2013-08-14T09:20:33-05:00 2012-12-31 201776739 JPMS COX PLLC 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990PF 2012-01-01 710285871 THE WINTHROP ROCKEFELLER FOUNDATION WINT 5013766854 225 EAST MARKHAM STREET NO 200 LITTLE ROCK AR 72201 ANDREA M DOBSON 5013766854 2013-08-13 1 MARY ELLEN VANGILDER P00626271 5012275800 2013-08-13 2012 2016-02-24 21:20:13Z X 132822483 X 89000 254745 254745 2620247 2620247 6755592 56911126 6755592 76686 116451 0 9796270 9747035 0 572973 60630 0 512343 256958 0 0 256958 248379 10103 0 238276 2152 0 0 2152 58031 13000 0 45031 1116612 725007 0 391605 20940 20940 0 0 173145 17794 0 0 77620 0 0 136555 0 0 136555 51691 985 0 50706 45949 0 0 45949 755696 64679 0 375251 3516701 913138 0 2054826 2633175 4559370 6149876 913138 0 6614196 3646394 8833897 0 4324961 14224341 14224341 889 1429 889 889 84192506 80922169 80922169 31388042 32240702 32240702 501782 256747 314589 245035 245035 5515762 5189347 5189347 125737289 132822483 132822483 183843 260207 4141511 2215314 4325354 2475521 X 121061935 130346962 350000 0 121411935 130346962 125737289 132822483 121411935 3646394 5428362 130486691 139729 130346962 KR CAPITAL-SHORT TERM (SEE STATEMENT 15A) P 621357 617124 4233 4233 KR CAPITAL-LONG TERM (SEE STATEMENT 15A) P 4292969 3299537 993432 993432 MARVIN & PALMER-SHORT TERM (SEE STATEMENT 15B) P 9561001 9280600 280401 280401 MARVIN & PALMER-LONG TERM (SEE STATEMENT 15B) P 3698000 2293584 1404416 1404416 ING-SHORT TERM (SEE STATEMENT 15C) P 2035307 2052772 -17465 -17465 ING-LONG TERM (SEE STATEMENT 15C) P 1655233 1380757 274476 274476 PIMCO-SHORT TERM (SEE STMT 15E) P 374100 361112 12988 12988 PIMCO-LONG TERM (SEE STMT 15E) P 125900 117545 8355 8355 ADVISORY-SHORT TERM (SEE STMT 15F) P 1130757 1042334 88423 88423 ADVISORY-LONG TERM (SEE STMT 15F) P 4433203 3131037 1302166 1302166 MFB NTGI-QM COM DAILY (SEE STMT 15G) P 2210285 2300304 -90019 -90019 MFB NTGI COMMON DAILY (SEE STMT 15G) P 227877 222336 5541 5541 MFB NTGI COMMON DAILY (SEE STMT 15G) P 114388 29269 85119 85119 MFB NTGI-QM COM DAILY (SEE STMT 15G) P 432636 432636 432636 HERNDON-SHORT TERM (SEE STMT 15H) P 7833052 7989967 -156915 -156915 HERNDON-LONG TERM (SEE STMT 15H) P 3638536 3187750 450786 450786 COMMUNITY-SHORT TERM (SEE STMT 15I) P 340000 341874 -1874 -1874 RANGER-SHORT TERM (SEE STMT 15J) P 9639141 9662906 -23765 -23765 RANGER-LONG TERM (SEE STMT 15J) P 2497642 2323400 174242 174242 BLACKROCK-LONG TERM (SEE STMT 15K) P 500000 521244 -21244 -21244 P/T: INTECH GROWTH FD S/T (SEE STMT 16A) P 638197 638197 638197 P/T: INTECH GROWTH FD L/T (SEE STMT 16A) P 583847 583847 583847 P/T: D.S.V. II, LP (SEE STMT 16B) P 133075 133075 133075 P/T: FFAF, LLC (SEE STMT 16C) P 82 -82 -82 CAPITAL GAINS DIVIDENDS P 194623 194623 194623 6755592 0 7658054 125708607 0.060919 7415301 118410948 0.062623 8037938 106264684 0.075641 9439112 127553697 0.074001 7750315 145834976 0.053144 0.326328 0.065266 124458087 8122882 88339 8211221 6614196 176678 0 176678 0 176678 225526 225526 48848 48848 0 0 0 0 0 0 0 0 0 0 0 1 1 AR 1 0 0 0 0 1 WWW.WRFOUNDATION.ORG/WWW.GUIDESTAR.ORG ANDREA M DOBSON 5013766854 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 SHERECE WEST 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 235811 34020 0 ANDREA DOBSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 185246 33504 0 JERRY ADAMS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 1.45 0 0 0 RENE LAPORTE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.58 0 0 0 VICKI SAVIERS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 1.73 0 0 0 LISENNE ROCKEFELLER 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 0.81 0 0 0 CYNTHIA EAST 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.38 0 0 0 J BAXTER SHARP 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.89 0 0 0 WILLIAM J BYNUM 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.20 0 0 0 DIANA GONZALES WORTHEN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.13 0 0 0 ANDRE GUERRERO 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 1.72 0 0 0 YVETTE MURPHY-ERBY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.45 0 0 0 TOYCE NEWTON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.68 0 0 0 PLEDGER E MONK III 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.62 0 0 0 PHILLIP N BALDWIN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 2.39 0 0 0 REGAN GRUBER MOFFITT 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 91511 16823 0 SUSAN HARRIMAN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 1.99 0 0 0 RACHEL S ROSENBERG 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 60405 12000 0 CORY ANDERSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 134313 24827 0 APRIL STEWARD 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 46430 11493 0 TAKEMA BRADBERRY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 37168 7662 0 ANDREW FORD 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 21058 3644 0 SARAH DONAGHY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 40.00 12432 2759 0 0 KR CAPITAL ADVISORS INC 445 PARK AVENUE STE 1501 NEW YORK NY 10022 INVESTMENT MANAGEMENT 162337 THE NORTHERN TRUST COMPANY 50 SOUTH LASALLE ST CHICAGO IL 60675 INVESTMENT CUSTODY/ MANAGEMENT SERVICES 108053 RANGER INVESTMENTS 300 CRESCENT COURT SUITE 1100 DALLAS TX 75201 INVESTMENT MANAGEMENT 89997 ADVISORY RESEARCH INC 180 N STETSON STE 5500 CHICAGO IL 60601 INVESTMENT MANAGEMENT 89459 HEWITT ENNISKNUPP INC AN AON COMPANY 4130 PARKLAKE AVENUE STE 110 RALEIGH NC 27612 INVESTMENT ADVISING 86158 0 SEE STATEMENT 18 165218 SEE STATEMENT 18 110407 SEE STATEMENT 18 72330 SEE STATEMENT 18 65277 0 121880028 4473360 0 126353388 0 0 126353388 1895301 124458087 6222904 6222904 176678 176678 6046226 147934 6194160 0 6194160 6614196 0 6614196 0 6614196 6194160 0 0 430313 2717413 2272839 1380544 1391133 8192242 6614196 0 0 0 6194160 420036 0 0 8612278 0 0 0 0 0 211238 219075 8181965 2717413 2272839 1380544 1391133 420036 ONLINE AT WWWWRFOUNDATIONORG 225 EAST MARKHAM STREET SUITE 200 LITTLE ROCK AR 72201 5013766854 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 4559370 4559370 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 1096211 1096211 14 254745 14 2620247 511130 43 14 116408 18 6755592 DIAMOND STATE VENTURES II 525990 -39765 -39722 9746992 0 9707270 0 0 0 0 0 0 0 0 0 0 X X 1 TRUST UW WINTHROP ROCKEFELLER 2230 COTTONDALE LANE SUITE 6 LITTLE ROCK AR 72202 89000 X JPMS COX - AUDIT AND TAX PREPARATION SERVICES 49050 13000 0 36050 LOVE AND ASSOCIATES - QUARTERLY INTERNAL AUDIT REVIEWS 2457 0 0 2457 PAYCHEX - PAYROLL PROCESSING AND TIMEKEEPING SERVICES 42 0 0 42 GUENTHER ACCOUNTING SOLUTIONS - PAYROLL PROCESSING AND TIMEKEEPING SERVICES 4900 0 0 4900 COMPLETE PAYROLL SERVICES - PAYROLL PROCESSING AND TIMEKEEPING SERVICES 1582 0 0 1582 NTGI BOND FUND - SEE STATEMENT 21 9860673 9860673 PIMCO FIXED INCOME FUND - SEE STATEMENT 21 10325798 10325798 CCM FIXED INCOME FUND - SEE STATEMENT 21 12054231 12054231 ARTISAN - SEE STATMENT 21 5119167 5119167 KR CAPITAL - SEE STATEMENT 21 15860494 15860494 GMO INT'L FUND - SEE STATEMENT 21 4365084 4365084 MARVIN & PALMER - SEE STATEMENT 21 0 0 INTECH - SEE STATEMENT 21 0 0 ING CLARION REITS - SEE STATEMENT 21 6293833 6293833 ADVISORY RESEARCH EQUITIES - SEE STATEMENT 21 6043609 6043609 HERNDON CAPITAL EQUITIES - SEE STATEMENT 21 9506891 9506891 BLACKROCK EQUITY - SEE STATEMENT 21 12278332 12278332 RANGER EQUITIES - SEE STATEMENT 21 6102822 6102822 RUSSELL 1000 GROWTH EQUITIES 15351937 15351937 WRIGHT, LINDSEY, & JENNINGS - GENERAL BUSINESS COUNSEL 1678 0 0 1678 HALL, ESTILL, HARDWICK, GABLE - HR LEGAL COUNSEL 474 0 0 474 PROGRAM RELATED INVESTMENTS 5131934 4984000 4984000 ACCRUED INTEREST RECEIVABLE 187173 183692 183692 WRCT IN LIEU OF GRANT RECEIVABLE 22250 22250 22250 OTHER ASSETS -595 -595 -595 GRANTS RECEIVABLE 175000 DIAMOND STATE VENTURES II, L.P. 139729 INSURANCE 15425 0 0 15425 POSTAGE 1663 0 0 1663 DUES & SUBSCRIPTIONS 203036 0 0 203036 OFFICE EXPENSES 108095 0 0 108095 PROGRAM EXPENSES 83483 0 0 83483 ACCRUAL TO CASH CONVERSION 0 0 0 -87136 PASSTHROUGH PORTFOLIO DEDUCTIONS 3305 2437 0 0 CONVENTIONS AND MEETINGS 3135 0 0 3135 PROFESSIONAL DEVELOPMENT 20047 0 0 20047 EMPLOYEE SEARCH EXPENSE 374 0 0 374 TRUSTEE OPERATIONS EXPENSE 23862 0 0 23862 PASSTHROUGH LOSSES - FUND FOR ARKANSAS FUTURE 62242 62242 0 0 COMMITTEE SUPPORT - TRUSTEE 3183 0 0 3183 BANK CHARGES 84 0 0 84 RESTRICTED GRANT REFUNDED 227762 0 0 0 NT BOND FUND TRUST MISCELLANEOUS INVESTMENT INCOME 7164 7164 ROYALTY INCOME 43 43 MISCELLANEOUS INCOME 109244 109244 DIAMOND STATE VENTURES II -39765 0 UNREALIZED GAINS/(LOSSES) ON INVESTMENTS 5365380 FUND FOR ARKANSAS' FUTURE, LLC 62732 CASH VERSUS ACCRUAL BASIS ON INTEREST 250 INVESTMENT OVERSIGHT 88293 88293 0 0 INVESTMENT MGMT FEES - DRIEHAUS 0 0 0 0 MANAGEMENT FEES - REITS 66027 66027 0 0 INVESTMENT MGMT FEES - MARVIN & PALMER 32591 32591 0 0 INVESTMENT MGMT FEES - INTECH 23379 23379 0 0 INVESTMENT MGMT FEES - KR CAPITAL 162337 162337 0 0 INVESTMENT MGMT FEES - NORTHERN TRUST 11920 11920 0 0 INVESTMENT MGMT FEES - ADVISORY RESEARCH 89459 89459 0 0 CUSTODIAL BANK FEES 100250 100250 0 0 ADVISORY FEES - KR CAPITAL 790 790 0 0 TRUSTEE FEES- NT BOND INDEX FUND 3260 3260 0 0 PROGRAM EVALUATION 45000 0 0 45000 CONSULTING FEES 48271 0 0 48271 CONSULTING FEES - PROGRAM 100836 0 0 100836 COMMUNICATIONS SUPPORT - PROGRAM 87835 0 0 87835 INVESTMENT MGMT FEES - HERNDON 55469 55469 0 0 INVESTMENT MGMT FEES - RANGER 89997 89997 0 0 AR GLR & OTL 109663 0 0 109663 PROFESSIONAL FEES-BOND INDEX 1235 1235 0 0 FEDERAL EXCISE TAX 155351 0 0 0 FOREIGN TAXES 17794 17794 0 0