2013-05-15T15:47:32-05:00 2012-06-30 390758449 WIPFLI LLP 10000 INNOVATION DRIVE SUITE 250 MILWAUKEE WI 532264837 990 2011-07-01 237337744 THE UWM FOUNDATION INC UWMF 4149094645 1440 EAST NORTH AVE MILWAUKEE WI 53202 CURTIS A STANG 4149064645 2013-05-15 1 DAVE GLOBIG P01356041 4144319300 2013-05-15 2011 2016-02-24 21:20:13Z CURTIS A STANG 1440 EAST NORTH AVE MILWAUKEE WI 53202 79258600 0 X WWW.UWMFDN.ORG X 1974 WI THE MISSION OF THE UWM FOUNDATION IS TO SUPPORT THE EDUCATIONAL, LITERARY, AND SCIENTIFIC ENDEAVORS OF THE UNIVERSITY OF WISCONSIN-MILWAUKEE BY RECEIVING, MANAGING, AND DISTRIBUTING GIFTS TO THE BENEFIT THE UNIVERSITY'S STUDENTS, FACULTY, PROGRAMS, AND COMMUNITY. IN ADDITION, THE UWM FOUNDATION PROVIDES LEADERSHIP, OVERSIGHT, AND DIRECTION TO ITS AFFILIATED CORPORATIONS, THE UWM REAL ESTATE FOUNDATION AND THE UWM RESEARCH FOUNDATION. THESE CORPORATIONS CREATE NEW UNIVERSITY FACILITIES TO SUPPORT STUDENT LIFE, RESEARCH, ACADEMICS AND REGIONAL ECONOMIC DEVELOPMENT, AND PROVIDE NEW SOURCES OF REVENUE FROM RESEARCH, COMMERCIALIZATION, AND ENTREPRENEURIAL ACTIVITIES. 30 30 74 37 0 0 16589287 20302603 0 0 3782453 2590432 2348 -13491 20374088 22879544 11646248 12098288 0 0 789292 750756 0 0 436090 730637 729314 13166177 13578358 7207911 9301186 98910729 106628796 5116335 4000995 93794394 102627801 X THE MISSION OF THE UWM FOUNDATION (UWMF) IS TO SUPPORT THE EDUCATIONAL, LITERARY, AND SCIENTIFIC ENDEAVORS OF THE UNIVERSITY OF WISCONSIN-MILWAUKEE BY RECEIVING, MANAGING, AND DISTRIBUTING GIFTS TO THE BENEFIT THE UNIVERSITY'S STUDENTS, FACULTY, PROGRAMS, AND COMMUNITY. IN ADDITION, THE UWM FOUNDATION PROVIDES LEADERSHIP, OVERSIGHT, AND DIRECTION TO ITS AFFILIATED CORPORATIONS, THE UWM REAL ESTATE FOUNDATION AND THE UWM RESEARCH FOUNDATION. THESE CORPORATIONS CREATE NEW UNIVERSITY FACILITIES TO SUPPORT STUDENT LIFE, RESEARCH, ACADEMICS AND REGIONAL ECONOMIC DEVELOPMENT, AND PROVIDE NEW SOURCES OF REVENUE FROM RESEARCH, COMMERCIALIZATION, AND ENTREPRENEURIAL ACTIVITIES. 0 0 4554619 4554619 EDUCATIONAL PROGRAMS: SPECIAL PROJECTS INCLUDING SPONSORSHIP OF UW-MILWAUKEE'S PUBLIC RADIO STATION, HONORS PROGRAM, PERFORMING ARTS CONCERT HALL, SCIENCE BAG SERIES, AND INNER CITY NURSING CLINIC. 3827866 3827866 EDUCATION: GENERAL SUPPORT OF UW-MILWAUKEE'S ADMINISTRATION, SCHOOLS, COLLEGES, LIBRARY, ETC FOR THE BENEFIT OF ITS STUDENTS, FACULTY, AND STAFF. 3046632 3046632 SCHOLARSHIP PROGRAMS: FINANCIAL AID AWARDED TO STUDENTS ENROLLED AT THE UNIVERSITY OF WISCONSIN-MILWAUKEE. 709102 663171 EDUCATIONAL PROGRAMS: RESEARCH PROJECTS CONDUCTED BY FACULTY AND RESEARCHERS IN VARIOUS SCHOOLS INCLUDING HEALTH SCIENCES, ARCHITECTURE, ENGINEERING, LETTERS & SCIENCES, NURSING, AND GRADUATE SCHOOL.EDUCATION: COMMUNITY SERVICE PROGRAMS INCLUDING SEMINARS, LECTURES, AND PERFORMANCES SPONSORED BY UW-MILWAUKEE FOR THE ENRICHMENT OF THE METRO-MILWAUKEE COMMUNITY. EDUCATION: COMMUNITY SERVICE PROGRAMS INCLUDING SEMINARS, LECTURES, AND PERFORMANCES SPONSORED BY UW-MILWAUKEE FOR THE ENRICHMENT OF THE METRO-MILWAUKEE COMMUNITY. 709102 663171 12138219 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 1 1 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 154 0 1 74 1 0 0 0 0 0 1 1 0 0 0 0 X 30 30 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 WI X CURTIS STANG 4149064645 1440 E NORTH AVE MILWAUKEE WI 53202 X BRUCE T BLOCK 1.00 X 0 0 0 DAVID D BUCK 1.00 X 0 0 0 TONIT M CALAWAY 1.00 X 0 0 0 RICARDO DIAZ 1.00 X 0 0 0 JAMES C FLEMING 1.00 X 0 0 0 JACQUELYN FREDRICK 1.00 X 0 0 0 JACQUELINE HERD-BARBER 1.00 X 0 0 0 ROGER H KRIETE 1.00 X 0 0 0 JACQUELINE MOORE BOWLES 1.00 X 0 0 0 H CARL MUELLER 1.00 X 0 0 0 DAVID O NICHOLAS 1.00 X 0 0 0 JULIE PEDRETTI 1.00 X 0 0 0 JILL G PELISEK 1.00 X 0 0 0 JOSEPH S POEHLING 1.00 X 0 0 0 MARK W PURNELL 1.00 X 0 0 0 JOHN S SCHEID 1.00 X 0 0 0 AVI SHAKED 1.00 X 0 0 0 FREDERICK J SITZBERGER 1.00 X 0 0 0 JOHN TEEVAN 1.00 X 0 0 0 JOHN B TORINUS JR 1.00 X 0 0 0 GREGG A TUSHAUS 1.00 X 0 0 0 GREGORY J UHEN 1.00 X 0 0 0 DARYL J WASZAK 1.00 X 0 0 0 DOUGLAS J WEAS 1.00 X 0 0 0 ROBERT H WELKE 1.00 X 0 0 0 MARY ANN WRIGHT 1.00 X 0 0 0 ALLAN J KOTSCHE JR 1.00 X 0 0 0 LORIN PT RADTKE 1.00 X 0 0 0 F WILLIAM HABERMAN 1.00 X X 0 0 0 ARTHUR SMITH 1.00 X X 0 0 0 ANDREW R SCHIESL 1.00 X X 0 0 0 CHRISTINA FIASCA 1.00 X X 0 0 0 CURTIS STANG 24.00 X 130036 0 29613 DAVID H GILBERT 8.00 X 93959 0 13198 MICHAEL LOVELL 1.00 X 0 0 0 223995 0 42811 1 0 1 0 0 13355 20289248 2146602 20302603 1973004 1973004 56903209 56285781 617428 617428 617428 38900 13355 69790 -30890 -30890 40884 23485 17399 17399 22879544 0 0 2576941 9045656 9045656 3052632 3052632 188994 188994 327950 259965 67985 51635 51635 97422 96088 1334 84755 73115 11640 17457 17457 20406 20406 128628 128628 29628 8927 1598 19103 170325 5947 48950 115428 4840 4840 82436 82436 63 63 26048 2451 5919 17678 13744 13744 12107 12107 223632 2200 18573 202859 13578358 12138219 1004049 436090 2030646 694561 12322103 17800031 54289 31251 11218 452706 406997 36456 45709 76995069 77509570 7495204 10513418 98910729 106628796 159641 221870 4956694 3779125 5116335 4000995 X 3169786 3547606 71921284 80862975 18703324 18217220 93794394 102627801 98910729 106628796 X 9301186 -467779 X 0 1 1 X 0 X 13440116 11057820 11417274 16589287 20302603 72807100 13440116 11057820 11417274 16589287 20302603 72807100 10083525 62723575 2340648 2091180 1779832 1713008 1973004 9897672 82704772 439493 0.75840 0.87750 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 790434 790434 1185651 102897 102897 197609 197609 296414 21057535 698503 -105639 1482721 20167678 15354154 2761784 3230333 288736 21057535 13352525 587149 1711951 297471 15354154 16819718 432985 -3105056 795122 13352525 0.86000 0.14000 0 0 5476 5476 0 447230 401521 45709 45709 DUE FROM AFFILIATES 9279285 ACCRUED INTEREST RECEIVABLE 254825 CASH SURRENDER VALUE OF LIFE INSURANCE 955860 SPLIT INTEREST CONTRIBUTIONS RECEIVABLE FROM CHARITABLE REMAINDER TRUSTS 23448 10513418 DUE TO AFFILIATES 2158701 DUE TO THE UNIVERSITY OF WISCONSIN-MILWAUKEE 1243216 AGENCY PAYABLE UNDER FISCAL AGENT RESPONSIBILITIES 377208 3779125 22879544 13578358 9301186 -464181 -3598 -467779 8833407 22409344 -464181 32932 89677 -341572 22750916 128628 128628 22879544 13575937 32932 93275 126207 13449730 128628 128628 13578358 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE ENDOWMENT FUNDS ENABLE COLLEGES AND DEPARTMENTS TO HIRE FACULTY, IMPLEMENT PROGRAMS, ADVANCE RESEARCH AND SUPPORT STUDENTS. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: IN ORDER TO ACCOUNT FOR ANY UNCERTAIN TAX POSITIONS, THE FOUNDATIONS DETERMINE WHETHER IT IS MORE LIKELY THAN NOT THAT A TAX POSITION WILL BE SUSTAINED UPON EXAMINATION ON THE TECHNICAL MERITS OF THE POSITION, ASSUMING THE TAXING AUTHORITY HAS FULL KNOWLEDGE OF ALL INFORMATION. IF THE TAX POSITION DOES NOT MEET THE MORE LIKELY THAN NOT RECOGNITION THRESHOLD, THE BENEFIT OF THAT POSITION IS NOT RECOGNIZED IN THE FINANCIAL STATEMENTS. THE FOUNDATIONS HAVE RECORDED NO ASSETS OR LIABILITIES RELATED TO UNCERTAIN TAX POSITIONS. TAX RETURNS FOR THE YEARS ENDED JUNE 30, 2009 AND ALL SUBSEQUENT YEARS REMAIN SUBJECT TO EXAMINATION BY THE APPLICABLE TAXING AUTHORITIES. PART XI, LINE 8 - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -3,598. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 93,275. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -3,598. PART XIII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 93,275. MEN'S BASKETBALL GOLF OUTING 37560 9575 27985 12925 19990 265 13342 WOMEN'S BASKETBALL GOLF OUTING 14695 3780 10915 5988 16126 1154 52255 13355 38900 18913 36116 265 14496 69790 -30890 40884 8916 14569 0 40884 8916 14569 23485 17399 WI 1 0 1 0 1.00000 ELLIE TANKOVITCH 1440 E NORTH AVE MILWAUKEE WI 53202 0 0 1 UNIVERSITY OF WISCONSIN-MILWAUKEE 3230 E KENWOOD BLVD MILWAUKEE WI 53211 396006492 501(C)3 8838736 TEACHING AND DEPARTMENTAL PROGRAMS, COMMUNITY SERVICE, RESEARCH, AND SPECIAL PROJECTS. THE UWM RESEARCH FOUNDATION INC 1440 EAST NORTH AVENUE MILWAUKEE WI 53202 208297675 501(C)3 206920 TEACHING AND DEPARTMENTAL PROGRAMS, COMMUNITY SERVICE, RESEARCH AND SPECIAL PROJECTS 2 0 SCHOLARSHIPS 945 3052632 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE UWM FOUNDATION, INC. REVIEWS THE UWM EXPENSE REIMBURSEMENTS, WHICH UWM ALSO REVIEWS. THE UWM FOUNDATION, INC. ALSO REVIEWS EXPENSE PAID DIRECTLY IN ACCORDANCE WITH THE FUND'S STATEMENT OF PURPOSE. X 1 1 X X X 0 0 0 0 0 0 0 0 0 CURTIS STANG 120036 0 10000 0 0 0 6600 0 23013 0 159649 0 0 0 PART I, LINE 1A DUES PAID FOR DAVID GILBERT - $4,055 X 2 94500 FMV X 19 1885733 FMV X EQUIPMENT 7 128830 FMV X MISC SILENT AUCTION ITEMS 12 1489 FMV X CUSTOM SHELTERS 1 36050 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE FINANCE COMMITTEE THEN MADE AVAILABLE TO THE FULL BOARD AT LEAST TWO WEEKS IN ADVANCE OF FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST FORMS ARE COLLECTED ANNUALLY FROM ALL BOARD DIRECTORS AND COMMITTEE MEMBERS. THE ORGANIZATION HOLDS AN EXECUTIVE COMMITTEE CALL OR MEETING TO REVIEW THE FORMS TO DETERMINE CONFLICTS. THE EXECUTIVE COMMITTEE MEMBERS REPORT THE BOARD ANY CONFLICTS THAT ARE DETERMINED. IF A CONFLICT ARISES, THE BOARD MEMBER WILL RECUSE THEMSELVES FROM THE VOTE. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE IS RESPONSIBLE FOR OVERSEEING THE COMPENSATION OF TOP MANAGEMENT OFFICIALS USING COMPARABLE CONTEMPORANEOUS DATA FOR THE HIGHEST COMPENSATED POSITIONS. THE BOARD OF DIRECTORS REVIEWS THE EXECUTIVE DIRECTOR'S COMPENSATION AND APPROVES ANNUAL RAISES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS ARE MADE AVAILABLE UPON REQUEST. HOURS DEVOTED TO A RELATED ORGANIZATION: FORM 990, PART VII, SECTION A, LINE 1A, COLUMN B DAVID GILBERT: UWM RESEARCH FOUNDATION - 2 HOURS/WEEK UWM REAL ESTATE FOUNDATION - 24 HOURS/WEEK UNIVERSITY FO WISCONSIN - MILWAUKEE - 27 HOURS/WEEK CURT STANG: UWM RESEARCH FOUNDATION - 2 HOURS/WEEK UWM REAL ESTATE FOUNDATION - 24 HOURS/WEEK CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -464,181. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -3,598. TOTAL TO FORM 990, PART XI, LINE 5: -467,779. THE UWM REAL ESTATE FOUNDATION INC 1440 EAST NORTH AVE MILWAUKEE WI 53202 947809136 REAL ESTATE DEVELOPMENT WI 501(C)3 LINE 11A, I THE UWM FOUNDATION INC 1 THE UWM RESEARCH FOUNDATION INC 1440 EAST NORTH AVE MILWAUKEE WI 53202 208297675 IP MANAGER FROM UWM WI 501(C)3 LINE 11A, I THE UWM FOUNDATION INC 1 UNIVERSITY OF WISCONSIN - MILWAUKEE PO BOX 413 MILWAUKEE WI 53201 396006492 EDUCATION INSTITUTION WI 501(C)3 LINE 5 N/A 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 1 0 UWM REAL ESTATE FOUNDATION N 142000 FMV UWM REAL ESTATE FOUNDATION D 6000000 FMV UWM RESEARCH FOUNDATION B 206920 FMV