216078 362458 696271 1453931 1384432 2442326 2343746 14112666 8744865 4828711 5367801 81186072 93748205 105874713 119626115 3869641 4063690 12515534 12376468 5994557 6656993 22379732 23097151 X 72757182 84650148 5753285 6782825 4984514 5095991 83494981 96528964 105874713 119626115 X 3144660 9680510 208813 X 0 1 X 1 1 1 X 3785549 3428086 3691400 3593131 3633274 18131440 21218466 21417800 21642658 21910586 22431481 108620991 25004015 24845886 25334058 25503717 26064755 126752431 3622 5224 4835 3980 5390 23051 0 3622 5224 4835 3980 5390 23051 126729380 2436644 2953013 2926928 2279581 3342514 13938680 37357 27391 21502 22963 109213 2436644 2990370 2954319 2301083 3365477 14047893 27440659 27836256 28288377 27804800 29430232 140800324 0.90010 0.89920 0.09980 0.10070 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 28376 0 0 1 132423 1 28376 0 189175 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: THE AMERICAN MATHEMATICAL SOCIETY MAINTAINS AN OFFICE OF GOVERNMENTAL AFFAIRS IN WASHINGTON, DC WITH TWO STAFF MEMBERS. THE PRINCIPAL MISSION OF THE OFFICE IS TO (1) STAY ABREAST OF EVENTS, LEGISLATION, AND POLICY INITIATIVES THAT IMPACT THE SCIENCES IN GENERAL, IN AREAS OF EDUCATION, FUNDING RESEARCH, AND OTHER; (2) TO ACT AS A RESOURCE TO THE GOVERNMENT IN AREAS SUCH AS FUNDING OF SCIENTIFIC EDUCATION OR RESEARCH OR THE IMPORTANCE OF MATHEMATICS; AND, (3) TO PROVIDE INFORMATION TO THE MEMBERSHIP AND THE WIDER MATHEMATICAL COMMUNITY ABOUT GOVERNMENT INITIATIVES AND POLICIES. THE AMS EDUCATES THE MATHEMATICAL COMMUNITY ABOUT THE GOVERNMENT AND THE VARIOUS GROUPS WITHIN THE GOVERNMENT. THE AMS LOBBIES REGARDING THE FUNDING LEVELS OF THE VARIOUS GOVERNMENTAL AGENCIES THAT SUPPORT THE MATHEMATICAL COMMUNITY, SUCH AS THE NATIONAL SCIENCE FOUNDATION. THE AMS HAS ALSO ENGAGED IN DIRECT LOBBYING REGARDING LEGISLATION AFFECTING MATHEMATICAL PUBLISHING. 81005555 2253825 12560503 2227600 93592283 79253085 4112080 -222060 2137550 81005555 68873306 2032681 10293960 1946862 79253085 51419062 4504052 14879288 1929096 68873306 73821684 920880 -21821839 1501663 51419062 0.88030 0.05440 0.06530 0 0 219637 219637 7445532 4824826 2620706 4585371 3625239 960132 1862126 294800 1567326 5367801 POSTRETIREMENT BENEFIT OBLIGATION 6656993 6656993 X 39321041 9680510 208812 9889322 29431719 0 29431719 26287059 0 26287059 0 26287059 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INCOME FROM ENDOWMENT FUNDS FROM DONORS IS USED FOR SPECIFIC PURPOSES, SUCH AS PRIZES, LECTURES, SCHOLARSHIPS, GRANTS AND OUTREACH PROJECTS. THE MAJORITY OF THE ENDOWMENT FUNDS ARE BOARD-DESIGNATED FUNDS. THESE FUNDS INCLUDE: (1) THE JOURNAL ARCHIVE FUND, WHICH PROVIDES FUNDING FOR THE SOCIETY TO CHANGE ITS ARCHIVAL FORMATTING OF ITS PUBLICATION WHEN REQUIRED IN THE FUTURE; (2) THE YOUNG SCHOLARS FUND, WHICH PROVIDES SUPPORT TO SUMMER MATH CAMPS FOR TALENTED YOUNG STUDENTS; (3) THE OPERATING SUPPORT FUND, WHICH SUPPORTS THE OPERATING ACTIVITIES OF THE SOCIETY; (4) THE ECONOMIC STABILIZATION FUND, WHICH IS A TRUE RESERVE FUND FOR THE SOCIETY TO USE SHOULD ECONOMIC EMERGENCIES ARISE; (5) THE BACKFILE DIGITIZATION FUND, WHICH PROVIDES FUNDS FOR THE DIGITIZATION OF THE SOCIETY'S BOOKS; (6) THE ENDOWMENT INCOME STABILIZATION FUND, WHICH SUPPORTS ENDOWED PROGRAMS WHEN ENDOWMENT INCOME FALLS SHORT OF AMOUNTS NEEDED. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE SOCIETY ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. THE SOCIETY HAS IDENTIFIED ITS TAX STATUS AS A TAX-EXEMPT ENTITY AND ITS DETERMINATIONS TO CLASSIFY INCOME AS RELATED AND UNRELATED AS ITS ONLY SIGNIFICANT TAX POSITIONS; HOWEVER, THE SOCIETY HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. THE SOCIETY IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTION. THE SOCIETY'S FEDERAL AND STATE TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS FOLLOWING THE DATE FILED. PART XI, LINE 2D - OTHER ADJUSTMENTS: POSTRETIREMENT BENEFIT - RELATED CHANGES -458,200. CAPITALIZATION OF LABOR FOR IN-HOUSE SOFTWARE DEVELOPMENT 667,012. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 2 PROGRAM SERVICES SALES - MATH PUBLICATIONS 118276 NORTH AMERICA 0 0 GRANTMAKING 6800 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 8200 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS RUSSIA & THE NEWLY INDEPENDENT STATES 0 0 GRANTMAKING 1000 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTMAKING 2700 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 4500 SOUTH AMERICA 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS NORTH AMERICA 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS RUSSIA & THE NEWLY INDEPENDENT STATES 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS SOUTH ASIA 0 0 PROGRAM SERVICES SALES - MATH PUBLICATIONS 0 2 0 0 0 2 141476 0 141476 0 0 0 0 0 0 0 1 PROCEDURE FOR MONITORING GRANTS OUTSIDE THE U.S.: SCHEDULE F, PART I, LINE 2: THE AMERICAN MATHEMATICAL SOCIETY AWARDS VARIOUS TYPES OF GRANTS, PRIZES AND SCHOLARSHIPS. SOME GRANTS REIMBURSE TRAVEL EXPENSES TO ENCOURAGE MATHEMATICIANS TO TRAVEL AND COLLABORATE WITH OTHERS IN THE FIELD. THESE GRANT EXPENSES ARE CAREFULLY MONITORED THROUGH EXPENSE REIMBURSEMENT PROCEDURES. FOR OTHER GRANTS, THE RECIPIENT IS REQUIRED TO REPORT THEIR PLANS FOR THE USE OF FUNDS EITHER DURING THE APPLICATION PROCESS OR BEFORE RECEIVING THE FUNDS. AFTER THE GRANT PERIOD IS OVER, A REPORT ON THE USE OF THE FUNDS IS ALSO REQUIRED. THE APPLICATION FOR CONSIDERATION INCLUDES ACKNOWLEDGEMENT THAT IF SELECTED, THE AWARD WILL BE USED FOR STATED PURPOSES. SOME AWARDS ARE PRIZES THAT RECOGNIZE A BODY OF MATHEMATICAL WORK OR RESEARCH RESULTS THAT HAVE ALREADY BEEN COMPLETED. 1 LAMAR UNIVERSITY PO BOX 10119 BEAUMONT TX 77710 746000298 115 7500 EPSILON AWARD MATHPATH 4052 94TH AVENUE SE MERCER ISLAND WA 980404222 201290489 501(C)(3) 7500 EPSILON AWARD TEXAS STATE UNIVERSITY-SAN MARCOS MATHWORKS ASBS 110 601 UNIVERSITY DRIVE SAN MARCOS TX 78666 746002248 115 7500 EPSILON AWARD CENTER FOR EXCELLENCE IN EDUCATION 8201 GREENSBORO DRIVE SUTIE 215 MCLEAN VA 22102 521256563 501(C)(3) 7500 EPSILON AWARD ROSS MATHEMATICS PROGRAM DEPARTMENT OF MATHEMATICS 231 W 18TH AVENUE COLUMBUS OH 43210 316025986 115 7500 EPSILON AWARD MATHEMATICS FOUNDATION OF AMERICA CANADAUSA MATHCAMP 129 HANCOCK STREET CAMBRDIGE MA 02139 571035414 501(C)(3) 10000 EPSILON AWARD UNIVERSITY OF CHICAGO YOUNG SCHOLARS PROGRAM DEPARTMENT OF MATHEMATICS 5734 SOUTH UNIVERSITY AVENUE CHICAGO IL 60637 362177139 115 7500 EPSILON AWARD PROMYS DEPARTMENT OF MATHEMATICS 111 CUMMINGTON STREET BOSTON MA 02215 042103547 115 7500 EPSILON AWARD UNIVERSITY OF PUERTO RICO MATHEMATICAL SCIENCES DEPARTMENT PO BOX 9000 MAYAGUEZ PR 00681 660433761 115 7500 EPSILON AWARD HAMPSHIRE COLLEGE 893 WEST STREET AMHERST MA 01002 046130872 115 7500 EPSILON AWARD GOVERNOR'S INSTITUTES OF VERMONT INC 4049 WILLISTON ROAD SUITE 4 S BURLINGTON VT 05403 030308967 501(C)(3) 7500 EPSILON AWARD THE ART OF PROBLEM SOLVING FOUNDATION PO BOX 390389 CAMBRDIGE MA 02139 201239619 501(C)(3) 7500 EPSILON AWARD STANFORD UNIVERSITY MATHEMATICS DEPARTMENT 450 SERA MALL BUILDING 380 STANFORD CA 94305 941156365 115 7500 EPSILON AWARD SACNAS PO BOX 8526 SANTA CRUZ CA 950618526 521443811 501(C)(3) 5000 ANNUAL SUPPORT AAAS PO BOX 96178 WASHINGTON DC 200906178 530196568 501(C)(3) 8500 AAAS MASS MEDIA FELLOWSHIP MAA 1529 EIGHTEENTH STREET NW WASHINGTON DC 20036 160743079 501(C)(3) 22000 PROJECT NEXT & AMERICAN MATH COMPETITION ASSOCIATION OF AMERICAN UNIVERSITIES 1200 NEW YORK AVENUE NW SUITE 550 WASHINGTON DC 20005 522947112 501(C)(3) 5000 GOLDEN GOOSE AWARD UNIVERSITY OF DELAWARE RESEARCH OFFICE 210 HULLIHEN HALL NEWARK DE 19716 516000297 115 5000 CHINA EXCHANGE GRANT AWARD THE REGENTS OF THE UNIVERSITY OF CALIFORNIA 1400 BIOLOGICAL SCIENCES III IRVINE CA 92697 952226406 501(C)(3) 5000 CHINA EXCHANGE GRANT AWARD UNIVERSITY OF MARYLAND DEPARTMENT OF MATHEMATICS 1303 MATH BUILDING COLLEGE PARK MD 20742 526002033 115 88000 CENTENNIAL FELLOWSHIP BRYN MAWR COLLEGE DEPARTMENT OF MATHEMATICS 101 NORTH MARION AVENUE BRYN MAWR PA 19010 231352621 115 5000 EXEMPLARY PROGRAM AWARD 21 0 DISTINGUISHED PUBLIC SERVICE AWARD 1 4000 TRJITZINSKI SCHOLARSHIPS - 2012 7 21000 MENGER AWARD 3 1000 STEELE PRIZE - LIFETIME ACHIEVEMENT 1 5000 STEELE PRIZE - SEMINAL CONTRIBUTION 1 5000 STEELE PRIZE - MATH EXPO 4 5000 BIRKHOFF PRIZE - APPLIED MATHEMATICS 1 5000 CONANT PRIZE 1 1000 COLE PRIZE IN ALGEBRA 1 5000 A.L. WHITEMAN MEMORIAL PRIZE 1 5000 MORGAN PRIZE 1 1200 MATH ART AWARD 4 500 MATH IN MOSCOW SCHOLARSHIP 10 90000 2011-2012 CONGRESSIONAL FELLOWSHIP 1 53414 2012-2013 CONGRESSIONAL FELLOWSHIP 1 25693 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE AMERICAN MATHEMATICAL SOCIETY AWARDS VARIOUS TYPES OF GRANTS, PRIZES AND SCHOLARSHIPS. SOME GRANTS REIMBURSE TRAVEL EXPENSES TO ENCOURAGE MATHEMATICIANS TO TRAVEL AND COLLABORATE WITH OTHERS IN THE FIELD. THESE GRANT EXPENSES ARE CAREFULLY MONTIORED THROUGH EXPENSE REIMBURSEMENT PROCEDURES. FOR OTHER GRANTS, THE RECIPIENT IS REQUIRED TO REPORT THEIR PLANS FOR THE USE OF FUNDS EITHER DURING THE APPLICATION PROCESS OR BEFORE RECEIVING THE FUNDS. AFTER THE GRANT PERIOD IS OVER, A REPORT ON THE USE OF THE FUNDS IS ALSO REQUIRED. THE APPLICATION FOR CONSIDERATION INCLUDES ACKNOWLEDGEMENT THAT IF SELECTED, THE AWARD WILL BE USED FOR STATED PURPOSES. SOME AWARDS ARE PRIZES THAT RECOGNIZE A BODY OF MATHEMATICAL WORK OR RESEARCH RESULTS THAT HAVE ALREADY BEEN COMPLETED. SCHEDULE I, PART I, LINE 2: GRANTS AND AWARDS TO ORGANIZATIONS AND INDIVIDUALS OCCUR UNDER THE VARIOUS OUTREACH ACTIVITIES OF THE SOCIETY, EACH WITH ITS OWN SET OF CRITERIA FOR THE AWARDEE AND HOW THAT AWARDEE IS EXPECTED TO USE THE FUNDS. MANY GRANTS/AWARDS HAVE NO CRITERIA AS TO USE, SUCH AS THE MANY PRIZES SUPPORTED BY TRUE ENDOWMENT FUNDS. FOR THOSE THAT DO HAVE CRITERIA AS TO USE, SUCH AS THE EPSILON AWARDS TO ORGANIZATIONS AND THE MATH IN MOSCOW GRANTS TO INDIVIDUAL STUDENTS, ADHERENCE TO THE TERMS OF THE GRANT/AWARD IS MONITORED BY STAFF IN THE MEMBERSHIP AND PROFESSIONAL PROGRAMS DEPARTMENT. APPLICATION FOR CONSIDERATION INCLUDES ACKNOWLEDGEMENT THAT IF SELECTED, THE AWARD WILL BE USED FOR STATED PURPOSES. ADDITIONALLY, ONCE THE PURPOSE FOR WHICH THE AWARD OR GRANT WAS MADE IS COMPLETE, THE AWARDEE IS REQUIRED TO FILE A REPORT WITH THE SOCIETY. X 1 1 X X X 0 0 0 0 0 0 0 0 0 DONALD MCCLURE 250486 0 0 0 12088 0 32110 0 14073 0 308757 0 0 0 EMILY RILEY 139892 0 0 0 644 0 16326 0 6954 0 163816 0 0 0 GRAEME FAIRWEATHER 216959 0 0 0 7664 0 28055 0 17147 0 269825 0 0 0 SAMUEL RANKIN 211766 0 0 0 4725 0 29418 0 13437 0 259346 0 0 0 ELIZABETH HUBER 139265 0 0 0 673 0 18529 0 4100 0 162567 0 0 0 SERGEI GELFAND 130315 0 0 0 3397 0 17517 0 13909 0 165138 0 0 0 EROL OZIL 129208 0 0 0 408 0 17006 0 18948 0 165570 0 0 0 ELLEN MAYCOCK 147918 0 0 0 2017 0 21897 0 8806 0 180638 0 0 0 THOMAS BLYTHE 146395 0 0 0 700 0 19661 0 15411 0 182167 0 0 0 PART I, LINE 1A AN EXCEPTION WAS MADE FOR ONE OFFICER TO FLY FIRST CLASS ONCE DURING THE YEAR DURING A LONG, CROSS-COUNTRY FLIGHT. THE AMS REIMBURSED FEES CHARGED TO THE OFFICER TO UPGRADE TO FIRST CLASS AND THE OFFICER USED HIS AIRLINE FREQUENT FLYER POINTS TO OFFSET MOST OF THE COST. THE FINAL TOTAL FARE WAS CHEAPER THAN MANY COACH AIRLINE TICKETS FOR THE SAME FLIGHT. FORM 990, PART VI, SECTION A, LINE 6 THE SOCIETY HAS MORE THAN 30,000 MEMBERS, INDIVIDUAL AND INSTITUTIONAL, WITH NO CRITERIA FOR MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7A THE INDIVIDUAL MEMBERSHIP ELECTS ALL BOARD MEMBERS, EXCEPT THE TREASURER AND ASSOCIATE TREASURER. THE TREASURER AND ASSOCIATE TREASURER SERVE WITH APPROVAL OF THE COUNCIL. A SECOND GOVERNING BODY, THE COUNCIL, HAS SOME MEMBERS THAT ARE ELECTED BY THE MEMBERSHIP. CHANGES TO THE BYLAWS MUST BE APPROVED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B THE INDIVIDUAL MEMBERSHIP ELECTS ALL BOARD MEMBERS, EXCEPT THE TREASURER AND ASSOCIATE TREASURER. THE TREASURER AND ASSOCIATE TREASURER SERVE WITH APPROVAL OF THE COUNCIL. A SECOND GOVERNING BODY, THE COUNCIL, HAS SOME MEMBERS THAT ARE ELECTED BY THE MEMBERSHIP. CHANGES TO THE BYLAWS MUST BE APPROVED BY THE MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS PREPARED BY THE FISCAL DEPARTMENT AND THE SOCIETY'S TAX ADVISORS, CBIZ TOFIAS. WHEN THE FINAL DRAFT IS PREPARED, IT IS REVIEWED BY THE CHIEF FINANCIAL OFFICER AND THE EXECUTIVE DIRECTOR. AFTER THIS REVIEW, THE BOARD OF TRUSTEES IS ASKED TO REVIEW THE 990 ELECTRONICALLY BY ACCESSING A SECURE INTERNET SITE. THEY ARE GIVEN APPROXIMATELY THREE TO FIVE BUSINESS DAYS TO REVIEW THE DRAFT. AFTER RESPONDING TO ANY FEEDBACK FROM THE TRUSTEES, THE FILING IS MADE. FORM 990, PART VI, SECTION B, LINE 12C AMS OFFICERS, TRUSTEES, AND KEY EMPLOYEES, WHO ARE DEFINED AS INTERESTED PERSONS, ARE REQUIRED TO DISCLOSE ANNUALLY FINANCIAL INTERESTS THAT COULD GIVE RISE TO CONFLICTS BY SIGNING OFF ON THE CONFLICT OF INTEREST POLICY. THE AMS ADOPTED THIS POLICY IN NOVEMBER 2011 AND TRUSTEES SIGNED OFF ON THIS POLICY IN NOVEMBER. EACH NOVEMBER TRUSTEES AND KEY EMPLOYEES WILL BE ASKED TO AGAIN SIGN OFF ON THE POLICY AND DISCLOSE ANY POSSIBLE OR ACTUAL CONFLICTS. THE AMS DEFINES AN "INTERESTED PERSON" ACCORDING TO THE IRS DEFINITION, AND THEY ARE ANY DIRECTOR, PRINCIPAL OFFICER, OR MEMBER OF A COMMITTEE WITH BOARD-DELEGATED POWERS, WHO HAS A DIRECT OR INDIRECT FINANCIAL INTEREST. AN INTERESTED PERSON MUST DISCLOSE A FINANCIAL INTEREST, AS DEFINED BY THE IRS, THAT IS A POTENTIAL CONFLICT TO THE BOARD OF TRUSTEES OR COMMITTEE WHO WILL DECIDE IF A CONFLICT EXISTS. IF THE BOARD OF TRUSTEES OR COMMITTEE WITH BOARD-DELEGATED POWERS, EXCLUDING THE INTERESTED PERSON, DECIDES THAT A CONFLICT EXISTS, ALTERNATIVE TRANSACTIONS OR ARRANGEMENTS MIGHT BE MADE AFTER INVESTIGATING IN ORDER TO AVOID THE CONFLICT. ALTERNATIVELY, DISINTERESTED PERSONS ON THE BOARD OF TRUSTEES OR COMMITTEE MAY DETERMINE THAT A TRANSACTION IS FAIR OR REASONABLE AND IN THE BEST INTERESTS OF THE ORGANIZATION. THE INTERESTED PERSON WHO HAS A CONFLICT MAY NOT VOTE ON MATTERS FOR WHICH THERE IS A CONFLICT OF INTEREST AND THEY MUST BE EXCLUDED FROM DISCUSSIONS OF MATTERS FOR WHICH THERE IS A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES REVIEWS AND APPROVES WITH THE EXECUTIVE DIRECTOR THE PROCESS BY WHICH THE EXECUTIVE DIRECTOR ESTABLISHES THE SALARY AND BENEFITS OF THE CHIEF FINANCIAL OFFICER AND KEY EMPLOYEES FOR THE UPCOMING YEAR. INCLUDED IN THIS REVIEW IS COMPARISON DATA FROM COMPENSATION SURVEYS. WITH RESPECT TO THE EXECUTIVE DIRECTOR, THE BOARD IS GIVEN SALARY AND BENEFIT AMOUNTS APPROVED FOR THE CURRENT YEAR, AND PROFORMA AMOUNTS FOR THE UPCOMING YEAR. THE BOARD IS ALSO GIVEN COMPARISON DATA FROM COMPENSATION SURVEYS TO ASSIST WITH COMPENSATION DECISIONS FOR THE EXECUTIVE DIRECTOR. THE BOARD TAKES INTO CONSIDERATION THE INFORMATION PROVIDED BY STAFF AS WELL AS COMPENSATION SURVEYS AND PERFORMANCE IN SETTING HIS/HER COMPENSATION FOR THE FOLLOWING YEAR. ALL COMPENSATION SURVEYS USED FOR SETTING THE EXECUTIVE DIRECTOR AND KEY EMPLOYEES SALARIES ARE FROM INDEPENDENT SOURCES, AND THEY ARE GATHERED BY A HUMAN RESOURCES PROFESSIONAL. THE BOARD DOCUMENTS THEIR PROCESS FOR SETTING THE SALARIES EACH YEAR. FORM 990, PART VI, SECTION C, LINE 19 SHORTLY AFTER FILING, THE SOCIETY'S FORM 990 AND ALL SCHEDULES (EXCLUDING SCHEDULE B) IS COPIED AND MADE AVAILABLE TO THE SOCIETY'S THREE LOCATIONS. IF ANYONE REQUESTS TO SEE THE FORM 990 AND SCHEDULES, COPIES ARE PROVIDED BY STAFF MAIL OR EMAIL. THE SOCIETY'S GOVERNING DOCUMENTS ARE ON THE SOCIETY'S WEBSITE. THE ANNUAL REPORT OF THE TREASURER, INCLUDING THE FINANCIAL STATEMENT, IS PUBLISHED EACH YEAR IN THE SOCIETY'S PUBLICATION, NOTICES OF THE AMERICAN MATHEMATICAL SOCIETY, AS WELL AS THE ANNUAL REPORT. THESE PUBLICATIONS ARE AVAILABLE ON THE WEBSITE. THE 990 IS ALSO AVAILABLE ON THE GUIDESTAR WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: POSTRETIREMENT BENEFIT - RELATED CHANGES -458,200. CAPITALIZATION OF LABOR FOR IN-HOUSE SOFTWARE DEVELOPMENT 667,012. ROUNDING 1. MATHEMATICAL REVIEWS INC 416 FOURTH STREET ANN ARBOR MI 48103 382489014 INACTIVE MI 501(C)(3) N/A 1 INTERNATIONAL CONGRESS OF MATHEMATICIANS CO AMS 201 CHARLES STREET PROVIDENCE RI 02094 050405879 INACTIVE RI 501(C)(3) N/A 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0