2013-08-09T11:03:37-05:00 2012-09-30 521855942 TATE AND TRYON 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2011-10-01 131635293 AMERICAN SOCIETY OF CIVIL ENGINEERS INC AMER 7032956118 1801 ALEXANDER BELL DRIVE RESTON VA 201914400 PETE SHAVALAY 7032956118 2013-08-09 1 DEBORAH G KOSNETT P00290720 2022932200 2013-08-09 2011 2016-02-25 16:41:14Z PATRICK J NATALE 1801 ALEXANDER BELL DRIVE RESTON VA 201914400 52005319 0 X WWW.ASCE.ORG X 1892 NY THE OBJECTIVE OF THE SOCIETY IS THE ADVANCEMENT OF THE SCIENCE AND PROFESSION OF ENGINEERING TO ENHANCE THE WELFARE OF HUMANITY. 17 14 298 6400 2497824 488157 2188672 17210452 41014768 26994718 1073707 1007857 5502872 5565048 49780019 50778075 1157326 1313958 0 0 19845495 21950644 0 0 0 28971706 28702199 49974527 51966801 -194508 -1188726 50856578 55901854 16280929 17704409 34575649 38197445 X TO PROVIDE ESSENTIAL VALUE TO OUR MEMBERS, THEIR CAREERS, OUR PARTNERS, AND THE PUBLIC, ASCE WILL: FACILITATE THE ADVANCEMENT OF TECHNOLOGY; ENCOURAGE AND PROVIDE THE TOOLS FOR LIFELONG LEARNING; PROMOTE PROFESSIONALISM AND THE PROFESSION; DEVELOP AND SUPPORT CIVIL ENGINEER LEADERS; AND ADVOCATE INFRASTRUCTURE AND ENVIRONMENTAL STEWARDSHIP. 0 0 11276360 19388912 PUBLICATIONS: THE DISSEMINATION OF TECHNICAL AND PROFESSIONAL INFORMATION TO ASCE MEMBERS AND OTHERS IN THE CIVIL ENGINEERING PROFESSION IS A MAJOR GOAL OF THE SOCIETY AND THE PRIMARY GOAL OF THE SOCIETY'S PUBLISHING PROGRAM. THIS IS ACCOMPLISHED THROUGH A VARIETY OF PUBLICATIONS AND INFORMATION PRODUCTS, INCLUDING 33 TECHNICAL AND PROFESSIONAL JOURNALS, CIVIL ENGINEERING MAGAZINE, AN ONLINE BIBLIOGRAPHIC DATABASE, CONFERENCE PROCEEDINGS, STANDARDS, AND TECHNICAL REPORTS. 6357607 5473165 CONTINUING EDUCATION: LIFELONG LEARNING IS CRITICAL TO CIVIL ENGINEERS IN KEEPING UP-TO-DATE WITH THE LATEST TECHNICAL ADVANCES AND ENSURING THAT THEY REMAIN COMPETENT. ONE OF THE SOCIETY'S TOP PRIORITIES IS TO ADVOCATE LIFELONG LEARNING AND PROVIDE A WIDE VARIETY OF CONTINUING EDUCATION PROGRAMS AND OPPORTUNITIES TO ITS MEMBERS AND OTHER CIVIL ENGINEERS. IN FISCAL 2012, THE SOCIETY HAD 40,000 INDIVIDUAL CIVIL ENGINEERS PARTICIPATE IN ITS VARIOUS CONTINUING EDUCATION PROGRAMS. IT HELD 200 LIVE, FACE-TO-FACE SEMINARS IN CITIES ACROSS THE U.S., 300 LIVE WEB SEMINARS, 60 LIVE P.E. EXAM REVIEW COURSE SESSIONS ON THE WEB, AND DEVELOPED AND OFFERED 100 NEW ONLINE, ON-DEMAND COURSES WHICH CAN BE ACCESSED 24 HOURS A DAY, 7 DAYS A WEEK. MORE THAN 300 DIFFERENT ON-DEMAND COURSES ARE NOW AVAILABLE FOR ITS MEMBERS AND OTHER CIVIL ENGINEERS. THE SOCIETY'S CONTINUING EDUCATION OFFERINGS COVER A WIDE RANGE OF TECHNICAL AND MANAGEMENT TOPICS, WHICH HELP MEMBERS STAY CURRENT AND ADVANCE IN THEIR CAREERS. THESE PROGRAMS ALSO PLAY A KEY ROLE IN TECHNOLOGY TRANSFER, THE ADVANCEMENT OF THE CIVIL ENGINEERING PROFESSION, AND SAFEGUARDING THE HEALTH, SAFETY, AND WELFARE OF THE GENERAL PUBLIC AS CIVIL ENGINEERS PRACTICE THEIR PROFESSION. 6573940 41000 91592 ENGINEERING PROGRAMS: THE SOCIETY'S ENGINEERING PROGRAMS DIVISION DIRECTLY SUPPORTS THE SOCIETY'S PURPOSE OF ADVANCING THE SCIENCE OF ENGINEERING BY PRODUCING TECHNICAL CONTENT FOR PUBLICATIONS, CONFERENCES AND CONTINUING EDUCATION PROGRAMS. THE DIVISION CONSISTS OF EIGHT DISCIPLINE SPECIFIC INSTITUTES, FOUR TECHNICAL DIVISIONS AND SIX TECHNICAL COUNCILS. THE WORK OF THE DIVISION IS ACCOMPLISHED BY MEMBERS PARTICIPATING IN MORE THAN SIXTY TECHNICAL ACTIVITY COMMITTEES AND APPROXIMATELY SIX HUNDRED ADMINISTRATIVE AND TECHNICAL COMMITTEES REPORTING TO BOARDS OF GOVERNORS IN THE EIGHT INSTITUTES. THE DIVISION HAS RESPONSIBILITY FOR OVERSIGHT OF THE EDITORIAL BOARDS OF 28 OF ASCE'S 33 JOURNALS. EACH YEAR THE DIVISION HOLDS MORE THAN A DOZEN CONGRESSES AND SPECIALTY CONFERENCES. IN RECENT YEARS, THE MAJORITY OF SOCIETY WEBINARS HAVE BEEN PROVIDED BY THE DIVISION'S INSTITUTES. BOTH ASCE MEMBERS AND NON-MEMBERS ARE ELIGIBLE FOR MEMBERSHIP IN THE INSTITUTES, WHICH HAVE APPROXIMATELY 100,000 MEMBERS. 4833076 0 4045828 CONFERENCES & MEETINGS: THE SOCIETY HOSTS APPROXIMATELY 50 CONFERENCES AND MEETINGS EACH YEAR. THE CONFERENCES ARE SEPARATED INTO TWO CATEGORIES - SPECIALTY AND CORPORATE. THE SPECIALTY CONFERENCES PROVIDE CONTINUING EDUCATION AND PROFESSIONAL DEVELOPMENT ALLOWING THE PROFESSIONAL ENGINEER TO MAINTAIN THEIR LICENSURE IN THEIR RESPECTIVE STATES. EACH SPECIALTY CONFERENCE IS COMPRISED OF AN EDUCATIONAL PROGRAM, TECHNICAL TOURS AND AN EXHIBIT HALL, AND IS SPECIFIC TO A DESIGNATED DISCIPLINE WITHIN THE CIVIL ENGINEERING FIELD. THESE PROGRAMS PROVIDE INFORMATION ON THE LATEST TECHNICAL ADVANCES, BEST PRACTICES, AND PROMOTE THE SHARING OF IDEAS. THE CORPORATE CONFERENCES ALSO PROVIDE CONTINUING EDUCATION AND PROFESSIONAL DEVELOPMENT CATERING TO LEADERSHIP, MANAGEMENT, BEST PRACTICES AND OVERARCHING ISSUES AND TOPICS WITH A BROAD APPEAL TO THE CIVIL ENGINEER IN GENERAL. MEETINGS INCLUDE COMMITTEES, TASK FORCES, FOCUS GROUPS, WORKSHOPS AND SEMINARS DESIGNED TO BRING TOGETHER CIVIL ENGINEERING EXPERTS EITHER FROM SPECIFIC FIELDS OR THOSE WITH A BROAD RANGE OF EXPERIENCE AND SKILLS. THESE MEETINGS DEAL WITH SPECIFIC TOPICS AND ISSUES FACING CIVIL ENGINEERS SUCH AS AMERICA'S FAILING INFRASTRUCTURE, SUSTAINABILITY, EARTHQUAKES, AND BRIDGE COLLAPSES. 4019597 0 14526392 MEMBERSHIP SERVICES: IN ADDITION TO DEVELOPING MEMBERS, PROVIDING VALUE TO EXISTING MEMBERS, ENGAGING AND RETAINING STUDENT MEMBERS, PROMOTING MEMBER ACCOMPLISHMENTS AND MARKETING THE SOCIETY'S PRODUCTS TO MEMBERS, MEMBERSHIP CONDUCTS RESEARCH ON MEMBER NEEDS AND SATISFACTION, PROVIDES CAREER RESOURCES INCLUDING A SALARY SURVEY AND ASSOCIATED PUBLICATION ON CIVIL ENGINEERING INCOME AS WELL AS AN ONLINE MENTORING PROGRAM. MEMBERSHIP ALSO WORKS WITH VARIOUS SERVICE PROVIDERS TO OFFER ASCE MEMBERS SPECIAL INSURANCE AND FINANCIAL PROGRAMS. 5598744 127200 54814 GOVERNMENT AND PUBLIC AFFAIRS: THE SOCIETY'S PUBLIC AFFAIRS PROGRAMS ENCOMPASS A BROAD RANGE OF ACTIVITIES INTENDED TO BETTER INFORM THE PUBLIC AND POLICY LEADERS OF CRITICAL ISSUES AND THE VITAL ROLE THE CIVIL ENGINEERING PROFESSION PLAYS IN THE EVERY DAY LIVES OF CITIZENS. THESE PROGRAMS INCLUDE COORDINATING ALL INTERVIEWS AND MEETINGS WITH MEDIA/NEWS OUTLETS; WRITING AND DISSEMINATION OF ALL SOCIETY NEWS RELEASES; TRAINING SOCIETY LEADERS AND MEMBERS IN PUBLIC COMMUNICATIONS AND EFFECTIVE MEDIA RELATIONS; PROVIDING COMMUNICATIONS COUNSEL TO THE SOCIETY'S VARIOUS STATE AND LOCAL UNITS; PROVIDING INPUT AND FEEDBACK TO VARIOUS SOCIETY MARKETING INITIATIVES; OVERSEEING CERTAIN COMMUNICATIONS RESEARCH EFFORTS; CONTRIBUTING TO WEB SITE DESIGN AND CONTENT MANAGEMENT; COORDINATION OF ALL ASCE K-12 PRE-COLLEGE OUTREACH PROGRAMS; AND MANAGEMENT OF ASCE DIVERSITY PROGRAMS. THE SOCIETY'S GOVERNMENT RELATIONS ACTIVITIES INCLUDE: RESEARCH, DEVELOPMENT AND UPDATING OF THE ORGANIZATION'S 160 PUBLIC POLICY STATEMENTS PERTAINING TO A WIDE RANGE OF CIVIL ENGINEERING TOPICS INCLUDING INFRASTRUCTURE, TRANSPORTATION, WATER, ENVIRONMENT AND R & D; MONITORING FEDERAL LEGISLATIVE AND REGULATORY DEVELOPMENTS AND REPORTING BACK TO SOCIETY MEMBERS AND LEADERS; PROVIDING EXPERT TESTIMONY TO CONGRESSIONAL COMMITTEES; MAINTAINING A CONGRESSIONAL FELLOWS PROGRAM; TRAINING ASCE MEMBERS; BUILDING AND MAINTAINING ISSUES-BASED COALITIONS; PROMOTING CIVIL ENGINEERS FOR FEDERAL APPOINTMENTS AND NOMINATIONS TO KEY POLICY POSITIONS IN GOVERNMENT; AND MONITORING POLICY AND ISSUE DEVELOPMENTS IN THE VARIOUS U.S. STATES. 2033811 695144 73678 SECTION, BRANCHES & REGIONS -- THE SOCIETY PROVIDES FINANCIAL AND ADMINISTRATIVE SUPPORT TO ITS REGIONS, SECTIONS, BRANCHES AND YOUNGER MEMBER GROUPS TO SUPPORT THEIR DELIVERY OF A BROAD RANGE OF EDUCATIONAL, SCIENTIFIC AND PUBLIC SERVICE OFFERINGS AT THE LOCAL LEVEL. 2125000 20000 103973 EDUCATIONAL ACTIVITIES - THE SOCIETY'S EDUCATIONAL ACTIVITIES PROGRAMS IMPROVE THE FORMAL EDUCATIONAL PREPARATION OF CIVIL ENGINEERS FROM KINDERGARTEN THROUGH GRADUATE STUDIES. THESE ACTIVITIES ENHANCE CIVIL ENGINEERING EDUCATION BY DEFINING THE CIVIL ENGINEERING BODY OF KNOWLEDGE (BOK) TO BE FULFILLED BEFORE PROFESSIONAL PRACTICE AS A CIVIL ENGINEER, CONDUCTING ACCREDITATION ACTIVITIES TO ASSURE QUALITY EDUCATIONAL OUTCOMES AND PROCESSES, PRESENTING FACULTY DEVELOPMENT WORKSHOPS TO HONE THE TEACHING SKILLS OF UNIVERSITY ENGINEERING FACULTY, CHAMPIONING OF ASCE STUDENT ORGANIZATIONS FOR STUDENT SKILLS DEVELOPMENT BEYOND THE CLASSROOM, AND HOSTING INTERACTIONS AMONG STUDENTS, FACULTY AND PRACTITIONERS. SPECIFICALLY, THE SOCIETY HAS COMPREHENSIVELY DEFINED THE KNOWLEDGE, SKILLS, AND ATTITUDES NECESSARY TO ENTER THE CIVIL ENGINEERING PROFESSION. THE SOCIETY FOSTERS ACCOMPLISHING THIS BOK THROUGH FORMAL EDUCATION CURRICULA AND DOCUMENTED EXPERIENCE. FURTHER, THE SOCIETY LEADS THE ACCREDITATION ACTIVITIES OF 369 UNIVERSITY PROGRAMS IN CONJUNCTION WITH ABET, INC., THE ENGINEERING ACCREDITATION ORGANIZATION IN THE US. TO IMPROVE THE TEACHING ABILITIES OF ENGINEERING FACULTY, THE SOCIETY CONDUCTS ITS WORLD-RENOWNED ASCE EXCELLENCE IN CIVIL ENGINEERING EDUCATION (EXCEED) TEACHING WORKSHOPS WITH A TOTAL 670 GRADUATES FROM 228 INSTITUTIONS. KNOWING THAT MUCH EDUCATION IN COLLEGES AND UNIVERSITIES HAPPENS OUTSIDE THE CLASSROOM AND WITH OVER 27,000 STUDENT MEMBERS, THE SOCIETY SUPPORTS 296 ASCE STUDENT ORGANIZATIONS ON COLLEGE CAMPUSES. TO ADD TO STUDENT LEARNING, THE SOCIETY ANNUALLY HOSTS WORKSHOPS FOR STUDENT CHAPTER LEADERS, DEVELOPING THE LEADER SKILLS FOR 505 STUDENT LEADERS IN 2012. EIGHTEEN STUDENT CONFERENCES ARE HELD EACH YEAR, ATTRACTING OVER 5,000 PARTICIPANTS THIS YEAR. 152671 0 GRANTS & CONTRACTS: THE SOCIETY RECEIVES FEDERAL AND PRIVATE GRANT AND CONTRACT FUNDS THAT PAY FOR SPECIFIC ACTIVITIES RELATING TO IMPROVEMENT OF CIVIL ENGINEERING IN THE U.S. AND FOREIGN COUNTRIES. 719028 223017 40725 HONORS AND AWARDS: THE HONORS AND AWARDS PROGRAM PRIDES ITSELF IN RECOGNIZING THE OUTSTANDING ACHIEVEMENTS OF CIVIL ENGINEERING PROFESSIONALS. IT PRESENTS 83 SOCIETY AWARDS, HONORARY MEMBERSHIP, THE OUTSTANDING PROJECTS AND LEADERS AWARDS (OPAL) AND SEVERAL EXTERNAL AWARDS TO ACKNOWLEDGE LAUDABLE AND SUPERB PROJECTS AND INDIVIDUALS. 710635 0 INTERNATIONAL ACTIVITIES: INTERNATIONAL ACTIVITIES ADVANCE CIVIL ENGINEERING PRACTICE BY DISSEMINATING KNOWLEDGE ON ENGINEERING IN THE GLOBAL ENVIRONMENT AND GLOBAL ETHICAL PRACTICE; COLLABORATING WITH ENGINEERING SOCIETIES AROUND THE WORLD, AS WELL AS THROUGH COALITIONS, TO MUTUALLY DEVELOP RELATIONSHIPS AND SHARE KNOWLEDGE HELPFUL TO PROFESSIONAL GROWTH; SHARING AND GROWING THE CIVIL ENGINEERING BODY OF KNOWLEDGE THROUGH CAPACITY BUILDING; AND FOSTERING RELATIONSHIPS WITH OTHER ORGANIZATIONS, SUCH AS THE WORLD FEDERATION OF ENGINEERING ORGANIZATIONS, THE PAN-AMERICAN FEDERATION OF ENGINEERING ASSOCIATIONS (UPADI), USAID, AND UNESCO. THIS AREA ALSO HELPS SERVICE THE NEEDS OF THE SOCIETY'S INTERNATIONAL MEMBERS AND THE OPERATIONS OF 18 INTERNATIONAL SECTIONS AND 15 INTERNATIONAL GROUPS WITH A GOAL OF PROVIDING NETWORKING AND EDUCATION OPPORTUNITIES AT THE LOCAL LEVEL INTERNATIONALLY. COORDINATION WITH OTHER SOCIETY ACTIVITY AREAS HELPS SUPPORT INTERNATIONAL CONFERENCES, TECHNICAL EXCHANGES, AND CONTINUING EDUCATION SEMINARS. ONE OUTLET FOR INFORMATION EXCHANGE IS THE INTERNATIONAL NEWSLETTER ASCE GLOBAL LINK; ANOTHER IS THE INTERNATIONAL PROGRAM AT THE ASCE ANNUAL CONFERENCE, WHICH ATTRACTS INTERNATIONAL REPRESENTATIVES FROM ABOUT 25 COUNTRIES. 129750 125000 0 ENGINEERS WITHOUT BORDERS: THE SOCIETY PROVIDES FINANCIAL AND ADMINISTRATIVE SUPPORT TO EWB-USA, WHICH HAS OVER 350 PROJECTS IN OVER 45 DEVELOPING COUNTRIES AROUND THE WORLD INCLUDING WATER, RENEWABLE ENERGY, SANITATION AND MORE. THE PROJECTS ARE COMPLETED IN PARTNERSHIP WITH LOCAL COMMUNITIES AND NGOS. EWB-USA HELPS CREATE A MORE STABLE AND PROSPEROUS WORLD BY ADDRESSING PEOPLE'S BASIC HUMAN NEEDS BY PROVIDING NECESSITIES SUCH AS CLEAN WATER, POWER, SANITATION AND EDUCATION. BECAUSE OF ITS STRONG UNIVERSITY PRESENCE, EWB-USA IS THE CATALYST FOR A NEW MOVEMENT TO EDUCATE THE NEXT GENERATION OF SOCIALLY CONSCIOUS ENGINEERS DEEPLY AWARE OF THE NEEDS OF THE REST OF THE WORLD. 694640 29595 34336 PROFESSIONAL ACTIVITIES: THROUGH ITS PROFESSIONAL ACTIVITIES, THE SOCIETY ENCOURAGES, GUIDES, AND PROMOTES THE PROFESSIONAL DEVELOPMENT OF CIVIL ENGINEERS. THESE PROGRAMS INCLUDE DEVELOPMENT OF PROFESSIONAL KNOWLEDGE, SKILLS, AND ATTITUDES TO IMPROVE THE PRACTICE OF CIVIL ENGINEERS AND TO ASSURE APPROPRIATE PROFESSIONAL AND BUSINESS BEHAVIOR. PROFESSIONAL LICENSURE OF ALL ELIGIBLE SOCIETY MEMBERS IS ENCOURAGED TO PROTECT THE PUBLIC HEALTH, SAFETY, AND WELFARE. THE SOCIETY ALSO OFFERS CAREER AND ETHICS RESOURCES INCLUDING ECAREERMENTOR, AN ONLINE MENTORING PROGRAM, AND ORDER OF THE ENGINEER CEREMONIES. MOREOVER, THE SOCIETY PROMOTES LEADERSHIP AND MANAGEMENT SKILLS DEVELOPMENT AND PROVIDES A CUSTOMIZED MANAGEMENT EVALUATION PROCESS FOR GOVERNING ENGINEERING AGENCIES VIA ITS PEER REVIEW FOR PUBLIC AGENCIES PROGRAM. 1559186 37000 645404 OTHER PROGRAM SERVICES: MISCELLANEOUS SMALL PROGRAMS THAT SUPPORT THE SOCIETY'S EXEMPT PURPOSE. 592164 16002 0 SUSTAINABILITY EXPENSES: ASCE HAS HAD A LONG HISTORY OF PARTICIPATION AND LEADERSHIP IN PROMOTING SUSTAINABLE DEVELOPMENT AND INTEGRATING IT INTO ENGINEERING EDUCATION AND PRACTICE. WITHIN THE PAST COUPLE OF YEARS ASCE HAS INCLUDED IT AS ONE OF ITS STRATEGIC INITIATIVES. THE COMMITTEE ON SUSTAINABILITY IS THE DRIVING FORCE TO LEAD THE WAY TO SUSTAINABLE SOLUTIONS.THE COMMITTEE HAS ACCOMPLISHED THE FOLLOWING:-PRESENTED A SUSTAINABILITY DEFINITION, GOALS, ACTION PLAN, AND PROGRAM OUTLINE FOR THE SOCIETY -DEVELOPMENT OF THE FUNDAMENTALS OF SUSTAINABLE ENGINEERING, SUSTAINABLE PROJECT MGMT, AND ECOLOGICAL SYSTEMS COURSES WITH HELP FROM THE CONTINUING EDUCATION DEPARTMENT-ASCE HAS ESTABLISHED A FORMAL PARTNERSHIP WITH ACEC AND APWA (THE INSTITUTE FOR SUSTAINABLE INFRASTRUCTURE ISI) TO DEVELOP AND DELIVER THE INFRASTRUCTURE RATING SYSTEM - ENVISION (TM)-ESTABLISHED A SUSTAINABILITY WEBSITE FOR ENGINEERS ON THE ASCE WEBSITE-WORKING WITH THE ASCE FOUNDATION ON LEED GOLD CERTIFICATION OF THE ASCE HEADQUARTERS BUILDING 23168302 1272958 19525150 47376209 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 1 294 0 1 298 1 1 1 0 0 0 0 0 0 0 0 0 X 17 14 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 NY VA X THE ORGANIZATION 7032956109 1801 ALEXANDER BELL DRIVE RESTON VA 201914400 ANDREW W HERRMANN 15.00 X X 14721 0 0 KATHY J CALDWELL 15.00 X X 0 0 0 GREGORY E DILORETO 15.00 X X 16224 0 0 CHRISTINE F ANDERSEN 7.00 X 0 0 0 STEPHEN A CURTIS 7.00 X 0 0 0 BILLY L EDGE 7.00 X 0 0 0 JENNIFER B EPP 7.00 X 0 0 0 D VAUGHAN GRIFFITHS 7.00 X 0 0 0 WILLIAM P GROGAN 7.00 X 0 0 0 KANCHEEPURAM N GUNALAN 7.00 X 0 0 0 MARTHA F JUCH 7.00 X 0 0 0 SANDRA N KNIGHT 7.00 X 0 0 0 ERIKS V LUDINS 7.00 X 0 0 0 MARK P RUSNICA 7.00 X 0 0 0 ROBERT D STEVENS 7.00 X 0 0 0 ROBERT A VICTOR 7.00 X 0 0 0 ALBERT TAK-CHUNG YEUNG 7.00 X 0 0 0 PATRICK J NATALE 40.00 X 431345 0 49955 MICHAEL H WENNING 7.00 X 0 0 0 THOMAS W SMITH III 40.00 X 206299 0 31511 CHARLES DINGES 40.00 X 188703 0 28793 JOSEPH DEFIGLIA 40.00 X 191008 0 21546 PETER SHAVALAY 40.00 X 184541 0 31473 BRUCE GOSSETT 40.00 X 181510 0 21597 JOHN DURRANT 40.00 X 169251 0 28464 THOMAS LENOX 40.00 X 149842 0 9330 STEFAN JAEGER 40.00 X 148553 0 10705 WENDY COWAN 40.00 X 143688 0 20716 JOHN CASAZZA 40.00 X 142819 0 22262 BRIAN PALLASCH 40.00 X 147774 0 27200 2316278 0 303552 39 0 1 0 THE SHERIDAN PRESS 450 FAME AVE HANOVER PA 17331 PUBLICATIONS 800330 FREDERIC PRINTING 14701 EAST 38TH AVE AURORA CO 80011 MARKETING MATERIALS 751406 AMERICAN INSTITUTE OF PHYSICS 2 HUNTINGTON QUAD MELVILLE NY 11747 COMPOSITION, WEB PLATFORM 585416 PUBLISHERS PRESS PO BOX 37500 LOUISVILLE KY 40233 PUBLICATIONS 573304 PREMEDIA 1797 SEDDON CT ASHLAND OH 44805 JOURNAL PUBLICATION 564404 36 14798782 1277567 1134103 17210452 SUBSCRIPTIONS 900099 13620646 13620646 CONFERENCES & SEMINARS 900099 10076270 10076270 ADVERTISING 541800 2114435 2114435 CONFERENCE CENTER FEES 561499 383389 383389 799978 799978 26994718 1007857 1007857 4094973 4094973 12000 0 12000 12000 12000 2685319 1227244 1458075 1458075 50778075 25954969 2497824 5114830 1090941 1090941 223017 223017 2083329 923717 1159612 16161098 14249654 1911444 667957 588955 79002 1916841 1690128 226713 1121419 988784 132635 15280 15280 99545 99545 37385 37385 3606769 3568725 38044 2461724 2461724 4431965 4200919 231046 1310755 1253534 57221 274884 274884 2832686 2832686 3235119 2879206 355913 3445333 3419626 25707 1502394 1502394 281239 281239 PRINTING AND PRODUCTION 4124900 4124900 NONPROFIT MEMBERSHIPS 446138 405738 40400 UNRELATED BUS INCOME TA 149640 149640 AWARDS 81772 81772 364671 333666 31005 51966801 47376209 4590592 0 3432479 2933877 9772 9772 2698189 2500555 655630 682243 1445207 1090090 16439333 11306641 5453984 5132692 34769357 40550269 2391960 3002356 50856578 55901854 3529773 3634164 10638592 11611614 2112564 2458631 16280929 17704409 X 27212538 29770429 4794164 5817184 2568947 2609832 34575649 38197445 50856578 55901854 X -1188726 4810522 X X 0 1 1 X 0 X 18999498 17799232 17843692 17094843 17210452 88947717 27564070 26364358 26336550 23233925 27182213 130681116 46563568 44163590 44180242 40328768 44392665 219628833 1145279 939863 821546 758531 1173778 4838997 0 1145279 939863 821546 758531 1173778 4838997 214789836 5103009 5534761 4276761 4902767 5114830 24932128 436251 174957 207196 239962 322184 1380550 5539260 5709718 4483957 5142729 5437014 26312678 52102828 49873308 48664199 45471497 49829679 245941511 0.87330 0.87450 0.10700 0.12550 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 26027 1 26027 1 21922 1 242254 1 263028 1 222575 0 801833 0 EXPLANATION OF LOBBYING ACTIVITIES: PART II-B, LINE 1: TO ADVANCE ITS POLICY MISSION, ASCE IDENTIFIES LEGISLATION TO IMPROVE THE NATION'S INFRASTRUCTURE, AND ADVANCE THE PROFESSION OF ENGINEERING. SPECIFICALLY, ASCE ADVOCATED ON THE FOLLOWING LEGISLATION DURING FISCAL YEAR 2012: -- THE NATIONAL INFRASTRUCTURE IMPROVEMENT ACT --AUTHORIZATION OF A NATIONAL INFRASTRUCTURE BANK -- THE REAUTHORIZATION OF THE AIRPORT AND AIRWAY TRUST FUND AND THE AIRPORT IMPROVEMENT PROGRAM --REAUTHORIZATION OF THE FEDERAL SURFACE TRANSPORTATION PROGRAMS AUTHORIZED UNDER SAFETEA-LU -- THE REAUTHORIZATION OF THE BROWNFIELDS REVITALIZATION AND ENVIRONMENTAL RESTORATION ACT -- THE DAM REHABILITATION AND REPAIR ACT AND FUNDING FOR THE NATIONAL DAM SAFETY PROGRAM -- THE CREATION OF A NATIONAL LEVEE SAFETY PROGRAM -- THE WATER QUALITY FINANCING ACT TO REAUTHORIZE THE STATE REVOLVING LOAN FUND PROGRAM -- THE REAUTHORIZATION OF THE SAFE DRINKING WATER ACT STATE REVOLVING LOAN FUND PROGRAM -- THE WATER RESOURCES DEVELOPMENT ACT --FUNDING FOR STEM EDUCATION PROGRAMS -- THE REAUTHORIZATION OF NATIONAL EARTHQUAKE HAZARDS REDUCTION PROGRAM (NEHRP) -- THE REAUTHORIZATION OF NATIONAL WINDSTORM IMPACT REDUCTION PROGRAM (NWIRP) -- APPROPRIATIONS FOR FEDERAL PROGRAMS RELATING TO CIVIL ENGINEERING, INCLUDING TRANSPORTATION, ENVIRONMENT, EDUCATION, HOMELAND SECURITY, AND RESEARCH AND DEVELOPMENT -- LOBBYING AT THE STATE FOCUSED PRIMARILY UPON LICENSURE, PROCUREMENT OF ENGINEERING SERVICES, CONTINUING EDUCATION AND THE FINANCING OF INFRASTRUCTURE IMPROVEMENTS -- LOBBYING AT THE STATE LEVEL TO RAISE THE MINIMUM REQUIREMENTS FOR LICENSURE AS A PROFESSIONAL ENGINEER (PE) 7295553 82871 1267247 197399 8448272 7092915 200033 158803 42000 114198 7295553 6578993 34825 627752 55000 93655 7092915 6436202 45396 267034 32000 137639 6578993 0.02210 0.30890 0.66900 0 0 16439333 11306641 5132692 5132692 RECEIVABLE FROM AFFILIATES 1585043 FUNDS HELD FOR OTHERS 667292 457 DEFERRED COMP 372972 DEPOSITS & ADVANCES 227049 INVESTMENTS IN AFFILIATE 150000 3002356 DEFERRED RENT 88146 ANNUAL LEAVE PAYABLE 835504 DEFERRED GRANTS 96489 RETIREE HEALTH BENEFIT 191976 FUNDS HELD FOR OTHERS 758161 457 DEFERRED COMP 488355 2458631 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: ASCE MAINTAINS ENDOWMENT FUNDS FOR PRIZES AND AWARDS TO RECOGNIZE THE OUTSTANDING ACHIEVEMENTS OF CIVIL ENGINEERING PROFESSIONALS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: ASCE BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY MATERIAL INCOME TAX POSITIONS TAKEN. THEREFORE, MANAGEMENT HAS NOT IDENTIFIED ANY MATERIAL UNCERTAIN INCOME TAX POSITIONS. IN GENERAL, THE ASSOCIATION'S INCOME TAX RETURNS ARE SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR THREE YEARS ONCE THEY HAVE BEEN FILED. SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES ENGINEERING CONFERENCE 122712 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES ENGINEERING COMMITTEE MEETING 6331 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES ENGINEERING COMMITTEE MEETING 33877 NORTH AMERICA 0 0 PROGRAM SERVICES ENGINEERING COMMITTEE MEETING 2447 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EARTHQUAKE INVESTIGATION 10054 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES EUROPE BOOK FAIR 4281 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES ENGINEERING CONFERENCE 3921 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES ENGINEERING SOCIETY LIASON 19557 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES ENGINEERING CONFERENCE 6308 0 0 0 0 0 0 203180 6308 209488 0 0 0 0 0 0 1 ENGINEERS WITHOUT BORDERS 4665 NATUILUS COURT SUITE 300 BOULDER CO 80301 841589324 501(C)(3) 100000 OPERATING SUPPORT CONNECTICUT SOCIETY OF CIVIL ENGRS 1801 ALEXANDER BELL DR RESTON VA 20191 061054843 501(C)(3) 7064 CHAPTER PROGRAM SUPPORT BOSTON SOCIETY OF CIVIL ENGINEERS 1801 ALEXANDER BELL DR RESTON VA 20191 042103915 501(C)(3) 23648 CHAPTER PROGRAM SUPPORT ASCE ALABAMA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 630718693 501(C)(3) 10175 CHAPTER PROGRAM SUPPORT ASCE ARIZONA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237383869 501(C)(3) 13151 CHAPTER PROGRAM SUPPORT ASCE COLORADO SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 846050130 501(C)(3) 17987 CHAPTER PROGRAM SUPPORT ASCE FLORIDA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381284 501(C)(3) 38258 CHAPTER PROGRAM SUPPORT ASCE GEORGIA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 581276572 501(C)(3) 14552 CHAPTER PROGRAM SUPPORT ASCE HAWAII SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 990170313 501(C)(3) 5889 CHAPTER PROGRAM SUPPORT ASCE ILLINOIS SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 366199065 501(C)(3) 19107 CHAPTER PROGRAM SUPPORT ASCE INDIANA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381292 501(C)(3) 8339 CHAPTER PROGRAM SUPPORT ASCE KANSAS CITY SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381281 501(C)(3) 15214 CHAPTER PROGRAM SUPPORT ASCE KENTUCKY SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237318940 501(C)(3) 4476 CHAPTER PROGRAM SUPPORT ASCE LOS ANGELES SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 952594246 501(C)(3) 36887 CHAPTER PROGRAM SUPPORT ASCE LOUISIANA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 510237342 501(C)(3) 16353 CHAPTER PROGRAM SUPPORT ASCE MAINE SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237320097 501(C)(3) 5413 CHAPTER PROGRAM SUPPORT ASCE MARYLAND SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381285 501(C)(3) 11503 CHAPTER PROGRAM SUPPORT ASCE METROPOLITAN SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381294 501(C)(3) 20521 CHAPTER PROGRAM SUPPORT ASCE MICHIGAN SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381289 501(C)(3) 14364 CHAPTER PROGRAM SUPPORT ASCE MINNESOTA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 416025891 501(C)(3) 9693 CHAPTER PROGRAM SUPPORT ASCE NATIONAL CAPITAL SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 526049389 501(C)(3) 21328 CHAPTER PROGRAM SUPPORT ASCE NEVADA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381277 501(C)(3) 7614 CHAPTER PROGRAM SUPPORT ASCE NEW JERSEY SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 510163404 501(C)(3) 19990 CHAPTER PROGRAM SUPPORT ASCE NEW MEXICO SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 856915812 501(C)(3) 5652 CHAPTER PROGRAM SUPPORT ASCE NORTH CAROLINA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381227 501(C)(3) 13281 CHAPTER PROGRAM SUPPORT ASCE OREGON SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381237 501(C)(3) 9450 CHAPTER PROGRAM SUPPORT ASCE PHILADELPHIA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 236297237 501(C)(3) 9794 CHAPTER PROGRAM SUPPORT ASCE PITTSBURGH SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381236 501(C)(3) 7323 CHAPTER PROGRAM SUPPORT ASCE SACRAMENTO SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 946097155 501(C)(3) 12522 CHAPTER PROGRAM SUPPORT ASCE SAN DIEGO SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381239 501(C)(3) 9050 CHAPTER PROGRAM SUPPORT ASCE SAN FRANCISCO SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 941402573 501(C)(3) 27339 CHAPTER PROGRAM SUPPORT ASCE SEATTLE SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 916037367 501(C)(3) 15587 CHAPTER PROGRAM SUPPORT ASCE SOUTH CAROLINA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 570642957 501(C)(3) 7445 CHAPTER PROGRAM SUPPORT ASCE ST LOUIS SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 510163408 501(C)(3) 13347 CHAPTER PROGRAM SUPPORT ASCE TENNESSEE SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 626041767 501(C)(3) 15851 CHAPTER PROGRAM SUPPORT ASCE TEXAS SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 741073735 501(C)(3) 51867 CHAPTER PROGRAM SUPPORT ASCE UTAH SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381232 501(C)(3) 6386 CHAPTER PROGRAM SUPPORT ASCE VIRGINIA SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237066812 501(C)(3) 14519 CHAPTER PROGRAM SUPPORT ASCE WISCONSIN SECTION 1801 ALEXANDER BELL DR RESTON VA 20191 237381234 501(C)(3) 9539 CHAPTER PROGRAM SUPPORT NATIONAL ACADEMY OF SCIENCES 500 FIFTH STREET NW WASHINGTON DC 20001 530196932 501(C)(3) 50000 CONTRIBUTION SEABEE HISTORICAL FOUNDATION PO BOX 657 GULFPORT MS 39502 581998577 501(C)(3) 10000 CONTRIBUTION ASSOCIATION FOR IRON & STEEL 186 THORN HILL ROAD WARRENDALE PA 15086 200338690 501(C)(3) 6000 CONTRIBUTION BUILDING AMERICA'S FUTURE 1301 PENNSYLVANIA AVE NW WASHINGTON DC 20004 271976324 501(C)(3) 25000 CONTRIBUTION NATIONAL ENGINEERS WEEK 1420 KING STREET ALEXANDRIA VA 22314 320039097 501(C)(3) 35900 CONTRIBUTION ACE MENTOR PROGRAM OF AMERICA 400 MAIN STREET STAMFORD CT 06901 510465877 501(C)(3) 10000 CONTRIBUTION TRANSPORTATION CONSTRUCTION COALITION 1219 28TH STREET NW WASHINGTON DC 20007 530026395 501(C)(6) 20000 CONTRIBUTION CONGRESSIONAL MANAGEMENT FOUNDATION 513 CAPITOL CT NE SUITE 300 WASHINGTON DC 20002 521076614 501(C)(3) 12000 CONTRIBUTION 46 1 SCHOLARSHIPS 25 105512 RECOGNITION AWARDS 150 117505 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: PROCEDURES FOR MONITORING OF GRANT FUNDS: ENGINEERS WITHOUT BORDERS -- WE CONTRIBUTE TO THIS ORGANIZATION TO SUPPORT THEIR CHARITABLE WORK. WE HAVE A CLOSE RELATIONSHIP WITH THEM AND HAVE A VOLUNTEER COMMITTEE AND COMPANY EXECUTIVE WHO MONITOR THEIR BUDGET AND ACTIVITIES. ASCE SECTIONS -- WE PROVIDE OUR SECTIONS (CHAPTERS) WITH FUNDING TO SUPPORT THEIR OPERATIONS. WE HAVE A GEOGRAPHIC SERVICES DIVISION THAT WORKS WITH THE SECTIONS AND MONITORS THEIR ACTIVITIES. THE SECTIONS REPORT TO NATIONAL ON A REGULAR BASIS AND FOLLOW A WRITTEN POLICY MANUAL. X 1 1 X X X X 0 1 0 0 0 1 0 1 0 PATRICK J NATALE 365612 0 35000 0 30733 0 33497 0 18039 0 482881 0 0 0 THOMAS W SMITH III 193635 0 12000 0 664 0 11373 0 21471 0 239143 0 0 0 CHARLES DINGES 178148 0 9600 0 955 0 10645 0 24352 0 223700 0 0 0 JOSEPH DEFIGLIA 178992 0 9600 0 2416 0 9911 0 12762 0 213681 0 0 0 PETER SHAVALAY 169981 0 12000 0 2560 0 10336 0 22363 0 217240 0 0 0 BRUCE GOSSETT 169478 0 9600 0 2432 0 9963 0 12766 0 204239 0 0 0 JOHN DURRANT 158151 0 9600 0 1500 0 9495 0 20048 0 198794 0 0 0 THOMAS LENOX 143083 0 4800 0 1959 0 8109 0 2165 0 160116 0 0 0 STEFAN JAEGER 139284 0 8000 0 1269 0 6935 0 4714 0 160202 0 0 0 WENDY COWAN 134982 0 8000 0 706 0 5809 0 15882 0 165379 0 0 0 JOHN CASAZZA 134497 0 6400 0 1922 0 7877 0 15315 0 166011 0 0 0 BRIAN PALLASCH 137723 0 9600 0 451 0 8231 0 19923 0 175928 0 0 0 PART I, LINE 1A ASCE'S EXECUTIVE DIRECTOR, PRESIDENT, PRESIDENT-ELECT, AND PAST PRESIDENT ARE REIMBURSED FOR SPOUSAL TRAVEL EXPENSES. THE AMOUNTS ARE REPORTED TO THE INDIVIDUALS AS COMPENSATION ON FORM W-2 OR 1099, AS APPROPRIATE. PART I, LINE 4B PATRICK NATALE - $8,595 SECTION 457(F) PLAN CONTRIBUTION. PART I, LINE 6 ASCE EMPLOYEES MAY RECEIVE BONUSES IF THE ORGANIZATION IS FINANCIALLY SUCCESSFUL IN ANY GIVEN YEAR. BONUSES ARE DISCRETIONARY AND ARE NOT IN ANY WAY BASED ON A PERCENTAGE OF EARNINGS. PART I, LINE 7 EACH YEAR, ASCE'S EXECUTIVE DIRECTOR IS ENTITLED TO RECEIVE A BONUS OF 0 TO 15 PERCENT OF HIS BASE SALARY BASED ON (I) WHETHER HE HAS MET WRITTEN PERFORMANCE OBJECTIVES MUTUALLY AGREED UPON AT THE BEGINNING OF THE CALENDAR YEAR, AND (II) OTHER FACTORS AS DEEMED APPROPRIATE BY ASCE'S EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 6 ASCE RECOGNIZES THE FOLLOWING MEMBERSHIP GRADES: ASSOCIATE MEMBER, MEMBER, FELLOW, DISTINGUISHED MEMBER, PRESIDENT-EMERITUS, STUDENT MEMBER, AND AFFILIATE MEMBER. THE VOTING MEMBERSHIP GRADES ARE: ASSOCIATE MEMBER, MEMBER, FELLOW, DISTINGUISHED MEMBER, AND PRESIDENT-EMERITUS. THE NON-VOTING MEMBERSHIP GRADES ARE: STUDENT MEMBER AND AFFILIATE MEMBER. VOTING MEMBERS HAVE THE RIGHT TO ELECT MEMBERS OF THE GOVERNING BOARD AND TO APPROVE CERTAIN SIGNIFICANT DECISIONS OF THE GOVERNING BOARD (I.E., ANY PROPOSED AMENDMENTS TO THE ASCE CONSTITUTION). IN ACCORDANCE WITH ASCE'S STATUS AS A 501(C)(3) ORGANIZATION, NO MEMBER IS ENTITLED TO A SHARE OF ASCE'S PROFITS OR EXCESS DUES, OR TO ANY SHARE OF ASCE'S NET ASSETS UPON THE ORGANIZATION'S DISSOLUTION. FORM 990, PART VI, SECTION A, LINE 7A ASCE'S VOTING MEMBERSHIP GRADES ARE: ASSOCIATE MEMBER, MEMBER, FELLOW, DISTINGUISHED MEMBER, AND PRESIDENT-EMERITUS. VOTING MEMBERS HAVE THE RIGHT TO ELECT THE ELECTED MEMBERS OF THE GOVERNING BOARD AS FOLLOWS: A. ALL VOTING MEMBERS HAVE THE RIGHTS TO ELECT THE SOCIETY'S PRESIDENT-ELECT (WHO SERVES ONE YEAR AS PRESIDENT-ELECT, THEN ONE YEAR AS PRESIDENT, AND FINALLY ONE YEAR AS PAST-PRESIDENT) AND THE TWO AT-LARGE DIRECTORS. B. VOTING MEMBERS THAT BELONG TO AT LEAST ONE SOCIETY INSTITUTE (TECHNICAL REGION) HAVE THE RIGHT TO ELECT THE TWO TECHNICAL REGION DIRECTORS. C. VOTING MEMBERS IN THEIR RESPECTIVE GEOGRAPHIC REGIONS HAVE THE RIGHT TO ELECT THE GEOGRAPHIC REGION DIRECTOR OF THAT REGION. FORM 990, PART VI, SECTION A, LINE 7B ASCE'S VOTING MEMBERSHIP GRADES ARE: ASSOCIATE MEMBER, MEMBER, FELLOW, DISTINGUISHED MEMBER, AND PRESIDENT-EMERITUS. ANY AMENDMENT TO THE ASCE CONSTITUTION PROPOSED BY THE GOVERNING BOARD (OR BY MEMBER PETITION) MUST BE APPROVED BY A TWO-THIRDS VOTE OF THE VOTING MEMBERSHIP IN A SOCIETY-WIDE ELECTION. FORM 990, PART VI, SECTION B, LINE 11 ASCE PROVIDES ITS FORM 990 TO ASCE BOARD MEMBERS VIA ACCESS TO AN ONLINE FILE SERVER, AND ALLOWS BOARD MEMBERS TO REVIEW AND PROVIDE COMMENTS. FORM 990, PART VI, SECTION B, LINE 12C ASCE PROVIDES A CONFLICT OF INTEREST DISCLOSURE FORM ON AN ANNUAL BASIS TO OFFICERS, DIRECTORS, AND INCOMING REGION AND INSTITUTE GOVERNORS, AND HOSTS ORIENTATION SESSIONS FOR INCOMING DIRECTORS AND TECHNICAL AND REGIONAL LEADERSHIP THAT INCLUDE A REVIEW OF ASCE'S CONFLICT OF INTEREST POLICY, DISCLOSURE REQUIREMENTS AND GUIDELINES WITH CASE EXAMPLES. OFFICERS, DIRECTORS AND KEY EMPLOYEES SIGN A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. ASCE'S CONFLICT OF INTEREST POLICY IS INCORPORATED IN THE ASCE BYLAWS, WHICH ARE DISTRIBUTED ANNUALLY IN ITS OFFICIAL REGISTER AND ARE POSTED ON THE ASCE WEBSITE AS WELL AS ON THE EMPLOYEES' INTERNAL WIKI. ASCE'S CODE OF ETHICS ALSO REGULATES TREATMENT OF CONFLICTS OF INTEREST, AND THE CODE IS ALSO POSTED ONLINE AND INCLUDED IN THE OFFICIAL REGISTER. ASCE ENFORCES ITS CODE OF ETHICS THROUGH A COMMITTEE ON PROFESSIONAL CONDUCT PURSUANT TO PROCEDURES OUTLINED IN ASCE'S RULES OF POLICY AND PROCEDURE. ASCE'S GENERAL COUNSEL OVERSEES THE REFERENCED CONFLICT OF INTEREST EDUCATION AND COMPLIANCE PROCESS AND IS PRESENT AT ALL MEETINGS OF THE ASCE BOARD OF DIRECTION AND THE ASCE STAFF'S SENIOR LEADERSHIP TEAM. FORM 990, PART VI, SECTION B, LINE 15A A. EXECUTIVE DIRECTOR: AN ANNUAL PERFORMANCE REVIEW OF THE EXECUTIVE DIRECTOR IS PERFORMED BY A REVIEW PANEL COMPRISED OF ASCE'S THREE PRESIDENTIAL OFFICERS. THE EXECUTIVE DIRECTOR PREPARES A WRITTEN REPORT DETAILING HIS ACHIEVEMENT OF GOALS AND OBJECTIVES ESTABLISHED BY THE ASCE EXECUTIVE COMMITTEE FOR THE YEAR. THE REVIEW PANEL REVIEWS THIS REPORT IN CONJUNCTION WITH FINANCIAL DATA FOR THE ORGANIZATION, COMPARABILITY DATA PREPARED BY AN OUTSIDE CONSULTANT, AND ASCE'S WRITTEN EXECUTIVE COMPENSATION REVIEW GUIDELINES. THE REVIEW PANEL PREPARES A WRITTEN REPORT AND RECOMMENDATIONS AS TO SALARY INCREASES AND/OR BONUSES, WHICH IS PRESENTED TO THE ASCE EXECUTIVE COMMITTEE FOR APPROVAL. THE REVIEW IS SUBSEQUENTLY REPORTED AS AN INFORMATION ITEM TO THE ASCE BOARD. DOCUMENTATION OF THE REVIEW AND DECISION IS RETAINED BY THE HUMAN RESOURCES DEPARTMENT. B. KEY EMPLOYEES: THE EXECUTIVE DIRECTOR OR OTHER IMMEDIATE SUPERVISOR ESTABLISHES THE SALARIES FOR KEY EMPLOYEES USING INFORMATION AND RECOMMENDATIONS DERIVED FROM WRITTEN EVALUATIONS PERFORMED BY MANAGEMENT STAFF, WITH REVIEW OF THIRD-PARTY COMPARABILITY DATA AND UPON CONSULTATION WITH THE DIRECTOR OF HUMAN RESOURCES. THE EVALUATIONS ARE APPROVED BY THE IMMEDIATE AND SECOND LEVEL SUPERVISOR AND BY THE HUMAN RESOURCES DEPARTMENT. THE EXECUTIVE DIRECTOR ALSO PERIODICALLY REVIEWS SALARY INFORMATION FOR KEY EMPLOYEES WITH ASCE'S PRESIDENTIAL OFFICERS. DOCUMENTATION OF THE WRITTEN EVALUATION IS RETAINED BY THE HUMAN RESOURCES DEPARTMENT. FORM 990, PART VI, SECTION C, LINE 18 ASCE'S FORM 990 AND 990-T ARE MADE AVAILABLE UPON REQUEST. ASCE FILED ITS FORM 1023 PRIOR TO JULY 15, 1987, AND DID NOT HAVE A COPY OF ITS FORM 1023 ON THAT DATE. FORM 990, PART VI, SECTION C, LINE 19 ASCE'S GOVERNING DOCUMENTS (CONSTITUTION, BYLAWS, AND RULES OF POLICY AND PROCEDURE) ARE MADE PUBLICLY AVAILABLE ON THE ASCE WEBSITE AND ARE DISTRIBUTED TO STAFF AND ACTIVE VOLUNTEER LEADERSHIP IN A HARD COPY OFFICIAL REGISTER. ASCE'S CONFLICT OF INTEREST POLICY IS INCORPORATED IN THE SOCIETY'S BYLAWS, WHICH ARE MADE PUBLICLY AVAILABLE ON THE ASCE WEBSITE. ASCE'S ANNUAL FINANCIAL REPORTS ARE ALSO MADE PUBLICLY AVAILABLE ON THE ASCE WEBSITE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED GAINS ON INVESTMENTS: 4,810,522. FORM 990, PART XII, LINCE 2C THE AUDIT OVERSIGHT PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR. AMERICAN SOCIETY OF CIVIL ENGINEERS FOUNDATION 1801 ALEXANDER BELL DRIVE RESTON VA 20191 521891243 SUPPORT THE EDUCATIONAL AND SCIENTIFIC PURPOSES OF ASCE DC 501(C)(3) 509(A)(3) 1 CIVIL ENGINEERING CERTIFICATION 1801 ALEXANDER BELL DRIVE RESTON VA 20191 651244695 CIVIL ENGINEERING CERTIFICATION VA 501(C)(6) 1 CIVIL ENGINEERING FORUM FOR INNOVATION 1801 ALEXANDER BELL DRIVE RESTON VA 20191 133495580 PROMOTING ENGINEERING INNOVATION NY 501(C)(3) 509(A)(2) 1 0 0 1 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 CIVIL ENGINEERING FORUM FOR INNOVATION C 143192 CASH ASCE FOUNDATION C 1169778 CASH CIVIL ENGINEERING CERTIFICATION D 64055 CASH ASCE FOUNDATION J 2495506 COST ASCE FOUNDATION N 335469 COST ASCE FOUNDATION P 20000 COST CIVIL ENGINEERING CERTIFICATION N 94529 COST