2013-08-06T11:01:09-05:00 2012-12-31 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2012-01-01 205404423 OCCUPATIONS FOUNDATION INC OCCU 8456920022 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 AMY ANDERSON-WINCHELL 8456920022 2013-08-02 1 FREDERICK H ROTHMAN P01275277 2128674000 2012 2016-02-24 21:20:13Z AMY ANDERSON-WINCHELL L 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 465806 0 X N/A X 2006 NY TO CONDUCT CHARITABLE ACTIVITIES FOR THE BENEFIT OF OCCUPATIONS, INC., NEW DYNAMICS CORPORATION AND FAMILY EMPOWERMENT COUNCIL, INC. 13 13 4 13 0 0 304987 328056 0 0 8844 15234 -121284 -85549 192547 257741 8004 0 0 0 35205 24849 0 0 91380 19392 91454 62601 116303 129946 141438 1034956 1272129 7706 61372 1027250 1210757 TO CONDUCT CHARITABLE ACTIVITIES FOR THE BENEFIT OF OCCUPATIONS, INC., NEW DYNAMICS CORPORATION AND FAMILY EMPOWERMENT COUNCIL, INC. 0 0 THE FOUNDATION PROVIDES OPERATING GRANTS TO BENEFIT OCCUPATIONS, INC. 1 1 0 0 0 0 0 0 0 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 12 0 4 1 0 0 0 0 0 1 1 0 0 0 0 X 13 13 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 NY X MAUDE A ROSADO 8456920022 15 FINI DRIVE SUITE 5 MIDDLETOWN NY 10941 LINDA HICKS 1.50 4.50 X X 0 0 0 JOSEPH FERRI 1.00 X X 0 0 0 JAMES MONROE 1.50 X X 0 0 0 GEORGE HANDLER 1.50 X X 0 0 0 JIM LOUGHRAN 1.00 3.00 X 0 0 0 MELISSA MASSIMI 1.00 3.00 X 0 0 0 NICK PREDDICE 1.00 X 0 0 0 HAROLD BERLIN 1.00 X 0 0 0 KATIE BONELLI 1.00 X 0 0 0 JOHN GUATTERY 1.00 3.00 X 0 0 0 DANIEL B HULSE 1.00 4.50 X 0 0 0 EDWARD F LEKIS 1.00 5.50 X 0 0 0 FRED S LEVINSON 1.00 5.00 X 0 0 0 JAMES B DESTEFANO 0.50 39.50 X 3420 270159 31724 AMY ANDERSON-WINCHELL 0.50 39.50 X 3083 243516 74877 MAUDE A ROSADO 0.50 39.50 X 2090 165127 34207 LORI LENTINI 0.50 39.50 X 1922 151835 42353 10515 830637 183161 0 0 1 0 0 239539 88517 95480 328056 15234 15234 57670 57670 0 0 64846 239539 150395 -85549 -85549 257741 0 0 -70315 10354 10354 14495 14495 7886 7886 4944 4944 1739 1739 76388 76388 497 497 116303 0 24923 91380 311213 498221 211410 212067 14275 7322 498058 554519 1034956 1272129 4850 54014 2856 7358 7706 61372 X 477409 543097 343408 461227 206433 206433 1027250 1210757 1034956 1272129 141438 42069 0 X X 0 1 X 1 0 X 139160 87302 108233 304987 258853 898535 139160 87302 108233 304987 258853 898535 233381 665154 14762 11785 11006 8844 15234 61631 26664 26664 986830 126511 0.67400 0.62270 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 206433 206433 206433 206433 206433 206433 201433 5000 206433 196324 5109 201433 1.00000 0 0 0 DUE TO OCCUPATIONS, INC. 7358 7358 X 299810 42069 42069 257741 0 257741 116303 0 116303 0 116303 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE INCOME FROM THE ENDOWMENT IS TO BE USED FOR GENERAL OPERATIONS OF THE ORGANIZATION. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: THE ORGANIZATION HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING DECEMBER 31, 2009 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. ANNUAL GALA 172836 141636 31200 5562 45040 5980 11391 GOLF 120213 90764 29449 15550 11626 1499 14672 14500 13868 1 11336 7139 4197 3042 328 6535 200 602 304385 239539 64846 15550 20230 1827 66247 20680 25861 150395 -85549 0 1 0 0 0 0 0 1 0 JAMES B DESTEFANO 2981 235505 125 9875 314 24779 125 9875 272 21452 3817 301486 0 0 AMY ANDERSON-WINCHELL 2681 211767 125 9875 277 21874 794 62712 142 11229 4019 317457 0 0 MAUDE A ROSADO 1818 143619 125 9875 147 11633 173 13648 255 20131 2518 198906 0 0 LORI LENTINI 1657 130933 125 9875 140 11027 164 12953 365 28871 2451 193659 0 0 PART I, LINE 4B 457(F) PLAN THAT WAS IMPLEMENTED TO RETAIN LONG TERM EXECUTIVES AND CATCH-UP FOR YEARS OF SERVICE THAT WERE (PROVIDED) WITHOUT A DEFERRED COMPENSATION PLAN: AMY ANDERSON-WINCHELL - $54,402 MAUDE A. ROSADO - $7,463 LORI LENTINI - $7,072 MARYLOU BERARDINO - $12,217 PART I, LINE 7 THE AMOUNT OF THE BONUSES ARE REVIEWED AND APPROVED BY THE BOARD. X 23911 COST X 2 30315 COST X GIFT CARDS & CERTIFICATES 41 4216 COST X EVENT TICKETS 14 2085 COST X GOLF OUTING 7 4290 COST X PROFESSIONAL SERVICES 4 30663 COST 0 0 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): NUMBER OF CONTRIBUTORS FORM 990, PART VI, SECTION A, LINE 3 OCCUPATIONS, INC. PROVIDES ADMINISTRATIVE AND MANAGEMENT SERVICES TO OCCUPATIONS FOUNDATION, INC. AND CHARGES A MANAGEMENT FEE FOR THE SERVICES PROVIDED FORM 990, PART VI, SECTION B, LINE 11 THE 990 WAS REVIEWED BY EXECUTIVE MANAGEMENT PRIOR TO SUBMISSION. A COPY OF THE FULL 990 WAS SENT TO EACH BOARD MEMBER FOR QUESTIONS AND INPUT AND DISCUSSED AT A BOARD MEETING. FORM 990, PART VI, SECTION B, LINE 12C ANNUAL CONFLICT OF INTEREST POLICIES ARE GIVEN OUT TO ALL BOARD MEMBERS AND OFFICERS. THEY ARE REQUESTED TO RETURN IT ONLY IF THEY HAVE A CONFLICT TO NOTE OR IF ANYTHING HAS CHANGED SINCE THE PRIOR YEAR. THE ORGANIZATION WILL FOLLOW UP WITH SOMEONE WHO HAS HAD A PRIOR CONFLICT AND DOES NOT RETURN THE FORM AS TO WHETHER THE CONFLICT STILL EXISTS OR NOT. ANY CONFLICTS MUST BE REPORTED TO THE BOARD AND THE INDIVIDUAL IS RECUSED FROM THE VOTING PROCESS RELATING TO THE CONFLICT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. OCCUPATIONS INC 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 141471097 REHABILITATION NY 501(C)(3) LINE 9 N/A 0 NEW DYNAMICS CORPORATION 15 FORTUNE ROAD WEST MIDDLETOWN NY 10941 061497119 EMPLOYMENT SERVICES NY 501(C)(3) LINE 9 N/A 0 FAMILY EMPOWERMENT COUNCIL INC 225 DOLSON AVENUE MIDDLETOWN NY 10940 133751820 SERVICES FOR PEOPLE WITH DISABILITIES NY 501(C)(3) LINE 9 N/A 0 21-23 GRAND STREET PROPERTIES INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 263891615 TITLE-HOLDING COMPANY NY 501(C)(2) N/A N/A 0 SUNRISE GARDENS HOUSING DEVELOPMENT FUND COMPANY INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 454078613 HOUSING ACCOMODATIONS NY N/A C 0 OAK RIDGE APARTMENTS HOUSING DEVELOPMENT FUND COMPANY INC C/O OCCUPATIONS INC 15 FORTUNE RD W MIDDLETOWN NY 10940 462197263 HOUSING ACCOMODATIONS NY N/A C 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0