2013-05-15T11:22:32-05:00 2012-06-30 263753134 CBIZ TOFIAS 500 BOYLSTON STREET BOSTON MA 02116 990 2011-07-01 042261109 THIRD SECTOR NEW ENGLAND INC THIR 6175236565 LINCOLN PLAZA 89 SOUTH STREET NO 700 BOSTON MA 02111 JONATHAN SPACK 6175236565 2013-05-14 1 CRAIG KLEIN P00734640 6177610600 2011 2016-02-24 21:20:13Z JONATHAN SPACK LINCOLN PLAZA 89 SOUTH STREET NO 700 BOSTON MA 02111 25858209 0 X WWW.TSNE.ORG X 1959 MA THIRD SECTOR NEW ENGLAND PROVIDES INFORMATION AND SERVICES TO BUILD THE KNOWLEDGE, POWER AND EFFECTIVENESS OF NONPROFIT ORGANIZATIONS THAT ENGAGE PEOPLE IN COMMUNITY AND PUBLIC LIFE. WE ACT ALSO TO PROMOTE WIDER RECOGNITION OF COMMUNITY BASED ORGANIZATIONS AS THE PRIMARY STEWARDS OF OUR CORE SOCIETAL VALUES. THE ULTIMATE INTENTION OF OUR WORK IS TO CREATE A MORE JUST AND DEMOCRATIC SOCIETY. 12 10 391 50 -918 -5532 11276767 13596383 5472179 8058640 1032866 1312011 4009572 690564 21791384 23657598 1621489 917623 0 0 10331367 11460934 0 66897 192834 8198080 10517065 20150936 22962519 1640448 695079 48348979 46618266 19196027 18620141 29152952 27998125 X THIRD SECTOR NEW ENGLAND PROVIDES INFORMATION AND SERVICES TO BUILD THE KNOWLEDGE, POWER AND EFFECTIVENESS OF NONPROFIT ORGANIZATIONS THAT ENGAGE PEOPLE IN COMMUNITY AND PUBLIC LIFE. WE ACT ALSO TO PROMOTE WIDER RECOGNITION OF COMMUNITY BASED ORGANIZATIONS AS THE PRIMARY STEWARDS OF OUR CORE SOCIETAL VALUES. THE ULTIMATE INTENTION OF OUR WORK IS TO CREATE A MORE JUST AND DEMOCRATIC SOCIETY. 0 0 16963740 895423 4623272 THIRD SECTOR NEW ENGLAND'S FISCAL SPONSORSHIP PROGRAM FOCUSES ON ISSUES AFFECTING THE ROOT CAUSES OF SOCIAL PROBLEMS. THROUGH A VARIETY OF INDIVIDUAL PROJECTS, WE SEEK TO PROVIDE WIDER ACCESS TO RESOURCES & SERVICES FOR PEOPLE SYSTEMATICALLY DENIED FAIR ACCESS. PROJECT-BASED WORK ADDRESSES ISSUES SUCH AS CIVIL & OTHER BASIC HUMAN RIGHTS, ENVIRONMENTAL SUSTAINABILITY, FOOD SECURITY AND ACCESS TO HEALTH CARE, HOUSING AND EDUCATION. WE SUPPORT ALL PROJECTS WITH A BROAD ARRAY OF ADMINISTRATIVE SERVICES. 1578153 22200 854118 TSNE'S CONSULTING SERVICES ASSIST NON-PROFITS IN BUILDING ORGANIZATIONAL CAPACITY USING A WHOLE SYSTEMS APPROACH. A BROAD RANGE OF SERVICES ARE OFFERED THAT INCLUDE ORGANIZATIONAL ASSESSMENT, BOARD DEVELOPMENT, TRANSITION MANAGEMENT, PROGRAM EVALUATION, AND STRATEGIC PLANNING. OUR CONSULTANTS ALSO ENGAGE IN FIELD BUILDING PROJECTS WHICH AFFECT COALITIONS OR HAVE BROAD COMMUNITY IMPACT. 2273019 2736114 THE NONPROFIT CENTER IS BOSTON'S HOME FOR PROGRESSIVE SOCIAL CHANGE NONPROFITS AND A RESOURCE FOR THE LARGER NONPROFIT COMMUNITY. DEVELOPED USING SUSTAINABLE DESIGN, THE CENTER'S MISSION IS TO FOSTER COLLABORATION AND ENHANCE ORGANIZATIONAL STABILITY. THE CENTER'S TENANTS ARE COMMITTED TO COLLABORATIVE PRACTICE AND ENHANCING NONPROFIT EFFECTIVENESS. 20814912 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 0 0 1 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 367 0 1 391 1 1 1 0 0 0 0 0 0 0 0 0 X 12 10 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 MA X ANDREW COX-STAVROS CFO 6175236565 89 SOUTH STREET BOSTON MA 02111 DAVID ORLINOFF 0.30 X X 0 0 0 KAREN WHEELER 0.30 X X 0 0 0 JOEL BARRERA 0.30 X X 38070 0 0 JOHANNA CHAO KREILICK 0.30 X X 0 0 0 EVELYN FRIEDMAN 0.30 X 0 0 0 ROSETTE MARTINEZ 0.30 X 0 0 0 CHERYL SCHAFFER 0.30 X 0 0 0 SALLY SHARP LEHMAN 0.30 X 0 0 0 JENNY AMORY 0.30 X 0 0 0 ARLENE FORTUNATO 0.30 X 36000 0 0 RAHN DORSEY 0.30 X 0 0 0 ROBERT WADSWORTH 0.30 X 0 0 0 JONATHAN SPACK 37.50 X 193505 0 49351 ANDREW COX-STAVROS 37.50 X 113745 0 32371 DEBORAH LINNELL 37.50 X 136945 0 19638 LYNDA FREUNDLICH 37.50 X 109966 0 33496 DENISE MOOREHEAD 37.50 X 111666 0 24049 KATHERINE HARKER 37.50 X 104477 0 33096 GERRIT WESTERVELT 37.50 X 135988 0 3058 980362 0 195059 10 0 1 0 PRO MEETING MANAGEMENT 3219 ANRIC DRIVE EAU CLAIRE WI 54701 EVENT PLANNING/MANAGEMENT 352021 CHILD & FAMILY POLICY CENTER 505 FIFTH AVENUE SUITE 404 DES MOINES IA 50309 EDUCATIONAL CONSULTANT 203823 APPLIED SCIENCE ASSOCIATION 55 VILLAGE SQUARE DRIVE SOUTH KINGSTOWN RI 02879 DATA MANAGEMENT 163869 BINGHAM MCCUTCHEN LLC PO BOX 3486 BOSTON MA 02241 LEGAL SERVICES 147921 STONEY ASSOCIATES 1120 NORTH GOLFVIEW ROAD LAKE WORTH FL 33460 CONSULTING SERVICES 138762 5 31458 6000 13558925 141487 13596383 CONTRACT REVENUE 900099 3875724 3875724 RENTAL INCOME 900099 2110197 2110197 CONSULTING 900099 1851042 1851042 CONFERENCE REVENUE 900099 205665 205665 PUBLICATION REVENUE 900099 16012 16012 8058640 281574 -16417 297991 516366 516366 625917 610418 15499 15499 15499 2616250 1585813 1030437 1030437 1030437 8215 4380 3835 3835 OTHER INCOME 900099 154864 154864 154864 23657598 8213504 -918 1848629 917623 917623 378430 378430 8698754 8257856 357666 83232 261287 247063 11510 2714 1449102 1181378 256700 11024 673361 617883 49111 6367 335476 335476 242590 106020 136468 102 82740 82740 66897 66897 58902 58902 4338797 4280054 58743 85006 84473 533 197780 174562 23078 140 885971 885798 173 974447 972001 2179 267 430437 421236 3850 5351 650045 650045 1015863 974278 41585 193232 33989 159243 SUPPLIES 630761 585410 40817 4534 EQUIPMENT RENTAL/MAINT. 227822 204907 22915 PRINTING & PUBLICATIONS 145218 124029 9689 11500 TRAINING 21978 13567 8411 22962519 20814912 1954773 192834 8548273 9869518 2296646 3101586 154978 125159 27612950 6145018 22461078 21467932 12128523 11502490 2759481 551581 48348979 46618266 3295959 3123530 367787 296611 15500000 15200000 32281 0 19196027 18620141 X 22427780 19925356 6725172 8072769 29152952 27998125 48348979 46618266 X 695079 -1849906 X 0 1 1 X 1 1 X 4703494 6703101 12676668 11159880 13564925 48808068 4703494 6703101 12676668 11159880 13564925 48808068 9536515 39271553 4848214 4579355 3809559 4157066 797940 18192134 40184 65311 105495 67105697 26669922 0.58520 0.53940 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 99796 99796 22669889 22769685 1000000 250000 0 0 1000000 1000000 2000000 3000000 77370 99796 177166 250000 250000 500000 750000 48998 48998 5574237 5574237 9559539 2598082 6961457 11803454 2938805 8864649 555354 514652 40702 120366 93479 26887 21467932 23657598 22962519 695079 -1849906 -1849906 -1154827 22422490 -1849906 614798 -1235108 23657598 0 23657598 23577317 614798 614798 22962519 0 22962519 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: TSNE ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A "MORE LIKELY THAN NOT" THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER SCRUTINY BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A "CUMULATIVE PROBABILITY ASSESSMENT" THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. TSNE HAS IDENTIFIED ITS TAX STATUS AS A TAX EXEMPT ENTITY AS A TAX POSITION; HOWEVER, TSNE HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. TSNE IS NOT CURRENTLY UNDER EXAMINATION BY ANY TAXING JURISDICTIONS. TSNE'S FEDERAL AND STATE TAX RETURNS ARE GENERALLY OPEN FOR EXAMINATION FOR THREE YEARS FOLLOWING THE DATE FILED. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 4,380. RENTAL EXPENSES 610,418. PART XIII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 4,380. RENTAL EXPENSES 610,418. MIDDLE EAST AND NORTH AFRICA 0 0 TRAINING SEMINAR EDUCATIONAL PROGRAMS FOR WOMEN AND GIRLS 31920 0 0 0 0 0 0 31920 0 31920 0 0 0 0 1 0 X X X X X X X 1 FORUNATO ASSOCIATES 140 CLARENDON ST BOSTON MA 02136 CAMPAIGN DEVELOPMENT & PLANNING 0 0 24000 -24000 KARANT & ASSOCIATES 3 ALVESTON ST BOSTON MA 02116 CAMPAIGN DEVELOPMENT & PLANNING 0 0 9100 -9100 MICHELLE M MILLER 333 RICCIUTI DR 426 QUINCY MA 02169 GRANT WRITING 0 0 5100 -5100 PETER SCHURMAN 2034-1/2 DOHR ST BERKELEY CA 94702 ONLINE DEVELOPMENT 0 0 10631 -10631 48831 -48831 MA CT 1 ANTIOCH DIPLOMA PLUS HIGH SCHOOL 2555 HARFORD RD BALTIMORE MD 21218 522064235 GOVT 32498 FUTURE FOCUS GRANT-BALTI ANTIOCH ASSOCIATION FOR CHILDREN OF NJ 33 HALSEY STREET NEWARK NJ 07102 221695034 501(C)3 120000 2011 GRANT BALTIMORE LIBERATION DIPLOMA PLUS HIGH SCHOOL 2801 N DUKELAND ST BALTIMORE MD 21216 522064235 GOVT 34274 FUTURE FOCUS GRANT-BALTI LIBER BC RAIN HIGH SCHOOL 3125 DAUPHIN ISLAND PARKWAY MOBILE AL 366053899 582005291 GOVT 11277 MINI-GRANT BC RAIN FOR SCANTRON BERKS COUNTY INTERMEDIATE UNIT 1111 COMMONS BLVD READING PA 196126050 231740825 GOVT 100000 SECOND PAYMENT 2011 GRANT BOSTON EDUCATION DEVELOPMENT FOUNDATION 26 COURT ST 5TH FLOOR BOSTON MA 02109 222514422 501(C)3 110000 CHARLESTOWN FINAL AWARD PER MOA JULY09-JUN12 BROCKTON PUBLIC SCHOOLSCHAMPION HS 175 WARREN AVENUE BROCKTON MA 02301 046001382 GOVT 9000 MINI-GRANT AWARD FOR BROCKTON CHAMPION FY12 CLEAN WATER FUND 1010 VERMONT AVE NW SUITE 1100 WASHINGTON DC 20005 521043444 501(C)3 22200 CBF IMPLEMENTATION GRANT DENVER PUBLIC SCHOOLS 2211 W 27TH AVENUE DENVER CO 80211 846001099 GOVT 76679 FUTURE FOCUS GRANT-CLA EMMA LAZARUS DP HIGH SCHOOL 100 HESTER STREET NEW YORK NY 10002 690210637 GOVT 10000 BALANCE OF GATES FUND-EMMA LAZARUS INNOVATION DIPLOMA PLUS HIGH SCHOOL 145 WEST 84TH STREET NEW YORK NY 10024 690210637 GOVT 5800 BALANCE ON GATES-INNOVATION LIBERATION DIPLOMA PLUS HIGH SCHOOL 2865 WEST 19TH STREET BROOKLYN NY 11224 136400434 GOVT 15000 MENTOR GRANT NY LIBERATION MONROE COUNTY COMMUNITY SCHOOL CORP 705 W COOLIDGE DR BLOOMINGTON IN 47403 351147534 GOVT 15584 LITERACY MINIGRANT BLOOMINGTON NEWARK BRIDGES HIGH SCHOOL 321 BERGEN ST 3RD FL NEWARK NJ 07103 226002140 GOVT 9614 FUTURE FOCUS GRANT-NEWARK BRIDGES NYC EARLY CHILDHOOD PROF DEV INSTITUTE 101 WEST 31ST STREET 7TH FLOOR NEW YORK NY 10001 131988190 501(C)3 24000 2ND 2011/2012 GRANT PAYMENT OISTE 59 TEMPLE PLACE BOSTON MA 02111 043553964 501(C)3 25000 DRAWING DEMOCRACY GRANT FEB 1- DEC 1 2011/2ND PYMT OUNCE OF PREVENTION FUND 33 W MONROE STREET SUITE 2400 CHICAGO IL 60603 363186328 501(C)3 262500 1ST INSTALL IL STATE GRANT 2011 PAZLO EDUCATION FOUNDATION 1309 N WILTON PLACE 3RD FL LOS ANGELES CA 90028 454893943 501(C)3 5928 GRANT AWARD-APEX-CHARTER STATUS PENN ASSOC FOR THE EDUCATION OF YOUNG CHILDREN 333 MARKET STREET HARRISBURG PA 17101 251756038 501(C)3 10000 12/01/2011-06/30/2012 TA GRANT 19 0 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: OUR PROCEDURES INCLUDE EXPLICIT DEFINITION IN THE GRANT AWARD OF HOW THE FUNDS ARE TO BE USED, PERIODIC MONITORING OF GRANTEE ACTIVITIES THROUGH WRITTEN REPORTS AND IN PERSON GRANTEE ROUNDTABLES, AS WELL AS SITE VISITS. AT THE END WE RECEIVE A FINAL WRITTEN REPORT OF THE DISPOSITION OF GRANTEE FUNDS. X X X 0 1 0 0 0 0 0 0 0 JONATHAN SPACK 190457 0 0 0 3048 0 25481 0 23870 0 242856 0 0 0 DEBORAH LINNELL 136396 0 0 0 549 0 10939 0 8699 0 156583 0 0 0 PART I, LINE 4B TSNE HAS A NONQUALIFIED DEFERRED COMPENSATION PLAN FOR THE EXECUTIVE DIRECTOR WHEREBY HE HAS THE RIGHT TO A LIFE INSURANCE POLICY PAID FOR BY TSNE AT THE TIME OF HIS RETIREMENT. MASS DEVELOPMENT FINANCE AGENCY 043431814 2010-02-01 15885000 TO REDEEM THE 11/1/2004 ISSUE 0 0 0 15885000 15885000 2010 1 0 1 1 0 1 1 1 0 0.00000 0.00000 1 0 1 0 0 0 0 X X 10 141487 FMV 0 0 1 0 METHOD FOR DETERMINING NUMBER OF CONTRIBUTORS: PART I, COLUMN (B): THE NUMBER IN PART I, COLUMN (B) REPRESENTS THE NUMBER OF GIFTS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 WAS PROVIDED TO ALL BOARD MEMBERS PRIOR TO FILING. THE 990 WILL BE REVIEWED BY THE FINANCE COMMITTEE OF THE BOARD SUBSEQUENT TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, DIRECTORS, AND EMPLOYEES ARE RESPONSIBLE FOR AVOIDING SITUATIONS WHICH PLACE THEM IN CONFLICT OR APPARENT CONFLICT WITH THEIR DUTIES AT TSNE AND ARE REQUIRED TO SIGN A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. THE EXECUTIVE DIRECTOR REVIEWS THE FORMS AND DETERMINES IF A POTENTIAL CONFLICT EXISTS. IF A POTENTIAL CONFLICT IS FOUND TO EXIST, THAT PERSON IS PROHIBITED FROM PARTICIPATING IN THE DELIBERATIONS AND DECISIONS ON THE CONFLICTING MATTER. THIS POLICY STATEMENT COVERS SOME, BUT NOT ALL SUCH SITUATIONS. EMPLOYEES SHOULD SEEK GUIDANCE IN ADVANCE FROM THE EXECUTIVE DIRECTOR WHENEVER THE POTENTIAL FOR SUCH CONFLICT OF INTEREST ARISES. NO EMPLOYEE OF TSNE SHALL SERVE ON A GOVERNING BOARD OR COMMITTEE OF ANY ORGANIZATION CONTRACTING WITH, MAKING GRANTS TO, OR RECEIVING GRANTS FROM TSNE, EXCEPT WITH THE EXPRESS, WRITTEN APPROVAL OF TSNE'S EXECUTIVE DIRECTOR. THE EXECUTIVE DIRECTOR'S PARTICIPATION ON A BOARD OR COMMITTEE AS DESCRIBED ABOVE SHALL REQUIRE THE WRITTEN APPROVAL OF THE PRESIDENT. IN NO CASE SHALL A TSNE OFFICER, DIRECTOR OR EMPLOYEE VOTE OR TAKE AN ACTIVE PART IN DISCUSSION OF A GRANT OR CONTRACT BETWEEN TSNE AND AN ORGANIZATION OF WHICH HE OR SHE IS A MEMBER OR DIRECTOR. TSNE RECOGNIZES THAT SOME STAFF MAY, ON OCCASION, WISH TO CONTRACT WITH INDIVIDUALS OR ORGANIZATIONS TO PROVIDE CONSULTATION OR OTHER PROFESSIONAL SERVICES ON AN INDEPENDENT CONTRACTUAL BASIS. ALL SUCH OUTSIDE CONSULTING AND CONTRACTUAL ARRANGEMENTS MUST BE APPROVED BY THE EXECUTIVE DIRECTOR (OR, IN THE CASE OF THE EXECUTIVE DIRECTOR, BY THE PRESIDENT). DECISIONS REGARDING APPROVAL OR DISAPPROVAL OF SUCH OUTSIDE WORK ARE WITHIN THE SOLE DISCRETION OF THE EXECUTIVE DIRECTOR (OR PRESIDENT). APPROVAL WILL NOT BE GRANTED IN CASES IN WHICH TSNE IS OFFERING OR MIGHT REASONABLY CONSIDER OFFERING SIMILAR SERVICES. APPROVAL WILL ALSO BE DENIED IN INSTANCES WHICH IN THE JUDGMENT OF THE DECISION-MAKER CONSTITUTE A CONFLICT OF INTEREST OR THE APPEARANCE OF SUCH A CONFLICT. VIOLATION OF THIS POLICY MAY RESULT IN DISCIPLINARY ACTION UP TO AND INCLUDING TERMINATION OF EMPLOYMENT. FORM 990, PART VI, SECTION B, LINE 15A TSNE'S EXECUTIVE DIRECTOR COMPENSATION IS DETERMINED THROUGH REVIEW AND APPROVAL OF THE COMPENSATION COMMITTEE OF BOARD OF DIRECTORS. THIS COMMITTEE MAKES USE OF COMPARABLE COMPENSATION DATA FOR SIMILARLY SITUATED ORGANIZATIONS, AND MAINTAINS MINUTES OF ITS DELIBERATIONS. THE LAST TIME THIS REVIEW WAS CONDUCTED WAS 2012. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE UPON REQUEST. THE FORM 990 IS AVAILABLE THROUGH THE MASSACHUSETTS ATTORNEY GENERAL'S DIVISION OF PUBLIC CHARITIES WEBSITE AND NATIONAL DATA SOURCES SUCH AS GUIDESTAR. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 5: NET UNREALIZED LOSSES ON INVESTMENTS: -1,849,906.