2013-07-15T19:09:29-05:00 2012-08-31 941254756 HOOD & STRONG LLP 100 FIRST STREET 14TH FLOOR SAN FRANCISCO CA 94105 990 2011-09-01 941570130 PATTEN UNIVERSITY PATT 5102618500 2433 COOLIDGE AVENUE OAKLAND CA 94601 DR GARY MONCHER 5102618500 2013-07-15 1 MARK S HANCOCK P00857085 4157810793 2011 2016-02-24 21:20:13Z DR GARY MONCHER 2433 COOLIDGE AVENUE OAKLAND CA 94601 5867879 0 X WWW.PATTEN.EDU X 1944 CA PROVIDES UNDERGRADUATE EDUCATION IN LIBERAL ARTS, BIBLICAL STUDIES AND CHURCH LEADERSHIP. 17 14 174 28 0 0 2297386 348845 6810832 5128452 5092 3837 -33657 -65053 9079653 5416081 1931112 1494901 0 0 3377481 2698505 0 0 42287 3279636 3448405 8588229 7641811 491424 -2225730 18227058 14637995 9190347 9298283 9036711 5339712 TO PROVIDE HIGH QUALITY, ACCESSIBLE, AFFORDABLE UNDERGRADUATE AND GRADUATE EDUCATION THAT INTEGRATES LEADERSHIP AND SERVICE TO INSPIRE STUDENTS TO ENGAGE IN COMMUNITY AND GLOBAL TRANSFORMATION. 0 0 5699065 1494901 5128452 INSTRUCTION, UNIVERSITY EDUCATION, AND STUDENT SCHOLARSHIPS/FELLOWSHIPS. 5699065 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 67 0 174 1 0 0 0 0 0 0 0 0 0 0 X 17 14 0 1 0 0 0 0 0 1 1 0 0 1 0 0 0 0 0 0 CA X TOBEY MONTGOMERY 5102618500 2433 COOLIDGE AVENUE OAKLAND CA 94601 BISHOP JW MACKLIN 1.00 X 0 0 0 DR SHARON ANDERSON 5.00 X 0 0 0 DR FAITH CHAO 1.00 X 0 0 0 PASTOR DAN MOORE 1.00 X 0 0 0 DR ROBERT CRICK 1.00 X 0 0 0 REV WORTHAM FEARS 1.00 X 0 0 0 DR CARLOS MORAN 1.00 X 0 0 0 CHANCELLOR ELIHU HARRIS 1.00 X 0 0 0 MR LARRY WALKER 1.00 X 0 0 0 DR DENNIS MCGUIRE 1.00 X 0 0 0 PASTOR TOBEY MONTGOMERY 10.00 X 0 0 0 MR PAUL SOWELL 1.00 X 0 0 0 PASTOR CHARLES FISCHER 10.00 X 0 0 0 MR JAMES GREGORY 1.00 X 0 0 0 MR JOHN MAVER 5.00 X 0 0 0 MR MARK WILLIAMS 1.00 X 0 0 0 DR GARY MONCHER 40.00 X 34832 0 32922 DARLA CUADRA 40.00 X 46220 0 29400 KENNETH ROMINES 40.00 X 76223 0 7135 157275 0 69457 0 0 0 0 EPICUREAN GROUP 111 MAIN ST STE 3 LOS ALTOS CA 94022 CATERING 302016 HOOD AND STRONG LLP 100 FIRST ST 14TH FLOOR SAN FRANCISCO CA 94105 TAX SERVICES 119820 2 63215 285630 348845 TUITION AND FEES 611600 4591726 4591726 AUXILIARY ENTERPRISES 611600 534107 534107 SUMMER PROGRAMS 611710 2619 2619 5128452 3837 3837 323889 449367 -125478 -125478 -125478 23995 2431 21564 21564 OTHER REVENUE 900099 38861 38861 38861 5416081 5128452 0 -61216 1494901 1494901 206127 206127 2017414 2007404 10010 35279 32891 2388 260958 251869 8417 672 178727 160300 17511 916 561059 424486 117673 18900 23607 23607 92500 92500 441228 437526 600 3102 23460 22882 427 151 145190 61453 82551 1186 847028 543914 296099 7015 112277 73962 38250 65 2388 788 1600 106724 106724 236528 236528 117640 18616 99024 BAD DEBT 473537 473537 NON-IT MINOR EQUIPMENT 16680 16680 MEMBERSHIP 6565 3288 3277 241994 148105 93619 270 7641811 5699065 1900459 42287 236609 316300 24203 58586 1822000 1908035 792460 80034 42128 8642 11984 94203 41539 16586457 4232549 12593565 12353908 1020401 1020402 439366 688 18227058 14637995 1078726 885500 1838825 1441639 191749 131326 6038738 6723761 42309 116057 9190347 9298283 X 9036711 5339712 9036711 5339712 18227058 14637995 X -2225730 -1471269 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 138515 138515 665157 14202370 2988198 11879329 312894 76703 236191 1075077 1045189 29888 192444 122459 69985 12353908 MONEY MARKET MUTUAL FUND 10402 F CERTIFICATES OF DEPOSIT 1010000 F 1020402 U.S. GOVERNMENT GRANTS REFUNDABLE 42309 RELATED PARTY PAYABLE 73748 116057 5416081 7641811 -2225730 350731 -1822000 -1471269 -3696999 5187612 817065 -1494901 -677836 5865448 -449367 -449367 5416081 8884611 466334 449367 915701 7968910 -327099 -327099 7641811 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE UNIVERSITY IS RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN ORGANIZATION EXEMPT FROM FEDERAL AND STATE INCOME TAXES ON RELATED INCOME UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE SECTION AND CALIFORNIA FRANCHISE TAXATION CODES. THE UNIVERSITY CONTINUES TO REMAIN SUBJECT TO EXAMINATION BY U.S. FEDERAL AUTHORITIES FOR THE YEARS 2009 THROUGH 2011 AND FOR CALIFORNIA STATE AUTHORITIES FOR THE YEARS 2008 THROUGH 2011. MANAGEMENT EVALUATED THE UNIVERSITY'S TAX POSITIONS AND CONCLUDED THAT THE UNIVERSITY HAD MAINTAINED ITS TAX-EXEMPT STATUS AND HAD NOT TAKEN UNCERTAIN TAX POSITIONS THAT REQUIRED ADJUSTMENT TO THE FINANCIAL STATEMENTS. THEREFORE, NO PROVISION OR LIABILITY FOR INCOME TAXES HAS BEEN INCLUDED IN THE FINANCIAL STATEMENTS. PART XI, LINE 8 - OTHER ADJUSTMENTS: UNCOLLECTABLE PLEDGES -1,822,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: SCHOLARSHIPS -1,494,901. PART XII, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSE -449,367. PART XIII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 449,367. PART XIII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 1,494,901. UNCOLLECTABLE PLEDGES -1,822,000. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 THE POLICY IS PUBLISHED IN NEWSPAPERS AND ON THE SCHOOL'S WEBSITE. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT PROGRAM FEDERAL WORK STUDY PROGRAM FEDERAL PELL GRANT PROGRAM FEDERAL PERKINS LOAN PROGRAM FEDERAL DIRECT STUDENT LOAN PROGRAM SOUTH ASIA - AFGHANISTAN, BANGLADESH, 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAM TUITION 1845 EAST ASIA AND THE PACIFIC - 0 0 PROGRAM SERVICES INTERNATIONAL RECRUITER 70392 0 0 0 0 0 0 72237 0 72237 0 0 0 0 0 0 1 1 0 STUDENT SCHOLARSHIPS 357 1494901 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: STUDENT AID IS PROVIDED ONLY TO ENROLLED STUDENTS WITH NEED AND WHO ALSO MEET ALL OF THE OTHER FEDERAL AID OR INSTITUTIONAL REQUIREMENTS. THE FINANCIAL AID OFFICE MONITORS STUDENT ELIGIBILITY AT THE BEGINNING OF EACH ACADEMIC YEAR AND TERM WITH FREQUENT PERIODIC UPDATES. RECIPIENTS ARE CHOSEN BY THE STUDENT AFFAIRS COMMITTEE BASED ON PUBLISHED CRITERIA. THE BUSINESS OFFICE MONITORS DISBURSEMENT OF FUNDS TO ELIGIBLE STUDENTS. GARY MONCHER X 18000 18000 0 0 1 ROBERT CRICK X 100000 113326 0 0 1 131326 45971 SCHOLARSHIPS FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION ENTERED INTO A MANAGEMENT SERVICES AGREEMENT WITH NEW UNIVERSITY, LLC (NEWU) AND APPOINTED NEWU AS ITS SOLE AND EXCLUSIVE PROVIDER OF ALL SERVICES RELATED TO THE MANAGEMENT OF THE DAY TO DAY OPERATIONS OF THE ORGANIZATION. SPECIFIC SERVICES INCLUDE: - APPOINTMENT OF OFFICERS AND AGENTS OF THE SCHOOL EXCEPTING THE CEO AND CORPORATE OFFICERS. - HIRING, TERMINATION, SUPERVISION AND EVALUATION OF ALL EMPLOYEES INCLUDING ADMINISTRATION OF CONTRACTS, BENEFITS, AND PAYROLL. - BOOKKEEPING, BUDGETING AND ACCOUNTING. FORM 990, PART VI, SECTION B, LINE 11 THE TAXPAYER'S ACCOUNTING FIRM FORWARDED THE COMPLETED FORM 990 TO THE VICE PRESIDENT OF BUSINESS AND FINANCE. THE VICE PRESIDENT OF BUSINESS AND FINANCE REVIEWED THE FORM 990 AND THEN FORWARDED THE FORM 990 TO MEMBERS OF THE FINANCE COMMITTEE AND THE ENTIRE BOARD OF TRUSTEES WHO HAD AN OPPORTUNITY TO REVIEW THE RETURN AND TO MAKE COMMENTS AND INQUIRIES. THE VICE PRESIDENT OF BUSINESS AND FINANCE ADDRESSED ANY QUESTIONS FROM THE FINANCE COMMITTEE AND THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE THROUGH THE BUSINESS OFFICE. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: DONATED SERVICES AND USE OF FACILITIES: 350,731. UNCOLLECTABLE PLEDGES -1,822,000. TOTAL TO FORM 990, PART XI, LINE 5: -1,471,269. PATTEN FOUNDATION 2433 COOLIDGE AVENUE OAKLAND CA 94601 941225393 SUPPORTING ORGANIZATION CA 501(C)(3) LINE 11A, I PATTEN UNIVERSITY 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0