2013-05-15T11:45:33-05:00 2012-06-30 910189318 MOSS ADAMS LLP 9665 GRANITE RIDGE DRIVE SUITE 600 SAN DIEGO CA 92123 990 2011-07-01 952544535 UNIVERSITY OF SAN DIEGO UNIV 6192604600 5998 ALCALA PARK SAN DIEGO CA 921102492 JULIE H SULLIVAN 6192605998 2013-05-14 1 PATRICIA J MAYER P00188643 8586271400 2011 2016-02-24 21:20:13Z MARY E LYONS PHD 5998 ALCALA PARK SAN DIEGO CA 921102492 695028327 0 X WWW.SANDIEGO.EDU X 1949 CA POST SECONDARY EDUCATION 32 31 5345 1401 1538135 -374152 37052656 43452120 324413900 342331632 16237480 12740966 13143037 11523550 390847073 410048268 83720221 88538954 0 0 163387352 173576938 0 0 7474832 91580326 92260129 338687899 354376021 52159174 55672247 972492431 1009539708 273626263 291559473 698866168 717980235 THE UNIVERSITY OF SAN DIEGO IS A ROMAN CATHOLIC INSTITUTION COMMITTED TO ADVANCING ACADEMIC EXCELLENCE, EXPANDING LIBERAL AND PROFESSIONAL KNOWLEDGE, CREATING A DIVERSE AND INCLUSIVE COMMUNITY, AND PREPARING LEADERS DEDICATED TO ETHICAL CONDUCT AND COMPASSIONATE SERVICE. 0 0 288449464 88538954 352257246 THE UNIVERSITY OF SAN DIEGO IS ENGAGED IN POST-SECONDARY EDUCATION OF 5,325 UNDERGRADUATE STUDENTS AND 1,000 GRADUATE, AND 975 LAW AND PROFESSIONAL STUDENTS; THIS PROGRAM INCLUDES ROOM & BOARD FOR THE STUDENT POPULATION. 288449464 1 1 0 1 0 0 0 1 0 1 1 0 0 1 1 1 1 0 1 0 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 887 0 1 5345 1 1 1 1 CJ 0 0 0 1 1 0 0 0 0 X 32 31 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X OFFICE OF THE CONTROLLER 6192602302 5998 ALCALA PARK HUGHES ADMINISTRAT SAN DIEGO CA 92110 MARGARITA PALAU HERNANDEZ ESQ 1.00 X X 0 0 0 RICHARD M BARTELL 1.00 X 0 0 0 RON L FOWLER 1.00 X X 0 0 0 DAVID H SHAFFER 1.00 X 0 0 0 DONALD R KNAUSS 1.00 X 0 0 0 FRANK D ALESSIO 1.00 X X 0 0 0 CINDY BASSO EATON 1.00 X 0 0 0 CONSTANCE M CARROLL PHD 1.00 X 0 0 0 HERBERT B TASKER 1.00 X 0 0 0 JAMES B MCCARTHY 1.00 X 0 0 0 JAMES C PETERS 1.00 X X 0 0 0 JAMES V MAZZO 1.00 X 0 0 0 REV MSGR RICHARD F DUNCANSON 1.00 X 0 0 0 JOHN T REDMOND 1.00 X 0 0 0 DANIEL C HERBERT 1.00 X 0 0 0 MICHAEL KAPLAN 1.00 X 0 0 0 LIAM E MCGEE 1.00 X 0 0 0 LUIS MAIZEL 1.00 X 0 0 0 JAMES C KRAUSE 1.00 X 0 0 0 STANLEY W LEGRO 1.00 X 0 0 0 SUSAN H MALLORY 1.00 X 0 0 0 ANN NAVARRA 1.00 X 0 0 0 JAMES D POWERS IV 1.00 X 0 0 0 BYRON C ROTH 1.00 X 0 0 0 DARLENE MARCOS SHILEY 1.00 X 0 0 0 REV MSGR L PURCELL 1.00 X 0 0 0 RICHARD K DAVIS 1.00 X 0 0 0 ROBERT A HOEHN 1.00 X 0 0 0 ROGER AP JOSEPH 1.00 X 0 0 0 SR CAROLYN OSIEK RSCJ 1.00 X 0 0 0 SR KATHLEEN HUGHESRSCJ 1.00 X 0 0 0 MARY E LYONS 40.00 X X 513903 0 44261 JULIE H SULLIVAN 40.00 X 454452 0 32709 TIMOTHY L O'MALLEY 40.00 X 248752 0 46772 REV MSGR D DILLABOUGH 40.00 X 263551 0 42255 CARMEN M VAZQUEZ 40.00 X 230344 0 28407 LEENDERT R HERING 40.00 X 269707 0 30412 KEVIN L COLE 40.00 X 256463 0 46245 DAVID F PYKE 40.00 X 414551 0 44276 SALLY B HARDIN 40.00 X 189920 0 40037 PAULA A CORDEIRO 40.00 X 188139 0 36812 MARY BOYD 40.00 X 220621 0 42597 WILLIAM GRIER 40.00 X 560559 0 48175 JAMES OLIVERO 40.00 X 520176 0 0 STEVEN SMITH 40.00 X 279470 0 42383 LAWRENCE ALEXANDER 40.00 X 260643 0 35404 DAVID MCGOWEN 40.00 X 257982 0 30892 5129233 0 591637 196 0 1 0 JOHN TRACY CLINIC 806 WEST ADAMS BLVD LOS ANGELES CA 90007 EDUCATIONAL SERVICES 655162 CAMBRIDGE ASSOCIATES 100 SUMMER STREET 13 BOSTON MA 21100 INVESTMENT MANAGERS 477237 MOSS ADAMS LLP 9665 GRANITE RIDGE DRIVE 600 SAN DIEGO CA 92123 AUDIT AND TAX SERVICES 260978 RESTORWARE 13069 DRESSAGE LANE SAN DIEGO CA 92130 CONSULTING SERVICES 107815 4 365648 10112574 32973898 1359112 43452120 TUITION AND FEES 900099 304128909 303967538 161371 STUDENT RES & BOARD 721310 34761752 34761752 PARKING SERVICES 611710 2592688 2592688 STUDENT LOAN INTEREST 611710 848283 848283 342331632 4742817 4742817 5 5 540083 426850 113233 113233 113233 244095941 48022301 236686154 47433944 7409787 588357 7998144 7998144 256978 365648 433111 -176133 -176133 BOOKSTORE 451211 7062453 7047268 15185 ATHLETICS & RECREATION 611710 1634028 1634028 SUMMER CONFERENCES 611710 1107583 234838 872745 1782386 1170851 488834 122701 11586450 410048268 352257246 1538135 12800767 88538954 88538954 5061070 3401609 624355 1035106 129687355 99004472 27131932 3550951 12143284 9049253 2531725 562306 18345111 13766336 4491776 86999 8340118 6215109 1738812 386197 141740 141740 257180 257180 1448794 1279488 169306 15512025 12052117 2936186 523722 884244 551705 319138 13401 5447126 2535763 2185352 726011 5013217 3007930 2005287 7405336 7404686 650 6325780 5285001 893104 147675 1647482 1417505 186435 43542 9202167 7277222 1924945 14695299 8460760 6234539 1481788 207238 1274550 COST OF SALES 12189310 12142261 47049 EQUIPMENT 2982188 1455559 1519563 7066 BOOKS AND OTHER LIBRARY 2193887 2193887 RECRUITING 1332801 918424 414377 4099765 2284185 1424374 391206 354376021 288449464 58451725 7474832 2559984 2511548 21917759 34435167 7394567 7922366 309200 220000 32920643 34439611 2182448 2161989 6942225 6600755 601191187 126761972 472001829 474429215 322801488 326534758 103462288 120284299 972492431 1009539708 39986542 42746628 19689985 17692913 181953946 178447154 7790573 7144351 24205217 45528427 273626263 291559473 X 440557560 449077613 104132860 105563375 154175748 163339247 698866168 717980235 972492431 1009539708 X 55672247 -36558180 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 118124 0 0 118124 0 PART IV, SUPPLEMENTAL INFORMATION: PART IIB, LINE 1J: FACULTY WITH THE UNIVERSITY'S SCHOOL OF LAW IN THE CENTER FOR PUBLIC INTEREST AND CHILDREN'S ADVOCACY INSTITUTE OFFERED THEIR RESEARCH DATA AND LEGAL EXPERTISE IN AN ATTEMPT TO INFLUENCE PENDING LEGISLATION CONCERNING CONSUMERS RIGHTS AND CHILDREN'S HEALTH, SAFETY AND WELFARE. NO ATTEMPT WAS MADE BY THE UNIVERSITY TO INFLUENCE A POLITICAL CAMPAIGN OF ANY OFFICE, NOR WERE ANY POLITICAL CONTRIBUTIONS MADE. 4061789 X X 0 326799097 29964033 -5642158 1507177 4021080 345592715 260074374 21096254 50953163 1636097 3688597 326799097 220839532 16513072 27996605 1586239 3688596 260074374 267919923 16378533 -59320886 1375202 2479947 282888 220839533 0.35000 0.65000 0 0 10568297 51027875 61596172 464340210 101805426 362534784 71193016 24956546 46236470 4061789 4061789 474429215 WEST COAST CONFERENCE 852837 ALTERNATIVE ASSET PARTNERSHIPS - REAL ESTATE 6647717 MARKETABLE ALTERNATIVES - OPPORTUNISTIC 4037262 ALTERNATIVE ASSET PARTNERSHIPS - VENTURE CAPITAL 9790288 ALTERNATIVE ASSET PARTNERSHIPS - INTERNATIONAL PRIVATE EQUITY 10928705 ALTERNATIVE ASSET PARTNERSHIPS - U.S. PRIVATE EQUITY 7270573 MARKETABLE ALTERNATIVES - U.S. LONG/SHORT 14131948 MARKETABLE ALTERNATIVES - DISTRESSED 7737683 MARKETABLE ALTERNATIVES - GLOBAL LONG/SHORT 8176337 ALTERNATIVE ASSET PARTNERSHIPS - DISTRESSED/DEBT RELATED 9172384 MARKETABLE ALTERNATIVES - EVENT DRIVEN 15736833 MARKETABLE ALTERNATIVES - DIVERSIFIED ARBITRAGE 19101418 ALTERNATIVE ASSET PARTNERSHIPS - ENERGY/RESOURCES 6700314 120284299 REFUNDABLE ADVANCES 11962201 BOND INTEREST RATE SWAP 33566226 45528427 410048268 354376021 55672247 -37113180 555933 -36557247 19115000 283791000 -37113180 -37113180 320904180 89144088 89144088 410048268 264676000 859961 859961 263816039 90559982 90559982 354376021 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE UNIVERSITY OF SAN DIEGO ENDOWMENT FUNDS ARE UTILIZED BASED ON DONOR'S INTENT; AS OF JUNE 30, 2012 THE ALLOCATION OF ENDOWMENT FUNDS WAS AS FOLLOWS: ACADEMIC SUPPORT - 32%, TUITION FUNDED QUASI - 35%, SCHOLARSHIPS - 15%, INSTRUCTION - 6%, PLANT MAINTENANCE AND OPERATIONS - 3%, PUBLIC SERVICE - 5% AND OTHER INSTITUTIONAL SUPPORT - 4%. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE UNIVERSITY FOLLOWS THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION ("ASC") 740-10, INCOME TAXES, RELATED TO ACCOUNTING FOR UNCERTAIN TAX POSITIONS. THE UNIVERSITY HAS NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES AS OF JUNE 30, 2012 AND 2011. THE UNIVERSITY FILES AN EXEMPT ORGANIZATION RETURN AND APPLICABLE UNRELATED BUSINESS INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION, AND WITH THE CALIFORNIA FRANCHISE TAX BOARD. THE UNIVERSITY IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY TAXING AUTHORITIES FOR YEARS BEFORE 2008 FOR ITS FEDERAL FILINGS AND FOR YEARS BEFORE 2007 FOR ITS STATE FILINGS. PART XI, LINE 8 - OTHER ADJUSTMENTS: ROUNDED FS DIFFERENCE 933. K-1 PASSTHROUGH LOSSES 555,000. TOTAL TO SCHEDULE D, PART XI, LINE 8: 555,933. PART III, LINE 4: THEY SEEK TO STIMULATE INTEREST AND PRIDE AS WELL AS EMPHASIZE THE CULTURAL VALUE OF USD'S FINE ARTS PROGRAMS. SCH D,PART XII, LINE 4B RECONCILIATION OF REVENUE SCHOLARSHIPS RECLASSED TO EXPENSE 89,109,784 SPECIAL EVENT EXPENSES RECLASSED FROM EXP (433,111) RENTAL EXPENSES RECLASSED FROM EXP (426,850) INV MGMT FEES RECLASSED TO EXP 1,448,794 K-1 PASSTHROUGH LOSSES (555,000) ROUNDED FINANCIAL STATEMENT DIFFERENCE 471 TOTAL LINE 4B 89,144,088 SCH D,PART XIII, LINE 2D RECONCILIATION OF EXPENSES RENTAL EXPENSE RECLASSED 426,850 SPECIAL EVENT EXPENSE RECLASSED 433,111 TOTAL LINE 2D 859,961 SCH D,PART XIII, LINE 4B RECONCILIATION OF EXPENSES SCHOLARSHIPS RECLASSED TO EXPENSES 89,109,784 INV MGMT FEES RECLASSED TO EXPENSES 1,448,794 ROUNDED FINANCIAL STATEMENT DIFFRENCE 1,404 TOTAL LINE 4B 90,559,982 SCHEDULE D, PART III, LINE 4: THEY SEEK TO STIMULATE INTEREST AND PRIDE AS WELL AS EMPHASIZING THE CULTURAL VALUE OF USD'S FINE ARTS PROGRAM. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 EXPLANATION OF NONDISCRIMINATORY POLICY PUBLICATION SCHEDULE E, PART I, LINE 3 UNIVERSITY OF SAN DIEGO'S RACIALLY NONDISCRIMINATORY POLICY PUBLISHED IN ALL RECRUITING BROCHURES AND ADVERTISEMENTS AS WELL AS UNDERGRADUATE AND GRADUATE BULLETINS AND CATALOGS. EXPLANATION OF GOVERNMENT FINANCIAL ASSISTANCE SCHEDULE E, PART I, LINE 6 THE UNIVERSITY OF SAN DIEGO RECEIVED AN ESTIMATED $115.4M IN CONTRIBUTIONS FROM FEDERAL AND STATE AGENCIES FOR ASSISTANCE IN PROVIDING POST-SECONDARY EDUCATION. THIS INCLUDES $103.0M IN FEDERAL FAMILY EDUCATION LOANS. CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 4640160 0 0 0 0 0 0 4640160 0 4640160 1 0 0 0 1 0 SPORTS BANQUET 241458 205501 35957 81567 BASEBALL EVENT 97709 75059 22650 23777 6 283459 85088 198371 327767 622626 365648 256978 433111 433111 -176133 1 USD SCHOLARSHIPS 2938 57364772 STUDENT AID - GRADUATE AND LAW 858 15574364 STUDENT AID - ATHLETICS AND RECREATION 190 6749873 STUDENT AID - PRIVATE 189 1581716 ENDOWED SCHOLARSHIPS 85 1625962 STUDENT AID - RESIDENCE AND BOARD 78 899920 FEDERAL SCHOLARSHIPS AND GRANTS 456 4742347 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE UNIVERSITY AWARDS SCHOLARSHIPS TO INDIVIDUAL STUDENTS TO OFFSET THE COST OF TUITION, FEES, ROOM AND BOARD. X 1 1 X X X 0 0 0 0 0 0 0 1 0 MARY E LYONS 438547 0 35646 0 39710 0 29400 0 14861 0 558164 0 0 0 JULIE H SULLIVAN 342538 0 30274 0 81640 0 29400 0 3309 0 487161 0 0 0 TIMOTHY L O'MALLEY 207992 0 18760 0 22000 0 27265 0 19507 0 295524 0 0 0 REV MSGR D DILLABOUGH 208937 0 16114 0 38500 0 23088 0 19167 0 305806 0 0 0 CARMEN M VAZQUEZ 174545 0 17299 0 38500 0 24786 0 3621 0 258751 0 0 0 LEENDERT R HERING 214820 0 16387 0 38500 0 27013 0 3399 0 300119 0 0 0 KEVIN L COLE 250749 0 0 0 5714 0 29400 0 16845 0 302708 0 0 0 DAVID F PYKE 294029 0 15000 0 105522 0 29400 0 14876 0 458827 0 0 0 SALLY B HARDIN 167920 0 0 0 22000 0 23670 0 16367 0 229957 0 0 0 PAULA A CORDEIRO 169805 0 0 0 18334 0 23370 0 13442 0 224951 0 0 0 MARY BOYD 192181 0 0 0 28440 0 25320 0 17277 0 263218 0 0 0 WILLIAM GRIER 502559 0 0 0 58000 0 29400 0 18775 0 608734 0 0 0 JAMES OLIVERO 46875 0 473301 0 0 0 0 0 0 0 520176 0 0 0 STEVEN SMITH 269651 0 0 0 9819 0 29400 0 12983 0 321853 0 0 0 LAWRENCE ALEXANDER 260643 0 0 0 0 0 27991 0 7413 0 296047 0 0 0 DAVID MCGOWEN 257982 0 0 0 0 0 29031 0 1861 0 288874 0 0 0 PART I, LINE 1A SCHEDULE J, PART I, LINE 1A: THE PRESIDENT IS PROVIDED ON CAMPUS HOUSING AND IT IS RECORDED AS A NON-TAXABLE BENEFIT. PART I, LINE 7 NON-FIXED PAYMENTS RECEIVED BY LISTED PERSONS ON SCHEDULE J, PART II, REPRESENT DISCRETIONARY BONUSES NOT BASED ON A FORMULA SPECIFIED IN CONTRACTS. CALIFORNIA STATEWIDE COMMUNITIES DEVELOPMENT AUTHORITY 660164610 130911V56 2005-11-16 95415000 NOTE 1 0 0 0 CALIFORNIA EDUCATION FACILITIES AUTHORITY 521705592 130178YD2 2011-03-15 18640000 CURRENT REFUNDING: 1998 CEFA. SEE NOTE 2. 0 0 0 CALIFORNIA MUNICIPAL FINANCE AUTHORITY 201563466 13048TKY8 2011-10-06 43574459 CURRENT REFUNDING: 1999 CEFA, 2001 COUNTY OF SAN DIEGO COP. SEE NOTE 2. 0 0 0 CALIFORNIA EDUCATION FACILITIES AUTHORITY 201563466 13048TKY8 2012-07-03 10796502 CURRENT REFUNDING OF 2002 CEFA. SEE NOTE 2. 0 0 0 101587507 4556982 544802 40000 87884533 1730992 2009 1 0 1 1 19562314 3904 1 0 1 1 43574459 7496 1 0 1 1 10796502 3018 1 0 1 1 0 0 0 0 0.00050 0.00050 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 GEORGE K BAUM FINANCIAL SERVICES 40.000000000000 0 0 1 JP MORGAN CHASE BANK 4.500000000000 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NOTE 1: CONSTRUCTION OF SCHOOL OF LEADERSHIP AND EDUCATION SCIENCES FACILITY, STUDENT HOUSING FACILITIES, STUDENT LIFE PAVILION, AND RENOVATION OF STUDENT UNIVERSITY CENTER AND ACADEMIC, ADMINISTRATIVE AND STUDENT FACILITIES. CURRENT REFUNDING OF CEFA SERIES 1995 BONDS OUTSTANDING AS OF 11/16/05. NOTE 2: CURRENT REFUNDING OF PRIOR REVENUE BOND ISSUES ONLY. NO ADDITIONAL CAPITAL EXPENDITURE INCURRED WITH BOND PROCEEDS. NOTE 3: PART II LINE 11 (A): REBATE OF $1,730,992 MADE TO US TREASURY AUGUST 2010. THE ORGANIZATION IS IN THE PROCESS OF FINALIZING WRITTEN POST ISSUANCE BOND PROCEDURES TO ENSURE THAT VIOLATIONS OF FEDERAL TAX REQUIREMENTS ARE TIMELY IDENTIFIED AND CORRECTED THROUGH THE VCAP PROGRAM IF SELF-REMEDIATION IS NOT AVAILABLE UNDER APPLICABLE REGULATIONS. DAVID PYKE HOME LOAN ASSISTANCE X 200000 20000 0 0 1 JULIE SULLIVAN HOME LOAN ASSISTANCE X 200000 120000 0 1 1 MARY BOYD HOME LOAN ASSISTANCE X 120000 80000 0 0 1 220000 FORM 990, SCHEDULE L, PART II, BOX F: LOANS TO OFFICERS ARE APPROVED BY THE BOARD OF TRUSTEES FOLLOWING RECEIPT OF A RECOMMENDATION FROM THE EXECUTIVE COMMITTEE AND THE EXECUTIVE COMPENSATION COMMITTEE. LOANS TO KEY EMPLOYEES OR HIGHLY COMPENSATED EMPLOYEES AS CLASSIFIED ON THE FORM 990 ARE APPROVED BY THE EXECUTIVE VICE PRESIDENT AND PROVOST AND/OR PRESIDENT. X 23 1359112 MARKET VALUE 0 1 1 THIRD PARTY USE: PART I, LINE 32B: THE UNIVERSITY UTILIZES A BROKER TO SELL STOCK GIFTS RECEIVED FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE FORM 990 IS PRESENTED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AND A COPY OF THE 990 IS AVAILABLE TO THE ORGANIZATION'S ENTIRE GOVERNING BOARD ONLINE AT THE SECURED TRUSTEE WEBSITE BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR THE BOARD OF DIRECTORS AND EXCUTIVE MANAGEMENT ARE REQUIRED TO SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT. ANY CONFLICT IS REVIEWED AND HANDLED IN ACCORDANCE WITH THE WRITTEN POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEE EXECUTIVE COMPENSATION COMMITTEE, WHICH IS INDEPENDENT, DETERMINES COMPENSATION USING COMPARABLE DATA AND CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS. THIS PROCESS IS DONE ANNUALLY FOR THE PRESIDENT AND THE VICE PRESIDENTS. THE EXECUTIVE VICE PRESIDENT AND PROVOST DETERMINES THE COMPENSATIONS FOR THE DEANS USING MARKET BENCHMARK DATA PREPARED BY INDEPENDENT PERSONS AND THE BENCHMARK SCHOOLS ARE SELECTED BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 18 FORMS 990 AND 990T ARE AVAILABLE TO THE PUBLIC BY VIEWING THE GUIDESTAR WEBSITE AND UPON REQUEST FROM THE OFFICE OF THE CONTROLLER AT 619-260-2302; ACCOUNTING@SANDIEGO.EDU; OR ONSITE FROM THE OFFICE OF THE CONTROLLER. FORM 1023 IS AVAILABLE UPON REQUEST FROM THE OFFICE OF THE CONTROLLER AT 619-260-2302; ACCOUNTING@SANDIEGO.EDU; OR ONSITE FROM THE OFFICE OF THE CONTROLLER. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST FROM THE OFFICE OF THE CONTROLLER AT 619-260-2302; ACCOUNTING@SANDIEGO.EDU; GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FROM THE OFFICE OF THE PRESIDENT AT 619-260-4520; CONFLICT OF INTEREST POLICY IS AVAILABLE ONLINE AT WWW.SANDIEGO.EDU. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -37,113,180. K-1 PASSTHROUGH LOSSES 555,000. TOTAL TO FORM 990, PART XI, LINE 5: -36,558,180.