2013-05-15T10:30:27-05:00 2012-06-30 521231901 GORFINE SCHILLER & GARDYN PA 10045 RED RUN BLVD SUITE 250 OWINGS MILLS MD 21117 990 2011-07-01 510217653 OPEN DOOR INC OPEN 6103631488 467 CREAMERY WAY EXTON PA 19341 MARTIN LAMPNER 6103631488 2013-05-14 1 SCOTT D RODGVILLE CPA P00365285 4103565900 2011 2016-02-24 21:20:13Z X MARTIN LAMPNER 467 CREAMERY WAY EXTON PA 19341 1765733 0 X WWW.CHIMES.ORG X 1977 DE TO BE A LEADER AND MODEL OF EXCELLENCE IN PROVIDING TREATMENT, EDUCATIONAL, AND OTHER SERVICES FOR ADULTS AND CHILDREN WITH MENTAL HEALTH AND SUBSTANCE ABUSE ISSUES 15 8 59 0 0 0 136618 157223 1380936 1600467 1476 0 25409 8043 1544439 1765733 0 0 0 0 911317 810620 0 0 0 615287 664618 1526604 1475238 17835 290495 382435 677646 93427 98143 289008 579503 TO BE A LEADER AND MODEL OF EXCELLENCE IN PROVIDING TREATMENT, EDUCATIONAL, AND OTHER SERVICES FOR ADULTS AND CHILDREN WITH MENTAL HEALTH AND SUBSTANCE ABUSE ISSUES 0 0 1290850 1608510 OPEN DOOR WAS FOUNDED IN THE EARLY 1970'S AND BECAME A 501(C)(3) SEVERAL YEARS LATER. THE COMPANY BEGAN WITH A GROUP OF CITIZENS CONCERNED ABOUT THE GROWING SPREAD OF SUBSTANCE ABUSE AMONGST YOUNG ADULTS. OPEN DOOR HAS DEVELOPED A REPUTATION OVER THE YEARS FOR SUCCESSFULLY WORKING WITH FAMILIES AND INDIVIDUALS THROUGHOUT THE STATE OF DELAWARE. IN 1999, OPEN DOOR BECAME AN AFFILIATE OF HOLCOMB BEHAVIORAL HEALTH SYSTEMS AND DUI SERVICES WERE ADDED. OPEN DOOR CURRENTLY ALSO PROVIDES MENTAL HEALTH SERVICES FOR CHILDREN, TEENS, AND ADULTS IN THE CITIES OF NEWARK, CLAYMONT AND DOVER. 1290850 1 0 0 0 0 0 0 0 0 0 1 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 2 0 59 1 0 0 0 0 0 0 0 0 0 0 X 15 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 DE X X WENDY WAIT 6103631488 467 CREAMERY WAY EXTON PA 19341 SHIRLEY POSEY 1.00 X X 0 0 0 WILLIAM DIFABIO 1.00 X X 0 197648 17700 SUSANNA JESSUP CPA 1.00 X X 0 0 0 PATRICK BAGLEY 0.00 X 0 0 0 BOBBY EDMONDSON 0.00 X 0 0 0 ARTHUR GEORGE 0.00 X 0 0 0 WENDY WAIT 1.00 X X 0 97640 13029 ALBERT BUSSONE 3.00 X X 0 423767 39994 MARTIN LAMPNER CPA 3.00 X X 0 444970 112806 MICHAEL MAY ESQ 0.00 X 0 0 0 ROGER OSMUN PHD 1.00 X X 0 100381 7363 JOSEPH JEROME 1.00 X 0 0 0 KAREN HOLCOMB 0.00 X X 0 129841 11620 SHAWNA M GOTTLIEB 3.00 X X 0 163935 21625 ALAN UDOFF PHD 0.00 X 0 0 0 MARY T COLLARD 3.00 X 0 215651 17709 SUSAN BERRYMAN ESQ 0.00 X 0 85361 7050 0 1859194 248896 0 0 1 0 0 153360 3863 157223 CLIENT INCOME 624100 1307878 1307878 FEES/CONTRACTS FROM GO 624100 196130 196130 MEDICARE/MEDICAID PAYM 624100 92281 92281 THIRD PARTY INCOME 624100 4178 4178 1600467 OTHER REVENUE 900099 8043 8043 8043 1765733 1608510 0 0 725162 685460 39702 3525 3109 416 29172 29172 52761 49222 3539 3400 3400 11000 11000 1385 1358 27 136531 129696 6835 40000 40000 240076 238442 1634 21242 21137 105 5818 5818 7200 210 6990 MANAGEMENT FEE 120000 120000 BAD DEBT 47823 47823 MISCELLANEOUS 14891 14446 445 EQUIPMENT 8483 4613 3870 6769 5944 825 1475238 1290850 184388 0 206816 319703 44033 78993 14169 12374 145962 75359 41421 70603 75996 195973 382435 677646 53537 65828 37395 32315 2495 0 93427 98143 X 289008 579503 289008 579503 382435 677646 290495 0 X X 0 1 1 X 0 X 197964 180612 142999 136618 157223 815416 197964 180612 142999 136618 157223 815416 815416 5905 7080 6886 1476 21347 10776 4187 6756 7124 28843 865606 8328320 0.94200 0.93650 X 69814 47933 21881 76148 27426 48722 70603 SECURITY DEPOSITS 36183 DUE FROM RELATED 501(C)(3) ORGS 159790 195973 1765733 1475238 290495 290495 1765733 0 1765733 0 1765733 1475238 0 1475238 0 1475238 DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X: THE ORGANIZATION ADOPTED ASC, ACCOUNTING FOR INCOME TAXES, ON JULY 1, 2009. THIS TOPIC REQUIRES THE ORGANIZATION TO RECOGNIZE OR DISCLOSE ANY TAX POSITIONS THAT WOULD RESULT IN UNRECOGNIZED TAX BENEFITS. THE ORGANIZATION HAS NO POSITIONS THAT WOULD REQUIRE DISCLOSURE OR RECOGNITION UNDER THE TOPIC. TAX YEARS ENDING JUNE 30, 2009 AND AFTER ARE STILL OPEN. X X X X X X 0 1 0 0 0 0 0 0 0 WILLIAM DIFABIO 0 197648 0 0 0 0 0 15000 0 2700 0 215348 0 0 ALBERT BUSSONE 0 317762 0 0 0 106005 0 11858 0 28136 0 463761 0 0 MARTIN LAMPNER CPA 0 298039 0 0 0 146931 0 78447 0 34359 0 557776 0 0 SHAWNA M GOTTLIEB 0 153731 0 0 0 10204 0 9480 0 12145 0 185560 0 0 MARY T COLLARD 0 204886 0 0 0 10765 0 11900 0 5809 0 233360 0 0 SUPPLEMENTAL INFORMATION PART III PART II COLUMN B BASIC LIFE INSURANCE IN EXCESS OF $50,000 THAT IS PROVIDED TO AN INDIVIDUAL BY THE COMPANY IS REPORTED IN COLUMN B-III. PART II COLUMN C THE COMPANY MADE CONTRIBUTIONS TO THE 457(F) PLAN ACCOUNT OF M. LAMPNER WHICH HAVE NOT YET VESTED. THESE CONTRIBUTIONS ARE REPORTED IN COLUMN C. M. LAMPNER ACCRUED BENEFITS UNDER A 457(F) PLAN. TOTAL BENEFITS THAT MAY BE PAYABLE UNDER THE PLAN ARE BASED UPON HIS LENGTH OF SERVICE AND COMPENSATION. THE BENEFITS HAVE NOT YET VESTED. THE BENEFITS ACCRUED DURING THE REPORTING YEAR ARE REPORTED IN COLUMN C. NOTES REGARDING 457(F) PLANS: THE INTERESTS UNDER THE ARRANGEMENTS DESCRIBED ABOVE ARE/WERE SUBJECT TO FORFEITURE IF THE PARTICIPANT VOLUNTARILY TERMINATES/HAD VOLUNTARILY TERMINATED EMPLOYMENT OR WAS TERMINATED FOR CAUSE PRIOR TO HIS OR HER APPLICABLE VESTING DATE UNDER EACH ARRANGEMENT. IN ADDITION, UNDER CURRENT LAW, INTERESTS UNDER THOSE ARRANGEMENTS ARE REPORTABLE AS TAXABLE COMPENSATION WHEN THEY BECOME VESTED, EVEN IF THOSE AMOUNTS ARE NOT YET PAYABLE TO THE PARTICIPANT (AND EVEN IF THOSE AMOUNTS ARE NEVER PAID TO THE PARTICIPANT). NO ROLLOVER OR OTHER TAX-DEFERRAL OPTIONS ARE AVAILABLE TO PARTICIPANTS. PARTICIPANTS' INTERESTS UNDER THESE ARRANGEMENTS ARE NOT GUARANTEED OR SECURED IN ANY WAY AND AT ALL TIMES ARE SUBJECT TO THE CLAIMS OF THE EMPLOYER'S BANKRUPTCY CREDITORS. IN THE MANNER REQUIRED BY APPLICABLE IRS RULES, THE DESIGN OF EACH OF THESE ARRANGEMENTS WAS APPROVED AS REASONABLE, IN ADVANCE, BY AN INDEPENDENT COMPENSATION COMMITTEE, WHICH BASED ITS DECISION ON DATA PROVIDED BY AN INDEPENDENT COMPENSATION CONSULTANT. PART II COLUMN D THE COMPANY PROVIDES BASIC LIFE INSURANCE AND LONG TERM DISABILITY TO ALL FULL TIME EMPLOYEES. BOTH BENEFITS ARE REPORTED IN COLUMN D. THE COMPANY'S CONTRIBUTION TOWARDS THE EMPLOYEE'S COMPANY-PROVIDED HEALTH INSURANCE IS REPORTED IN COLUMN D. THE COMPANY'S CONTRIBUTIONS TO AN INDIVIDUAL'S 403(B) RETIREMENT PLAN ACCOUNT ARE REPORTED IN COLUMN D. CHIMES INTERNATIONAL, LTD., PROVIDES WILLIAM DIFABIO WITH LONG-TERM CARE INSURANCE. FORM 990, PART VI, SECTION B, LINE 11 ALL VOTING MEMBERS OF THE BOARD ARE NOTIFIED AND PROVIDED A LINK, AND PASSWORD TO VIEW THE 990'S AT A SECURE WEBSITE ON THE INTERNET AND ARE ENCOURAGED TO ASK ANY QUESTIONS THEY MAY HAVE PRIOR TO FILING DEADLINE. FORM 990, PART VI, SECTION B, LINE 12C ALL DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST STATEMENT ANNUALLY. AT EACH MEETING OF THE BOARD A SCHEDULE OF CONFLICTS OF INTEREST, IF ANY ARE PROVIDED TO MEMBERS. FORM 990, PART VI, SECTION B, LINE 15 THE INDEPENDENT COMPENSATION COMMITTEE OF THE CHIMES INTERNATIONAL BOARD OF DIRECTORS FOLLOWS THE PROCESS DESCRIBED IN THE IRS INTERMEDIATE SANCTIONS RULES WHEN DETERMINING THE COMPENSATION OF THE INDIVIDUALS ON PART VI, LINES 15A AND 15B. MEMBERS OF THE INDEPENDENT COMPENSATION COMMITTEE OF THE CHIMES INTERNATIONAL BOARD OF DIRECTORS SIT ON VARIOUS BOARDS OF RELATED CHIMES FAMILY OF SERVICES ENTITIES. SPECIFICALLY, THE COMMITTEE: (1) IS COMPOSED ENTIRELY OF NON-EMPLOYEE VOLUNTEER DIRECTORS WHO HAVE NO FAMILIAL, BUSINESS OR SIGNIFICANT PERSONAL RELATIONSHIPS WITH CHIMES INTERNATIONAL, ITS RELATED COMPANIES OR ITS EXECUTIVES. (2) ENGAGES AN INDEPENDENT COMPENSATION CONSULTING FIRM TO COMPILE APPROPRIATE COMPARABILITY DATA (INCLUDING COMPENSATION MARKET INFORMATION FOR PEERS WITH WHOM CHIMES FAMILY OF SERVICES COMPETES FOR EXECUTIVE TALENT) FOR COMMITTEE RELIANCE. THE COMMITTEE WILL MEET WITH REPRESENTATIVES OF THE CONSULTING FIRM OR COUNSEL TO REVIEW THIS DATA IN DETAIL. (3) REVIEWS ALL ELEMENTS OF EXECUTIVES' TOTAL COMPENSATION, INCLUDING BUT NOT LIMITED TO BASE SALARY, BONUSES, PERQUISITES, FRINGE BENEFITS, AND INCENTIVE AND DEFERRED COMPENSATION ARRANGEMENTS. UPON THE EXECUTIVE'S HIRE, AND AT EACH POINT IN TIME THEREAFTER AT WHICH A NEW OR REVISED COMPENSATION ARRANGEMENT IS UNDER CONSIDERATION WITH RESPECT TO THE EXECUTIVE, THE COMMITTEE MEETS WITH COUNSEL AND/OR WITH ITS INDEPENDENT COMPENSATION CONSULTING FIRM BEFORE THE ARRANGEMENT IS IMPLEMENTED TO EVALUATE THE REASONABLENESS OF THE ARRANGEMENT BY COMPARING BOTH THE ARRANGEMENT ITSELF AND THE EXECUTIVE'S ENTIRE COMPENSATION PACKAGE TO COMPENSATION PACKAGES PAID BY SIMILARLY SITUATED ORGANIZATIONS FOR FUNCTIONALLY COMPARABLE POSITIONS. (4) DOCUMENTS, CONCURRENTLY WITH ITS DETERMINATION, THE BASIS FOR ITS DETERMINATION IN THE MINUTES OF ITS MEETING. THESE MINUTES ARE REVIEWED, REVISED IF NECESSARY AND APPROVED AT THE FOLLOWING MEETING OF THE COMMITTEE. (5) OBTAINS A WRITTEN LEGAL OPINION CONCERNING THE COMMITTEE'S COMPLIANCE WITH THE IRS INTERMEDIATE SANCTIONS RULES. II. THE OFFICES OR POSITIONS FOR WHICH THE PROCESS DESCRIBED ABOVE WAS USED TO ESTABLISH COMPENSATION AND THE YEAR IN WHICH THE PROCESS WAS LAST UNDERTAKEN FOR EACH POSITION: POSITION & YEAR COO/EVP OPERATIONS - 2011 CFO/EVP FINANCE - 2011 CEO/PRESIDENT - 2010 FORM 990, PART VI, SECTION C, LINE 18 FORM 990 IS MADE AVAILABLE BY A LINK ON THE CHIMES WEBSITE TO GUIDESTAR. FORM 990, PART VI, SECTION C, LINE 19 THESE DOCUMENTS ARE MADE AVAILABLE TO ANY MEMBER OF THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 2C THE ORGANIZATION HAS NOT CHANGED ITS OVERSIGHT OR SELECTION PROCESS DURING THE YEAR. ALLOCATION OF TIME FORM 990, PART VII, SECTION A, LINE 1A, COLUMN B INDEPENDENT MEMBERS OF CHIMES INTERNATIONAL'S BOARD SERVE AS THE GOVERNANCE COMMITTEE FOR ALL RELATED COMPANIES. THEY ARE VOTING MEMBERS OF THOSE ORGANIZATIONS BOARD AND ARE PART OF THE QUORUM REQUIREMENTS DEFINED IN THE BY-LAWS. TIME SPENT DEVOTED TO BOARD MEMBERS POSITIONS FOR ALL RELATED CHIMES ORGANIZATIONS AVERAGES AN HOUR OR MORE PER WEEK. AS SUCH, BOARD MEMBERS INDICATED ON FORM 990 PART VII AVERAGE .1 TO 2 HOURS PER WEEK. ADDITIONALLY, THE CHAIRPERSON & VICE-CHAIRPERSON(S) ARE INDICATED AS AVERAGING 1 TO 2 HOURS PER WEEK, RESPECTIVELY. A. BUSSONE, AND S. GOTTLIEB PROVIDE TIME TO ALL RELATED ORGANIZATIONS BEYOND THE 40 HOURS COMMITTED TO CHIMES INTERNATIONAL. ON PART VII OF THE RELATED ORGANIZATIONS THEY ARE INDICATED AS AVERAGING 3 TO 5 HOURS PER WEEK DIRECTLY BENEFITTING EACH AFFILIATED ORGANIZATION. ACTUAL TIME SPENT MAY EXCEED THIS DURING THE COURSE OF THE YEAR. MARTIN LAMPNER, PRESIDENT AND CEO, IS INDICATED AS DEVOTING 1 - 5 HOURS PER WEEK TO EACH AFFILIATED ORGANIZATION IN ITS 990 PART VII IN ADDITION TO 40 HOURS TO CHIMES INTERNATIONAL. THE ACTUAL HOURS MAY VARY THROUGH OUT THE YEAR. MARY COLLARD IS INDICATED AS DEVOTING 40 HOURS PER WEEK ON AVERAGE TO CHIMES INTERNATIONAL IN ADDITION TO 3 - 7.5 HOURS PER WEEK TO OTHER RELATED CHIMES ENTITIES. WILLIAM DIFABIO COO OF HOLCOMB DEVOTES 39 HOURS PER WEEK TO HOLCOMB AND .5 HOURS PER WEEK TO OPEN DOOR AND FAMILY SERVICES ON AVERAGE. KAREN HOLCOMB AN EMPLOYEE OF CHIMES DC PROVIDES .5 HOURS TO THIS BOARD PER WEEK AND 39.5 HOURS TO CHIMES DC. WENDY WAIT AND EMPLOYEE OF HOLCOMB SERVES AS A BOARD MEMBER TO BOTH OPEN DOOR AND FAMILY SERVICES, RELATED CORPORATIONS. SHE DEVOTES .5 HOURS PER WEEK ON AVERAGE TO BOTH OF THEM. SUSANNA JESSUP PROVIDES .5 HOURS PER WEEK TO HOLCOMB AS WELL AS .5 HOURS TO ITS AFFILIATE OPEN DOOR. THE CHIMES INC 4815 SETON DRIVE BALTIMORE MD 21215 520575305 SERVICES FOR INDIVIDUALS WITH BARRIERS TO INDEPENDENT LIVING. MD 501(C)(3) 509(A)(1) CHIMES INTERNATIONAL LIMITED 0 CHIMES INTERNATIONAL LTD 4815 SETON DRIVE BALTIMORE MD 21215 522000359 SUPPORTING SERVICE ORGANIZATION DE 501(C)(3) 509(A)(3) CHIMES INTERNATIONAL LIMITED 0 CHIMES DISTRICT OF COLUMBIA INC 4815 SETON DRIVE BALTIMORE MD 21215 541691953 SUPPORTING SERVICE ORGANIZATION DC 501(C)(3) 509(A)(3) CHIMES DISTRICT OF COLUMBIA INC 0 THE CHIMES FOUNDATION 4815 SETON DRIVE BALTIMORE MD 21215 521796571 FINANCIAL SUPPORT FOR PROGRAMS AND SERVICES. DE 501(C)(3) 509(A)(1) THE CHIMES FOUNDATION 0 CHIMES METRO INC 4815 SETON DRIVE BALTIMORE MD 21215 521773885 SERVICES FOR INDIVIDUALS WITH BARRIERS TO INDEPENDENT LIVING. MD 501(C)(3) 509(A)(1) CHIMES INTERNATIONAL LIMITED 0 CHIMES VIRGINIA INC 4815 SETON DRIVE BALTIMORE MD 21215 541691952 SERVICES FOR INDIVIDUALS WITH BARRIERS TO INDEPENDENT LIVING. VA 501(C)(3) 509(A)(1) CHIMES INTERNATIONAL LIMITED 0 DEVELOPMENTAL SVCS OF NEW JERSEY INC 4815 SETON DRIVE BALTIMORE MD 21215 521336845 SERVICES FOR INDIVIDUALS WITH BARRIERS TO INDEPENDENT LIVING. NJ 501(C)(3) 509(A)(1) CHIMES INTERNATIONAL LIMITED 0 HOLCOMB ASSOCIATES INC 467 CREAMERY WAY EXTON PA 19341 232093566 PROVIDES TREATMENT FOR INDIVIDUALS WITH MENTAL HEALTH AND SUBSTANCE ABUSE. PA 501(C)(3) 509(A)(1) CHIMES INTERNATIONAL LIMITED 0 FAMILY SERVICES ASSOCIATION INC 467 CREAMERY WAY EXTON PA 19341 521187883 PROVIDES TREATMENT FOR INDIVIDUALS WITH MENTAL HEALTH AND SUBSTANCE ABUSE. PA 501(C)(3) 509(A)(1) HOLCOMB ASSOCIATES INC 0 CHIMES PA INC 467 CREAMERY WAY EXTON PA 19341 233007932 SERVICES FOR INDIVIDUALS WITH BARRIERS TO INDEPENDENT LIVING. PA 501(C)(3) 509(A)(1) HOLCOMB ASSOCIATES INC 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0